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Rahul Krishnan.P.RRahul Krishnan.P.R
M.Pharm, 11nd SemesterM.Pharm, 11nd Semester
Grace College of PharmacyGrace College of Pharmacy
Palakkad, KeralaPalakkad, Kerala
CURRENT SCENARIO IN
FORMULATION
DEVELOPMENT IN PHARMA
INDUSTRY
1
QbD in Pharma DevelopmentQbD in Pharma Development
2
Main MenuMain Menu
Introduction
Quality based Designs (QbD)
Stages of QbD
Summary
Conclusion
References
3
IntroductionIntroduction
A systematic approach to development that
begins with pre-defined objectives for
Product, process understanding and control
based on sound science and quality risk
management.
The umbrella over that is QbD
4
Introduction Cont..dIntroduction Cont..d
Pharma Products regulation
Enhance quality / Patient compliance
Quality by Testing
Quality by design (QbD)
Principles of QbD
QbD Oriented formulation development
Benefit of QbD of Formulation 5
Introduction Con…tIntroduction Con…t
Newer formulation / Existed formulation
Rationale for the formulation
Expected out come
Cost effective
Improved Bioavailability
Improved shelf life
Improved quality of the formulation
Better patient compliance
6
Comparison of QbD Vs QbTComparison of QbD Vs QbT
Quality by chance
Current status on manufacturing
Relies on end product testing
Attain the quality is never guaranteed
Quality control test outweigh the design
Time, efforts and time consuming
7
Background and Merits ofBackground and Merits of
(QbD)(QbD)
JM Juran -American engineer and quality analyst
Scientific approach-design the product and process
Quality of the drug product is accomplished
End product testing is validation only
Complement well with FDA, ICH –Q8,Q9, Q10
Wider operating ranges
8
Goals of QbDGoals of QbD
Design robust products – meet patient needs
Understand the impacts on formulation
Avoid raw material lot selectin
Indentify the risk factors
Continuously moniter
Update
9
Importance of QBDImportance of QBD
High level assured product quality
Cost savings
Reduce project rejects
Opportunity for continuous improvement
Ease of US FDA approvals
10
QbD - RequirementsQbD - Requirements
Knowledge on Formulation
Knowledge on Excipients
Knowledge on Drugs
Knowledge on Biopharmaceutics and PK
Knowledge on Processing
Experience on the Formulation Development
Knowledge on Statistical Optimization
Knowledge on Process Validation
11
Knowledge on FormulationKnowledge on Formulation
Types of dosageform
Formulation design of dosageform
Manufacturing method
Stability of dosageform
Character of dosageform
Quality Control parameters
12
Knowledge on ExcipientsKnowledge on Excipients
Property of the inactive ingredients
Functions of inactive ingredients
Polymers Characters
Range, Specification of excipients
Stability / storage condition
Raw material analysis method
13
Knowledge on DrugKnowledge on Drug
Indication, Category
Mechanism of action
Dose
Frequency of administration
Route(s) of administration
Adverse effects
Schedule
Risk factors
14
Knowledge on Biopharmaceutics & P. kineticKnowledge on Biopharmaceutics & P. kinetic
factorsfactors
Physical and Chemical property of drugs
M.Wt, Pka, particle Size
BCS Classification
Crystalline / amorphous
Hydrate / anhydrate, Wetability
Partition coefficient, Solubilization
Polymorphism, Permeability
Salt form
Cmax, tmax, AUC, Ka, Ke, T1/2 Vd, Cl
15
Knowledge on ProcessKnowledge on Process
Manufacturing Methods
Critical manufacturing parameters
Temperature and Relative humidity
Operation of knowledge on Machinery and
instruments
Sterilization methods
Quality assurance and quality control
parameters
16
Knowledge on Process Cont…dKnowledge on Process Cont…d
Film Coating System
Weight gain, Pan Speed
Solid content, Spray rate
Inlet air volume, Pan Charge
No of guns, Atomizing pattern and Air
pressure
Tablet bed temperature
17
Knowledge on Sources of MyriadKnowledge on Sources of Myriad
API variability
Excipients variability
Process variability
Packaging variability
Others & Interaction
18
Stages in QbDStages in QbD
Pre-Stage for QbD
1. Set the formulation objectives
2. Priority- Input variables for optimization
3. Design guided experimentation& Analysis
4. Validation of QbD methodology
5. Scale – up and production
19
PRE STAGE QBDPRE STAGE QBD
20
PRE STAGE - QbDPRE STAGE - QbD
Analysis of RLP
Clinical Analysis RLP
Pharmacokinetics of RLP
Drug Release
Physiochemical Character of RLP Formulation
Composition of RLP
21
Character of RLD ProductsCharacter of RLD Products
Batch No, Expiry date
Strength (Label), Average weight (mg)
Length (mm) , Width (mm)
Thickness (mm), Volume
Hardness (kP) , Disintegration time
Dissolution
SEM
Assay, % w/w of labeled amount
22
QbD- dissolution testQbD- dissolution test
Nature of dissolution test method
Temperature of test medium, Apparatus,
speed/ flow rate, volume, sampling probe and
procedures need to be monitored periodically
23
Possible differencesPossible differences
Two pharmaceutical products
Reference ( Possible Differences ) Test
Is Dissolution Equivalent –Yes The 2 product are
equivalent 24
COMPOSITION RLDCOMPOSITION RLD
ER Coated beads
40 mg
Function Unit (mg) Unit (%)
X Drug 7 2.8
Povidone Binder 2 -4 0.8- 1.6
EC Coating Polymer 3 -5 1.2 -2
PEG Plasticizer 0.2 -0.8 0.08 -0.3
Sugar Sphere Substrate 18 -28 16
I R Granules
-210mg
Drug Drug 3 1.2
MCC Filler 100-140 40-56
Lactose Filler 40-70 16-28
SSG Disintegrants 10-20 4-8
Mg Stearate Lubricants 1.5-3.5 0.6-1.4
25
STAGE 1 QbDSTAGE 1 QbD
Set The Formulation ObjectivesSet The Formulation Objectives
26
Set the Formulation objectivesSet the Formulation objectives
Begin with end in mind
Patient centric approach
Prior knowledge on drug/excipients/process
Experience on production batches
Quality of target product profile
Critical quality attributes (CQA)
Limit, Ranges, Distribution, Specifications
27
Stage 1: Target Objectives for QbDStage 1: Target Objectives for QbD
Quality target
product profile
Target
Doasgeform Extended Release
Administration Oral
Pharmacokinetics Cmax, tmax, AUC , Ka, Ke, F(rel),
F, BE, PE, CE
Stability 2 year
Formulation attributes Assay, Drug release, Release
kinetics, INIVC
Container, closure ,
Label
Ensure tablet integrity, shelf life
28
Stage 1:Target Objectives for QbD -CQAStage 1:Target Objectives for QbD -CQA
QADP Target CQA
Appearance , Odor Acceptable No
Residual solvents Conform to USP yes
Water content Less than 2% yes
Friability Less than 1% yes
Assay (label) 100 % yes
Microbial limit USP limit yes
Drug release Similar to RLD yes
29
STAGE 2 QbDSTAGE 2 QbD
Prioritizing Input Variables forPrioritizing Input Variables for
OptimizationOptimization
30
Priority input variables for optimizationPriority input variables for optimization
Input / dependent variables identification
Materials attributes ( X1)
Process parameters (X2)
Critical Material attributes
Critical Process parameters
Preliminary Trials for factorial design
31
Preliminary trial for factorial designPreliminary trial for factorial design
Ingredients
(mg)
F1 F2 F3 F4
Drug 7 07 7 7
Povidone 2 2.5 3.0 3.0
EC 3 3.5 4.0 4.5
PEG 0.2 0.4 0.6 0.8
Sugar Spheres 18 22 24 26
32
STAGE 3 - QbDSTAGE 3 - QbD
Design Guided Experimentation and
Analysis
33
Design Experiment MethodsDesign Experiment Methods
Response surface methodology
Full factorial
Fractional Factorial
Central composite
Box Behnken
34
Design Experiment - ModelDesign Experiment - Model
Parameter Low Medium High
X -1 (MCC) -1 0 +1
X2 (Compression
Force)
-1 0 +1
35
3322
Factorial Design – A modelFactorial Design – A model
CODE X1 X2
F1 -1 -1
F2 -1 0
F3 -1 +1
F4 0 -1
F5 0 0
F6 0 +1
F7 +1 -1
F8 +1 0
F9 +1 +1
36
STAGE 4STAGE 4
Modelization and ValidationModelization and Validation
37
4. Validation of QbD Methodology4. Validation of QbD Methodology
Modelization - apt Mathematical
model
2D, 3 D Response Variables
Identification of Optimum Batches
Formulation of optimized batch
Validation of optimized formulation
38
STAGE 4STAGE 4
Scale up and Production
39
Scale-up and ProductionScale-up and Production
Pilot production
Process parameters
Product Parameters
Evaluation
Scale – up and production
40
Tablet Coating - QbDTablet Coating - QbD
Reason for the moisture Coating
Key Consideration for moisture control
Process and environment control
Packaging control
Excipients selection
Use of moisture barrier coating
41
QbD – Film CoatingQbD – Film Coating
Core Tablets
Coating Formulation
Process
42
CQA
Core parametersCore parameters
Hardness
Friability – less than 0.5% after 300 rpm
Shape – normal concave
Size
Design – withstand mechanical stress, adhesion
43
QbD – Coating Process ParameterQbD – Coating Process Parameter
Film Coating System Film Coating
Wight gain % 4
Pan Charge (Kg) 6.7
Inlet air volume (m3
/h) 229
Tablet Bed Temperature
Spray rate(g/min) 50
Solid Content (%) 20
No of guns 1
Air pressure (bar) 2.5
Total Coating time (minutes) 46
Pan Speed (rpm) 14 44
QbD in bioequivalent testingQbD in bioequivalent testing
Optimizing drug products
Cmax
Tmax
AUC
Onset time
Duration of action
MEC
MSC
Therapeutic window
45
Additional QbDAdditional QbD
Bioequivalence Testing
Biological and Herbals
Stability Testing
Analytical method development
Dissolution testinng
46
SummarySummary
QbD Coupled with Quality Risk
Management
Systematic approach product development
Understanding of Process and process
control
Quality cannot be tested
Design the product and process to meet
required quality
 Regulatory flexibility, Big data 47
ConclusionConclusion
QbD application complex
Critical material attributes is key issue
Federal agency look – patient centric
quality
Submissions based on QbD more scientific
approach
Quality cannot be tested into products, built
QbD
Win – Win situation 48
QbDQbD
Prior Knowledge
Regulatory risk Mitigation
Security of supply
49
REFERENCESREFERENCES
1. www.usfda.org
2. Conference n Harmonization (ICH) Q8(R2)
Pharmaceutical Development 2009.
3. Larence Yu. Process quality by design:
Product and process development
understanding and control: Pharmaceutical
Research. 25(4), 2008
50
References Cont..dReferences Cont..d
4.Lionberger R. Quality by design concept for
ANDA. The AAPS Journal. 2008.10(2)268-275
5.Shanthanu D. Pharma times 2014, 46(8) 13- 17.
6. Bhupinder Singh. QbD Holistic Pharma
Excellence and Regulatory Complinace. Pharma
Times 2014, 46(8)26-33.
51
52
THANK U…

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Quality by Designs

  • 1. Rahul Krishnan.P.RRahul Krishnan.P.R M.Pharm, 11nd SemesterM.Pharm, 11nd Semester Grace College of PharmacyGrace College of Pharmacy Palakkad, KeralaPalakkad, Kerala CURRENT SCENARIO IN FORMULATION DEVELOPMENT IN PHARMA INDUSTRY 1
  • 2. QbD in Pharma DevelopmentQbD in Pharma Development 2
  • 3. Main MenuMain Menu Introduction Quality based Designs (QbD) Stages of QbD Summary Conclusion References 3
  • 4. IntroductionIntroduction A systematic approach to development that begins with pre-defined objectives for Product, process understanding and control based on sound science and quality risk management. The umbrella over that is QbD 4
  • 5. Introduction Cont..dIntroduction Cont..d Pharma Products regulation Enhance quality / Patient compliance Quality by Testing Quality by design (QbD) Principles of QbD QbD Oriented formulation development Benefit of QbD of Formulation 5
  • 6. Introduction Con…tIntroduction Con…t Newer formulation / Existed formulation Rationale for the formulation Expected out come Cost effective Improved Bioavailability Improved shelf life Improved quality of the formulation Better patient compliance 6
  • 7. Comparison of QbD Vs QbTComparison of QbD Vs QbT Quality by chance Current status on manufacturing Relies on end product testing Attain the quality is never guaranteed Quality control test outweigh the design Time, efforts and time consuming 7
  • 8. Background and Merits ofBackground and Merits of (QbD)(QbD) JM Juran -American engineer and quality analyst Scientific approach-design the product and process Quality of the drug product is accomplished End product testing is validation only Complement well with FDA, ICH –Q8,Q9, Q10 Wider operating ranges 8
  • 9. Goals of QbDGoals of QbD Design robust products – meet patient needs Understand the impacts on formulation Avoid raw material lot selectin Indentify the risk factors Continuously moniter Update 9
  • 10. Importance of QBDImportance of QBD High level assured product quality Cost savings Reduce project rejects Opportunity for continuous improvement Ease of US FDA approvals 10
  • 11. QbD - RequirementsQbD - Requirements Knowledge on Formulation Knowledge on Excipients Knowledge on Drugs Knowledge on Biopharmaceutics and PK Knowledge on Processing Experience on the Formulation Development Knowledge on Statistical Optimization Knowledge on Process Validation 11
  • 12. Knowledge on FormulationKnowledge on Formulation Types of dosageform Formulation design of dosageform Manufacturing method Stability of dosageform Character of dosageform Quality Control parameters 12
  • 13. Knowledge on ExcipientsKnowledge on Excipients Property of the inactive ingredients Functions of inactive ingredients Polymers Characters Range, Specification of excipients Stability / storage condition Raw material analysis method 13
  • 14. Knowledge on DrugKnowledge on Drug Indication, Category Mechanism of action Dose Frequency of administration Route(s) of administration Adverse effects Schedule Risk factors 14
  • 15. Knowledge on Biopharmaceutics & P. kineticKnowledge on Biopharmaceutics & P. kinetic factorsfactors Physical and Chemical property of drugs M.Wt, Pka, particle Size BCS Classification Crystalline / amorphous Hydrate / anhydrate, Wetability Partition coefficient, Solubilization Polymorphism, Permeability Salt form Cmax, tmax, AUC, Ka, Ke, T1/2 Vd, Cl 15
  • 16. Knowledge on ProcessKnowledge on Process Manufacturing Methods Critical manufacturing parameters Temperature and Relative humidity Operation of knowledge on Machinery and instruments Sterilization methods Quality assurance and quality control parameters 16
  • 17. Knowledge on Process Cont…dKnowledge on Process Cont…d Film Coating System Weight gain, Pan Speed Solid content, Spray rate Inlet air volume, Pan Charge No of guns, Atomizing pattern and Air pressure Tablet bed temperature 17
  • 18. Knowledge on Sources of MyriadKnowledge on Sources of Myriad API variability Excipients variability Process variability Packaging variability Others & Interaction 18
  • 19. Stages in QbDStages in QbD Pre-Stage for QbD 1. Set the formulation objectives 2. Priority- Input variables for optimization 3. Design guided experimentation& Analysis 4. Validation of QbD methodology 5. Scale – up and production 19
  • 20. PRE STAGE QBDPRE STAGE QBD 20
  • 21. PRE STAGE - QbDPRE STAGE - QbD Analysis of RLP Clinical Analysis RLP Pharmacokinetics of RLP Drug Release Physiochemical Character of RLP Formulation Composition of RLP 21
  • 22. Character of RLD ProductsCharacter of RLD Products Batch No, Expiry date Strength (Label), Average weight (mg) Length (mm) , Width (mm) Thickness (mm), Volume Hardness (kP) , Disintegration time Dissolution SEM Assay, % w/w of labeled amount 22
  • 23. QbD- dissolution testQbD- dissolution test Nature of dissolution test method Temperature of test medium, Apparatus, speed/ flow rate, volume, sampling probe and procedures need to be monitored periodically 23
  • 24. Possible differencesPossible differences Two pharmaceutical products Reference ( Possible Differences ) Test Is Dissolution Equivalent –Yes The 2 product are equivalent 24
  • 25. COMPOSITION RLDCOMPOSITION RLD ER Coated beads 40 mg Function Unit (mg) Unit (%) X Drug 7 2.8 Povidone Binder 2 -4 0.8- 1.6 EC Coating Polymer 3 -5 1.2 -2 PEG Plasticizer 0.2 -0.8 0.08 -0.3 Sugar Sphere Substrate 18 -28 16 I R Granules -210mg Drug Drug 3 1.2 MCC Filler 100-140 40-56 Lactose Filler 40-70 16-28 SSG Disintegrants 10-20 4-8 Mg Stearate Lubricants 1.5-3.5 0.6-1.4 25
  • 26. STAGE 1 QbDSTAGE 1 QbD Set The Formulation ObjectivesSet The Formulation Objectives 26
  • 27. Set the Formulation objectivesSet the Formulation objectives Begin with end in mind Patient centric approach Prior knowledge on drug/excipients/process Experience on production batches Quality of target product profile Critical quality attributes (CQA) Limit, Ranges, Distribution, Specifications 27
  • 28. Stage 1: Target Objectives for QbDStage 1: Target Objectives for QbD Quality target product profile Target Doasgeform Extended Release Administration Oral Pharmacokinetics Cmax, tmax, AUC , Ka, Ke, F(rel), F, BE, PE, CE Stability 2 year Formulation attributes Assay, Drug release, Release kinetics, INIVC Container, closure , Label Ensure tablet integrity, shelf life 28
  • 29. Stage 1:Target Objectives for QbD -CQAStage 1:Target Objectives for QbD -CQA QADP Target CQA Appearance , Odor Acceptable No Residual solvents Conform to USP yes Water content Less than 2% yes Friability Less than 1% yes Assay (label) 100 % yes Microbial limit USP limit yes Drug release Similar to RLD yes 29
  • 30. STAGE 2 QbDSTAGE 2 QbD Prioritizing Input Variables forPrioritizing Input Variables for OptimizationOptimization 30
  • 31. Priority input variables for optimizationPriority input variables for optimization Input / dependent variables identification Materials attributes ( X1) Process parameters (X2) Critical Material attributes Critical Process parameters Preliminary Trials for factorial design 31
  • 32. Preliminary trial for factorial designPreliminary trial for factorial design Ingredients (mg) F1 F2 F3 F4 Drug 7 07 7 7 Povidone 2 2.5 3.0 3.0 EC 3 3.5 4.0 4.5 PEG 0.2 0.4 0.6 0.8 Sugar Spheres 18 22 24 26 32
  • 33. STAGE 3 - QbDSTAGE 3 - QbD Design Guided Experimentation and Analysis 33
  • 34. Design Experiment MethodsDesign Experiment Methods Response surface methodology Full factorial Fractional Factorial Central composite Box Behnken 34
  • 35. Design Experiment - ModelDesign Experiment - Model Parameter Low Medium High X -1 (MCC) -1 0 +1 X2 (Compression Force) -1 0 +1 35
  • 36. 3322 Factorial Design – A modelFactorial Design – A model CODE X1 X2 F1 -1 -1 F2 -1 0 F3 -1 +1 F4 0 -1 F5 0 0 F6 0 +1 F7 +1 -1 F8 +1 0 F9 +1 +1 36
  • 37. STAGE 4STAGE 4 Modelization and ValidationModelization and Validation 37
  • 38. 4. Validation of QbD Methodology4. Validation of QbD Methodology Modelization - apt Mathematical model 2D, 3 D Response Variables Identification of Optimum Batches Formulation of optimized batch Validation of optimized formulation 38
  • 39. STAGE 4STAGE 4 Scale up and Production 39
  • 40. Scale-up and ProductionScale-up and Production Pilot production Process parameters Product Parameters Evaluation Scale – up and production 40
  • 41. Tablet Coating - QbDTablet Coating - QbD Reason for the moisture Coating Key Consideration for moisture control Process and environment control Packaging control Excipients selection Use of moisture barrier coating 41
  • 42. QbD – Film CoatingQbD – Film Coating Core Tablets Coating Formulation Process 42 CQA
  • 43. Core parametersCore parameters Hardness Friability – less than 0.5% after 300 rpm Shape – normal concave Size Design – withstand mechanical stress, adhesion 43
  • 44. QbD – Coating Process ParameterQbD – Coating Process Parameter Film Coating System Film Coating Wight gain % 4 Pan Charge (Kg) 6.7 Inlet air volume (m3 /h) 229 Tablet Bed Temperature Spray rate(g/min) 50 Solid Content (%) 20 No of guns 1 Air pressure (bar) 2.5 Total Coating time (minutes) 46 Pan Speed (rpm) 14 44
  • 45. QbD in bioequivalent testingQbD in bioequivalent testing Optimizing drug products Cmax Tmax AUC Onset time Duration of action MEC MSC Therapeutic window 45
  • 46. Additional QbDAdditional QbD Bioequivalence Testing Biological and Herbals Stability Testing Analytical method development Dissolution testinng 46
  • 47. SummarySummary QbD Coupled with Quality Risk Management Systematic approach product development Understanding of Process and process control Quality cannot be tested Design the product and process to meet required quality  Regulatory flexibility, Big data 47
  • 48. ConclusionConclusion QbD application complex Critical material attributes is key issue Federal agency look – patient centric quality Submissions based on QbD more scientific approach Quality cannot be tested into products, built QbD Win – Win situation 48
  • 49. QbDQbD Prior Knowledge Regulatory risk Mitigation Security of supply 49
  • 50. REFERENCESREFERENCES 1. www.usfda.org 2. Conference n Harmonization (ICH) Q8(R2) Pharmaceutical Development 2009. 3. Larence Yu. Process quality by design: Product and process development understanding and control: Pharmaceutical Research. 25(4), 2008 50
  • 51. References Cont..dReferences Cont..d 4.Lionberger R. Quality by design concept for ANDA. The AAPS Journal. 2008.10(2)268-275 5.Shanthanu D. Pharma times 2014, 46(8) 13- 17. 6. Bhupinder Singh. QbD Holistic Pharma Excellence and Regulatory Complinace. Pharma Times 2014, 46(8)26-33. 51