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Optimal uptake kinetics: physiological acclimation explains
the pattern of nitrate uptake by phytoplankton in the ocean
                      S. Lan Smith, Yasuhiro Yamanaka
     Ecosystem Change Research Program, FRCGC (JAMSTEC), Japan
                     Markus Pahlow & Andreas Oschlies
Leibniz Institute of Marine Sciences at Kiel Univ. (IFM-GEOMAR), Germany




 ASLO Aquatic Science Meeting, Nice, France                29 January, 2009
Rate Expressions for Nutrient Uptake
Michaelis-Menten (MM) Equation
                     Vmax S                                     U
Uptake Rate, U(S) = [ K + S ]                                               S
                       s

Affinity-based Equation (Aksnes & Egge, MEPS, 1991)
                 1                       More general
V(S) = [ (A S)−1 + (V )−1 ]              Reduces to MM as a special case
           s         max


Optimal Uptake (OU) Equation (Pahlow, MEPS, 2005)                               Both are
                                                                                mostly protein
Uptake Sites                more sites  => Greater Affinity, A (lower Ks)
                                                                                & contain
Internal Enzymes            more enzymes => Greater Vmax                        lots of N.

                                   fA = fractional allocation
                   Cell
Ion Channels
= Uptake Sites
                                        of internal N:
                                       A = A0 fA
 Nutrient        Internal
                                       Vmax= V0 (1 − fA)
 Ions            Enzymes



                                         Acclimation
    Low Nutrient Conc.                                          High Nutrient Conc.
S. Lan Smith, FRCGC                                                             ECRP
Optimal Uptake Kinetics: Combining two equations
 for Limiting nutrient, L       with conc. SL
     Pahlow's Optimal Uptake Equation came from combining these two equations:
                            1                                           1
    VLim =                                            fA =
             [(1−fA)V0, L ]−1 + [fAA0, LSL]−1                               1/2
                                                                 A0, LSL
                                                             (          )         +1
                                                                  V0, L
   Affinity-based uptake equation                 Optimal acclimation
   (Aknes & Egge, MEPS, 1991), as                 equation (Pahlow, 2005).
   modified by Pahlow (MEPS, 2005) so             He assumed
   that V0 and A0 vary with N allocation.         instantaneous acclimation.
             OU Equation for a single (limiting) nutrient
             assuming instantaneous acclimation (Pahlow, MEPS, 2005):
                                          V0 SL
                        VOU =
                                  V0         V0 SL 0.5
                                 ()(             )
                                       +2                + SL
                                  A0          A0

S. Lan Smith, FRCGC                                                               ECRP
Short-term Approximation for Optimal Uptake Kinetics

 for Limiting nutrient, L         with concentration SL
      Pahlow's Optimal Uptake Equation came from combining these two equations:
                              1                                             1
     VLim =                                               fA =
               [(1−fA)V0, L ]−1 + [fAA0, LSL]−1                                 1/2
                                                                     A0, LSL
                                                                 (          )         +1
                                                                      V0, L
                                                    If phytoplankton do NOT
                                                    have time to acclimate,
                                                    The quot;Squot; in this equation
     SL       sample water,                         is NOT the instantaneous
              add nutrients                         concentration, SL.
                                    ship
    expts.                                          Let Sa be the concentration
                                                    to which phytoplankton
  Here quot;SLquot; is the                                  have acclimated,
                                           Sa
  concentration in the                              BEFORE sampling and
  bottles for incubation                            before the expts. to
                                  Ocean
  experiments.                                      measure uptake rate.

S. Lan Smith, FRCGC                                                               ECRP
Short-term OU Approximation predicts changes in Ks

Ks values come from fitting the MM equation to experimental data.
   Modern expts. usually last < 2-3 hours,
   to minimize changes in concentration.
The OU Equation (Pahlow, MEPS, 2005)
can be re-arranged to:
                                     This short-term approximation predicts
                 A0 Sa
                 (                )
                         0.5
                                     how Vmax and Ks (fit to the MM eqn.)
                  V0         V0 S    should vary with nutrient conc., Sa
                   A0 Sa 0.5
                     (                )
            1+                         It applies over timescales shorter
                     V0
 VOU =                                 than the time required to acclimate.
               V0 Sa 0.5
             (                )
                          +S           S is the concentration in the bottles
               A0
                                       during incubation expts.
Thus,
            V0 Sa
        (           )   0.5
 Ks =
            A0                        Sa = concentration in seawater (before sampling).


S. Lan Smith, FRCGC, JAMSTEC                                                      April, 2008
Apparent Half Saturation quot;Constantsquot; Predicted by OU kinetics
                                                   Uptake Rate Equations
                               The New                                     The Classic
    OU Equation for a single nutrient                               Michaelis-Menten (MM) Equation:
    (Pahlow, MEPS, 2005):                                                      Vmax S
                                                                      VMM =
                                             V0 S                              Κs + S
          VOU =
                              ()( )V0           VS     0.5
                                            +2 0             +S                    where S is
                                   A0           A0                                 nutrient concentration
   Acclimated
   (long-term) response
                                                                    Short-term OU approximation
                                                                                   (           )
Kapp (µmol L-1}




                                                                                  A0 Sa 0.5
                                    OU
                  1. 5


                                                                                    V0         V0 S
                                                                                       (           )
                  1. 0
                                                                                     A0 Sa 0.5
                                                       KN = 0.7                1+
                                                                                       V0
                  0. 5

                                                                   VOU =
                                   short-term OU
                                                                               (           )
                                                                                V0 Sa 0.5
                                                                                           +S
                  0. 0


                                                                                 A0
                         0     1        2     3    4
                                              -1
                             [NO3] (µmol L ]

   S. Lan Smith, FRCGC, JAMSTEC                                                            6 November, 2008
Dependence of KNO3 on Nitrate Concentration in Field Studies
Collos et al. (J. Phycol., 2005)                  Data (x) from marine field studies
examined the relationship between                 as compiled by Collos (2005)
half-saturation constant for nitrate uptake
                                                                 1.5
and nitrate concentration, using data
                                                                       n = 38 data pts.
complied from many field studies.
They found a linear relationship                                 0.5
between the log-transformed data.                          log KNO3

    log KNO3 = a + b log [NO3]                                  -0.5
                                   Significant relationship
which is equivalent to:            (b != 0) at level p < 10-9
                                   r2 = 0.562
    KNO3 = a [NO3] b                                            -1.5
                                                                    -2.0        -0.5  0.5
Optimal Uptake kinetics predicts:
                                                                              log NO3
    KNO3 = a [NO3] 0.50                         Least-squares fits to the data:

b is not significantly different from 0.50               log Ks = − 0.089 + 0.62 log NO3
(ANOVA, p < 0.20)                                        log Ks = − 0.152 + 0.50 log NO3
The data is cosistent with OU kinetics.
S. Lan Smith, FRCGC, JAMSTEC                                                   April, 2008
An Independent Test Using Data from Different Field Studies
But the data in Collos (2005) came from                     Data (x) compiled from 2 studies
many studies, some of which used
different methods to determine KNO3.
                                                                             0
The data at right are from two studies:
  Harrison et al (Limnol. Oceanogr., 1996)   N. Atlantic
                                                                             -1
  McCarthy et al (Deep Sea Res. II, 1999)    Arabian Sea
                                                                  log KNO3
which used similar methods.
This provides an independent test,                                           -2
over wide regions of the ocean,
                                                                                         n = 61 data pts.
and over wide ranges of concentration.
                                                                             -3
                                                                                  -2.5      -1.0   0.0
Significant relationship (b != 0) at level p < 10-10
                                                                                         log NO3
r2 = 0.54 for the general equation
r2 = 0.52 for the eqn. with b = 0.50
                                                           Least-squares fits to the data:
b is not significantly different from 0.50                          log Ks = − 0.17 + 0.62 log NO3
(ANOVA, p < 0.119 )
                                                                    log Ks = − 0.36 + 0.50 log NO3
The data is cosistent with OU kinetics.
S. Lan Smith, FRCGC, JAMSTEC                                                                 April, 2008
Field Experiments Measure the Response of Assemblages

The mix of species varies with location
                        & with nutrient concentrations

                      quot;Grey Areaquot;
                          = What we don't understand
                      Why does the nitrate uptake
                      response of the community of
                      phytoplankton agree with the OU
                      equation ?
                      Is it just luck ?
                      For two independent compilations?




S. Lan Smith, FRCGC, JAMSTEC                              April, 2008
Why should the same equation describe so many different species?
 Acclimation: Each Organism changes in response to its environment.
               Cell                                            Same Cell
Ion Channels
                             For changing nutrient
= Uptake Sites
                                 concentration
 Nutrient        Internal        low                high
 Ions            Enzymes
                                    A trade-off:
                                  different uses for
                                  the same resource.
   The same trade-off could apply to species evolving for different environments.
Speciation: Different Organisms evolve to dominate in different environments.
                                                                 Large Species
Ion Channels Small Species
= Uptake Sites                    For changing nutrient
                                  concentration
 Nutrient
 Ions
                                  low              high
                                  The same trade-off.
S. Lan Smith, FRCGC                                                                 ECRP
Different Interpretations of Phytoplankton's Response to Nutrients
         Traditional                           New
     in terms of MM kinetics           in terms of OU kinetics
Differences in Ks & Vmax reflect    All phytoplankton acclimate
intrinsic differences between       to nutrient concentrations in the
species.                            same way, subject to the same
                                    physiological trade-off.
Different species have evolved
different strategies to aquire      Yes, there are differences, but
nutrients and grow.                 the overall pattern can mostly
                                    be explained by the similarities.
Different environments favor
different strategies.               Implies high(er) predictability
   e.g., high nutrients                they all behave similarly
   vs. low nutrients w/ pulses
Implies low predictability:
   We cannot predict patterns
   in these intrinsic properties.
S. Lan Smith, FRCGC, JAMSTEC                                     April, 2008
What difference does OU kinetics make in Global Models?
Collaboration with Prof. A.Oschiles & Dr. M Pahlow (Kiel Univ., Germany)
OU kinetics (The SPONGE from Smith & Yamanaka, Limnol. Oceanogr. 52, 2007)
substituted into a marine ecosystem model:
  Univ. of Victoria Earth System Climate Model
  (Schmittner et al, GBC 19, 2005; Schmittner et al., GBC 22, 2008)
     Two nutrients (N & P), coarse resolution OGCM (1.8 x 3.6 degrees)
     Long simulations: years 1865-2000
Significant Differences:     OU version vs. Original (Michaelis-Menten kinetics).
Apparent half-saturation constant, Kapp        Relative Difference: Integrated P. Prod.
 KN = 0.7 mmol L-1 in original MM version                               (OU - MM) %




S. Lan Smith, FRCGC, JAMSTEC                                             6 November, 2008
Differences in Zonnally Averaged Primary Production

Top: Relative (%) Difference (OU - MM)
 in Annual PP for Year 2000.


   more PP in subtropical gyres
   less in upwelling regions



Bottom: Absolute Difference                           Difference:
                                                      OU − MM
        (OU - MM)                                        2100
                                                         2000
        in zonally averaged PP                           1770


        for selected years

 difference increasing over time


S. Lan Smith, FRCGC, JAMSTEC                                        ECRP
Optimal Uptake kinetics describes the observed variations in
quot;half-saturation constantsquot; fit to the MM equation for field expts.
             The Optimality-based explanation:
All phytoplankton acclimate to the ambient nutrient concentration
by altering their physiology, subject to the same trade-off.
   This implies greater predictability than MM kinetics.
This acclimation requires more time than typical incubation
experiments used to measure uptake (2-3 h).
   MM parameters from short-term expts. do not accurately
   represent the long-term response of phytoplankton.
In a global Earth System Climate Model, OU kinetics yields
significantly different dynamics than MM kinetics.
OU kinetics is a superior alternative to MM kinetics for modeling.
ASLO Aquatic Science Meeting, Nice, France             29 January, 2009
Vmax varies even more than Ks

                                                Vmax varies more than predicted by
            1.5
                                                the Short-term OU approximation.
            1.0
 log Vmax




                                                We expect this because of:
            0.5
                                                   Inhibition of Nitrate Uptake by NH4
                                                     reducing rates at low nitrate
            0.0
                                                     where [NH4] is often higher
        -0.5
                                                   Possible temperature dependence
                  1     2    3    4                  (lower rates at Nitrate,
                      log [NO3]                        where temp. should be low)
Data (x) from field expts. in the N. Atlantic
Harrison et al. (Limnol. Oceanogr. 41, 1996)

Line is the best-fit of the Short-term OU
Approximation for Vmax.


S. Lan Smith, FRCGC, JAMSTEC                                                 April, 2008

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Optimal uptake kinetics: 2009 ASLO Meeting

  • 1. Optimal uptake kinetics: physiological acclimation explains the pattern of nitrate uptake by phytoplankton in the ocean S. Lan Smith, Yasuhiro Yamanaka Ecosystem Change Research Program, FRCGC (JAMSTEC), Japan Markus Pahlow & Andreas Oschlies Leibniz Institute of Marine Sciences at Kiel Univ. (IFM-GEOMAR), Germany ASLO Aquatic Science Meeting, Nice, France 29 January, 2009
  • 2. Rate Expressions for Nutrient Uptake Michaelis-Menten (MM) Equation Vmax S U Uptake Rate, U(S) = [ K + S ] S s Affinity-based Equation (Aksnes & Egge, MEPS, 1991) 1 More general V(S) = [ (A S)−1 + (V )−1 ] Reduces to MM as a special case s max Optimal Uptake (OU) Equation (Pahlow, MEPS, 2005) Both are mostly protein Uptake Sites more sites => Greater Affinity, A (lower Ks) & contain Internal Enzymes more enzymes => Greater Vmax lots of N. fA = fractional allocation Cell Ion Channels = Uptake Sites of internal N: A = A0 fA Nutrient Internal Vmax= V0 (1 − fA) Ions Enzymes Acclimation Low Nutrient Conc. High Nutrient Conc. S. Lan Smith, FRCGC ECRP
  • 3. Optimal Uptake Kinetics: Combining two equations for Limiting nutrient, L with conc. SL Pahlow's Optimal Uptake Equation came from combining these two equations: 1 1 VLim = fA = [(1−fA)V0, L ]−1 + [fAA0, LSL]−1 1/2 A0, LSL ( ) +1 V0, L Affinity-based uptake equation Optimal acclimation (Aknes & Egge, MEPS, 1991), as equation (Pahlow, 2005). modified by Pahlow (MEPS, 2005) so He assumed that V0 and A0 vary with N allocation. instantaneous acclimation. OU Equation for a single (limiting) nutrient assuming instantaneous acclimation (Pahlow, MEPS, 2005): V0 SL VOU = V0 V0 SL 0.5 ()( ) +2 + SL A0 A0 S. Lan Smith, FRCGC ECRP
  • 4. Short-term Approximation for Optimal Uptake Kinetics for Limiting nutrient, L with concentration SL Pahlow's Optimal Uptake Equation came from combining these two equations: 1 1 VLim = fA = [(1−fA)V0, L ]−1 + [fAA0, LSL]−1 1/2 A0, LSL ( ) +1 V0, L If phytoplankton do NOT have time to acclimate, The quot;Squot; in this equation SL sample water, is NOT the instantaneous add nutrients concentration, SL. ship expts. Let Sa be the concentration to which phytoplankton Here quot;SLquot; is the have acclimated, Sa concentration in the BEFORE sampling and bottles for incubation before the expts. to Ocean experiments. measure uptake rate. S. Lan Smith, FRCGC ECRP
  • 5. Short-term OU Approximation predicts changes in Ks Ks values come from fitting the MM equation to experimental data. Modern expts. usually last < 2-3 hours, to minimize changes in concentration. The OU Equation (Pahlow, MEPS, 2005) can be re-arranged to: This short-term approximation predicts A0 Sa ( ) 0.5 how Vmax and Ks (fit to the MM eqn.) V0 V0 S should vary with nutrient conc., Sa A0 Sa 0.5 ( ) 1+ It applies over timescales shorter V0 VOU = than the time required to acclimate. V0 Sa 0.5 ( ) +S S is the concentration in the bottles A0 during incubation expts. Thus, V0 Sa ( ) 0.5 Ks = A0 Sa = concentration in seawater (before sampling). S. Lan Smith, FRCGC, JAMSTEC April, 2008
  • 6. Apparent Half Saturation quot;Constantsquot; Predicted by OU kinetics Uptake Rate Equations The New The Classic OU Equation for a single nutrient Michaelis-Menten (MM) Equation: (Pahlow, MEPS, 2005): Vmax S VMM = V0 S Κs + S VOU = ()( )V0 VS 0.5 +2 0 +S where S is A0 A0 nutrient concentration Acclimated (long-term) response Short-term OU approximation ( ) Kapp (µmol L-1} A0 Sa 0.5 OU 1. 5 V0 V0 S ( ) 1. 0 A0 Sa 0.5 KN = 0.7 1+ V0 0. 5 VOU = short-term OU ( ) V0 Sa 0.5 +S 0. 0 A0 0 1 2 3 4 -1 [NO3] (µmol L ] S. Lan Smith, FRCGC, JAMSTEC 6 November, 2008
  • 7. Dependence of KNO3 on Nitrate Concentration in Field Studies Collos et al. (J. Phycol., 2005) Data (x) from marine field studies examined the relationship between as compiled by Collos (2005) half-saturation constant for nitrate uptake 1.5 and nitrate concentration, using data n = 38 data pts. complied from many field studies. They found a linear relationship 0.5 between the log-transformed data. log KNO3 log KNO3 = a + b log [NO3] -0.5 Significant relationship which is equivalent to: (b != 0) at level p < 10-9 r2 = 0.562 KNO3 = a [NO3] b -1.5 -2.0 -0.5 0.5 Optimal Uptake kinetics predicts: log NO3 KNO3 = a [NO3] 0.50 Least-squares fits to the data: b is not significantly different from 0.50 log Ks = − 0.089 + 0.62 log NO3 (ANOVA, p < 0.20) log Ks = − 0.152 + 0.50 log NO3 The data is cosistent with OU kinetics. S. Lan Smith, FRCGC, JAMSTEC April, 2008
  • 8. An Independent Test Using Data from Different Field Studies But the data in Collos (2005) came from Data (x) compiled from 2 studies many studies, some of which used different methods to determine KNO3. 0 The data at right are from two studies: Harrison et al (Limnol. Oceanogr., 1996) N. Atlantic -1 McCarthy et al (Deep Sea Res. II, 1999) Arabian Sea log KNO3 which used similar methods. This provides an independent test, -2 over wide regions of the ocean, n = 61 data pts. and over wide ranges of concentration. -3 -2.5 -1.0 0.0 Significant relationship (b != 0) at level p < 10-10 log NO3 r2 = 0.54 for the general equation r2 = 0.52 for the eqn. with b = 0.50 Least-squares fits to the data: b is not significantly different from 0.50 log Ks = − 0.17 + 0.62 log NO3 (ANOVA, p < 0.119 ) log Ks = − 0.36 + 0.50 log NO3 The data is cosistent with OU kinetics. S. Lan Smith, FRCGC, JAMSTEC April, 2008
  • 9. Field Experiments Measure the Response of Assemblages The mix of species varies with location & with nutrient concentrations quot;Grey Areaquot; = What we don't understand Why does the nitrate uptake response of the community of phytoplankton agree with the OU equation ? Is it just luck ? For two independent compilations? S. Lan Smith, FRCGC, JAMSTEC April, 2008
  • 10. Why should the same equation describe so many different species? Acclimation: Each Organism changes in response to its environment. Cell Same Cell Ion Channels For changing nutrient = Uptake Sites concentration Nutrient Internal low high Ions Enzymes A trade-off: different uses for the same resource. The same trade-off could apply to species evolving for different environments. Speciation: Different Organisms evolve to dominate in different environments. Large Species Ion Channels Small Species = Uptake Sites For changing nutrient concentration Nutrient Ions low high The same trade-off. S. Lan Smith, FRCGC ECRP
  • 11. Different Interpretations of Phytoplankton's Response to Nutrients Traditional New in terms of MM kinetics in terms of OU kinetics Differences in Ks & Vmax reflect All phytoplankton acclimate intrinsic differences between to nutrient concentrations in the species. same way, subject to the same physiological trade-off. Different species have evolved different strategies to aquire Yes, there are differences, but nutrients and grow. the overall pattern can mostly be explained by the similarities. Different environments favor different strategies. Implies high(er) predictability e.g., high nutrients they all behave similarly vs. low nutrients w/ pulses Implies low predictability: We cannot predict patterns in these intrinsic properties. S. Lan Smith, FRCGC, JAMSTEC April, 2008
  • 12. What difference does OU kinetics make in Global Models? Collaboration with Prof. A.Oschiles & Dr. M Pahlow (Kiel Univ., Germany) OU kinetics (The SPONGE from Smith & Yamanaka, Limnol. Oceanogr. 52, 2007) substituted into a marine ecosystem model: Univ. of Victoria Earth System Climate Model (Schmittner et al, GBC 19, 2005; Schmittner et al., GBC 22, 2008) Two nutrients (N & P), coarse resolution OGCM (1.8 x 3.6 degrees) Long simulations: years 1865-2000 Significant Differences: OU version vs. Original (Michaelis-Menten kinetics). Apparent half-saturation constant, Kapp Relative Difference: Integrated P. Prod. KN = 0.7 mmol L-1 in original MM version (OU - MM) % S. Lan Smith, FRCGC, JAMSTEC 6 November, 2008
  • 13. Differences in Zonnally Averaged Primary Production Top: Relative (%) Difference (OU - MM) in Annual PP for Year 2000. more PP in subtropical gyres less in upwelling regions Bottom: Absolute Difference Difference: OU − MM (OU - MM) 2100 2000 in zonally averaged PP 1770 for selected years difference increasing over time S. Lan Smith, FRCGC, JAMSTEC ECRP
  • 14. Optimal Uptake kinetics describes the observed variations in quot;half-saturation constantsquot; fit to the MM equation for field expts. The Optimality-based explanation: All phytoplankton acclimate to the ambient nutrient concentration by altering their physiology, subject to the same trade-off. This implies greater predictability than MM kinetics. This acclimation requires more time than typical incubation experiments used to measure uptake (2-3 h). MM parameters from short-term expts. do not accurately represent the long-term response of phytoplankton. In a global Earth System Climate Model, OU kinetics yields significantly different dynamics than MM kinetics. OU kinetics is a superior alternative to MM kinetics for modeling. ASLO Aquatic Science Meeting, Nice, France 29 January, 2009
  • 15. Vmax varies even more than Ks Vmax varies more than predicted by 1.5 the Short-term OU approximation. 1.0 log Vmax We expect this because of: 0.5 Inhibition of Nitrate Uptake by NH4 reducing rates at low nitrate 0.0 where [NH4] is often higher -0.5 Possible temperature dependence 1 2 3 4 (lower rates at Nitrate, log [NO3] where temp. should be low) Data (x) from field expts. in the N. Atlantic Harrison et al. (Limnol. Oceanogr. 41, 1996) Line is the best-fit of the Short-term OU Approximation for Vmax. S. Lan Smith, FRCGC, JAMSTEC April, 2008