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The Two Faces of Mutuality: Contemporary Themes in Anthropology
João de Pina-Cabral
Anthropological Quarterly, Volume 86, Number 1, Winter 2013, pp.
257-275 (Article)
Published by George Washington University Institute for Ethnographic Research
DOI: 10.1353/anq.2013.0010
For additional information about this article
Access provided by UNB-Universidade de BrasÃ-lia (3 Oct 2013 17:41 GMT)
http://muse.jhu.edu/journals/anq/summary/v086/86.1.de-pina-cabral.html
257
SOCIAL THOUGHT & COMMENTARY
The Two Faces of Mutuality:
Contemporary Themes
in Anthropology
João de Pina-Cabral, University of Kent
The theme of mutuality has lately emerged in anthropology by the hand
of some of our most influential contemporary thinkers. Yet they explore
it in apparently unrelated guises: in the work of Johannes Fabian (2001,
2007) or of Michael Carrithers (2005), mutuality emerges as a methodo-
logical preoccupation in discussions about fieldwork ethics referring to
the way in which anthropologist and informant are engaged in processes
of co-responsibility1; by the hand of Marshall Sahlins (2011a), mutuality is
a constitutive principle in personal ontogeny that allows for a theoretical
re-founding of kinship studies. Are the two meanings simply unconnected
or do they share something in common which may turn out to be of the-
oretical relevance for contemporary anthropology? In this essay, I aim to
show that both meanings are indeed relevantly interrelated but, in order
to do so, I find it necessary to explore further Marilyn Strathern’s pro-
posals concerning the intrinsic plurality of persons. Mutuality would be
the movement between singularity produced out of plurality and plurality
produced out of singularity—and that is why it implies “co-presence” to
use Sahlins’ term or “participation” to use Lévy-Bruhl’s.
Ethnographic Mutuality in Fabian’s Work
In his well-known essay “Ethnographic Misunderstanding and the
Perils of Context,” Fabian provides us with one of the best definitions
Anthropological Quarterly, Vol. 86, No. 1, p. 257-276, ISSN 0003-5491. © 2013 by the Institute for
Ethnographic Research (IFER) a part of the George Washington University. All rights reserved.
The Two Faces of Mutuality: Contemporary Themes in Anthropology
258
of ethnographic mutuality in the literature: “the promise of nontrivial un-
derstanding that is produced by researcher and researched together”
(1995:47). In short, an unavoidable aspect of all fieldwork interaction
would be the occurrence of a feeling of shared revelation. In our present
world of almost instantaneous globalization, even more so than in the
past, the ethnographer’s presence in the field, as well as what she even-
tually comes to write about it, has an impact on the field but, more than
that, it corresponds to processes of joint discovery. A superb example of
this is provided by Michael Carrithers when he describes a conversation
he had with a group of men during his fieldwork among Jains in India:
they thought themselves independent, since they ran their own busi-
nesses and were not, as I was, subservient to an institution and to the
will of others; I thought myself independent because I could pursue
my research interests and not be bound to the drudgery and anxiety
of Indian commerce. We never agreed, but we did understand for im-
mediate purposes. We also managed, though with more strain and
evasion on my part, to agree to differ about Western eating habits ver-
sus their vegetarianism, which for them touches very closely the self-
evident practices of Jain living. But in either case it is the very conver-
sation itself, with its mutual understanding and its differing views, that
illustrates my point. Here is an ad hoc morality of mutual recognition,
mutual trust, and mutual forbearance which arises more or less spon-
taneously in the course of interaction, in some part because of and in
greater part despite our cultural differences. (2005:438)
In passages such as this one, we can see how the typical preoccupa-
tion of the young ethnographer of being lied to by the informants soon
gives way, in the more seasoned ethnographer, to what one might call a
Rashomon fascination: the awareness that there is no end to interpreta-
tion and that we will ever be working on processes where absolutes play
no role. Ambiguity will ever persist, as the ethnographic moment is part
of the broader process of human communication and, thus, it is subject
to what Donald Davidson (2001) calls the indeterminacy of interpretation.
More than that, however, the traditional propensity of anthropology
towards semiotic models of interaction, where conscious meaning is
treated as the be-all and end-all of communication, has presently given
way to more sophisticated understandings of the fieldwork context. We
JOÃO DE PINA-CABRAL
259
must find ways of approaching analytically the ethnographic gesture that
do not disembody it; that preserve its physicality in a world where what
we understand is as much communicated by others as it is understood
with others. We participate jointly in environments that are historically
inscribed with sociality. As Evans-Pritchard (1976) used to put it, the eth-
nographer should attempt to learn to use, at least rudimentarily, the tools
that centrally mark a native’s life, failing which he will never understand
the meaning of their world.
Let us take as an example a classical essay that most anthropolo-
gists have read: Victor Turner’s article on Muchona, his favored infor-
mant, that he wrote for Joseph Casagrande’s time-setting volume In the
Company of Man (1964; re-edited in A Forest of Symbols, 1967). There
Turner describes how he was walking along a dusty road in what is now
northwestern Zambia in the company of his research assistant when he
noticed a parasitical growth on a tree that he had been told had special
curative powers. He tried to identify it, but clearly he was not getting it
right. Suddenly, from behind them, another traveller of whom they had
not been aware entered their conversation: Muchona, a strange little man
who turned out to be a true erudite about such matters. Over the fol-
lowing months, Turner and Windson, his Christian assistant, underwent
a process of shared revelation with Muchona that eventually gave rise
to some of the most famous books in mid-century anthropology (Turner
1962, 1967, 1968, 1969).
Turner’s way of approaching the topic is quite explicit: a) the presence
of the tree and the nature of the road where they first met and the inhab-
ited spaces where, later on, they had their heated evening conversations
was of the essence for the interaction; b) language was constantly failing
them—Turner’s Ndembu was not very good, his assistant found it difficult
to represent what was being told by Muchona in terms of his own urban
Christian vocabulary, and, to top it all, Muchona’s speech was a world of
ambiguities and innuendos not always helped by a tendency to drink too
much (1967:139); finally, c) everyone present had their reasons for being
interested in the interaction—these reasons diverged but they also came
together in a mutual fascination with the cosmological implications of
traditional methods of cure.
As the linguistic philosopher H. Paul Grice taught us quite a while ago,
the intentions of a speaker frequently differ from the standard meaning
of the words (e.g., Medina 2005:30). This may be due both to irony and
The Two Faces of Mutuality: Contemporary Themes in Anthropology
260
metaphor as, further still, the meaning is dependent upon a series of pre-
suppositions about the world that would not be present in the meaning of
each of those words and each of those sentences if we were to enquire
about them in a disembodied fashion (as one might say, their diction-
ary meaning). In short, the communicative intentions of the speaker are
an integral part of the interpretative process and the listener constantly
hypothesizes concerning what she hears. Thus, often enough, other’s
speech is punctuated by grants, gestures, comments, and questions that
aim at specifying, directing, intervening in what one is hearing.
What this means is that, behind each communicative act, there is the
presumption of a kind of cooperation. The communicative act is reflexive
from the start; it depends on a disposition on the part of both speakers
that Davidson (2001) calls “interpretive charity”—the implicit acceptance
that the gestures of the person who is in front of me can be endowed
with meaning.
Primatologists, however, go a step further when they claim that hu-
man communication differs from that of other primates in that it is funda-
mentally grounded on a proclivity towards perceptually co-present joint
attention. For Michael Tomasello, this notion can be encapsulated in the
sentence, “I want you to know that I want you to attend to something, but
that I want us to know this together” (2008:91). What this implies is that
the simplest occurrence of ostension already involves active co-pres-
ence. My communicative intention is communicated at the same time
and jointly with the actual communication. If we do not limit our attention
in studying human social life to verbal expression but take in the whole
of the context of communication, we realize that mutuality is constitutive
and not the product of the intentional act of communication.
Ethnography is an activity that is centrally dependent on intersub-
jectivity (cf. Duranti 2007), which means that perceptually co-present
joint attention is also part of it. Thus, the ethnographic gesture involves
a form of cooperation that is constitutive of the partners because it pre-
sumes joint attention. The ethnographer imparts information as much
as she gathers it. This is the case even when she is so struck by the
contrast in worldviews or so keen on emphasising it that she fails to
see that mutuality is a condition of possibility of her ethnography. We
often presume that the worlds that come into confrontation during the
ethnographic encounter are radically separate and will remain so there-
after. This, however, is neither true about the ethnographer nor about her
JOÃO DE PINA-CABRAL
261
informants (particularly those who, like Muchona and all those featured
in Casagrande’s book, develop close links with the ethnographer, often
over long and formative periods).
Moreover, we tend to think of ethnography in the past as a gesture that
left no traces behind, as if the beaches of the Trobriand Islands, the sand
tracks of Sudan, or the dirt roads in the Cooper Belt were places frozen
in time; as if the ethnographer’s presence were not part of the historical
process of modernity. Gluckman and his students, for one, knew only too
well (as part of their political engagement) that there was no going back
in history. One of the reasons for that is that human communication is
mutually constitutive.
Ethnography is constitutive both at the moment of the encounter and
in the echoes that it produces in time. Who would fail to see the relevance
that Junod’s presence in southern Mozambique and the Transvaal from the
1890s to the 1920s came to have to the history of southern Africa? Who
would fail to understand the link between Eduardo Mondlane’s youth in
Junod’s mission and the path that would lead him to becoming the father of
a new nation? In turn, Patrick Harries (2007), studying the background that
led to Junod’s ethnography insists that Switzerland’s own confrontation
with the “primitiveness” of its rural citizens through folklore studies was the
fertilizer that produced Swiss missionary ethnography in Africa.
As such, when we come to discuss the ethnographic gesture, we must
overcome the traditional binarist view. We cannot exhaust our analysis of
ethnographic mutuality if we persist in closing it into a relationship of bi-
lateral reciprocity (I give, you give). The ethnographer entices and, in turn,
is provoked. As Tomasello insists, “in mutualistic collaborative activities
the difference between requesting help and offering help by informing is
minimal” (2008:196). The ethnographer and the informant are not only ex-
changing information, they are jointly attentive to the world. Being jointly
attentive, however, is a gesture that goes beyond communication, as it
is formative of the worldview of those involved. The desire to help mu-
tual understanding is part and parcel of the ethnographic process. The
ethnographer affects his informants in their future life choices quite as
much as their concerns and fascinations affect his work, his personal-
ity, and the worldviews of his future students. Michael Carrithers devel-
ops this argument when he characterizes fieldwork by taking recourse to
Alfred Schütz’s insight that “each partner participates in the onrolling life
of the other.” He claims that such a “mutual participation must be built
The Two Faces of Mutuality: Contemporary Themes in Anthropology
262
on a sense of the other’s worth and on trust, that is, mutual predictability
and the presumption of mutual aid. And it also requires sympathetic for-
bearance, the ability to enter into another person’s situation imaginatively
without necessarily sharing the other’s values or cosmology.” (2005:s438)
In turn, Fabian alerts us to the fact that this is not something that ends the
moment the ethnographer leaves the field: “Others are not consumed, as
it were, by either ethnology or history; they remain present and confront
us” (2001:77). Muchona’s concern with the oncoming of modernity and
his attempt to negotiate it, for example, are part of Turner’s story.
But, of course, as I start to write my notes—immediately in the field—I
start opening myself to other communicative intentions, those that mark
academic writing. And those, of course, may enter into contradiction with
the local context. Yet, there is nothing surprising about that, since that is
an intrinsic aspect of the human condition. All human interests are per-
force limited, both because of the complexity of our engagement with the
world and because of the crossing of different perspectives in our own
persons (Pina-Cabral 2003:47-54, 2010a). Our simultaneous engage-
ment with different persons and different groups implies a mutualistic
plurality of interests.
In order to understand the people I study, I must necessarily enter into
a mutualistic game of interpretation of their intentions and of our joint
contexts; I cannot by any means depend exclusively on language. This
is the occasion, therefore, to criticize a certain logocentrism that has be-
come a methodological commonplace in anthropology.2 More than just a
political or ethical implication of our present globalized condition, ethno-
graphic mutuality is a condition of possibility of the ethnographic gesture.
Sahlins’ Kinship as Mutuality of Being
It is here that Sahlins’ (2011a) recent disquisitions concerning “mutuality
of being” become relevant. The force of his argument lies in the observa-
tion, that some of us have been exploring already for some time,3 that
persons are mutually implied and plurally constituted. He quotes appo-
sitely a passage of one of Monica Wilson’s classic works where she re-
ports that, for the Nyakyusa of Lake Nyassa, “kinsmen are members of
one another” (2011a:11).
His central idea is that we can overcome the culturalist excesses of
Schneider and his followers—thus refounding the comparative study of
JOÃO DE PINA-CABRAL
263
kinship on new bases—if we go beyond the mind/body polarity that was
implied in the earlier modes of relating “social” kinship with “biological”
kinship. We must acknowledge that persons are interdependent; they are
partible in the sense of being “members of one another.”
Sahlins, thus, sustains that “the capacities of partibility and hierar-
chy (the encompassment of others) are general conditions of humans in
language” (2011a:13).4 He argues that this notion of partibility is better
used to generalize the condition of humans in general, whilst “dividual-
ity” should be applied to kinship phenomena in particular. According to
him, the latter “is a differentiated sub-class consisting of partibility plus
co-presence” (2011a:13-14).
Thus, “for understanding kinship much is gained by privileging inter-
subjective being over the singular person as the composite site of mul-
tiple others” (Sahlins 2011a:14). Kinsmen share a common substance.
Whether this is communicated by means of metaphors of blood, com-
mensality, co-residence, or others is a matter of ethnographic detail.
Sahlins correctly insists that there is no question of seeing these as “cul-
tural” as opposed to “natural” features, since “human birth is not a pre-
discursive fact” (2011a:3). Kinship, therefore (and particularly, I would
add, the constitution of collectivities), entails “the incorporation of others
in the one person, making her or him a composite being in a participa-
tory sense” (2011a:13). Finally, joining a tradition implicit in a long line
of anthropological thinkers, he comes to define a kinship system as “a
manifold of intersubjective participations, founded on mutualities of be-
ing” (2011a:10).
We must ask, therefore, whether this mutuality of being, as in kinship,
is of the same nature as the ethnographic mutuality that we encountered
in Fabian’s thinking. As I read Sahlins’ (2011a) argument, he is proposing
that both types of mutuality are implicit in personal partibility, namely that
our disposition to attend to others by processes of shared intentionality
leads to our personal co-construction in contexts of sociality. By qualify-
ing kinship mutuality as a mutuality of being, however, Sahlins seems to
be proposing that kinship is a sub-category of that general feature that is
characterized by co-presence. If this is the case, whilst his proposal of a
universalization of the notion of mutuality seems highly relevant, one must
wonder a) whether his reading of the concepts of dividuality and partibility
is correct, and b) whether he is not, in fact, striving to save sociocentric
theorizing. As it happens, he claims he is doing just that (2011a:13), and it
The Two Faces of Mutuality: Contemporary Themes in Anthropology
264
is not up to us to take him as joking or as failing to understand the mean-
ing of the terms. In any case, if we are to use a concept such as mutuality
to our own satisfaction in our ethnographic analyses, we are bound to
try to make sense of our own ideas on such a deeply relevant topic. We
should, therefore, focus upon the locus classicus of the attack on socio-
centrism since, at the same time, it is also the most profound analysis of
the notion of the person in terms of dividuality. This is the focus of Marilyn
Strathern’s initial passage concerning the opposition between society
and individual in The Gender of the Gift (1988:11-15, 348-349 n7).
Dividuality and Partibility5
It is interesting that Strathern should start this passage by declaring
frankly “I have made an easy living through setting up negativities, show-
ing that this or that set of concepts does not apply to the ethnographic
material I know best…” (1988:11). She feels she needs to go beyond the
deconstruction of classical anthropological concepts that she quite cor-
rectly identifies with Leach and Needham (1988:348 n6).
Strathern famously proposes: “We must stop thinking that at the heart
of these cultures is an antinomy between ‘society’ and ‘the individual’”
(1988:12). The way she achieves this is by pitting Melanesian “ideas about
the nature of social life,” with which she has come to be familiar through
fieldwork, with “ideas presented as Western orthodoxy” (1988:12). What
follows is one of the most profound explorations of the nature of person-
hood that has ever come from the hand of an anthropologist since Lévy-
Bruhl’s (1949) late personal notes.
Time, however, has taught us that the polarization between Melanesian
society and Euro-Americaness/Westerness on which she relies (what
she calls “setting up negativities”) to help her undertake the critique of
anthropological thinking on personhood, turns out to be more complex
than it seemed at first. This, in fact, was one of the recurrent discomforts
that Lévy-Bruhl (1949) too addressed in his prophetic late notes and
we should have given greater attention to his critical struggles instead
of simply criticizing him for his earlier views (e.g., 1949:48, 130, 165, or
184). The features that Strathern identifies as Melanesian are, in fact, far
more universal.
As it happens, a number of us have recently been discovering (and
Sahlins too, of course) that her attack on sociocentrism has deeply
JOÃO DE PINA-CABRAL
265
universal relevance.6 The existence of “ideas presented as Western or-
thodoxy” (Strathern 1988:12) is a fact, but it does not mean that these
are the correct ideas to describe those whom we (erroneously) call
“Western.” Why erroneously? Because by calling them so, we are al-
ready imposing upon them the orthodoxy that we should be wishing to
deconstruct. It is, and excuse the poor taste of the metaphor, like saying
that the best way to write about Germans in the 1930s is by describing
them in racialist terms. More than anything else, the relatively recent
field of “new reproduction technologies” has brought this aspect to our
attention both in matters concerning kinship and concerning the relation
between science and society.7
Strathern, therefore, proposes that we should go beyond the society/
individual pair, “because [these terms] invite us to imagine that sociality is
a question of collectivity…” “‘Society’ is seen to be what connects indi-
viduals to one another, the relationships between them” (1988:12). To the
contrary, ever since Malinowski, our ethnographies have been showing
that this polarization between unitary entities of different levels of ab-
straction (individual versus group) is not a satisfactory mode of describ-
ing how sociality operates. And we should not have been so surprised
with our ethnographies, since philosophers have long been warning us
against this view of identity that pits it against alterity in a symmetric rela-
tion (cf. Lévinas 1971). We should have been warned that, while there are
indeed many contexts where collectivities present themselves as being
unitary—and much “work” is done among the peoples we describe in our
ethnographies in order to achieve precisely that effect—a strange evi-
dence has come to permeate our research, suggesting that “the singular
person can be imagined as a social microcosm” (Strathern 1988:13).
Long ago, Lévi-Strauss called our attention to an interesting aspect
of the ethnographic register. While, biologically speaking, persons are
like individual flowers, like specimens of a variety, the fact is that the way
societies deal with persons is more akin to the way they deal with spe-
cies than with individual specimens. Social life, he goes on, “effects a
strange transformation in this system, for it encourages each biological
individual to develop a personality; and this is a notion no longer recall-
ing specimens within a variety but rather types of varieties or of spe-
cies…” (1966:214). I submit that what he is observing in the two chapters
of The Savage Mind dedicated to personal naming is not unlike what I my-
self have encountered in the comparative study of personal naming (cf.
The Two Faces of Mutuality: Contemporary Themes in Anthropology
266
Pina-Cabral 2010b, 2010c, 2012): social practices relating to the naming
of persons (and domesticated animals) are ambivalently placed before
singleness and plurality. Proper naming works actively at constructing
dividuality, affirming the intrinsic plurality of what is identified as single.
Persons present themselves to our ethnographic eye as plurally con-
stituted and interpenetrating with each other in deeply complex patterns
of co-presence and co-substantiality. Amazingly, the original source of
this insight is to be found in the notes that Lucien Lévy-Bruhl was writ-
ing just before his death in March 1939. Having spent a whole lifetime
exploring why “primitives” did not seem to think like “us,” he found not
only that the polarity itself was deeply misguided,8 but also that, in fact,
the argument had to be turned around radically. He had accumulated
a gigantic body of ethnographic evidence indicating that people were
prone to experiencing “participation” with other persons, with collec-
tivities, with supernatural forces, and even with material aspects of their
world (things). How to make sense of this with an Aristotelian-inspired
epistemology, he asks himself?
To put it briefly, Lévy-Bruhl first understood that the modes of thinking
and being in the world that were evinced by the people anthropologists
studied were not compatible with the dominant philosophical theories
concerning mind and reason. As a professor of philosophy, therefore, he
was led to propose that there were two essential modes of thinking: for
“primitives” and for “us.” As he went on exploring this insight, however,
at a time when the first professional ethnographies were emerging in their
wonderful quality (he was progressively exposed to the work of all of the
great ethnographers—French, English, and American—of the 1920s and
1930s), he came to realize that the problem was perhaps broader. The
notion of primitive lost its relevance for him as he explored its implica-
tions and, in time, he understood that the individualistic notion of person-
hood and the Aristotelian notion of reason that made “participation” an
absurdity were themselves the very problems that had to be resolved. I
presume that his intellectual movement was not unlike that which his col-
league Ludwig Wittgenstein carried out between his early work and his
later annotations at roughly the same time.
Lévy-Bruhl’s personal notes, posthumously published in 1949, are
an extraordinary document of deep critical honesty, of how a man can
struggle with understanding until he is forced to turn around the central
presuppositions of his world. Precisely one month before he died, at 82
JOÃO DE PINA-CABRAL
267
years of age, as he wrote his last notes, he finally reached a profound in-
sight that remains a major breakthrough in anthropological thinking:
What turns participation into something that appears to be irrec-
oncilable with the habitual norms of the intellect, is that, without
realizing it, we assume that, in primitive mentalité, beings are first
given and then participate of this or that other person, of this or that
supernatural force, etc.—without our being able to understand how
this participation can be established, how a being can be at the
same time itself and another … (1949:250)
Having thus phrased the problem, he found himself able to perform a
radical inversion of perspective. The solution would be not to presume
“that beings are given beforehand and then enter into their participations”
(1949:250). Rather,
A participation is not simply a mysterious and inexplicable fusion
between beings who lose and keep at the same time their identity. It
enters into the constitution of these same beings. Without participa-
tion they would not have been a given of their own experience: they
would not have existed…Participation, therefore, is immanent to the
individual as he owes what he is to it. (1949:250)
And he concludes: “it is impossible for the individual to separate in
himself what is properly his and that with which he participates in order
to exist” (1949:251).
Now, in the light of today’s theorizing—for people like Sahlins and
Strathern—Lévy-Bruhl’s concept of “participation” includes a number
of factors that we are prone to treat separately and, as Sahlins (2011b)
in fact indirectly notes, the concept cannot simply be taken on board.
However, Lévy-Bruhl’s final insight, that we were approaching the matter
of personal identity in a deeply misguided perspective, and that “partici-
pating” is the condition for being a person and not an adjectival aspect
of personhood, remains the groundwork upon which today’s notions of
mutuality, partibility, and dividuality must be understood.
The more direct inspiration for Marilyn Strathern’s concept of “dividu-
ality” is McKim Marriott’s (1976) work on India. There he notes, “What
goes on between actors are the same connected processes of mixing
The Two Faces of Mutuality: Contemporary Themes in Anthropology
268
and separation that go on within actors” (Strathern 1988:349 n7 as cited
in Marriott 1976:109, original emphasis). The sociocentric notion of both
group and individual that has dominated the social sciences of the 20th
century is, thus, undermined. Instead of this, Marriott proposes a notion
of dividuality—not only of persons, but also of collectivities:
persons—single actors—are not thought in South Asia to be “in-
dividual,” that is, indivisible, bounded units, as they are in much
of Western social and psychological theory as well as in common
sense. Instead, it appears that persons are generally thought by
South Asians to be “dividual” or divisible. To exist, dividual persons
absorb heterogeneous material influences. They must also give out
from themselves particles of their own coded substances—essenc-
es, residues, or other active influences—that may then reproduce in
others something of the nature of the persons in whom they have
originated. (1976:111)
If, then, we are to adopt a view of sociality that de-essentializes the
units of social life, “we shall require a vocabulary that will allow us to talk
about sociality in the singular as well as in the plural” (Strathern 1988:13).
Individuality does not simply vanish, she argues; rather, it becomes one
of the conditions (or, better still, perspectives) under which one can ap-
proach sociality. In as much as collectivities work at “processes of de-plu-
ralization,” so persons “contain a generalized sociality within” (1988:13).
In short, “the bringing together of many persons is just like the bringing
together of one” (1988:13).
This notion that “persons are intrinsically plural and diverse in origin
in their acts” (Strathern 1988:159) should have warned us against at-
tempting to reconstruct kinship theory from a sociocentric perspective
that postulates the unitariness of collectivities (“groups”) and that sees
kinship as based in an exchange of women between such groups. Thus,
the second part of Sahlins’ essay on kinship as mutuality comes as a
bit of a disappointment (2011b). Here, he argues that, “if the alliance is
centred in the solidarity of marital sexuality, by the same token it is also
oppositional, insofar as the kin groups united by intermarriage, in giving
or taking spouses, have differentially affected their membership and re-
production potential” (2011b:235). We seem to be back to what he calls
“the primary exogamous group” (2011b:235)—a category that is at the
JOÃO DE PINA-CABRAL
269
root of the problems that confronted structural-functionalist theorizing
concerning kinship back in the 1960s, as some of us might still remember.
To talk of “groupness” in an abstract manner leads to an abusive
uniformization of what happens in everyday social contexts. Our eth-
nographic descriptions routinely illuminate the incredible diversity and
complexity of the modes of constitution of collectivity. Partibility is not
effaceable either for persons or for collectivities. In the same way, talk
of alliance as dependent on “marriage” (a Eurocentric notion if there is
one; see Rivière 1971) obscures the famous discovery by Edmund Leach
(1961) that it was unsafe to universalize on the basis of such a category.
Thus, talk of “zero-sum games” associated with “groups” that enter into
“marital” alliance (Sahlins 2011b) turns partibility on its head and makes
it something that we have to work at de-constructing in order to make
sense of sociality, rather than the other way round. As Sahlins himself
very advisedly notes, there are serious risks in placing the burden of our
theorizing on ontology (on “being”), since “philosophical notions of ‘be-
ing’ have a common tendency to devolve into notions of ‘substance,’
even as ‘substance’ conjures a sense of materiality” (2011b:227).
Children’s “dual life connections” (“double affiliation”) must not be
seen as an instance of “ambivalence” (Sahlins 2011b:236) but, to the
contrary, as the very ground on which sociality is constituted and collec-
tivity instituted—that is the upshot of Lévy-Bruhl’s and Strathern’s pro-
phetic lessons. I propose, therefore, that we should recover Strathern’s
(1988) original use of the relation between “partibility” and “dividuality,”
where the former refers to mediated relations (as through things and per-
sons that are conceptualized as parts of other things or persons) and the
latter to unmediated relations, where “persons are construed as having a
direct influence in the minds or bodies of those to whom they are thus re-
lated” (1988:178).9 What this means is that partibility results from persons
being multiple, whilst dividuality qualifies the singularity that character-
izes partible persons.
It seems, therefore, that we are not in a condition to accept Sahlins’
suggestion that kinship should be taken, once again, as a specificiably
separate realm of sociality. Kinship, according to him, would be associ-
ated to the dividuality of persons (their “mutuality of being”), whilst parti-
bility would be a generalized condition of sociality. And here again, I can-
not see why Needham’s (1971) arguments as to why kinship cannot be
logically separated from other aspects of social life should not have been
The Two Faces of Mutuality: Contemporary Themes in Anthropology
270
revisited—they not only antedate Schneider’s (1984) by over a decade
but, ultimately, they are far more responsible in theoretical terms.
The Ethnographic Gesture
If, then, we are to salvage the notion of “mutuality” for anthropological
use, we have to take into consideration the implications of the dividuality
of personhood and deconstruct the way in which individuality is written
into the common meanings we attribute to the word. For instance, the
Oxford Dictionary of English has this to say about the word “mutual” (sv):
Traditionally it has long been held that the only correct use of mu-
tual is in describing a reciprocal relationship: mutual respect, for ex-
ample, means that the parties involved feel respect for each other.
The other use of mutual meaning “held in common,” as in mutual
friend, is regarded as being incorrect. This latter use has a long and
respectable history, however. It was first recorded in Shakespeare,
and has since appeared in the writing of Sir Walter Scott, George
Eliot, and, most famously, as the title of Dickens’ novel Our Mutual
Friend. It is now generally accepted as part of standard English.
Indeed, if we were to presume an individualist view of personhood,
the second meaning of mutual would be incorrect, a logical confusion.
The way this second meaning has imposed itself historically, however, in
spite of repeated calls to abandon it, can be taken as a further instance
of the way in which dividuality permanently re-emerges. We must avoid,
it would seem, any interpretation of dividuality that dissociates it from
the more general aspects of the human condition that institute partibil-
ity. Mutuality—much like Fortes’ (1970) earlier amity—must not be seen
as a process that is qualitatively different from those which ground more
general human interaction.
Let us, then, return to our initial question concerning what is common
between these two formulations of mutuality. I suggest that what makes
Fabian’s ethnographic mutuality and Sahlins’ kinship mutuality instances
of the same category is the fact that anthropology is only possible be-
cause ethnographers are human: that is, they have an entry into all pos-
sible human worlds. As Duranti has recently argued: “there exists a level
of intentionality that is pervasive in human action, a level that cannot be
JOÃO DE PINA-CABRAL
271
denied and at the same time is distinct from the particular conceptualiza-
tions offered by a particular language or discourse” (2006:33). In short,
the common ground between the two meanings of mutuality is consti-
tuted by the very conditions of possibility of the ethnographic gesture, the
founding movement of anthropology.
To carry out fieldwork is to undergo a movement of de-contextualiza-
tion and re-contextualization, which is both physical and intellectual. It
is this movement that allows the ethnographer to construct a particular
lived world as a field, that is, a differentiated social world. In turn, this
process of differentiation between distinctly identifiable social worlds is
indispensible for the undertaking of what Pitt-Rivers (1992) claimed to
be the ultimate aim of anthropology: that is, the constant process of de-
ethnocentrification.10 We humans are steeped in history as a source of
human creativity. As a human activity, ethnography depends on meth-
odological mutuality as much as on the mutuality associated with the
early ontogeny of the person because both are aspects of the human
condition. The task of anthropology will never be exhausted, because
de-ethnocentrification is never-ending.
Primatologists have been arguing for some time that humans are ge-
netically endowed with a propensity to adopt what they call a “bird’s eye
view.” There is a disposition in humans, it would seem, to include “all par-
ticipant roles, including [their] own, in the same representational format”
(Tomasello 2008:266). This disposition, primatologists argue, is essential
for the acquisition of language skills as well as all other social skills. In
carrying out ethnography, humans depend on this universal human dis-
position in order to make sense of the field and what they encounter
there; that is, the new world where they are now moving. Thus, the con-
stitutive mutuality that disposes humans in early ontogeny to adopt the
bird’s eye view is also the ground of possibility of ethnographic mutuality.
Ultimately, therefore, the history of anthropology as a universalist dis-
course of de-ethnocentrification must be seen as an extension of the
propensity to adopt the bird’s eye view. Anthropology as a comparative
exercise cannot be reduced to ethnography but neither can ethnogra-
phy be brushed off simply as a handmaiden of anthropology. The rela-
tion between universalist comparativism concerning the human condition
and the practice of ethnography predates (by many centuries) the emer-
gence of anthropology and ethnography as academic undertakings in
the middle of the 19th century. We must not forget that the comparativist
The Two Faces of Mutuality: Contemporary Themes in Anthropology
272
disposition to which we are the heirs today is the product of a long history
of travellers and missionaries from the far-off days of Herodotus and Ibn
Battuta, which emerged centrally as a self-conscious humanist undertak-
ing by the beginning of the Modern Era.
In the works of people like Duarte Barbosa (1946), Bartolomé de las
Casas (1999), or Damião de Góis (1913) there was a relation between the
gathering of evidence about humanity in general and the direct participa-
tion in the life of separate humanities that is the historical root both of
today’s ethnography and today’s anthropology as academic undertak-
ings. I am inspired in this by Carmelo Lisón-Tolosana’s (2005) book about
Alexandre Valignano, the Jesuit missionary in Japan, where he argues
that we must see such people as engaged in a kind of proto-anthropology.
Over the past two centuries of explicit academic engagement, anthro-
pology and ethnography evolved separately, but never very far from each
other. And, whilst they are not mutually exclusive, it is my argument that
they will never part ways. When humans engage themselves in an at-
tempt to understand their own condition in the most general terms, they
will ever be driven to the universality that is written into the most particular
processes of personal engagement—that is, mutuality, the process of co-
construction that results from the disposition to adopt the bird’s eye view.
Thus, human interaction in the surrounding world is also a process of co-
production of each of the participants as human. Anthropology, even as
a scientific enterprise, is grafted onto that. I
Acknowledgments:
This text was written for the 2011 Conference of the FAAEE (Leon, Spain) and a shorter and earlier ver-
sion was distributed in the conference’s program. The writing was supported by the Institute of Social
Sciences of the University of Lisbon and the Foundation for Science and Technology, Lisbon (PTDC/
CS-ANT/102957/2008). All translations of passages of books quoted in languages other than English
are my own responsibility.
Endnotes:
1Even though Fabian does not use the actual word “mutuality” frequently, the theme is central to all of his
methodological thinking over the past decades.
2Indeed, as Duranti has suggested, “Even in the case of highly codified semiotic systems such as his-
torical-natural languages, we should not assume that the ‘directionality’ or ‘aboutness’ of talk is always
identifiable in terms of a linguistically encoded concept or a linguistic category of action, such as a
speech act” (2006:36).
3E.g., Toren 1999; Pina-Cabral 2009, 2010b, and 2010c.
JOÃO DE PINA-CABRAL
273
4But, here, we should be weary of the logocentric pitfalls of overstressing spoken language, for we must
include in this category all forms of communication (and, most essentially, gestural communication, from
which spoken language derives). I owe this insight to Tomasello (2008), but Davidson (2001) long ago
warned us about the dangers of this sort of logocentric deviation.
5I am grateful to Christina Toren for her help in reading these passages. What I make of them, of course,
should not be held as representative of her views.
6E.g., a recent issue of the Journal of the Royal Anthropological Institute 16(2) (2010).
7In the essay where he summarizes his research group’s findings concerning the morality of kinship and
the new reproduction technologies, Joan Bestard stresses that, since “it installs uncertainty into the pro-
cess of biological construction of a kinship relation,” “assisted nature can hardly become the foundation
of the social. It is manipulated in the laboratory, installed in the body and appropriated as a relation of
identity” (2004:67).
8“I have to show (but it is pointless to spell it out here, even in resumed fashion) that, today more than
ever, I do not believe that there is a mentalité which characterises ‘primitives’” (1949:164-165).
9Here we meet an issue that I believe is in sore need of further study: the matter of how humans learn
what is causality. Since the days in which Lévy-Bruhl (1949:174, 234, 243-244) struggled with it in char-
acteristically quizzical fashion, I believe Rodney Needham (1976:71-88) was the only one to address it in
his no less quizzical essay on “Skulls and Causality.” The topic, however, is a matter of central contem-
porary philosophical relevance (e.g., Siegel 2010).
10In his own words: “Every moral refuge is an evasion of the situation through which alone one can learn
to accept the native standards in place of one’s own. Culture shock is, in fact, the process of ‘de-ethno-
centrification’ and the real problem of fieldwork is not to avoid it but to surmount it, accepting its chal-
lenge and putting it to moral and intellectual profit, for, through this experience of destruction of one’s
self-image, one learns to place one’s values in abeyance and to adopt theirs” (Pitt-Rivers 1992:142).
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Mutuality pina cabral

  • 1. The Two Faces of Mutuality: Contemporary Themes in Anthropology João de Pina-Cabral Anthropological Quarterly, Volume 86, Number 1, Winter 2013, pp. 257-275 (Article) Published by George Washington University Institute for Ethnographic Research DOI: 10.1353/anq.2013.0010 For additional information about this article Access provided by UNB-Universidade de BrasÃ-lia (3 Oct 2013 17:41 GMT) http://muse.jhu.edu/journals/anq/summary/v086/86.1.de-pina-cabral.html
  • 2. 257 SOCIAL THOUGHT & COMMENTARY The Two Faces of Mutuality: Contemporary Themes in Anthropology João de Pina-Cabral, University of Kent The theme of mutuality has lately emerged in anthropology by the hand of some of our most influential contemporary thinkers. Yet they explore it in apparently unrelated guises: in the work of Johannes Fabian (2001, 2007) or of Michael Carrithers (2005), mutuality emerges as a methodo- logical preoccupation in discussions about fieldwork ethics referring to the way in which anthropologist and informant are engaged in processes of co-responsibility1; by the hand of Marshall Sahlins (2011a), mutuality is a constitutive principle in personal ontogeny that allows for a theoretical re-founding of kinship studies. Are the two meanings simply unconnected or do they share something in common which may turn out to be of the- oretical relevance for contemporary anthropology? In this essay, I aim to show that both meanings are indeed relevantly interrelated but, in order to do so, I find it necessary to explore further Marilyn Strathern’s pro- posals concerning the intrinsic plurality of persons. Mutuality would be the movement between singularity produced out of plurality and plurality produced out of singularity—and that is why it implies “co-presence” to use Sahlins’ term or “participation” to use Lévy-Bruhl’s. Ethnographic Mutuality in Fabian’s Work In his well-known essay “Ethnographic Misunderstanding and the Perils of Context,” Fabian provides us with one of the best definitions Anthropological Quarterly, Vol. 86, No. 1, p. 257-276, ISSN 0003-5491. © 2013 by the Institute for Ethnographic Research (IFER) a part of the George Washington University. All rights reserved.
  • 3. The Two Faces of Mutuality: Contemporary Themes in Anthropology 258 of ethnographic mutuality in the literature: “the promise of nontrivial un- derstanding that is produced by researcher and researched together” (1995:47). In short, an unavoidable aspect of all fieldwork interaction would be the occurrence of a feeling of shared revelation. In our present world of almost instantaneous globalization, even more so than in the past, the ethnographer’s presence in the field, as well as what she even- tually comes to write about it, has an impact on the field but, more than that, it corresponds to processes of joint discovery. A superb example of this is provided by Michael Carrithers when he describes a conversation he had with a group of men during his fieldwork among Jains in India: they thought themselves independent, since they ran their own busi- nesses and were not, as I was, subservient to an institution and to the will of others; I thought myself independent because I could pursue my research interests and not be bound to the drudgery and anxiety of Indian commerce. We never agreed, but we did understand for im- mediate purposes. We also managed, though with more strain and evasion on my part, to agree to differ about Western eating habits ver- sus their vegetarianism, which for them touches very closely the self- evident practices of Jain living. But in either case it is the very conver- sation itself, with its mutual understanding and its differing views, that illustrates my point. Here is an ad hoc morality of mutual recognition, mutual trust, and mutual forbearance which arises more or less spon- taneously in the course of interaction, in some part because of and in greater part despite our cultural differences. (2005:438) In passages such as this one, we can see how the typical preoccupa- tion of the young ethnographer of being lied to by the informants soon gives way, in the more seasoned ethnographer, to what one might call a Rashomon fascination: the awareness that there is no end to interpreta- tion and that we will ever be working on processes where absolutes play no role. Ambiguity will ever persist, as the ethnographic moment is part of the broader process of human communication and, thus, it is subject to what Donald Davidson (2001) calls the indeterminacy of interpretation. More than that, however, the traditional propensity of anthropology towards semiotic models of interaction, where conscious meaning is treated as the be-all and end-all of communication, has presently given way to more sophisticated understandings of the fieldwork context. We
  • 4. JOÃO DE PINA-CABRAL 259 must find ways of approaching analytically the ethnographic gesture that do not disembody it; that preserve its physicality in a world where what we understand is as much communicated by others as it is understood with others. We participate jointly in environments that are historically inscribed with sociality. As Evans-Pritchard (1976) used to put it, the eth- nographer should attempt to learn to use, at least rudimentarily, the tools that centrally mark a native’s life, failing which he will never understand the meaning of their world. Let us take as an example a classical essay that most anthropolo- gists have read: Victor Turner’s article on Muchona, his favored infor- mant, that he wrote for Joseph Casagrande’s time-setting volume In the Company of Man (1964; re-edited in A Forest of Symbols, 1967). There Turner describes how he was walking along a dusty road in what is now northwestern Zambia in the company of his research assistant when he noticed a parasitical growth on a tree that he had been told had special curative powers. He tried to identify it, but clearly he was not getting it right. Suddenly, from behind them, another traveller of whom they had not been aware entered their conversation: Muchona, a strange little man who turned out to be a true erudite about such matters. Over the fol- lowing months, Turner and Windson, his Christian assistant, underwent a process of shared revelation with Muchona that eventually gave rise to some of the most famous books in mid-century anthropology (Turner 1962, 1967, 1968, 1969). Turner’s way of approaching the topic is quite explicit: a) the presence of the tree and the nature of the road where they first met and the inhab- ited spaces where, later on, they had their heated evening conversations was of the essence for the interaction; b) language was constantly failing them—Turner’s Ndembu was not very good, his assistant found it difficult to represent what was being told by Muchona in terms of his own urban Christian vocabulary, and, to top it all, Muchona’s speech was a world of ambiguities and innuendos not always helped by a tendency to drink too much (1967:139); finally, c) everyone present had their reasons for being interested in the interaction—these reasons diverged but they also came together in a mutual fascination with the cosmological implications of traditional methods of cure. As the linguistic philosopher H. Paul Grice taught us quite a while ago, the intentions of a speaker frequently differ from the standard meaning of the words (e.g., Medina 2005:30). This may be due both to irony and
  • 5. The Two Faces of Mutuality: Contemporary Themes in Anthropology 260 metaphor as, further still, the meaning is dependent upon a series of pre- suppositions about the world that would not be present in the meaning of each of those words and each of those sentences if we were to enquire about them in a disembodied fashion (as one might say, their diction- ary meaning). In short, the communicative intentions of the speaker are an integral part of the interpretative process and the listener constantly hypothesizes concerning what she hears. Thus, often enough, other’s speech is punctuated by grants, gestures, comments, and questions that aim at specifying, directing, intervening in what one is hearing. What this means is that, behind each communicative act, there is the presumption of a kind of cooperation. The communicative act is reflexive from the start; it depends on a disposition on the part of both speakers that Davidson (2001) calls “interpretive charity”—the implicit acceptance that the gestures of the person who is in front of me can be endowed with meaning. Primatologists, however, go a step further when they claim that hu- man communication differs from that of other primates in that it is funda- mentally grounded on a proclivity towards perceptually co-present joint attention. For Michael Tomasello, this notion can be encapsulated in the sentence, “I want you to know that I want you to attend to something, but that I want us to know this together” (2008:91). What this implies is that the simplest occurrence of ostension already involves active co-pres- ence. My communicative intention is communicated at the same time and jointly with the actual communication. If we do not limit our attention in studying human social life to verbal expression but take in the whole of the context of communication, we realize that mutuality is constitutive and not the product of the intentional act of communication. Ethnography is an activity that is centrally dependent on intersub- jectivity (cf. Duranti 2007), which means that perceptually co-present joint attention is also part of it. Thus, the ethnographic gesture involves a form of cooperation that is constitutive of the partners because it pre- sumes joint attention. The ethnographer imparts information as much as she gathers it. This is the case even when she is so struck by the contrast in worldviews or so keen on emphasising it that she fails to see that mutuality is a condition of possibility of her ethnography. We often presume that the worlds that come into confrontation during the ethnographic encounter are radically separate and will remain so there- after. This, however, is neither true about the ethnographer nor about her
  • 6. JOÃO DE PINA-CABRAL 261 informants (particularly those who, like Muchona and all those featured in Casagrande’s book, develop close links with the ethnographer, often over long and formative periods). Moreover, we tend to think of ethnography in the past as a gesture that left no traces behind, as if the beaches of the Trobriand Islands, the sand tracks of Sudan, or the dirt roads in the Cooper Belt were places frozen in time; as if the ethnographer’s presence were not part of the historical process of modernity. Gluckman and his students, for one, knew only too well (as part of their political engagement) that there was no going back in history. One of the reasons for that is that human communication is mutually constitutive. Ethnography is constitutive both at the moment of the encounter and in the echoes that it produces in time. Who would fail to see the relevance that Junod’s presence in southern Mozambique and the Transvaal from the 1890s to the 1920s came to have to the history of southern Africa? Who would fail to understand the link between Eduardo Mondlane’s youth in Junod’s mission and the path that would lead him to becoming the father of a new nation? In turn, Patrick Harries (2007), studying the background that led to Junod’s ethnography insists that Switzerland’s own confrontation with the “primitiveness” of its rural citizens through folklore studies was the fertilizer that produced Swiss missionary ethnography in Africa. As such, when we come to discuss the ethnographic gesture, we must overcome the traditional binarist view. We cannot exhaust our analysis of ethnographic mutuality if we persist in closing it into a relationship of bi- lateral reciprocity (I give, you give). The ethnographer entices and, in turn, is provoked. As Tomasello insists, “in mutualistic collaborative activities the difference between requesting help and offering help by informing is minimal” (2008:196). The ethnographer and the informant are not only ex- changing information, they are jointly attentive to the world. Being jointly attentive, however, is a gesture that goes beyond communication, as it is formative of the worldview of those involved. The desire to help mu- tual understanding is part and parcel of the ethnographic process. The ethnographer affects his informants in their future life choices quite as much as their concerns and fascinations affect his work, his personal- ity, and the worldviews of his future students. Michael Carrithers devel- ops this argument when he characterizes fieldwork by taking recourse to Alfred Schütz’s insight that “each partner participates in the onrolling life of the other.” He claims that such a “mutual participation must be built
  • 7. The Two Faces of Mutuality: Contemporary Themes in Anthropology 262 on a sense of the other’s worth and on trust, that is, mutual predictability and the presumption of mutual aid. And it also requires sympathetic for- bearance, the ability to enter into another person’s situation imaginatively without necessarily sharing the other’s values or cosmology.” (2005:s438) In turn, Fabian alerts us to the fact that this is not something that ends the moment the ethnographer leaves the field: “Others are not consumed, as it were, by either ethnology or history; they remain present and confront us” (2001:77). Muchona’s concern with the oncoming of modernity and his attempt to negotiate it, for example, are part of Turner’s story. But, of course, as I start to write my notes—immediately in the field—I start opening myself to other communicative intentions, those that mark academic writing. And those, of course, may enter into contradiction with the local context. Yet, there is nothing surprising about that, since that is an intrinsic aspect of the human condition. All human interests are per- force limited, both because of the complexity of our engagement with the world and because of the crossing of different perspectives in our own persons (Pina-Cabral 2003:47-54, 2010a). Our simultaneous engage- ment with different persons and different groups implies a mutualistic plurality of interests. In order to understand the people I study, I must necessarily enter into a mutualistic game of interpretation of their intentions and of our joint contexts; I cannot by any means depend exclusively on language. This is the occasion, therefore, to criticize a certain logocentrism that has be- come a methodological commonplace in anthropology.2 More than just a political or ethical implication of our present globalized condition, ethno- graphic mutuality is a condition of possibility of the ethnographic gesture. Sahlins’ Kinship as Mutuality of Being It is here that Sahlins’ (2011a) recent disquisitions concerning “mutuality of being” become relevant. The force of his argument lies in the observa- tion, that some of us have been exploring already for some time,3 that persons are mutually implied and plurally constituted. He quotes appo- sitely a passage of one of Monica Wilson’s classic works where she re- ports that, for the Nyakyusa of Lake Nyassa, “kinsmen are members of one another” (2011a:11). His central idea is that we can overcome the culturalist excesses of Schneider and his followers—thus refounding the comparative study of
  • 8. JOÃO DE PINA-CABRAL 263 kinship on new bases—if we go beyond the mind/body polarity that was implied in the earlier modes of relating “social” kinship with “biological” kinship. We must acknowledge that persons are interdependent; they are partible in the sense of being “members of one another.” Sahlins, thus, sustains that “the capacities of partibility and hierar- chy (the encompassment of others) are general conditions of humans in language” (2011a:13).4 He argues that this notion of partibility is better used to generalize the condition of humans in general, whilst “dividual- ity” should be applied to kinship phenomena in particular. According to him, the latter “is a differentiated sub-class consisting of partibility plus co-presence” (2011a:13-14). Thus, “for understanding kinship much is gained by privileging inter- subjective being over the singular person as the composite site of mul- tiple others” (Sahlins 2011a:14). Kinsmen share a common substance. Whether this is communicated by means of metaphors of blood, com- mensality, co-residence, or others is a matter of ethnographic detail. Sahlins correctly insists that there is no question of seeing these as “cul- tural” as opposed to “natural” features, since “human birth is not a pre- discursive fact” (2011a:3). Kinship, therefore (and particularly, I would add, the constitution of collectivities), entails “the incorporation of others in the one person, making her or him a composite being in a participa- tory sense” (2011a:13). Finally, joining a tradition implicit in a long line of anthropological thinkers, he comes to define a kinship system as “a manifold of intersubjective participations, founded on mutualities of be- ing” (2011a:10). We must ask, therefore, whether this mutuality of being, as in kinship, is of the same nature as the ethnographic mutuality that we encountered in Fabian’s thinking. As I read Sahlins’ (2011a) argument, he is proposing that both types of mutuality are implicit in personal partibility, namely that our disposition to attend to others by processes of shared intentionality leads to our personal co-construction in contexts of sociality. By qualify- ing kinship mutuality as a mutuality of being, however, Sahlins seems to be proposing that kinship is a sub-category of that general feature that is characterized by co-presence. If this is the case, whilst his proposal of a universalization of the notion of mutuality seems highly relevant, one must wonder a) whether his reading of the concepts of dividuality and partibility is correct, and b) whether he is not, in fact, striving to save sociocentric theorizing. As it happens, he claims he is doing just that (2011a:13), and it
  • 9. The Two Faces of Mutuality: Contemporary Themes in Anthropology 264 is not up to us to take him as joking or as failing to understand the mean- ing of the terms. In any case, if we are to use a concept such as mutuality to our own satisfaction in our ethnographic analyses, we are bound to try to make sense of our own ideas on such a deeply relevant topic. We should, therefore, focus upon the locus classicus of the attack on socio- centrism since, at the same time, it is also the most profound analysis of the notion of the person in terms of dividuality. This is the focus of Marilyn Strathern’s initial passage concerning the opposition between society and individual in The Gender of the Gift (1988:11-15, 348-349 n7). Dividuality and Partibility5 It is interesting that Strathern should start this passage by declaring frankly “I have made an easy living through setting up negativities, show- ing that this or that set of concepts does not apply to the ethnographic material I know best…” (1988:11). She feels she needs to go beyond the deconstruction of classical anthropological concepts that she quite cor- rectly identifies with Leach and Needham (1988:348 n6). Strathern famously proposes: “We must stop thinking that at the heart of these cultures is an antinomy between ‘society’ and ‘the individual’” (1988:12). The way she achieves this is by pitting Melanesian “ideas about the nature of social life,” with which she has come to be familiar through fieldwork, with “ideas presented as Western orthodoxy” (1988:12). What follows is one of the most profound explorations of the nature of person- hood that has ever come from the hand of an anthropologist since Lévy- Bruhl’s (1949) late personal notes. Time, however, has taught us that the polarization between Melanesian society and Euro-Americaness/Westerness on which she relies (what she calls “setting up negativities”) to help her undertake the critique of anthropological thinking on personhood, turns out to be more complex than it seemed at first. This, in fact, was one of the recurrent discomforts that Lévy-Bruhl (1949) too addressed in his prophetic late notes and we should have given greater attention to his critical struggles instead of simply criticizing him for his earlier views (e.g., 1949:48, 130, 165, or 184). The features that Strathern identifies as Melanesian are, in fact, far more universal. As it happens, a number of us have recently been discovering (and Sahlins too, of course) that her attack on sociocentrism has deeply
  • 10. JOÃO DE PINA-CABRAL 265 universal relevance.6 The existence of “ideas presented as Western or- thodoxy” (Strathern 1988:12) is a fact, but it does not mean that these are the correct ideas to describe those whom we (erroneously) call “Western.” Why erroneously? Because by calling them so, we are al- ready imposing upon them the orthodoxy that we should be wishing to deconstruct. It is, and excuse the poor taste of the metaphor, like saying that the best way to write about Germans in the 1930s is by describing them in racialist terms. More than anything else, the relatively recent field of “new reproduction technologies” has brought this aspect to our attention both in matters concerning kinship and concerning the relation between science and society.7 Strathern, therefore, proposes that we should go beyond the society/ individual pair, “because [these terms] invite us to imagine that sociality is a question of collectivity…” “‘Society’ is seen to be what connects indi- viduals to one another, the relationships between them” (1988:12). To the contrary, ever since Malinowski, our ethnographies have been showing that this polarization between unitary entities of different levels of ab- straction (individual versus group) is not a satisfactory mode of describ- ing how sociality operates. And we should not have been so surprised with our ethnographies, since philosophers have long been warning us against this view of identity that pits it against alterity in a symmetric rela- tion (cf. Lévinas 1971). We should have been warned that, while there are indeed many contexts where collectivities present themselves as being unitary—and much “work” is done among the peoples we describe in our ethnographies in order to achieve precisely that effect—a strange evi- dence has come to permeate our research, suggesting that “the singular person can be imagined as a social microcosm” (Strathern 1988:13). Long ago, Lévi-Strauss called our attention to an interesting aspect of the ethnographic register. While, biologically speaking, persons are like individual flowers, like specimens of a variety, the fact is that the way societies deal with persons is more akin to the way they deal with spe- cies than with individual specimens. Social life, he goes on, “effects a strange transformation in this system, for it encourages each biological individual to develop a personality; and this is a notion no longer recall- ing specimens within a variety but rather types of varieties or of spe- cies…” (1966:214). I submit that what he is observing in the two chapters of The Savage Mind dedicated to personal naming is not unlike what I my- self have encountered in the comparative study of personal naming (cf.
  • 11. The Two Faces of Mutuality: Contemporary Themes in Anthropology 266 Pina-Cabral 2010b, 2010c, 2012): social practices relating to the naming of persons (and domesticated animals) are ambivalently placed before singleness and plurality. Proper naming works actively at constructing dividuality, affirming the intrinsic plurality of what is identified as single. Persons present themselves to our ethnographic eye as plurally con- stituted and interpenetrating with each other in deeply complex patterns of co-presence and co-substantiality. Amazingly, the original source of this insight is to be found in the notes that Lucien Lévy-Bruhl was writ- ing just before his death in March 1939. Having spent a whole lifetime exploring why “primitives” did not seem to think like “us,” he found not only that the polarity itself was deeply misguided,8 but also that, in fact, the argument had to be turned around radically. He had accumulated a gigantic body of ethnographic evidence indicating that people were prone to experiencing “participation” with other persons, with collec- tivities, with supernatural forces, and even with material aspects of their world (things). How to make sense of this with an Aristotelian-inspired epistemology, he asks himself? To put it briefly, Lévy-Bruhl first understood that the modes of thinking and being in the world that were evinced by the people anthropologists studied were not compatible with the dominant philosophical theories concerning mind and reason. As a professor of philosophy, therefore, he was led to propose that there were two essential modes of thinking: for “primitives” and for “us.” As he went on exploring this insight, however, at a time when the first professional ethnographies were emerging in their wonderful quality (he was progressively exposed to the work of all of the great ethnographers—French, English, and American—of the 1920s and 1930s), he came to realize that the problem was perhaps broader. The notion of primitive lost its relevance for him as he explored its implica- tions and, in time, he understood that the individualistic notion of person- hood and the Aristotelian notion of reason that made “participation” an absurdity were themselves the very problems that had to be resolved. I presume that his intellectual movement was not unlike that which his col- league Ludwig Wittgenstein carried out between his early work and his later annotations at roughly the same time. Lévy-Bruhl’s personal notes, posthumously published in 1949, are an extraordinary document of deep critical honesty, of how a man can struggle with understanding until he is forced to turn around the central presuppositions of his world. Precisely one month before he died, at 82
  • 12. JOÃO DE PINA-CABRAL 267 years of age, as he wrote his last notes, he finally reached a profound in- sight that remains a major breakthrough in anthropological thinking: What turns participation into something that appears to be irrec- oncilable with the habitual norms of the intellect, is that, without realizing it, we assume that, in primitive mentalité, beings are first given and then participate of this or that other person, of this or that supernatural force, etc.—without our being able to understand how this participation can be established, how a being can be at the same time itself and another … (1949:250) Having thus phrased the problem, he found himself able to perform a radical inversion of perspective. The solution would be not to presume “that beings are given beforehand and then enter into their participations” (1949:250). Rather, A participation is not simply a mysterious and inexplicable fusion between beings who lose and keep at the same time their identity. It enters into the constitution of these same beings. Without participa- tion they would not have been a given of their own experience: they would not have existed…Participation, therefore, is immanent to the individual as he owes what he is to it. (1949:250) And he concludes: “it is impossible for the individual to separate in himself what is properly his and that with which he participates in order to exist” (1949:251). Now, in the light of today’s theorizing—for people like Sahlins and Strathern—Lévy-Bruhl’s concept of “participation” includes a number of factors that we are prone to treat separately and, as Sahlins (2011b) in fact indirectly notes, the concept cannot simply be taken on board. However, Lévy-Bruhl’s final insight, that we were approaching the matter of personal identity in a deeply misguided perspective, and that “partici- pating” is the condition for being a person and not an adjectival aspect of personhood, remains the groundwork upon which today’s notions of mutuality, partibility, and dividuality must be understood. The more direct inspiration for Marilyn Strathern’s concept of “dividu- ality” is McKim Marriott’s (1976) work on India. There he notes, “What goes on between actors are the same connected processes of mixing
  • 13. The Two Faces of Mutuality: Contemporary Themes in Anthropology 268 and separation that go on within actors” (Strathern 1988:349 n7 as cited in Marriott 1976:109, original emphasis). The sociocentric notion of both group and individual that has dominated the social sciences of the 20th century is, thus, undermined. Instead of this, Marriott proposes a notion of dividuality—not only of persons, but also of collectivities: persons—single actors—are not thought in South Asia to be “in- dividual,” that is, indivisible, bounded units, as they are in much of Western social and psychological theory as well as in common sense. Instead, it appears that persons are generally thought by South Asians to be “dividual” or divisible. To exist, dividual persons absorb heterogeneous material influences. They must also give out from themselves particles of their own coded substances—essenc- es, residues, or other active influences—that may then reproduce in others something of the nature of the persons in whom they have originated. (1976:111) If, then, we are to adopt a view of sociality that de-essentializes the units of social life, “we shall require a vocabulary that will allow us to talk about sociality in the singular as well as in the plural” (Strathern 1988:13). Individuality does not simply vanish, she argues; rather, it becomes one of the conditions (or, better still, perspectives) under which one can ap- proach sociality. In as much as collectivities work at “processes of de-plu- ralization,” so persons “contain a generalized sociality within” (1988:13). In short, “the bringing together of many persons is just like the bringing together of one” (1988:13). This notion that “persons are intrinsically plural and diverse in origin in their acts” (Strathern 1988:159) should have warned us against at- tempting to reconstruct kinship theory from a sociocentric perspective that postulates the unitariness of collectivities (“groups”) and that sees kinship as based in an exchange of women between such groups. Thus, the second part of Sahlins’ essay on kinship as mutuality comes as a bit of a disappointment (2011b). Here, he argues that, “if the alliance is centred in the solidarity of marital sexuality, by the same token it is also oppositional, insofar as the kin groups united by intermarriage, in giving or taking spouses, have differentially affected their membership and re- production potential” (2011b:235). We seem to be back to what he calls “the primary exogamous group” (2011b:235)—a category that is at the
  • 14. JOÃO DE PINA-CABRAL 269 root of the problems that confronted structural-functionalist theorizing concerning kinship back in the 1960s, as some of us might still remember. To talk of “groupness” in an abstract manner leads to an abusive uniformization of what happens in everyday social contexts. Our eth- nographic descriptions routinely illuminate the incredible diversity and complexity of the modes of constitution of collectivity. Partibility is not effaceable either for persons or for collectivities. In the same way, talk of alliance as dependent on “marriage” (a Eurocentric notion if there is one; see Rivière 1971) obscures the famous discovery by Edmund Leach (1961) that it was unsafe to universalize on the basis of such a category. Thus, talk of “zero-sum games” associated with “groups” that enter into “marital” alliance (Sahlins 2011b) turns partibility on its head and makes it something that we have to work at de-constructing in order to make sense of sociality, rather than the other way round. As Sahlins himself very advisedly notes, there are serious risks in placing the burden of our theorizing on ontology (on “being”), since “philosophical notions of ‘be- ing’ have a common tendency to devolve into notions of ‘substance,’ even as ‘substance’ conjures a sense of materiality” (2011b:227). Children’s “dual life connections” (“double affiliation”) must not be seen as an instance of “ambivalence” (Sahlins 2011b:236) but, to the contrary, as the very ground on which sociality is constituted and collec- tivity instituted—that is the upshot of Lévy-Bruhl’s and Strathern’s pro- phetic lessons. I propose, therefore, that we should recover Strathern’s (1988) original use of the relation between “partibility” and “dividuality,” where the former refers to mediated relations (as through things and per- sons that are conceptualized as parts of other things or persons) and the latter to unmediated relations, where “persons are construed as having a direct influence in the minds or bodies of those to whom they are thus re- lated” (1988:178).9 What this means is that partibility results from persons being multiple, whilst dividuality qualifies the singularity that character- izes partible persons. It seems, therefore, that we are not in a condition to accept Sahlins’ suggestion that kinship should be taken, once again, as a specificiably separate realm of sociality. Kinship, according to him, would be associ- ated to the dividuality of persons (their “mutuality of being”), whilst parti- bility would be a generalized condition of sociality. And here again, I can- not see why Needham’s (1971) arguments as to why kinship cannot be logically separated from other aspects of social life should not have been
  • 15. The Two Faces of Mutuality: Contemporary Themes in Anthropology 270 revisited—they not only antedate Schneider’s (1984) by over a decade but, ultimately, they are far more responsible in theoretical terms. The Ethnographic Gesture If, then, we are to salvage the notion of “mutuality” for anthropological use, we have to take into consideration the implications of the dividuality of personhood and deconstruct the way in which individuality is written into the common meanings we attribute to the word. For instance, the Oxford Dictionary of English has this to say about the word “mutual” (sv): Traditionally it has long been held that the only correct use of mu- tual is in describing a reciprocal relationship: mutual respect, for ex- ample, means that the parties involved feel respect for each other. The other use of mutual meaning “held in common,” as in mutual friend, is regarded as being incorrect. This latter use has a long and respectable history, however. It was first recorded in Shakespeare, and has since appeared in the writing of Sir Walter Scott, George Eliot, and, most famously, as the title of Dickens’ novel Our Mutual Friend. It is now generally accepted as part of standard English. Indeed, if we were to presume an individualist view of personhood, the second meaning of mutual would be incorrect, a logical confusion. The way this second meaning has imposed itself historically, however, in spite of repeated calls to abandon it, can be taken as a further instance of the way in which dividuality permanently re-emerges. We must avoid, it would seem, any interpretation of dividuality that dissociates it from the more general aspects of the human condition that institute partibil- ity. Mutuality—much like Fortes’ (1970) earlier amity—must not be seen as a process that is qualitatively different from those which ground more general human interaction. Let us, then, return to our initial question concerning what is common between these two formulations of mutuality. I suggest that what makes Fabian’s ethnographic mutuality and Sahlins’ kinship mutuality instances of the same category is the fact that anthropology is only possible be- cause ethnographers are human: that is, they have an entry into all pos- sible human worlds. As Duranti has recently argued: “there exists a level of intentionality that is pervasive in human action, a level that cannot be
  • 16. JOÃO DE PINA-CABRAL 271 denied and at the same time is distinct from the particular conceptualiza- tions offered by a particular language or discourse” (2006:33). In short, the common ground between the two meanings of mutuality is consti- tuted by the very conditions of possibility of the ethnographic gesture, the founding movement of anthropology. To carry out fieldwork is to undergo a movement of de-contextualiza- tion and re-contextualization, which is both physical and intellectual. It is this movement that allows the ethnographer to construct a particular lived world as a field, that is, a differentiated social world. In turn, this process of differentiation between distinctly identifiable social worlds is indispensible for the undertaking of what Pitt-Rivers (1992) claimed to be the ultimate aim of anthropology: that is, the constant process of de- ethnocentrification.10 We humans are steeped in history as a source of human creativity. As a human activity, ethnography depends on meth- odological mutuality as much as on the mutuality associated with the early ontogeny of the person because both are aspects of the human condition. The task of anthropology will never be exhausted, because de-ethnocentrification is never-ending. Primatologists have been arguing for some time that humans are ge- netically endowed with a propensity to adopt what they call a “bird’s eye view.” There is a disposition in humans, it would seem, to include “all par- ticipant roles, including [their] own, in the same representational format” (Tomasello 2008:266). This disposition, primatologists argue, is essential for the acquisition of language skills as well as all other social skills. In carrying out ethnography, humans depend on this universal human dis- position in order to make sense of the field and what they encounter there; that is, the new world where they are now moving. Thus, the con- stitutive mutuality that disposes humans in early ontogeny to adopt the bird’s eye view is also the ground of possibility of ethnographic mutuality. Ultimately, therefore, the history of anthropology as a universalist dis- course of de-ethnocentrification must be seen as an extension of the propensity to adopt the bird’s eye view. Anthropology as a comparative exercise cannot be reduced to ethnography but neither can ethnogra- phy be brushed off simply as a handmaiden of anthropology. The rela- tion between universalist comparativism concerning the human condition and the practice of ethnography predates (by many centuries) the emer- gence of anthropology and ethnography as academic undertakings in the middle of the 19th century. We must not forget that the comparativist
  • 17. The Two Faces of Mutuality: Contemporary Themes in Anthropology 272 disposition to which we are the heirs today is the product of a long history of travellers and missionaries from the far-off days of Herodotus and Ibn Battuta, which emerged centrally as a self-conscious humanist undertak- ing by the beginning of the Modern Era. In the works of people like Duarte Barbosa (1946), Bartolomé de las Casas (1999), or Damião de Góis (1913) there was a relation between the gathering of evidence about humanity in general and the direct participa- tion in the life of separate humanities that is the historical root both of today’s ethnography and today’s anthropology as academic undertak- ings. I am inspired in this by Carmelo Lisón-Tolosana’s (2005) book about Alexandre Valignano, the Jesuit missionary in Japan, where he argues that we must see such people as engaged in a kind of proto-anthropology. Over the past two centuries of explicit academic engagement, anthro- pology and ethnography evolved separately, but never very far from each other. And, whilst they are not mutually exclusive, it is my argument that they will never part ways. When humans engage themselves in an at- tempt to understand their own condition in the most general terms, they will ever be driven to the universality that is written into the most particular processes of personal engagement—that is, mutuality, the process of co- construction that results from the disposition to adopt the bird’s eye view. Thus, human interaction in the surrounding world is also a process of co- production of each of the participants as human. Anthropology, even as a scientific enterprise, is grafted onto that. I Acknowledgments: This text was written for the 2011 Conference of the FAAEE (Leon, Spain) and a shorter and earlier ver- sion was distributed in the conference’s program. The writing was supported by the Institute of Social Sciences of the University of Lisbon and the Foundation for Science and Technology, Lisbon (PTDC/ CS-ANT/102957/2008). All translations of passages of books quoted in languages other than English are my own responsibility. Endnotes: 1Even though Fabian does not use the actual word “mutuality” frequently, the theme is central to all of his methodological thinking over the past decades. 2Indeed, as Duranti has suggested, “Even in the case of highly codified semiotic systems such as his- torical-natural languages, we should not assume that the ‘directionality’ or ‘aboutness’ of talk is always identifiable in terms of a linguistically encoded concept or a linguistic category of action, such as a speech act” (2006:36). 3E.g., Toren 1999; Pina-Cabral 2009, 2010b, and 2010c.
  • 18. JOÃO DE PINA-CABRAL 273 4But, here, we should be weary of the logocentric pitfalls of overstressing spoken language, for we must include in this category all forms of communication (and, most essentially, gestural communication, from which spoken language derives). I owe this insight to Tomasello (2008), but Davidson (2001) long ago warned us about the dangers of this sort of logocentric deviation. 5I am grateful to Christina Toren for her help in reading these passages. What I make of them, of course, should not be held as representative of her views. 6E.g., a recent issue of the Journal of the Royal Anthropological Institute 16(2) (2010). 7In the essay where he summarizes his research group’s findings concerning the morality of kinship and the new reproduction technologies, Joan Bestard stresses that, since “it installs uncertainty into the pro- cess of biological construction of a kinship relation,” “assisted nature can hardly become the foundation of the social. It is manipulated in the laboratory, installed in the body and appropriated as a relation of identity” (2004:67). 8“I have to show (but it is pointless to spell it out here, even in resumed fashion) that, today more than ever, I do not believe that there is a mentalité which characterises ‘primitives’” (1949:164-165). 9Here we meet an issue that I believe is in sore need of further study: the matter of how humans learn what is causality. Since the days in which Lévy-Bruhl (1949:174, 234, 243-244) struggled with it in char- acteristically quizzical fashion, I believe Rodney Needham (1976:71-88) was the only one to address it in his no less quizzical essay on “Skulls and Causality.” The topic, however, is a matter of central contem- porary philosophical relevance (e.g., Siegel 2010). 10In his own words: “Every moral refuge is an evasion of the situation through which alone one can learn to accept the native standards in place of one’s own. Culture shock is, in fact, the process of ‘de-ethno- centrification’ and the real problem of fieldwork is not to avoid it but to surmount it, accepting its chal- lenge and putting it to moral and intellectual profit, for, through this experience of destruction of one’s self-image, one learns to place one’s values in abeyance and to adopt theirs” (Pitt-Rivers 1992:142). References: Barbosa, Duarte. 1946 [1516]. Livro em que dá Relação do que Viu e Ouviu no Oriente. Lisbon: Agência Geral das Colónias. Bestard Camps, Joan. 2004. Tras la Biologia: La Moralidad del Parentesco y las Nuevas Tecnologías de Reproducción. Barcelona: Publicaciones Universitat de Barcelona. Bråten, Stein, ed. 1998. Intersubjective Communication and Emotion in Early Ontogeny. Cambridge: Maison des Sciences de l’Homme and CUP. Carrithers, Michael. 2005. “Anthropology as a Moral Science of Possibilities.” Current Anthropology 46(3):433-456. Casagrande, Joseph. 1964. In the Company of Man: Twenty Portraits of Anthropological Informants. New York: Harper & Row. Casas, Bartolomé de las. 1999. Brevísima Relación de la Destruición de las Indias. Madrid: Editorial Castalia. Davidson, Donald. 2001. Subjective, Intersubjective, Objective. Oxford: Clarendon Press. Duranti, Alessandro. 2006. “The Social Ontology of Intentions.” Discourse Studies 8:31-40. ____________. 2007. “Further Reflections on Reading Other Minds.” Anthropological Quarterly 80(4):483-494. Evans-Pritchard, E.E. 1976. Witchcraft, Oracles, and Magic Among the Azande. Eva Gillies, ed. Oxford: Clarendon Press. Fabian, Johannes. 1995. “Ethnographic Misunderstanding and the Perils of Context.” American Anthropologist 97(1):41-50. ____________. 2001. Anthropology with an Attitude: Critical Essays. Stanford: Stanford University Press. ____________. 2007. Memory Against Culture: Arguments and Reminders. Durham: Duke University Press.
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