This document outlines exam questions for a banking and insurance paper on business ethics and corporate governance. The questions cover topics such as the definition of business ethics, the role of corporate governance in banking and finance, social responsibility of businesses, the role of regulatory bodies like SEBI, accountability of directors and managers, objectives of business organizations, fraud prevention, the role of shareholders committees, computer crimes, insurance fraud, and how ethics strengthen business reputation.
Term Paper: Towards a Definition of Organizational SustainabilityAntony Upward
This term paper for York University Master of Environmental Studies course ES/ENVS5150 Perspectives on Green Business (Fall 2010, Prof. Brian Milani) develops a working definition of organizational sustainability and explores the implications for the reporting of organizational performance.
This paper got a positive review from Prof. Milani who said the paper was "interesting and thoughtful".
10 New Business Models for this Decade (beta)
1. Localized Low-Cost Business Model
2. One-Off Experience Business Model
3. Beyond Advertising Business Model
4. Markets Are Conversations Business Model
5. Low-Budget Innovation Business Model
6. Community-Funded Business Model
7. Sustainability-Focused Business Model
8. Twisted Freemium Business Model
9. Unlimited Niches Business Model
10. In-Crowd Customers Business Model
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MARKET ANALYSIS BY Strategy Boutique Thaesis
BUSINESS MODEL DESIGN BY Strategy Consultant/Graphic Facilitator Ouke Arts
Term Paper: Towards a Definition of Organizational SustainabilityAntony Upward
This term paper for York University Master of Environmental Studies course ES/ENVS5150 Perspectives on Green Business (Fall 2010, Prof. Brian Milani) develops a working definition of organizational sustainability and explores the implications for the reporting of organizational performance.
This paper got a positive review from Prof. Milani who said the paper was "interesting and thoughtful".
10 New Business Models for this Decade (beta)
1. Localized Low-Cost Business Model
2. One-Off Experience Business Model
3. Beyond Advertising Business Model
4. Markets Are Conversations Business Model
5. Low-Budget Innovation Business Model
6. Community-Funded Business Model
7. Sustainability-Focused Business Model
8. Twisted Freemium Business Model
9. Unlimited Niches Business Model
10. In-Crowd Customers Business Model
TREND RESEARCH BY Trend Firm trendwatching.com
MARKET ANALYSIS BY Strategy Boutique Thaesis
BUSINESS MODEL DESIGN BY Strategy Consultant/Graphic Facilitator Ouke Arts
Financial Management eLearning:
[By Md.Monowar Hossain FCA, CPA,FCMA,FCS,CIPFA(UK),CGA]
https://youtu.be/gG1V5LSlZ8I
Soft copy:
https://drive.google.com/drive/folders/1dJ16AMJ9NuwGa3GDrYpm5clEb5QGdbRc?usp=sharing
Fundamentals of Ethics, Corporate Governance, and Business Laws.
Module -01: Ethics and business
1. The importance of ethics.
2. Values and attitudes for professional accountants.
3. Legal frameworks, regulations, and standards for business.
aravind.banakar@gmail.com
ARAVIND
09901366442 – 09902787224
We are a team of highly committed professionals, who aim at helping Clients to achieve their Goals. We believe in establishing long-term relationships with our clients by delivering value added services of high quality.
We are sensitive to our Clients requirements without compromising on values like Integrity and trust. Understanding the abilities, offering them Quality services and meeting our client’s requirements at the right time are our Forte.
We are global leader in providing help to students for their Case study Answers Assignment Solutions, Projects Reports, Thesis..Etc. Our ultimate aim is students best results and there long term relation with us. Our services are focused on, on time delivery, superior quality, creativity, and originality for every assignment we do..
We are in to this business since 12 years. And we are providing case study Answers, Assignment solutions, Multiple Question Answers, Project Reports & Thesis of more than 50 International B School and Universities (Indian and Foreign)
CASE STUDY SOLUTIONS
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Please make sure the answer is right Pick the best answer1.docxmattjtoni51554
Please make sure the answer is right
Pick the best answer
1) Which of the following is not a category of objectives of internal control per the COSO Internal Control Framework?
A) Reliability of financial reporting
B) Achievement of strategic objectives
C) Effectiveness and efficiency of operations
D) Compliance with laws and regulations
E) All of the above are categories of objectives of internal control
2) The internal audit activity's role in the risk management process of an organization may not encompass:
A) No role
B) Auditing the risk management process as part of the internal audit plan.
C) Facilitating identification of risks
D) Accountability for risk management
E) Participation on oversight committees, monitoring activities, and status reporting.
3) The IIA Code of Ethics specifically prohibits a CAE from receiving stock options.
A) True
B) False
4) Which of the following is true about internal vs. external auditing?
A) Internal auditing reports to the external auditors
B) Internal auditing is more focused on financial reporting than external auditing
C) Many of the tool and techniques in auditing are common to both internal and external auditing
D) External auditors cannot rely on any of the work done by internal auditing
E) Both have the same definition of the term “independence.”
5) Which of the following is not part of the definition of internal auditing?
A) Risk management
B) Governance
C) Consulting
D) Add value
E) Implement internal controls
6)Which of the following is true about ERM?
A) The COSO ERM Framework is the only approved ERM framework in the U.S.
B) 90% of all corporations have implemented the entire COSO ERM Framework
C) The COSO ERM Framework is part of the COSO Internal Controls Framework
D) An effective ERM process will guarantee the enterprise will achieve its business objectives
E) None of the above is true
7) In which situation does the internal auditor lack objectivity?
A) The internal auditor recommends standards of performance for an outsourcing contract
B) The internal auditor discusses the status of a system implementation over lunch at a vendor conference
C) The internal auditor performs a review of internal controls over the treasury function eight months after being transferred from that department to internal auditing
D) The internal auditor reviews audit findings with the CAE prior to issuing the final audit report
E) All of the above
8) In the three lines of defense model, the primary responsibility for maintaining effective internal controls belongs to:
A) The audit committee
B) The CEO
C) Internal auditing
D) The risk management function
E) Operational management
9) Which of the following is a change to the updated COSO Internal Control Framework from the 1992 version?
A) The definition of internal controls
B) The 17 principles
C) The three categories of control objectives
D) The five integrated components
E) The importance of managem.
Discover the innovative and creative projects that highlight my journey throu...dylandmeas
Discover the innovative and creative projects that highlight my journey through Full Sail University. Below, you’ll find a collection of my work showcasing my skills and expertise in digital marketing, event planning, and media production.
Financial Management eLearning:
[By Md.Monowar Hossain FCA, CPA,FCMA,FCS,CIPFA(UK),CGA]
https://youtu.be/gG1V5LSlZ8I
Soft copy:
https://drive.google.com/drive/folders/1dJ16AMJ9NuwGa3GDrYpm5clEb5QGdbRc?usp=sharing
Fundamentals of Ethics, Corporate Governance, and Business Laws.
Module -01: Ethics and business
1. The importance of ethics.
2. Values and attitudes for professional accountants.
3. Legal frameworks, regulations, and standards for business.
aravind.banakar@gmail.com
ARAVIND
09901366442 – 09902787224
We are a team of highly committed professionals, who aim at helping Clients to achieve their Goals. We believe in establishing long-term relationships with our clients by delivering value added services of high quality.
We are sensitive to our Clients requirements without compromising on values like Integrity and trust. Understanding the abilities, offering them Quality services and meeting our client’s requirements at the right time are our Forte.
We are global leader in providing help to students for their Case study Answers Assignment Solutions, Projects Reports, Thesis..Etc. Our ultimate aim is students best results and there long term relation with us. Our services are focused on, on time delivery, superior quality, creativity, and originality for every assignment we do..
We are in to this business since 12 years. And we are providing case study Answers, Assignment solutions, Multiple Question Answers, Project Reports & Thesis of more than 50 International B School and Universities (Indian and Foreign)
CASE STUDY SOLUTIONS
CASE STUDY ANSWER SHEETS
CASE STUDY ANSWERS
CASE STUDY SOLUTION PAPERS
• BMS ISBM CASE STUDY ANSWER SHEETS
• BMS ISBM CASE STUDY SOLUTIONS
• GDM ISBM CASE STUDY ANSWER SHEETS
• GDM ISBM CASE STUDY SOLUTIONS
• MBA ISBM CASE STUDY ANSWER SHEETS
• MBA ISBM CASE STUDY SOLUTIONS
• EMBA ISBM CASE STUDY ANSWER SHEETS
• EMBA ISBM CASE STUDY SOLUTIONS
• MBA CASE STUDY ANSWER SHEETS
• EMBA CASE STUDY ANSWER SHEETS
• DMS ISBM ANSWER SHEETS
• ISBM ANSWER SHEETS
• ISBM MBA ANSWER SHEETS
• ISBM EMBA ANSWER SHEETS
• ISBM DMS SOLUTIONS
Please make sure the answer is right Pick the best answer1.docxmattjtoni51554
Please make sure the answer is right
Pick the best answer
1) Which of the following is not a category of objectives of internal control per the COSO Internal Control Framework?
A) Reliability of financial reporting
B) Achievement of strategic objectives
C) Effectiveness and efficiency of operations
D) Compliance with laws and regulations
E) All of the above are categories of objectives of internal control
2) The internal audit activity's role in the risk management process of an organization may not encompass:
A) No role
B) Auditing the risk management process as part of the internal audit plan.
C) Facilitating identification of risks
D) Accountability for risk management
E) Participation on oversight committees, monitoring activities, and status reporting.
3) The IIA Code of Ethics specifically prohibits a CAE from receiving stock options.
A) True
B) False
4) Which of the following is true about internal vs. external auditing?
A) Internal auditing reports to the external auditors
B) Internal auditing is more focused on financial reporting than external auditing
C) Many of the tool and techniques in auditing are common to both internal and external auditing
D) External auditors cannot rely on any of the work done by internal auditing
E) Both have the same definition of the term “independence.”
5) Which of the following is not part of the definition of internal auditing?
A) Risk management
B) Governance
C) Consulting
D) Add value
E) Implement internal controls
6)Which of the following is true about ERM?
A) The COSO ERM Framework is the only approved ERM framework in the U.S.
B) 90% of all corporations have implemented the entire COSO ERM Framework
C) The COSO ERM Framework is part of the COSO Internal Controls Framework
D) An effective ERM process will guarantee the enterprise will achieve its business objectives
E) None of the above is true
7) In which situation does the internal auditor lack objectivity?
A) The internal auditor recommends standards of performance for an outsourcing contract
B) The internal auditor discusses the status of a system implementation over lunch at a vendor conference
C) The internal auditor performs a review of internal controls over the treasury function eight months after being transferred from that department to internal auditing
D) The internal auditor reviews audit findings with the CAE prior to issuing the final audit report
E) All of the above
8) In the three lines of defense model, the primary responsibility for maintaining effective internal controls belongs to:
A) The audit committee
B) The CEO
C) Internal auditing
D) The risk management function
E) Operational management
9) Which of the following is a change to the updated COSO Internal Control Framework from the 1992 version?
A) The definition of internal controls
B) The 17 principles
C) The three categories of control objectives
D) The five integrated components
E) The importance of managem.
Discover the innovative and creative projects that highlight my journey throu...dylandmeas
Discover the innovative and creative projects that highlight my journey through Full Sail University. Below, you’ll find a collection of my work showcasing my skills and expertise in digital marketing, event planning, and media production.
The world of search engine optimization (SEO) is buzzing with discussions after Google confirmed that around 2,500 leaked internal documents related to its Search feature are indeed authentic. The revelation has sparked significant concerns within the SEO community. The leaked documents were initially reported by SEO experts Rand Fishkin and Mike King, igniting widespread analysis and discourse. For More Info:- https://news.arihantwebtech.com/search-disrupted-googles-leaked-documents-rock-the-seo-world/
Accpac to QuickBooks Conversion Navigating the Transition with Online Account...PaulBryant58
This article provides a comprehensive guide on how to
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India Orthopedic Devices Market: Unlocking Growth Secrets, Trends and Develop...Kumar Satyam
According to TechSci Research report, “India Orthopedic Devices Market -Industry Size, Share, Trends, Competition Forecast & Opportunities, 2030”, the India Orthopedic Devices Market stood at USD 1,280.54 Million in 2024 and is anticipated to grow with a CAGR of 7.84% in the forecast period, 2026-2030F. The India Orthopedic Devices Market is being driven by several factors. The most prominent ones include an increase in the elderly population, who are more prone to orthopedic conditions such as osteoporosis and arthritis. Moreover, the rise in sports injuries and road accidents are also contributing to the demand for orthopedic devices. Advances in technology and the introduction of innovative implants and prosthetics have further propelled the market growth. Additionally, government initiatives aimed at improving healthcare infrastructure and the increasing prevalence of lifestyle diseases have led to an upward trend in orthopedic surgeries, thereby fueling the market demand for these devices.
3.0 Project 2_ Developing My Brand Identity Kit.pptxtanyjahb
A personal brand exploration presentation summarizes an individual's unique qualities and goals, covering strengths, values, passions, and target audience. It helps individuals understand what makes them stand out, their desired image, and how they aim to achieve it.
Putting the SPARK into Virtual Training.pptxCynthia Clay
This 60-minute webinar, sponsored by Adobe, was delivered for the Training Mag Network. It explored the five elements of SPARK: Storytelling, Purpose, Action, Relationships, and Kudos. Knowing how to tell a well-structured story is key to building long-term memory. Stating a clear purpose that doesn't take away from the discovery learning process is critical. Ensuring that people move from theory to practical application is imperative. Creating strong social learning is the key to commitment and engagement. Validating and affirming participants' comments is the way to create a positive learning environment.
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RMD24 | Debunking the non-endemic revenue myth Marvin Vacquier Droop | First ...BBPMedia1
Marvin neemt je in deze presentatie mee in de voordelen van non-endemic advertising op retail media netwerken. Hij brengt ook de uitdagingen in beeld die de markt op dit moment heeft op het gebied van retail media voor niet-leveranciers.
Retail media wordt gezien als het nieuwe advertising-medium en ook mediabureaus richten massaal retail media-afdelingen op. Merken die niet in de betreffende winkel liggen staan ook nog niet in de rij om op de retail media netwerken te adverteren. Marvin belicht de uitdagingen die er zijn om echt aansluiting te vinden op die markt van non-endemic advertising.
RMD24 | Retail media: hoe zet je dit in als je geen AH of Unilever bent? Heid...BBPMedia1
Grote partijen zijn al een tijdje onderweg met retail media. Ondertussen worden in dit domein ook de kansen zichtbaar voor andere spelers in de markt. Maar met die kansen ontstaan ook vragen: Zelf retail media worden of erop adverteren? In welke fase van de funnel past het en hoe integreer je het in een mediaplan? Wat is nu precies het verschil met marketplaces en Programmatic ads? In dit half uur beslechten we de dilemma's en krijg je antwoorden op wanneer het voor jou tijd is om de volgende stap te zetten.
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𝐓𝐉 𝐂𝐨𝐦𝐬 (𝐓𝐉 𝐂𝐨𝐦𝐦𝐮𝐧𝐢𝐜𝐚𝐭𝐢𝐨𝐧𝐬) is a professional event agency that includes experts in the event-organizing market in Vietnam, Korea, and ASEAN countries. We provide unlimited types of events from Music concerts, Fan meetings, and Culture festivals to Corporate events, Internal company events, Golf tournaments, MICE events, and Exhibitions.
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1. Business Ethics and Corporate Governance (Banking and Insurance Paper)
October 2007
N. B. (1) All questions carry equal marks.
(1) Attempt any two: (15 marks)
a) What is Business Ethics?
b) Explain Corporate Governance and Business Ethics in Banking and Financial Institutions?
c) What is social responsibility of business? How it can be achieved by Business Enterprise?
(2) Attempt any two: (15 marks)
a) Explain Sebi’s role in Corporate Governance?
b) How does Corporate Governance ensure accountability of the directors and managers of an
organization?
c) Explain the objectives set up by confederation of Indian Industries.
(3) Attempt any two: (15 marks)
a) Areas of fraud and preventive to be taken as suggested by RBI
b) Role of shareholders committee
c) Environmental Health and Safety Committee
d) Insider Trading
(4) Attempt any two: (15 marks)
a) Explain the term Computer Crimes. What are the measures taken for prevention of these crimes?
b) Highlight the nature of frauds occurring in the Insurance Sector.
c) How ethical principles applied in a business goes to strengthen business reputation?
