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METHODS OF CAUSALITY ASSESMENT
PHARM-D 4TH YEAR
CLINICAL PHARMACY
Dr. Pradeepthi.k
Assistant Professor
Department of Pharmacy Practice
 By definition, causality assessment is the evaluation of the
likelihood that a particular treatment is the cause of an
observed adverse event. It assesses the relationship
between a drug treatment and the occurrence of an
adverse event.
 Causality assessment is an integral part of
pharmacovigilance, contributing to better evaluation of the
risk-benefit profiles of medicines and is an essential part of
evaluating ADR reports in early warning systems and for
regulatory purposes
There are a number of methods ranging from short
questionnaires to comprehensive algorithms for causality
assessment of ADRs with various advantages and
disadvantages.
So far, no ADR causality assessment method has shown
consistent and reproducible measurement of causality;
therefore, no single method is universally accepted. Three
broad categories of various methods of causality
assessment have been depicted in the fig: Methods of
Causality Assessment
 Lots of algorithms have been developed. Some examples
of algorithms/scales used for causality assessment have
been shown in the fig: Algorithm names.
 Causality assessment algorithms differ in many respects but
share certain common features.
 Questions are used to capture details of the ADR
 Different procedures are thereafter adopted to convert
answers from these questions to estimate probability
 Algorithms give structured and standardized methods of
assessment in a systematic approach to identify ADRs
based on parameters shown in the fig: Few parameters of
algorithm.
WIDELY ACCEPTED ALGORITHMS
 Although there are a number of algorithms
developed to assess causality between drug and
the event, but most widely accepted algorithms are
WHO Scale and Naranjo Scale.
 The level of causal association is groped into six
categories which are based on the criteria (number of
criteria being met) mentioned in the fig: criteria of WHO
scale.
 WHO -causality assessment method
 Causal category is "certain" when all the four criteria are met.
 Causal category is "probable" when criteria a, b and c are met.
Causal category is "possible" when only criterion a is met.
 Causal category is "unlikely" when criteria a and b are not met.
 Beside these four categories, ADR can also be categorized into
"Unclassified/Conditional" "Unassessable/Unclassifiable" in
WHO-UMC causality assessment.
 The or term "Unclassified/Conditional" is applied when more data
is needed and such data is being sought or is already under
examination.
 Finally when the information in a report is incomplete or
contradictory and cannot be complemented or verified, the
verdict is "Unclassifiable". This has been explained in the tabular
form shown below:
 1. Causality assessment is the method by which the extent of
the relationship between a drug and a suspected reaction is
estimated.
 2. In eliciting a causality relationship, a temporal or possible
association is sufficient for an ADR report to be made.
 3. The assessment of causality relationship is often highly
subjective, based on an individual clinician's assessment. Thus,
one clinician's 'possible' may be another clinician's 'unlikely.
 4. If an ADR is suspected, the assessment starts with collection
of all the relevant data pertaining to patient demographics;
medications including nonprescription drugs (OTC);
comprehensive ADR details including a description of the
reaction, time of onset and duration of the reaction,
complications and/or sequelae; treatment of the reaction and
outcome of the treatment; and relevant investigation reports.
 5. The collected data should be utilized to correlate and
categorize the relationship between the suspected drug and the
ADR. This can be done by using one or more causality
assessment scales.
 Opinion of experts, clinical judgment or global
introspection methods
 1. The causation is established based on the
clinical judgment of the expert (clinical
pharmacologist or physicians treating the patient) or
panel of experts.
 2. The experts consider all the data available
pertaining to the suspected ADR and express their
opinion on the possibility of a drug causing the
reaction. Such judgments are based on the
knowledge and experience of experts.
 3. The tool developed by the WHO and the Uppsala
monitoring center visual analogue scale method
and Swedish regulatory agency method are
examples.
 Algorithms (with or without scoring) or standardized
assessment methods
 1. Algorithms are usually in the form of a questionnaire
that enables the user to gather adequate information
while assessing the causal relation between the
medication and the reaction. Some important algorithms
include
 i. Naranjo's
 ii. Karch and Lasagna's
 Kramer's and the French imputation method
 2. Most algorithms share common criteria to arrive at an
objective conclusion. No single algorithm is accepted as
a 'gold standard' because of the disagreements that exist
between the various developed and published algorithms
 Probabilistic or Bayesian approaches
 Bayesian methods involve the transformation of prior
probability into a posterior probability of drug causation.
 It is one of the first probabilistic methods used.
Conclusions are drawn from internal evidence, such
astiming and laboratory information from case reports,
Previous knowledge on the suspect such prove
deliberately excluded in the assessment. Likelihood
decisions are made only on the likelihood of a causal
relationship.
 Bayesian Adverse Reactions Diagnostic Instrument (BARDI)
Bayesian Adverse Reactions Diagnostic Instrument (BARD) was
developed to overcome the numerous limitations associated
with expert judgements and algorithms.
 This BARDI is used to calculate the odds in favor of a particular
drug causing an adverse event compared with an alternative
cause. These odds are referred to as the posterior odds.
 The posterior odds factor is calculated by considering six
assessment subsets: one deals with background epidemiologic
or clinical trials information (the prior odds) and the other five
deal with case specific information (the likelihood ratios).
 The prior odds (PrO) factor is the ratio of the expected drug-
attributable risk and the background risk of a certain adverse
event in a population sharing basic characteristics with the
patient being considered (such as medical condition).
 The five likelihood ratios (LRs) deal with any information of differential
diagnostic value under the categories of patient history (Hi); timing of
the adverse event with respect to drug administration (Ti);
characteristics of the adverse event (Ch); drug dechallenge (De), which
refers to any signs, symptoms, or occurrences after drug withdrawal;
and drug rechallenge (Re) or readministration of the suspected causal
drug(s). The product of these factors is the posterior odds (PSO): PSO
= PrOx LR(Hi) x LR(Ti) x LR(Ch) x LR(De) × LR(Re)
 The Bayesian approach can be implemented as a spreadsheet
programme on either paper or computer.
 It calculates and provides instant numerical and graphical feedback as
soon as new pieces of evidence of the suspected ADR are evaluated.
Case reports are read and descriptions that fit reports from the literature
are listed to help assess the prior probability.
 Elements to distinguish potential causes are also considered and
noted. The software consists of worksheets to impute case parameters,
one for case findings and another for scoring. Although this method
requires some expertise to operate, it can evaluate more than two
possible causes at the same time. The spreadsheet allows rapid
calculations and interaction during the process.
MACBARDI METHOD
 MacBARDI-Q&A is based on an earlier computerized
spreadsheet that assessed cases of neutropenia suggested as
being drug induced. This spreadsheet (MacBARDI) also has
been used for cases of pulmonary fibrosis associated with
antiarrhythmics, cutaneous reactions associated with
sulfonamides, and anticonvulsants, fetal alcohol syndrome and
benzodiazepine withdrawal.
 The MacBARDI computerized spreadsheet contains or requires
five types of information:
 (i) pure information lines that describe the input needed;
 (ii) input lines that are the parameters used to calculate each of
the six factors;
 (iii) assumption lines, which are built-in inputs used in the
calculations;
 (iv) calculation lines that calculate and show the value of each
term in the assessment; and
 (v) output lines, which show the value of each factor necessary
to calculate the posterior odds and the posterior odds itself.
 MacBARDI facilitates updating case analyses as new
information becomes available, has all the criteria
necessary for a good causality assessment method (eg.
explicitness, flexibility), encourages learning and
modeling, and substantially decreases the time required to
assess cases.
 Using the spreadsheet required knowledge of BARDI,
however, and it did not have automatic database lookup,
meaning the assessor had to find relevant information on
the database and enter it on the spreadsheet.
 Other prototypes of BARDI developed for diagnosing
ADRs include a model for the prediction of risk of pseudo-
allergic reaction and histamine release in patients
undergoing surgery and a diagnostic aid for
pseudomembranous colitis.
 The merits of BARDI are reliability (the same input
information generates the same output) explicitness and
transparency (final results show clearly what information is
considered and its contribution in the assessment) and
aetiological balancing (all drug and non-drug possible
causes are considered in the assessment).
 The significant amount of time, resources and complex
calculations involved are obvious limitations of this
approach. Limitation: This approach's apparent limitations
are the significant amount of time, resources and complex
calculations involved.
THANK YOU

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METHODS OF CAUSALITY ASSESMENT.@ Clinical Pharmacy 4th Pharm D

  • 1. METHODS OF CAUSALITY ASSESMENT PHARM-D 4TH YEAR CLINICAL PHARMACY Dr. Pradeepthi.k Assistant Professor Department of Pharmacy Practice
  • 2.  By definition, causality assessment is the evaluation of the likelihood that a particular treatment is the cause of an observed adverse event. It assesses the relationship between a drug treatment and the occurrence of an adverse event.  Causality assessment is an integral part of pharmacovigilance, contributing to better evaluation of the risk-benefit profiles of medicines and is an essential part of evaluating ADR reports in early warning systems and for regulatory purposes
  • 3. There are a number of methods ranging from short questionnaires to comprehensive algorithms for causality assessment of ADRs with various advantages and disadvantages. So far, no ADR causality assessment method has shown consistent and reproducible measurement of causality; therefore, no single method is universally accepted. Three broad categories of various methods of causality assessment have been depicted in the fig: Methods of Causality Assessment
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  • 8.  Lots of algorithms have been developed. Some examples of algorithms/scales used for causality assessment have been shown in the fig: Algorithm names.
  • 9.  Causality assessment algorithms differ in many respects but share certain common features.  Questions are used to capture details of the ADR  Different procedures are thereafter adopted to convert answers from these questions to estimate probability  Algorithms give structured and standardized methods of assessment in a systematic approach to identify ADRs based on parameters shown in the fig: Few parameters of algorithm.
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  • 11. WIDELY ACCEPTED ALGORITHMS  Although there are a number of algorithms developed to assess causality between drug and the event, but most widely accepted algorithms are WHO Scale and Naranjo Scale.
  • 12.  The level of causal association is groped into six categories which are based on the criteria (number of criteria being met) mentioned in the fig: criteria of WHO scale.
  • 13.  WHO -causality assessment method  Causal category is "certain" when all the four criteria are met.  Causal category is "probable" when criteria a, b and c are met. Causal category is "possible" when only criterion a is met.  Causal category is "unlikely" when criteria a and b are not met.  Beside these four categories, ADR can also be categorized into "Unclassified/Conditional" "Unassessable/Unclassifiable" in WHO-UMC causality assessment.  The or term "Unclassified/Conditional" is applied when more data is needed and such data is being sought or is already under examination.  Finally when the information in a report is incomplete or contradictory and cannot be complemented or verified, the verdict is "Unclassifiable". This has been explained in the tabular form shown below:
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  • 15.  1. Causality assessment is the method by which the extent of the relationship between a drug and a suspected reaction is estimated.  2. In eliciting a causality relationship, a temporal or possible association is sufficient for an ADR report to be made.  3. The assessment of causality relationship is often highly subjective, based on an individual clinician's assessment. Thus, one clinician's 'possible' may be another clinician's 'unlikely.  4. If an ADR is suspected, the assessment starts with collection of all the relevant data pertaining to patient demographics; medications including nonprescription drugs (OTC); comprehensive ADR details including a description of the reaction, time of onset and duration of the reaction, complications and/or sequelae; treatment of the reaction and outcome of the treatment; and relevant investigation reports.  5. The collected data should be utilized to correlate and categorize the relationship between the suspected drug and the ADR. This can be done by using one or more causality assessment scales.
  • 16.  Opinion of experts, clinical judgment or global introspection methods  1. The causation is established based on the clinical judgment of the expert (clinical pharmacologist or physicians treating the patient) or panel of experts.  2. The experts consider all the data available pertaining to the suspected ADR and express their opinion on the possibility of a drug causing the reaction. Such judgments are based on the knowledge and experience of experts.  3. The tool developed by the WHO and the Uppsala monitoring center visual analogue scale method and Swedish regulatory agency method are examples.
  • 17.  Algorithms (with or without scoring) or standardized assessment methods  1. Algorithms are usually in the form of a questionnaire that enables the user to gather adequate information while assessing the causal relation between the medication and the reaction. Some important algorithms include  i. Naranjo's  ii. Karch and Lasagna's  Kramer's and the French imputation method  2. Most algorithms share common criteria to arrive at an objective conclusion. No single algorithm is accepted as a 'gold standard' because of the disagreements that exist between the various developed and published algorithms
  • 18.  Probabilistic or Bayesian approaches  Bayesian methods involve the transformation of prior probability into a posterior probability of drug causation.  It is one of the first probabilistic methods used. Conclusions are drawn from internal evidence, such astiming and laboratory information from case reports, Previous knowledge on the suspect such prove deliberately excluded in the assessment. Likelihood decisions are made only on the likelihood of a causal relationship.
  • 19.  Bayesian Adverse Reactions Diagnostic Instrument (BARDI) Bayesian Adverse Reactions Diagnostic Instrument (BARD) was developed to overcome the numerous limitations associated with expert judgements and algorithms.  This BARDI is used to calculate the odds in favor of a particular drug causing an adverse event compared with an alternative cause. These odds are referred to as the posterior odds.  The posterior odds factor is calculated by considering six assessment subsets: one deals with background epidemiologic or clinical trials information (the prior odds) and the other five deal with case specific information (the likelihood ratios).  The prior odds (PrO) factor is the ratio of the expected drug- attributable risk and the background risk of a certain adverse event in a population sharing basic characteristics with the patient being considered (such as medical condition).
  • 20.  The five likelihood ratios (LRs) deal with any information of differential diagnostic value under the categories of patient history (Hi); timing of the adverse event with respect to drug administration (Ti); characteristics of the adverse event (Ch); drug dechallenge (De), which refers to any signs, symptoms, or occurrences after drug withdrawal; and drug rechallenge (Re) or readministration of the suspected causal drug(s). The product of these factors is the posterior odds (PSO): PSO = PrOx LR(Hi) x LR(Ti) x LR(Ch) x LR(De) × LR(Re)  The Bayesian approach can be implemented as a spreadsheet programme on either paper or computer.  It calculates and provides instant numerical and graphical feedback as soon as new pieces of evidence of the suspected ADR are evaluated. Case reports are read and descriptions that fit reports from the literature are listed to help assess the prior probability.  Elements to distinguish potential causes are also considered and noted. The software consists of worksheets to impute case parameters, one for case findings and another for scoring. Although this method requires some expertise to operate, it can evaluate more than two possible causes at the same time. The spreadsheet allows rapid calculations and interaction during the process.
  • 21. MACBARDI METHOD  MacBARDI-Q&A is based on an earlier computerized spreadsheet that assessed cases of neutropenia suggested as being drug induced. This spreadsheet (MacBARDI) also has been used for cases of pulmonary fibrosis associated with antiarrhythmics, cutaneous reactions associated with sulfonamides, and anticonvulsants, fetal alcohol syndrome and benzodiazepine withdrawal.  The MacBARDI computerized spreadsheet contains or requires five types of information:  (i) pure information lines that describe the input needed;  (ii) input lines that are the parameters used to calculate each of the six factors;  (iii) assumption lines, which are built-in inputs used in the calculations;  (iv) calculation lines that calculate and show the value of each term in the assessment; and  (v) output lines, which show the value of each factor necessary to calculate the posterior odds and the posterior odds itself.
  • 22.  MacBARDI facilitates updating case analyses as new information becomes available, has all the criteria necessary for a good causality assessment method (eg. explicitness, flexibility), encourages learning and modeling, and substantially decreases the time required to assess cases.  Using the spreadsheet required knowledge of BARDI, however, and it did not have automatic database lookup, meaning the assessor had to find relevant information on the database and enter it on the spreadsheet.  Other prototypes of BARDI developed for diagnosing ADRs include a model for the prediction of risk of pseudo- allergic reaction and histamine release in patients undergoing surgery and a diagnostic aid for pseudomembranous colitis.
  • 23.  The merits of BARDI are reliability (the same input information generates the same output) explicitness and transparency (final results show clearly what information is considered and its contribution in the assessment) and aetiological balancing (all drug and non-drug possible causes are considered in the assessment).  The significant amount of time, resources and complex calculations involved are obvious limitations of this approach. Limitation: This approach's apparent limitations are the significant amount of time, resources and complex calculations involved.
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