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More with Less
 Increasing rare book cataloging
productivity without external funds
or magic fairy dust
The Problem
Hidden Collections: Library materials that are
  hidden from patrons because they are
  uncataloged or otherwise difficult to
  discover.

A 1998 survey of ARL libraries found that 15%
  of books in special collections were
  uncataloged.
Complicating Factors
•   Even higher percentages of other formats in
    special collections are "hidden."
•   Special collections personnel are
    increasingly expected to focus on
    digitization, teaching, and other newish
    initiatives without increased staff levels.
    Digitization and teaching with special
    collections materials are both more
    difficult when collections are uncataloged
    or unprocessed.
The Response
In the past 15 years, quite a bit of literature
  about the "hidden collections" problem has
  circulated throughout the field. The
  increased focus on this problem has led to
  an increase in grant funding available for
  cataloging and processing projects, although
  that funding is starting to dry up.
The Solution
more money = more staff = more cataloging

Otherwise...
The Survey
In 2009, Ann Myers and I issued a survey asking
  rare book catalogers about their policies and
  procedures. We were particularly interested
  in finding whether policies and procedures
  had changed in response to the "hidden
  collections" initiative, and if so, how. We
  also wanted to know whether catalogers felt
  that these changes were successful and
  sustainable.
A few results
•   97.8% of respondents reported having a rare
    book backlog
•   55.2% reported having considered changes
    to rare book cataloging policies and
    procedures in response to the hidden
    collections initiative, and 51.1% had
    actually implemented changes.
Points of attack
1) Record selection and level: Greater acceptance of existing copy;
   varying fullness of records; inventory level records; collection level
   records; discontinuing the use of certain subject headings.
2) Personnel: Allowing paraprofessional catalogers, general collection
   catalogers, or (gasp!) non-catalogers to do some rare book
   cataloging. Reducing supervisory review.
3) Priorities: Altering cataloging priorities to emphasize rare
   materials, or to streamline workflows.
4) Other technical services: Reduction in technical service activities
   in support of cataloging, such as writing information on flags.
5) Project-based initiatives, grant-funded or otherwise
Meanwhile, back at Morris Library
•   In 2008, SCRC held 43,498 cataloged titles, and
    an estimated 38,500 uncataloged titles.
•   The majority of cataloged books were arranged
    in an extremely complicated shelving system,
    leading to serious organizational problems.
•   Uncataloged books were interfiled with
    cataloged books. Additionally, there were
    several entirely uncataloged large collections.
•   One faculty cataloger to deal with all of the
    above with no staff or student support.
Not all rare books are created equal
Our backlog project started by defining the
  cataloging needs of each collection. Examples:
•  Early Printed Book Collection: Approximately
   500 volumes, requiring full DCRM(B) records.
•  Open Court Library Collection: Approximately
   9,000 volumes, requiring minimal-level records
   with copy-specific notes
The only rule we apply to all books is that
  perfection may not be the enemy of good.
More staff = more cataloging
Rare Book Librarian's GA: 10 hours per week cataloging (sometimes
  more), focusing on collections requiring minimal-level cataloging
SCRC staff member: 10 hours per week cataloging (sometimes more),
  focusing on added holdings and copy cataloging newer materials
Special Collections Cataloger: Trained and supervised others,
  created full-level records for early printed books and other
  materials requiring complex cataloging
Rare Book Librarian: Established collection-level cataloging policies
  and overall cataloging priorities in consultation with the Special
  Collections Cataloger. Managed all technical services workflows.
Cataloged books that can't be paged are
                also hidden

Between 2009 and 2011, we "reclassed"
  approximately 30,000 books that previously had no
  call numbers. In addition to creating order in the
  collection, this allowed us to identify the
  uncataloged books that had been interfiled. These
  were cataloged by an SCRC staff member. The
  reclass project was designed by the Special
  Collections Cataloger, supervised by the Rare Book
  Librarian, and implemented by fabulous student
  workers (and Acquisitions staff!).
Results
Early Printed Book Collection: 536 books, fully cataloged
Fine Printing Collection: 1644 books, all now have
  catalog records (some inventory-level)
John Dewey Library Collection: 1695 books, fully
  cataloged
Open Court Library Collection: Approximately 9,000
  books, 6,669 of which are now cataloged (as of April
  2012)
New Acquisitions: Cataloged as they come in. We are
  NOT growing the backlog. Cataloging needs are always
  considered when potential purchases or donations are
  evaluated.
Totals
                         Rare Book Cataloging Stats 2007-2012
8000


                                                             6944
7000


6000


5000


4000                                                                           3835



3000
                                           2483

2000
                          1335

1000
        494
                                                                                                  285
                                   18                74               137               123                18
                 6
   0
       2007     2007     2008     2008     2009     2009     2010     2010     2011     2011     2012     2012
       Books   Serials   Books   Serials   Books   Serials   Books   Serials   Books   Serials   Books   Serials
Lessons Learned
• Focus on smaller, manageable projects and
    prioritize
•   Question everything (“Why are we doing it
    this way? Could we make it easier?”)
•   Collaborate
•   Stay positive
•   Unique challenges lead to unique research
    opportunities

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More with less

  • 1. More with Less Increasing rare book cataloging productivity without external funds or magic fairy dust
  • 2. The Problem Hidden Collections: Library materials that are hidden from patrons because they are uncataloged or otherwise difficult to discover. A 1998 survey of ARL libraries found that 15% of books in special collections were uncataloged.
  • 3. Complicating Factors • Even higher percentages of other formats in special collections are "hidden." • Special collections personnel are increasingly expected to focus on digitization, teaching, and other newish initiatives without increased staff levels. Digitization and teaching with special collections materials are both more difficult when collections are uncataloged or unprocessed.
  • 4. The Response In the past 15 years, quite a bit of literature about the "hidden collections" problem has circulated throughout the field. The increased focus on this problem has led to an increase in grant funding available for cataloging and processing projects, although that funding is starting to dry up.
  • 5. The Solution more money = more staff = more cataloging Otherwise...
  • 6. The Survey In 2009, Ann Myers and I issued a survey asking rare book catalogers about their policies and procedures. We were particularly interested in finding whether policies and procedures had changed in response to the "hidden collections" initiative, and if so, how. We also wanted to know whether catalogers felt that these changes were successful and sustainable.
  • 7. A few results • 97.8% of respondents reported having a rare book backlog • 55.2% reported having considered changes to rare book cataloging policies and procedures in response to the hidden collections initiative, and 51.1% had actually implemented changes.
  • 8. Points of attack 1) Record selection and level: Greater acceptance of existing copy; varying fullness of records; inventory level records; collection level records; discontinuing the use of certain subject headings. 2) Personnel: Allowing paraprofessional catalogers, general collection catalogers, or (gasp!) non-catalogers to do some rare book cataloging. Reducing supervisory review. 3) Priorities: Altering cataloging priorities to emphasize rare materials, or to streamline workflows. 4) Other technical services: Reduction in technical service activities in support of cataloging, such as writing information on flags. 5) Project-based initiatives, grant-funded or otherwise
  • 9. Meanwhile, back at Morris Library • In 2008, SCRC held 43,498 cataloged titles, and an estimated 38,500 uncataloged titles. • The majority of cataloged books were arranged in an extremely complicated shelving system, leading to serious organizational problems. • Uncataloged books were interfiled with cataloged books. Additionally, there were several entirely uncataloged large collections. • One faculty cataloger to deal with all of the above with no staff or student support.
  • 10. Not all rare books are created equal Our backlog project started by defining the cataloging needs of each collection. Examples: • Early Printed Book Collection: Approximately 500 volumes, requiring full DCRM(B) records. • Open Court Library Collection: Approximately 9,000 volumes, requiring minimal-level records with copy-specific notes The only rule we apply to all books is that perfection may not be the enemy of good.
  • 11. More staff = more cataloging Rare Book Librarian's GA: 10 hours per week cataloging (sometimes more), focusing on collections requiring minimal-level cataloging SCRC staff member: 10 hours per week cataloging (sometimes more), focusing on added holdings and copy cataloging newer materials Special Collections Cataloger: Trained and supervised others, created full-level records for early printed books and other materials requiring complex cataloging Rare Book Librarian: Established collection-level cataloging policies and overall cataloging priorities in consultation with the Special Collections Cataloger. Managed all technical services workflows.
  • 12. Cataloged books that can't be paged are also hidden Between 2009 and 2011, we "reclassed" approximately 30,000 books that previously had no call numbers. In addition to creating order in the collection, this allowed us to identify the uncataloged books that had been interfiled. These were cataloged by an SCRC staff member. The reclass project was designed by the Special Collections Cataloger, supervised by the Rare Book Librarian, and implemented by fabulous student workers (and Acquisitions staff!).
  • 13. Results Early Printed Book Collection: 536 books, fully cataloged Fine Printing Collection: 1644 books, all now have catalog records (some inventory-level) John Dewey Library Collection: 1695 books, fully cataloged Open Court Library Collection: Approximately 9,000 books, 6,669 of which are now cataloged (as of April 2012) New Acquisitions: Cataloged as they come in. We are NOT growing the backlog. Cataloging needs are always considered when potential purchases or donations are evaluated.
  • 14. Totals Rare Book Cataloging Stats 2007-2012 8000 6944 7000 6000 5000 4000 3835 3000 2483 2000 1335 1000 494 285 18 74 137 123 18 6 0 2007 2007 2008 2008 2009 2009 2010 2010 2011 2011 2012 2012 Books Serials Books Serials Books Serials Books Serials Books Serials Books Serials
  • 15. Lessons Learned • Focus on smaller, manageable projects and prioritize • Question everything (“Why are we doing it this way? Could we make it easier?”) • Collaborate • Stay positive • Unique challenges lead to unique research opportunities