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Lecture Note
Asst. Prof. Dr. Nur Köprülü
 Hague Conferences of 1899 & 1907
 End of the FirstWorld War (1919)
 Interwar years (1919 – 1939)
 Establishment of “League of Nations” 1920
 Evolution of “Idealism”
 Wilson’s 14 Principles
 Idealism – Realism Debate; First Debate in IR
Theories
 In the Hague Conferences, the European states pledged to establish
an international mechanism to settle disputes among nations
 In order to achieve this end; the Hague Conferences had come to the
conclusion that there should be an internationalTRIBUNAL to solve
the problmes among states!
 This was the first step in the foundation of International Court; like
Permanent Court of International Justice in 1920 which has been
replaced by the International Court of Justice in 1945 under the UN
System.
 For that purpose the headquarter of ICJ is located at Hague/ the
Netherlands today!
 After the end of theWWI, the victorious
powers decided to set up an international
organization to avoid any other world war and
to maintain peace & security at international
level.
 In order to cope with this situation, the
League of Nations was established which was
the first political IGO ever established.
 Non-intervention into domestic affairs
 Self-determination
 Idea of Collective Security ***
 Peaceful settlement of disputes
 PCIJ: Permanent Court of Int Justice
 Sovereign Equality of states, particularly
respect for political independence.
 All these dynamics had demonstrated that
there should be a separate discipline to
analyze and explore the relations among the
states and to re-think how states can avoid
wars and achieve peace!
 The result was a discussion on IR and how
does it operate?
 Who are the primary actors of IR?
 How we can prevent anotherWW?
 Idealism and realism are two main images of IR.
 For example;those scholars or policymakers idenitfy
themselves as realists think that “states are the principal
actors” and study the IR as comprised of states, rather
than putting the emphasis on non-state actors!
 Here, idealism – realism demontrates one of the
significant step in the foundation of IR as a discipline
where there is a discussion on the methodology and
the subject matter of IR...
 During the inter-war years the main
approach of IR was based on idealism
 Basic themes of Idealism;
1. “Open diplomacy” openly arrived at!
2. Peaceful settlement of disputes
3. Wars should be the last resort!
4. Collective security
5. Idea of international society
6. Significance of InternationalOrganizations
 Main precessors of Idealist school goes back to J. Locke,
J. J. Rousseau, H. Grotius and I. Kant
 During the inter-war years, Edward H. Carr criticized the
utopian or idealist thinking and evaluates the more
extreme versions of realism that posit the divorce of
morality from politics in IR. He argues that; “any sound
political thought must be based on elements of both
utopia (value) and reality (power). Pure realism can offer
nothing but a naked struggle for power which makes any
kind of international society impossible”... (p. 63 in your
textbook)
 The former realists wereThucydides,
Machiavelli, Hobbes and Clausewitz.
 Main concepts of realists;
1. States
2. Power
3. System
4. Anarchy
5. Balance of power & stability
 States are the key actors
 IR  inter-state system, for example Stanley
Hoffman – realistAmerican policy-maker –
thought that “IR is an American Social
Science”
 IR  is conflictual
 IR  is anarchic, due to not only the absence
of a higher authority, but also the clash of
interests of states
 What does power refer to in realism?
- Some realists understand power to be the
sum of economic, military, technological,
diplomatic and other capabilities at the
disposal of states (seeViotti & Kauppi)
- Others see power not as some absolute value
determined for each state as if it were in a
vacuum but, rather as capabilities relative to
the capabilities of other states!
 The power of the United States is evaluted in
terms of its capabilities relative to the
capabilities of other states...
 Realist understanding and definition of power
is a static assumption & view of power, not
changing.
 Power is an attribute of the state that is sum
of its CAPABILITIES whether considered
alone or relative to others.
 That’s why for Hans Morgenthau;
“international politics is a quest for power &
prestige” when he wrote in his famous book
Politics Among Nations (1948).
 In IR, the concept of “system” is very
important!
 The definition of system varies from one
theory to another. Realists have a pesimisitic
view of international system.
 Given that each system has its own power
capabilities distribution of power among
states; for instance neo-realists think that
characteristics of systems can be classified as
unipolar, bipolar and multipolar...
 The polarity of the system is then measured
by the number of Great Powers
 Realists emphasize the relative distribution of
power capabilities between specific states or
alliances and how shifts in these capabilities
influence state behavior, interactions, and
hence, the possibility of war!!
 Conflicts are primarily relational...
 So, try to formulate an example in this
case...
 ColdWar Politics?
 Super Power relations/ Rivarly?
 System as anarchy and Its distribution of capabilities is
very important...
 What is anarchy?
 Literally, anarchy is reffered to violence, destruction &
chaos
 For realists anarchy refers to the absence of a higher
authority above states, given the fact that states are the
only sovereign actors in IR
 No one has the right to dominate another sovereign
state; states are rational & unitary actors
 There is hierarchy of power, but not a
hierarchy of authority in IR
 So anarchy absence of a hierachy of
authority
 Some states are clearly more powerful than
others, but there is no recognized authority
higher than that of any state (p. 68)
 Anarchy is the defining character of the
environment within which the sovereign
states interact.
 Realists argue that the absence of a central
and overriding authority helps us to explain
why states come to rely on power, seeking to
maintain or increase their power positions
relative to other states.
 So IR is a zero-sum game
 There is no trust among states
 Each state faces a self-help situation
 Given that there is no world government and
covenant or agreement to tell states what to
do or what not to do; states find themselves
in a situation of security dilemma.
«The more one state arms to protect itself
from other states, the more threatened
these states become and the more prone
they are to resort to arming themselves to
protect their own national security
interests».
 Distribution of power capabilities;
Types of Balance of power
 Bipolar balance of power (two states with
relatively equal power)
 Multipolar balance of power (three or more
states engaging in check and balances)
These are the two main realist categorization of
of particular power distributions.
 Concert of Europe Idea and Post-Napoleonic
Wars era; multipolar balance of power
 ColdWar years (1945 – 1990): bipolar balance
of power
 Cold War Politics (1945 – 1990):
- Two Great Powers / Hegemons (US vs USSR)
- Two Blocs: Eastern vsWestern: “Iron Curtain”
- Nuclear deterence
- Arms race
- Policy of containment (NATO vsWarsaw PactTreaty
Organization)
- Super power discipline
 Given the emphasis on state and concern
with national security issues, we have seen
how the concept of balance of power has
played a dominant role in realist thought and
theory.
 For realists; foreign policies of states are
determined by their national interests
defined in terms of their power capabilities.
 His main book: Politics Among Nations (1948)
 For Morgenthau; balance of power refers to;
1. A policy aimed at a certain state of affairs,
2. An objective or actual state of affairs,
3. An approximately equal distribution of power
(like during the ColdWar years)
4. Any distribution of power shifts in favor of
either super power.
 His book Politics Among Nations defined the field of international
relations theory in 1948 as it heralded the post–World War II
paradigm shift in American thinking about diplomacy.
 Politics Among Nations emphasized the power interests of states as
the driver behind the relations between states.
 The period before WWII was on the other hand defined by idealism
that focused on values.
 Balance of Power has been criticized for
leading toWAR as opposed to preventing it!
 Functioning as a propaganda tool...
 Justifying defense spending + foreign
adventures
 But it is still the main concept in realism!!!
 Like North AtlanticTreaty Organization
founded in 1949
 Warsaw PactTreaty Organization founded in
1955 and dissolved by the end of ColdWar in
1990!!!
 That’s why for realists; ColdWar bipolarity
brought us equal distribution of power –
balance of power; an equilibrium.
 All states act to increase capabilities but
negotiate rather than fight.
 All states fight rather than pass up an
opportunity to increase their capabilities.
 All states stop fighting rather than eliminate
an essential state.
 All states act to oppose any coalition or single
state which tends to assume a position of
predominance within the system. (See your
textbook)
 Please read:
 Morton A. Kaplan, System and Process in International
Politics (NewYork, 1957).
 A decade after the cold war ended, policy makers and
academics foresaw a new era of peace and prosperity,
an era in which democracy and open trade would herald
the "end of history."
 The terrorist attacks of September 11, 2001, John
Mearsheimer's masterful new book explains why these
harmonious visions remain utopian.
 To Mearsheimer, great power politics are tragic because
the anarchy of the international system requires states to
seek dominance at one another's expense, dooming even
peaceful nations to a relentless power struggle.
 Mearsheimer illuminates his theory of
offensive realism through a sweeping survey
of modern great power struggles and reflects
on the bleak prospects for peace in Europe
and northeast Asia, arguing that the United
States's security competition with a rising
China will intensify regardless of
"engagement" policies.
 "This is the definitive work on offensive
realism."
 Very little possibilitiy of for fundamental and peacful
transformation of international politics.
 For Robert Gilpin;
“the state is the principal actor in that the nature of the
state and the patterns of relations among states are the
most important determinants of the character of
international relations at a given moment... So
contemporary nation-state is the ultimate form of
political organization”.
 Hedley Bull’s article on “Does Order Exist
inWorld Politics?”, from
Anarchical Society, 1977.
 Liberal Approaches
 For political realists, international politics,
like all other politics, is “a struggle for power
but, unlike domestic politics, a struggle
dominated by organized violence”.
 For realists: “All history shows that nations
active in international politics are
continuously preparing for, actively involved
in, or recovering from organized violence in
the form of war”
 Three assumptions are integral to the realist
vision:
 First, states as coherent units are the dominant
actors in world politics.This is a double
assumption: states are predominant; and they
act as coherent units.
 Second, realists assume that force is a usable
and effective instrument of policy. Other
instruments may also be employed, but using or
threatening force is the most effective means of
wielding power.
 Third, partly because of their second
assumption, realists assume a hierarchy of
issues in world politics, headed by questions
of military security: the “high politics” of
military security dominates the “low politics”
of economic and social affairs.
 These realist assumptions define an ideal
type of world politics.
 Political integration among states is slight
and lasts only as long as it serves the national
interests of the most powerful states.
 Transnational actors either do not exist or are
politically unimportant.
 Only statesmen succeed in adjusting their
interests, as in a wellfunctioning balance of
power, is the system stable.
 In Power and Interdependence; Keohane & Nye
analyzed the politics of such transnational
issues as trade, monetary relations, and
oceans policy ...
 Multiple channels connect societies, including:
informal ties between governmental elites as
well as formal foreign office arrangements;
informal ties among nongovernmental elites;
and transnational organizations (such as
MNCs).
 These channels can be summarized as
interstate, transgovernmental, and
transnational relations. Interstate relations
are the normal channels assumed by realists.
 Transgovernmental applies when we relax the
realist assumption that states act coherently
as units; transnational applies when we relax
the assumption that states are the only units.
 The agenda of interstate relationships consists
of multiple issues that are not arranged in a
clear or consistent hierarchy.
 This absence of hierarchy among issues
means, among other things, that military
security does not consistently dominate the
agenda.
 Many issues arise from what used to be
considered domestic policy, and the
distinction between domestic and foreign
issues becomes blurred. (Source:Viotti & Kauppi, IRTheory,
Longman)
 Military force is not used by governments
toward other governments within the region,
or on the issues, when complex
interdependence prevails.
 These issues are considered in several
government departments (not just foreign
offices), and at several levels.
 Inadequate policy coordination on these
issues involves significant costs.
 Different issues generate different coalitions,
both within governments and across them,
and involve different degrees of conflict.
 These actors are important not only because of
their activities in pursuit of their own interests,
but also because they act as transmission belts,
making government policies in various
countries more sensitive to one another.
 As the scope of governments’ domestic
activities has broadened – like corporations,
banks – and to a lesser extent “trade unions”
have made decisions that transcend national
boundaries, the domestic policies of different
countries impinge on one another more and
more. (Viotti & Kauppi, IRTheories, Longman)
 Foreign affairs agendas—that is, sets of
issues relevant to foreign policy with which
governments are concerned—have become
larger and more diverse.
 No longer can all issues be subordinated to
military security. As Secretary of State
Henry Kissinger described the situation in
1975 ...
 When there are multiple issues on the agenda,
many of which threaten the interests of
domestic groups but do not clearly threaten the
nation as a whole, the problems of formulating a
coherent and consistent foreign policy increase.
 In 1975; energy was a foreign policy problem,
but specific remedies, such as a tax on gasoline
and automobiles, involved domestic legislation
opposed by auto workers and companies alike
 During the Cold War each superpower used the
threat of force to deter attacks by other
superpowers on itself or its allies; its deterrence
ability thus served an indirect, protective role,
which it could use in bargaining on other issues
with its allies.
 This bargaining tool was particularly important
for the United States, whose allies were
concerned about potential Soviet threats and
which had fewer other means of influence over
its allies than did the Soviet Union over its
Eastern European partners.
 The United States had, accordingly, taken
advantage of the Europeans’ (particularly the
Germans’)

 desire for its protection and linked the issue
of troop levels in Europe to trade and
monetary negotiations.
 International organizations also allow small and
weak states to pursue linkage strategies. In the
discussions on a New International Economic
Order,ThirdWorld states insisted on linking oil
price and availability to other questions on
which they had traditionally been unable to
achieve their objectives.
 Small and weak states have also followed a
strategy of linkage in the series of Law of the
Sea conferences sponsored by the United
Nations.
 Marxist Approaches;
a. World SystemTheory
b. GramscianTheories
 Critical InternationalTheory
 Post-Modernism
Case Studies
from current international system
o How to analyze?
o Level of analysis Problem in IR
Historical Background
Emergence of Bath Party in 1963
Syria after 2000
Implications of Syrian Crisis on Lebanese
politics.
Politics, Power and civil war ...
 Ethnic groups
 Arab 90.3%, Kurds, Armenians, and other 9.7%
 Religions
 Sunni Muslim 74%, other Muslim (includes Alawite,
Druze) 16%, Christian (various denominations) 10%,
Jewish (tiny communities in Damascus, Al Qamishli,
and Aleppo)
 In the aftermath of the 1967 Arab-IsraeliWar:
 Led to a change in the political power
particularly in Iraq & Syria
 In 1970 – Hafız Al-Asad took the control of the
political power in Syria
 Both Iraq & Syria will then ruled by single
party regimes
 The Arab Socialist Ba'ath Party (also spelled Ba'th
or Baath which means "resurrection" or
"renaissance"
 It is a secularist political party with strong socialist
and Arab nationalist interests, opposed to what it
sees as "Western imperialism" and calling for the
"renaissance" or "resurrection" of the Arab World
and its unity in one united state.
 Its main ideas are: "Unity, Liberty, Socialism"
(wahda, hurriya, ishtirakiya) — refers to Arab
unity, freedom from non-Arab control and
interference, and Arab socialism rather than
to European socialism, or communism.
 The party was founded in Damascus, Syria in
1940 by the Syrian intellectuals Michel Aflaq,
and Salah al-Bitar, and since its inception has
established branches in differentArab
countries, although the only countries it has
ever held power in are Syria and Iraq.
 In Syria it has had a monopoly on political
power since the party's 1963 coup.
 Ba'athists also seized power in Iraq in 1963,
but were deposed some months later.
 They returned to power in a 1968 coup and
remained the sole party of government until
the 2003 Iraq invasion. Since then they have
been banned in Iraq.
 1970 Hafız al-Asad became the President of
Syrian Republic
 1973 New Constitution was adopted
 1973 Arab-IsraeliWar (Egypt & Syria)
 1978 – 79 Camp DavidAccords!
 Syria was left alone in resisting againts Israel
 Syrian main concern was how to prevent
“Jordan & Lebanon” to recognize Israel
1975 – 1989 CivilWar in Lebanon 
Origins & Syrian intervention
 Ethnic groups
 Arab 95%, Armenian 4%, other 1%
Religions
 Muslim 59.7% (Shia, Sunni, Druze, Isma'ilite,
Alawite or Nusayri),
 Christian 39% (Maronite Catholic, Greek Orthodox,
Armenian Orthodox, Syrian Catholic, Armenian
Catholic, Syrian Orthodox, Roman Catholic,
Assyrian, Copt, Protestant),
 other 1.3%
 *17 religious sects recognized
 Lebanon has become an independent
country in 1946 like Syria
 1932 National Census
 1943 National Pact  establishment of a
confessional political system based on ethnic
& sectarian – religious – affiliations!!
 Since 1946 Lebanon has been established on
a confessional system where the political
power is distributed/ allocated on the basis
of population size.
 Political Power is vested in the hands of three
main branches:
1. President of the Republic will be elected
from the Maronite community
2. Prime-minister will be elected from Sunni
Community;
3. Speaker of the Parliament: will be elected
from Shia community
 Origins/ Roots of the Civil War in Lebanon:
1. Change in the demographic structure
2. 1970 – 71 CivilWar in Jordan (Black
September Episode)
3. Camps of the PLO in Southern Lebanon
 Two camps were involved in the CivilWar:The
Lebanese Front (LF) & Lebanese National
Movement (LNM)
 Syrian intervention in 1976
 Israeli interventon in 1978
 Israeli intervention in 1982 (Sabra & Shatila)
 Ta’ifAccords 1989 in SaudiArabia:
 An Arab League meeting – “Syrian presence”
in Lebanon was sustained with 30,000 troops
until the assassination of RefiqAl-Hariri in
2004.
 1989Ta’if Agreement
 This agreement actually mentioned the need
for reforms that would promote uniformity
and consensus in the fields of education and
the media; but it gave no indication of how
this could be attained.
73
 TheTaif Agreement resulted in a greater political
representation for the Muslim population, which
had become a numerical majority.The
Agreement provided for an equal allocation of
seats in Parliament for Muslims and Christians
(the number of seats was increased from 99 to
128).
 In addition, seats were to be divided
proportionately between the various
denominations and proportionately between the
districts.
74
 The (Maronite) President ceded powers to the
(Sunni) Prime Minister and to the Council of
Ministers, while the position of the (Shiite) Speaker
gained importance as his term of office was
extended to four years.
 Positions in the civil service would rely on 'capability
and specialization' instead of the 'sectarian
representation base' (which meant that jobs would
not be allocated to members of a specific
denomination).
75
 14 February 2005 – Assassination of Refiq al-Hariri, a Sunni,
who was the prime-minister of Lebanon in the post-Ta’if era
 Hariri took the great support of US and Saudi Arabia during
his period of pm
 The UN Report on Lebanon: Resolution 1559 –Withdrawal of
Syria from Lebanon after 30 years.
 After Hariri, Fuad Sinyora, a Suuni, became the new pm in
the country until the 2009 parliamentary elections
 2006 Lebanese – Israeli War:
 Hezbollah’s charater of being resistence non-state actor
against Israel has become more apparent in this war
76
• Hezbollah, as a Shi’a organization, took the support of
General Michel Aoun (a prominent Christian leader in
the country who also served as a president during
early 1990s).
• The growing opposition led by Hezbollah & Aoun
proponents called for “reformation
• Assassination of Pierre Gemayel (Minister of Industry &
grandson of Phalangist Pierre Gemayel) in 21 November,
2006 has triggered the tensions in the country.
77
 Saad Hariri declared the same day that;
“Syria is the guilty party”
 Syria on the contrary condemned the
assassination
 Velid Canbulat (Walid Jamblutt, leader od Druze community)
has urged “the necessity of dissasociating Lebanese politics
from Syria”!
 This statement demonstrates Druze shift as compared to the
civil war era
78
• Emile Lahud, president of the country  directed
the discussions
• “Who wins then? It’s not Syria obviously, Syria’s
allies are the losers”. Reference: The Guardian, 23
November 2006...
• Death of Pierre Gemayel has led to the solidification
of the 14 March Coalition.
• They protested Michel Aoun, Nebih Berri, and
Emile Lahud in the demonstrations & during the
funeral of Hariri.
79
• Two main camps in Lebanon today:
“Lebanese Forces” vs “Patriotic Movement”
80
 Crisis in Ukraine
 Arab Uprisings / Spring: Case studies
 GlobalTerrorism: Cases from Nigeria & ISIS/
ISIL
 Baylis & Smith, Globalization of World Politics,
Oxford University Press, 2013.
 Beverly Milton Edwards, Contemporary Politics in
the Middle East, Polity Press, 2011.
 A.LeRoy BENNETT, International Organizations:
Principles and Issues, NJ: Prentice Hall, 6th edition,
2002.
 Current Articles and news from journals.

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IR 401 LECTURE NOTES NEAR EAST UNIVERSITY 2015_2.pptx

  • 1. Lecture Note Asst. Prof. Dr. Nur Köprülü
  • 2.  Hague Conferences of 1899 & 1907  End of the FirstWorld War (1919)  Interwar years (1919 – 1939)  Establishment of “League of Nations” 1920  Evolution of “Idealism”  Wilson’s 14 Principles  Idealism – Realism Debate; First Debate in IR Theories
  • 3.  In the Hague Conferences, the European states pledged to establish an international mechanism to settle disputes among nations  In order to achieve this end; the Hague Conferences had come to the conclusion that there should be an internationalTRIBUNAL to solve the problmes among states!  This was the first step in the foundation of International Court; like Permanent Court of International Justice in 1920 which has been replaced by the International Court of Justice in 1945 under the UN System.  For that purpose the headquarter of ICJ is located at Hague/ the Netherlands today!
  • 4.  After the end of theWWI, the victorious powers decided to set up an international organization to avoid any other world war and to maintain peace & security at international level.  In order to cope with this situation, the League of Nations was established which was the first political IGO ever established.
  • 5.  Non-intervention into domestic affairs  Self-determination  Idea of Collective Security ***  Peaceful settlement of disputes  PCIJ: Permanent Court of Int Justice  Sovereign Equality of states, particularly respect for political independence.
  • 6.  All these dynamics had demonstrated that there should be a separate discipline to analyze and explore the relations among the states and to re-think how states can avoid wars and achieve peace!
  • 7.  The result was a discussion on IR and how does it operate?  Who are the primary actors of IR?  How we can prevent anotherWW?
  • 8.  Idealism and realism are two main images of IR.  For example;those scholars or policymakers idenitfy themselves as realists think that “states are the principal actors” and study the IR as comprised of states, rather than putting the emphasis on non-state actors!  Here, idealism – realism demontrates one of the significant step in the foundation of IR as a discipline where there is a discussion on the methodology and the subject matter of IR...
  • 9.  During the inter-war years the main approach of IR was based on idealism  Basic themes of Idealism; 1. “Open diplomacy” openly arrived at! 2. Peaceful settlement of disputes 3. Wars should be the last resort! 4. Collective security 5. Idea of international society 6. Significance of InternationalOrganizations
  • 10.  Main precessors of Idealist school goes back to J. Locke, J. J. Rousseau, H. Grotius and I. Kant  During the inter-war years, Edward H. Carr criticized the utopian or idealist thinking and evaluates the more extreme versions of realism that posit the divorce of morality from politics in IR. He argues that; “any sound political thought must be based on elements of both utopia (value) and reality (power). Pure realism can offer nothing but a naked struggle for power which makes any kind of international society impossible”... (p. 63 in your textbook)
  • 11.  The former realists wereThucydides, Machiavelli, Hobbes and Clausewitz.  Main concepts of realists; 1. States 2. Power 3. System 4. Anarchy 5. Balance of power & stability
  • 12.  States are the key actors  IR  inter-state system, for example Stanley Hoffman – realistAmerican policy-maker – thought that “IR is an American Social Science”  IR  is conflictual  IR  is anarchic, due to not only the absence of a higher authority, but also the clash of interests of states
  • 13.  What does power refer to in realism? - Some realists understand power to be the sum of economic, military, technological, diplomatic and other capabilities at the disposal of states (seeViotti & Kauppi) - Others see power not as some absolute value determined for each state as if it were in a vacuum but, rather as capabilities relative to the capabilities of other states!
  • 14.  The power of the United States is evaluted in terms of its capabilities relative to the capabilities of other states...
  • 15.  Realist understanding and definition of power is a static assumption & view of power, not changing.  Power is an attribute of the state that is sum of its CAPABILITIES whether considered alone or relative to others.  That’s why for Hans Morgenthau; “international politics is a quest for power & prestige” when he wrote in his famous book Politics Among Nations (1948).
  • 16.  In IR, the concept of “system” is very important!  The definition of system varies from one theory to another. Realists have a pesimisitic view of international system.  Given that each system has its own power capabilities distribution of power among states; for instance neo-realists think that characteristics of systems can be classified as unipolar, bipolar and multipolar...
  • 17.  The polarity of the system is then measured by the number of Great Powers  Realists emphasize the relative distribution of power capabilities between specific states or alliances and how shifts in these capabilities influence state behavior, interactions, and hence, the possibility of war!!  Conflicts are primarily relational...
  • 18.  So, try to formulate an example in this case...  ColdWar Politics?  Super Power relations/ Rivarly?
  • 19.  System as anarchy and Its distribution of capabilities is very important...  What is anarchy?  Literally, anarchy is reffered to violence, destruction & chaos  For realists anarchy refers to the absence of a higher authority above states, given the fact that states are the only sovereign actors in IR  No one has the right to dominate another sovereign state; states are rational & unitary actors
  • 20.  There is hierarchy of power, but not a hierarchy of authority in IR  So anarchy absence of a hierachy of authority  Some states are clearly more powerful than others, but there is no recognized authority higher than that of any state (p. 68)  Anarchy is the defining character of the environment within which the sovereign states interact.
  • 21.  Realists argue that the absence of a central and overriding authority helps us to explain why states come to rely on power, seeking to maintain or increase their power positions relative to other states.  So IR is a zero-sum game  There is no trust among states  Each state faces a self-help situation
  • 22.  Given that there is no world government and covenant or agreement to tell states what to do or what not to do; states find themselves in a situation of security dilemma. «The more one state arms to protect itself from other states, the more threatened these states become and the more prone they are to resort to arming themselves to protect their own national security interests».
  • 23.  Distribution of power capabilities; Types of Balance of power  Bipolar balance of power (two states with relatively equal power)  Multipolar balance of power (three or more states engaging in check and balances) These are the two main realist categorization of of particular power distributions.
  • 24.  Concert of Europe Idea and Post-Napoleonic Wars era; multipolar balance of power  ColdWar years (1945 – 1990): bipolar balance of power
  • 25.  Cold War Politics (1945 – 1990): - Two Great Powers / Hegemons (US vs USSR) - Two Blocs: Eastern vsWestern: “Iron Curtain” - Nuclear deterence - Arms race - Policy of containment (NATO vsWarsaw PactTreaty Organization) - Super power discipline
  • 26.  Given the emphasis on state and concern with national security issues, we have seen how the concept of balance of power has played a dominant role in realist thought and theory.  For realists; foreign policies of states are determined by their national interests defined in terms of their power capabilities.
  • 27.  His main book: Politics Among Nations (1948)  For Morgenthau; balance of power refers to; 1. A policy aimed at a certain state of affairs, 2. An objective or actual state of affairs, 3. An approximately equal distribution of power (like during the ColdWar years) 4. Any distribution of power shifts in favor of either super power.
  • 28.  His book Politics Among Nations defined the field of international relations theory in 1948 as it heralded the post–World War II paradigm shift in American thinking about diplomacy.  Politics Among Nations emphasized the power interests of states as the driver behind the relations between states.  The period before WWII was on the other hand defined by idealism that focused on values.
  • 29.  Balance of Power has been criticized for leading toWAR as opposed to preventing it!  Functioning as a propaganda tool...  Justifying defense spending + foreign adventures  But it is still the main concept in realism!!!
  • 30.  Like North AtlanticTreaty Organization founded in 1949  Warsaw PactTreaty Organization founded in 1955 and dissolved by the end of ColdWar in 1990!!!  That’s why for realists; ColdWar bipolarity brought us equal distribution of power – balance of power; an equilibrium.
  • 31.  All states act to increase capabilities but negotiate rather than fight.  All states fight rather than pass up an opportunity to increase their capabilities.  All states stop fighting rather than eliminate an essential state.  All states act to oppose any coalition or single state which tends to assume a position of predominance within the system. (See your textbook)
  • 32.  Please read:  Morton A. Kaplan, System and Process in International Politics (NewYork, 1957).
  • 33.  A decade after the cold war ended, policy makers and academics foresaw a new era of peace and prosperity, an era in which democracy and open trade would herald the "end of history."  The terrorist attacks of September 11, 2001, John Mearsheimer's masterful new book explains why these harmonious visions remain utopian.  To Mearsheimer, great power politics are tragic because the anarchy of the international system requires states to seek dominance at one another's expense, dooming even peaceful nations to a relentless power struggle.
  • 34.  Mearsheimer illuminates his theory of offensive realism through a sweeping survey of modern great power struggles and reflects on the bleak prospects for peace in Europe and northeast Asia, arguing that the United States's security competition with a rising China will intensify regardless of "engagement" policies.  "This is the definitive work on offensive realism."
  • 35.  Very little possibilitiy of for fundamental and peacful transformation of international politics.  For Robert Gilpin; “the state is the principal actor in that the nature of the state and the patterns of relations among states are the most important determinants of the character of international relations at a given moment... So contemporary nation-state is the ultimate form of political organization”.
  • 36.  Hedley Bull’s article on “Does Order Exist inWorld Politics?”, from Anarchical Society, 1977.
  • 38.  For political realists, international politics, like all other politics, is “a struggle for power but, unlike domestic politics, a struggle dominated by organized violence”.  For realists: “All history shows that nations active in international politics are continuously preparing for, actively involved in, or recovering from organized violence in the form of war”
  • 39.  Three assumptions are integral to the realist vision:  First, states as coherent units are the dominant actors in world politics.This is a double assumption: states are predominant; and they act as coherent units.  Second, realists assume that force is a usable and effective instrument of policy. Other instruments may also be employed, but using or threatening force is the most effective means of wielding power.
  • 40.  Third, partly because of their second assumption, realists assume a hierarchy of issues in world politics, headed by questions of military security: the “high politics” of military security dominates the “low politics” of economic and social affairs.  These realist assumptions define an ideal type of world politics.
  • 41.  Political integration among states is slight and lasts only as long as it serves the national interests of the most powerful states.  Transnational actors either do not exist or are politically unimportant.  Only statesmen succeed in adjusting their interests, as in a wellfunctioning balance of power, is the system stable.
  • 42.  In Power and Interdependence; Keohane & Nye analyzed the politics of such transnational issues as trade, monetary relations, and oceans policy ...
  • 43.  Multiple channels connect societies, including: informal ties between governmental elites as well as formal foreign office arrangements; informal ties among nongovernmental elites; and transnational organizations (such as MNCs).
  • 44.  These channels can be summarized as interstate, transgovernmental, and transnational relations. Interstate relations are the normal channels assumed by realists.  Transgovernmental applies when we relax the realist assumption that states act coherently as units; transnational applies when we relax the assumption that states are the only units.
  • 45.  The agenda of interstate relationships consists of multiple issues that are not arranged in a clear or consistent hierarchy.  This absence of hierarchy among issues means, among other things, that military security does not consistently dominate the agenda.  Many issues arise from what used to be considered domestic policy, and the distinction between domestic and foreign issues becomes blurred. (Source:Viotti & Kauppi, IRTheory, Longman)
  • 46.  Military force is not used by governments toward other governments within the region, or on the issues, when complex interdependence prevails.
  • 47.  These issues are considered in several government departments (not just foreign offices), and at several levels.  Inadequate policy coordination on these issues involves significant costs.  Different issues generate different coalitions, both within governments and across them, and involve different degrees of conflict.
  • 48.  These actors are important not only because of their activities in pursuit of their own interests, but also because they act as transmission belts, making government policies in various countries more sensitive to one another.  As the scope of governments’ domestic activities has broadened – like corporations, banks – and to a lesser extent “trade unions” have made decisions that transcend national boundaries, the domestic policies of different countries impinge on one another more and more. (Viotti & Kauppi, IRTheories, Longman)
  • 49.  Foreign affairs agendas—that is, sets of issues relevant to foreign policy with which governments are concerned—have become larger and more diverse.  No longer can all issues be subordinated to military security. As Secretary of State Henry Kissinger described the situation in 1975 ...
  • 50.  When there are multiple issues on the agenda, many of which threaten the interests of domestic groups but do not clearly threaten the nation as a whole, the problems of formulating a coherent and consistent foreign policy increase.  In 1975; energy was a foreign policy problem, but specific remedies, such as a tax on gasoline and automobiles, involved domestic legislation opposed by auto workers and companies alike
  • 51.  During the Cold War each superpower used the threat of force to deter attacks by other superpowers on itself or its allies; its deterrence ability thus served an indirect, protective role, which it could use in bargaining on other issues with its allies.  This bargaining tool was particularly important for the United States, whose allies were concerned about potential Soviet threats and which had fewer other means of influence over its allies than did the Soviet Union over its Eastern European partners.
  • 52.  The United States had, accordingly, taken advantage of the Europeans’ (particularly the Germans’)   desire for its protection and linked the issue of troop levels in Europe to trade and monetary negotiations.
  • 53.  International organizations also allow small and weak states to pursue linkage strategies. In the discussions on a New International Economic Order,ThirdWorld states insisted on linking oil price and availability to other questions on which they had traditionally been unable to achieve their objectives.  Small and weak states have also followed a strategy of linkage in the series of Law of the Sea conferences sponsored by the United Nations.
  • 54.  Marxist Approaches; a. World SystemTheory b. GramscianTheories  Critical InternationalTheory  Post-Modernism
  • 55. Case Studies from current international system
  • 56. o How to analyze? o Level of analysis Problem in IR Historical Background Emergence of Bath Party in 1963 Syria after 2000 Implications of Syrian Crisis on Lebanese politics.
  • 57. Politics, Power and civil war ...
  • 58.  Ethnic groups  Arab 90.3%, Kurds, Armenians, and other 9.7%  Religions  Sunni Muslim 74%, other Muslim (includes Alawite, Druze) 16%, Christian (various denominations) 10%, Jewish (tiny communities in Damascus, Al Qamishli, and Aleppo)
  • 59.  In the aftermath of the 1967 Arab-IsraeliWar:  Led to a change in the political power particularly in Iraq & Syria  In 1970 – Hafız Al-Asad took the control of the political power in Syria  Both Iraq & Syria will then ruled by single party regimes
  • 60.  The Arab Socialist Ba'ath Party (also spelled Ba'th or Baath which means "resurrection" or "renaissance"  It is a secularist political party with strong socialist and Arab nationalist interests, opposed to what it sees as "Western imperialism" and calling for the "renaissance" or "resurrection" of the Arab World and its unity in one united state.
  • 61.  Its main ideas are: "Unity, Liberty, Socialism" (wahda, hurriya, ishtirakiya) — refers to Arab unity, freedom from non-Arab control and interference, and Arab socialism rather than to European socialism, or communism.
  • 62.  The party was founded in Damascus, Syria in 1940 by the Syrian intellectuals Michel Aflaq, and Salah al-Bitar, and since its inception has established branches in differentArab countries, although the only countries it has ever held power in are Syria and Iraq.  In Syria it has had a monopoly on political power since the party's 1963 coup.
  • 63.  Ba'athists also seized power in Iraq in 1963, but were deposed some months later.  They returned to power in a 1968 coup and remained the sole party of government until the 2003 Iraq invasion. Since then they have been banned in Iraq.
  • 64.  1970 Hafız al-Asad became the President of Syrian Republic  1973 New Constitution was adopted
  • 65.  1973 Arab-IsraeliWar (Egypt & Syria)  1978 – 79 Camp DavidAccords!  Syria was left alone in resisting againts Israel  Syrian main concern was how to prevent “Jordan & Lebanon” to recognize Israel
  • 66. 1975 – 1989 CivilWar in Lebanon  Origins & Syrian intervention
  • 67.  Ethnic groups  Arab 95%, Armenian 4%, other 1% Religions  Muslim 59.7% (Shia, Sunni, Druze, Isma'ilite, Alawite or Nusayri),  Christian 39% (Maronite Catholic, Greek Orthodox, Armenian Orthodox, Syrian Catholic, Armenian Catholic, Syrian Orthodox, Roman Catholic, Assyrian, Copt, Protestant),  other 1.3%  *17 religious sects recognized
  • 68.  Lebanon has become an independent country in 1946 like Syria  1932 National Census  1943 National Pact  establishment of a confessional political system based on ethnic & sectarian – religious – affiliations!!
  • 69.  Since 1946 Lebanon has been established on a confessional system where the political power is distributed/ allocated on the basis of population size.  Political Power is vested in the hands of three main branches: 1. President of the Republic will be elected from the Maronite community 2. Prime-minister will be elected from Sunni Community; 3. Speaker of the Parliament: will be elected from Shia community
  • 70.  Origins/ Roots of the Civil War in Lebanon: 1. Change in the demographic structure 2. 1970 – 71 CivilWar in Jordan (Black September Episode) 3. Camps of the PLO in Southern Lebanon
  • 71.  Two camps were involved in the CivilWar:The Lebanese Front (LF) & Lebanese National Movement (LNM)  Syrian intervention in 1976  Israeli interventon in 1978  Israeli intervention in 1982 (Sabra & Shatila)
  • 72.  Ta’ifAccords 1989 in SaudiArabia:  An Arab League meeting – “Syrian presence” in Lebanon was sustained with 30,000 troops until the assassination of RefiqAl-Hariri in 2004.
  • 73.  1989Ta’if Agreement  This agreement actually mentioned the need for reforms that would promote uniformity and consensus in the fields of education and the media; but it gave no indication of how this could be attained. 73
  • 74.  TheTaif Agreement resulted in a greater political representation for the Muslim population, which had become a numerical majority.The Agreement provided for an equal allocation of seats in Parliament for Muslims and Christians (the number of seats was increased from 99 to 128).  In addition, seats were to be divided proportionately between the various denominations and proportionately between the districts. 74
  • 75.  The (Maronite) President ceded powers to the (Sunni) Prime Minister and to the Council of Ministers, while the position of the (Shiite) Speaker gained importance as his term of office was extended to four years.  Positions in the civil service would rely on 'capability and specialization' instead of the 'sectarian representation base' (which meant that jobs would not be allocated to members of a specific denomination). 75
  • 76.  14 February 2005 – Assassination of Refiq al-Hariri, a Sunni, who was the prime-minister of Lebanon in the post-Ta’if era  Hariri took the great support of US and Saudi Arabia during his period of pm  The UN Report on Lebanon: Resolution 1559 –Withdrawal of Syria from Lebanon after 30 years.  After Hariri, Fuad Sinyora, a Suuni, became the new pm in the country until the 2009 parliamentary elections  2006 Lebanese – Israeli War:  Hezbollah’s charater of being resistence non-state actor against Israel has become more apparent in this war 76
  • 77. • Hezbollah, as a Shi’a organization, took the support of General Michel Aoun (a prominent Christian leader in the country who also served as a president during early 1990s). • The growing opposition led by Hezbollah & Aoun proponents called for “reformation • Assassination of Pierre Gemayel (Minister of Industry & grandson of Phalangist Pierre Gemayel) in 21 November, 2006 has triggered the tensions in the country. 77
  • 78.  Saad Hariri declared the same day that; “Syria is the guilty party”  Syria on the contrary condemned the assassination  Velid Canbulat (Walid Jamblutt, leader od Druze community) has urged “the necessity of dissasociating Lebanese politics from Syria”!  This statement demonstrates Druze shift as compared to the civil war era 78
  • 79. • Emile Lahud, president of the country  directed the discussions • “Who wins then? It’s not Syria obviously, Syria’s allies are the losers”. Reference: The Guardian, 23 November 2006... • Death of Pierre Gemayel has led to the solidification of the 14 March Coalition. • They protested Michel Aoun, Nebih Berri, and Emile Lahud in the demonstrations & during the funeral of Hariri. 79
  • 80. • Two main camps in Lebanon today: “Lebanese Forces” vs “Patriotic Movement” 80
  • 81.  Crisis in Ukraine  Arab Uprisings / Spring: Case studies  GlobalTerrorism: Cases from Nigeria & ISIS/ ISIL
  • 82.  Baylis & Smith, Globalization of World Politics, Oxford University Press, 2013.  Beverly Milton Edwards, Contemporary Politics in the Middle East, Polity Press, 2011.  A.LeRoy BENNETT, International Organizations: Principles and Issues, NJ: Prentice Hall, 6th edition, 2002.  Current Articles and news from journals.