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Challenges and
solutions of
research operations
at ORNL
Presented to
ACS Division of Chemical
Health and Safety



Joseph Pickel, Ph.D


March 27, 2012
The Challenge


• Start a sustainable discussion on research operations using
  only a bad title as a starting point.
• Deliver at least some useful information that others can take
  home and translate to their own programs
     – Not everyone works in a national lab, foreign country or high
       energy materials business




2   Managed by UT-Battelle
    for the U.S. Department of Energy   Presentation_name
Why talk about Research Operations?
• A Director of Research Operations and Research Operations
  Initiatives/Research Support Staffer got to talking…
     – What does Research Operations mean to you?
     – What is your philosophy to research operations (where do
       researchers‟ responsibilities end and support responsibilities start?)
• Questions from students (IH, HP, Chem, etc)
     – What is it that you do?
     – How did you come to be in this field? What is the training?
• What resources and organizations are out there that support
  research operations and those in this field?




                                        What Lessons can we learn from each other?
3   Managed by UT-Battelle
    for the U.S. Department of Energy                    Presentation_name
Resources are subject selective
Support extends beyond chemistry
      - (Chemistry increasingly interdiscplinary!)
CokeZero: “great taste and zero calories”™; Nissan: “Shift ______”™
•   Division of Chemical Health and Safety and Research Operations
•   Division of Chemical Health and Safety and Waste Management
•   Division of Chemical Health and Safety and Human Performance
•   Division of Chemical Health and Safety and Risk Management
•   Division of Chemical Health and Safety and Compliance
•   Division of Chemical Health and Safety and Emergency Preparedness
•   Division of Chemical Health and Safety and Facility Management
•   Division of Chemical Health and Safety and Training
•   Division of Chemical Health and Safety and …




                                        Is this the right forum?
4   Managed by UT-Battelle
    for the U.S. Department of Energy          Presentation_name
How to Prepare those who support
Research

• Staffing generally feeds from
     – Industrial Hygiene / Public Health
     – Health Physics
     – Research Converts
• Sustained by OJT/Development
• Significant part of job based on specific
     – Mission
     – Location
     – Operational Philosophy

                                        Is there a better way?
5   Managed by UT-Battelle
    for the U.S. Department of Energy         Presentation_name
Approaches to Research and Operations
will depend on Organization
Goals/Mission
Institution                             Academia           Government           Industry
Purpose                                 Education          Discovery            Production
Breadth                                 Diverse            “Themed”             Focused
Hazards (#) Broad                                          Broad                Limited
        (scale)                         Small              Small                Large
Regulatory Mild                                            Rigid                Very Rigid
Personnel                               Resident,          Perm., Visiting, Perm.,
                                         Trainees            Trainees,        Professional
                                                             Professional

                                          What happens when these groups mix?
6   Managed by UT-Battelle
    for the U.S. Department of Energy                  Presentation_name
Oak Ridge National Laboratory:
Science and technology for the 21st century




    $1.1B budget                        World’s most powerful      Nation’s most diverse
    4,200 employees                     open scientific            energy portfolio
                                        computing facility         Bringing the $1.4B
    3,000 research
    guests annually                     Nation’s largest           Spallation Neutron
                                        concentration              Source into operation
    $300 million invested               of open source materials
    in modernization                                               Managing the billion-
7   Managed by UT-Battelle
                                        research                   dollar U.S. ITER project
    for the U.S. Department of Energy         Presentation_name
Challenge to Research Operations


- Support diverse research programs that extend beyond
  organizational, physical and operational boundaries
- Strengths and Opportunities can easily become Threats and
  Weaknesses:
     - Collaborative research programs that can work with anyone,
       anywhere, anytime
     - Flexible and nimble research programs that „turn on a dime‟
     - Problem solving mentality thinking out of the box




8   Managed by UT-Battelle
    for the U.S. Department of Energy   Presentation_name
Research Operations
• Delivering science is in the mission statement
• All operations directly support research




9   Managed by UT-Battelle
    for the U.S. Department of Energy   Presentation_name
Solutions to Research Operations
Challenges

• Define the operations philosophy
      – Purpose,
      – Level of service,
      – Distribution of responsibilities
• Develop a team and roles based on the problem
      – Operational support organizations become as flexible and
        collaborative as the research programs they support
• Chart a plan to address individual focus areas
      – Get it Done is LTA!


10   Managed by UT-Battelle
     for the U.S. Department of Energy     Presentation_name
Research Operations
                  Purpose and Philosophy
• Manage and support the research infrastructure
• Science is a our business‟ “Product”
       – Delivered as Patents, Publications, Tech Transfer and User Hours.
• Research is Expensive:
       – Research Operations/Support should do what is necessary to allow
         researchers to be in the lab; focus on their science


In order to do a good job support science… Support personnel
  must make an effort to understand what they are supporting


11   Managed by UT-Battelle
     for the U.S. Department of Energy   Presentation_name
Defining Responsibilities
 *Responsibilities for safety, performance, fiscal and ethical
 behavior belong to individuals… Support facilitates
 performance
 Science                                                                             Operations
 - Develop idea, proposal ($)                                -      Develop safety envelope
 - Assemble team and tools                                   -      Monitor and maintain working
                                                                    conditions
 - Conduct research
                                                             -      Facilitate assurance activities
 - Communicate results
                                                             -      Solve problems, resolve issues

                                          -   Knowledge of current
                                              Requirements/Drivers
                                          -   Formal Responsibility
                                          -   Day to Day Activities

Awareness of scientific mission allows research to progress efficiently!
 12   Managed by UT-Battelle
      for the U.S. Department of Energy               Presentation_name
Defining Responsibilities
*Responsibilities for safety, performance, fiscal and ethical
behavior belong to individuals… Support facilitates
performance
Research                                                                                Support
       Independent of                    Performed with            Performed with    Independent of
          Support                        limited Support          limited research      Research
                                           involvement               involvement

      Project                            Materials                Waste              Conduct
      Management                         Procurement              Disposition        Exposure
                                                                                     Assessments




Ability to separate roles depends on resources/cost models, efficiency,
   other drivers
13   Managed by UT-Battelle
     for the U.S. Department of Energy                 Presentation_name
Develop the Team

     See Kim’s talk!
     - Provide Expertise at all levels
     - Consider your depth chart!

     Organization Support                          Local Support
     (Subject Matter Experts)                      (“Jack of all trades”)
     -       Serve broad populations               - Serve individual facilities and
                                                     groups
     -       Define/Implement Org Policy
                                                   - Tune/ Apply Policies at lab level
     -       Awareness of changing
             developments, regulations and - Awareness of Research
             best practices on subject (looks Programs (looking inward)
             outward)
14       Managed by UT-Battelle
         for the U.S. Department of Energy   Presentation_name
Get it Done- in an organized,
thoughtful manner
Keep research going                              Improving operations
(Treading water)                                 (Soaring to new heights)
• Procuring, accepting and                              Implementing RFID technology
  controlling new inventory                             for advance controls
• Maintaining compliance with                           Apply techniques to improve
  regulatory (Fire Protection) and                      compliance while avoiding impact
  security (nuclear materials, drug                     on research
  precursors) directives
                                                        Development of cost efficient and
• Timely and compliant removal of                       uniform waste paths
  waste




15   Managed by UT-Battelle
     for the U.S. Department of Energy   Presentation_name
16   Managed by UT-Battelle
     for the U.S. Department of Energy   Presentation_name

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Research operations at ornl

  • 1. Challenges and solutions of research operations at ORNL Presented to ACS Division of Chemical Health and Safety Joseph Pickel, Ph.D March 27, 2012
  • 2. The Challenge • Start a sustainable discussion on research operations using only a bad title as a starting point. • Deliver at least some useful information that others can take home and translate to their own programs – Not everyone works in a national lab, foreign country or high energy materials business 2 Managed by UT-Battelle for the U.S. Department of Energy Presentation_name
  • 3. Why talk about Research Operations? • A Director of Research Operations and Research Operations Initiatives/Research Support Staffer got to talking… – What does Research Operations mean to you? – What is your philosophy to research operations (where do researchers‟ responsibilities end and support responsibilities start?) • Questions from students (IH, HP, Chem, etc) – What is it that you do? – How did you come to be in this field? What is the training? • What resources and organizations are out there that support research operations and those in this field? What Lessons can we learn from each other? 3 Managed by UT-Battelle for the U.S. Department of Energy Presentation_name
  • 4. Resources are subject selective Support extends beyond chemistry - (Chemistry increasingly interdiscplinary!) CokeZero: “great taste and zero calories”™; Nissan: “Shift ______”™ • Division of Chemical Health and Safety and Research Operations • Division of Chemical Health and Safety and Waste Management • Division of Chemical Health and Safety and Human Performance • Division of Chemical Health and Safety and Risk Management • Division of Chemical Health and Safety and Compliance • Division of Chemical Health and Safety and Emergency Preparedness • Division of Chemical Health and Safety and Facility Management • Division of Chemical Health and Safety and Training • Division of Chemical Health and Safety and … Is this the right forum? 4 Managed by UT-Battelle for the U.S. Department of Energy Presentation_name
  • 5. How to Prepare those who support Research • Staffing generally feeds from – Industrial Hygiene / Public Health – Health Physics – Research Converts • Sustained by OJT/Development • Significant part of job based on specific – Mission – Location – Operational Philosophy Is there a better way? 5 Managed by UT-Battelle for the U.S. Department of Energy Presentation_name
  • 6. Approaches to Research and Operations will depend on Organization Goals/Mission Institution Academia Government Industry Purpose Education Discovery Production Breadth Diverse “Themed” Focused Hazards (#) Broad Broad Limited (scale) Small Small Large Regulatory Mild Rigid Very Rigid Personnel Resident, Perm., Visiting, Perm., Trainees Trainees, Professional Professional What happens when these groups mix? 6 Managed by UT-Battelle for the U.S. Department of Energy Presentation_name
  • 7. Oak Ridge National Laboratory: Science and technology for the 21st century $1.1B budget World’s most powerful Nation’s most diverse 4,200 employees open scientific energy portfolio computing facility Bringing the $1.4B 3,000 research guests annually Nation’s largest Spallation Neutron concentration Source into operation $300 million invested of open source materials in modernization Managing the billion- 7 Managed by UT-Battelle research dollar U.S. ITER project for the U.S. Department of Energy Presentation_name
  • 8. Challenge to Research Operations - Support diverse research programs that extend beyond organizational, physical and operational boundaries - Strengths and Opportunities can easily become Threats and Weaknesses: - Collaborative research programs that can work with anyone, anywhere, anytime - Flexible and nimble research programs that „turn on a dime‟ - Problem solving mentality thinking out of the box 8 Managed by UT-Battelle for the U.S. Department of Energy Presentation_name
  • 9. Research Operations • Delivering science is in the mission statement • All operations directly support research 9 Managed by UT-Battelle for the U.S. Department of Energy Presentation_name
  • 10. Solutions to Research Operations Challenges • Define the operations philosophy – Purpose, – Level of service, – Distribution of responsibilities • Develop a team and roles based on the problem – Operational support organizations become as flexible and collaborative as the research programs they support • Chart a plan to address individual focus areas – Get it Done is LTA! 10 Managed by UT-Battelle for the U.S. Department of Energy Presentation_name
  • 11. Research Operations Purpose and Philosophy • Manage and support the research infrastructure • Science is a our business‟ “Product” – Delivered as Patents, Publications, Tech Transfer and User Hours. • Research is Expensive: – Research Operations/Support should do what is necessary to allow researchers to be in the lab; focus on their science In order to do a good job support science… Support personnel must make an effort to understand what they are supporting 11 Managed by UT-Battelle for the U.S. Department of Energy Presentation_name
  • 12. Defining Responsibilities *Responsibilities for safety, performance, fiscal and ethical behavior belong to individuals… Support facilitates performance Science Operations - Develop idea, proposal ($) - Develop safety envelope - Assemble team and tools - Monitor and maintain working conditions - Conduct research - Facilitate assurance activities - Communicate results - Solve problems, resolve issues - Knowledge of current Requirements/Drivers - Formal Responsibility - Day to Day Activities Awareness of scientific mission allows research to progress efficiently! 12 Managed by UT-Battelle for the U.S. Department of Energy Presentation_name
  • 13. Defining Responsibilities *Responsibilities for safety, performance, fiscal and ethical behavior belong to individuals… Support facilitates performance Research Support Independent of Performed with Performed with Independent of Support limited Support limited research Research involvement involvement Project Materials Waste Conduct Management Procurement Disposition Exposure Assessments Ability to separate roles depends on resources/cost models, efficiency, other drivers 13 Managed by UT-Battelle for the U.S. Department of Energy Presentation_name
  • 14. Develop the Team See Kim’s talk! - Provide Expertise at all levels - Consider your depth chart! Organization Support Local Support (Subject Matter Experts) (“Jack of all trades”) - Serve broad populations - Serve individual facilities and groups - Define/Implement Org Policy - Tune/ Apply Policies at lab level - Awareness of changing developments, regulations and - Awareness of Research best practices on subject (looks Programs (looking inward) outward) 14 Managed by UT-Battelle for the U.S. Department of Energy Presentation_name
  • 15. Get it Done- in an organized, thoughtful manner Keep research going Improving operations (Treading water) (Soaring to new heights) • Procuring, accepting and Implementing RFID technology controlling new inventory for advance controls • Maintaining compliance with Apply techniques to improve regulatory (Fire Protection) and compliance while avoiding impact security (nuclear materials, drug on research precursors) directives Development of cost efficient and • Timely and compliant removal of uniform waste paths waste 15 Managed by UT-Battelle for the U.S. Department of Energy Presentation_name
  • 16. 16 Managed by UT-Battelle for the U.S. Department of Energy Presentation_name

Editor's Notes

  1. Independence of operations- … National labs dependant on acts of congress/political environment and responsible to taxpayers (wheras universities/private sector answer to board of trustees and are responsible to stockholders/stakeholders/customers