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Innovations in Pharmaceutical Technology Issue 4938
Device Coatings
©Anterovium–Fotolia.com
Keywords
Biomedical device coating
Lubricious polymers
Ultraviolet and heat
cure systems
Biocompatibility testing
By Keith Edwards
at Biocoat Inc
Research into polymers has led to the development of a valuable
device coating market. But despite new innovations, manufacturing
concerns remain, and it is important for companies to consider the
full costs involved
Keep it Covered
The market for device coatings made from polymers
was valued at around $712 million in annual sales in
2013.Within this,there are three distinct polymer groups:
anti-microbial valuing at $62 million;lubricious at $270
million;and protective at $380 million.Another class of
coatings concerns drug eluting – valuing $360 million
– and is comprised of bio-absorbable polymers at $90
million and non-absorbable polymers
at $270 million.As a whole,this market
is growing at about 9% per year.
This article focuses on the dynamics
within the lubricious category,specifically
on the highly lubricious coatings
common to interventional catheters,
guide wires and introducer sheaths.
About $97 million of this $270 million category is
represented by six competitors located in the US,
UK and Netherlands,and several major device firms
have their own in-house coatings in addition to
outside vendor sources.
Coating Chemistry
The two most significant technologies utilised
in biomedical device coatings are either
polyvinylpyrrolidone (PVP) based, or contain
naturally occurring hydrogels employing hyaluronic
acid (HA) or a similar biocompatible polysaccharide.
PVP itself is a well-studied,stable platform with a
performance similar to soap – it is slippery when
wet,but in demanding applications such as multiple
insertions and retractions,there is a risk of coating
iptonline.com
39Innovations in Pharmaceutical Technology Issue 49
hydrophilic surface – lubricity is a property that
describes how slippery the surface is,while durability
is meant to evaluate how long the slippery behaviour
would last before degrading.Loss of durability in a
hydrophilic surface is often felt in terms of higher
co-efficient of friction.At the micro level,this is seen
as the peeling or sloughing off of the coating.
Manufacturing Concerns
Process engineers will find significantly different
manufacturing set-ups for a PVP-ultraviolet (UV) cure
system,versus a heat cure required by HA coatings.
Advantages to the UV procedure include short cure
times.However,batch size is small,as the number of
devices a UV chamber can hold are limited – typically
10-20.Heat cure systems,on the other hand,can
accommodate batch sizes as big as the drying oven
can handle.Processing a 200-unit batch is common
in continuous dip and heat cure systems,while spray
coating is showing some promise.Most systems
today rely on a dip coat for a base coat or primer
layer,and then a repeat with the hydrophilic coating.
With considerable handling involved and material
transfer required in a cleanroom environment,coating
systems can be expensive and take up a considerable
floor footprint.
Once the choice is made on a coating and system,
adjusting to the next generation (or an alternate
vendor) can often be problematic.Current production
cannot be easily shifted,for regulatory reasons,to a new,
higher performance coating.Risk-averse management
may view a new investment in facilities and coating
resources as outside the firm’s core competency.
Device firms may therefore find flexibility and capital
equipment savings in outsourcing coating services –
several vendors now offer this.
Before making a choice either way, diligence is
required and full access to a functional quality
management system is a must.When taking the
outsourcing route, some degree of control is lost.
For vendors offering coating services, a key
consideration is the incoming inspection of parts
– it is frustrating for the coating service provider to
find a shipment of raw tubing infiltrated with lint,
dirt or other particles. Damage to tips and coils –
key functional parts – can trip up the best of plans.
Furthermore, the coating service supplier should be
able to offer full verification and validation services,
so that in the event of your firm seeking to transfer
manufacturing in-house or to a remote factory, the
process is already well-established and tested.
As part of the manufacturing set-up,it is important to
agree with the coatings supplier about the labelling
degradation or drop-out.Some PVP-coated devices
may appear to be whitish or flaky if the coating
is not applied properly.Hyaluronic acid coatings are
not lubricious when dry,but instantaneously hydrate
when exposed to body fluids to form a hydrogel.
Hydrogels have been favourably viewed as a platform
for drug delivery,but commercial attempts have
been disappointing.
Next Steps
Innovation in device coatings is driven by design
inputs received from clinicians,R&D engineers and
project managers.Recently,a new stakeholder
with considerable weight has arrived in the form
of regulatory agencies.
Hydrophilic coatings have been employed on catheters
for some time,to allow ease of insertion through
large to remote vasculature – lubricity is an assumed
property.A team of scientists at the US FDA has begun
to take a closer look at coatings in terms of what they
elute when in the body – in the form of particulates
– and overall biocompatibility.They are keen to
understand the details of device coatings as part
of the overall review process.
Meanwhile,select coatings vendors have placed
considerable research effort into improving the
robust nature of the bonding in coating layers.
Using US Pharmacopeial Convention (USP) reference
standard 788 as a guide,particulate generation is
measured once a load is placed on a device.The count
of particles below the 10 micron level and above the
25 micron level is measured. Good coatings will
generate well below 25% of the USP 788 limits.
Tests have to be conducted on each device as their
topography may influence the results beyond the
core nature of the coating chemistry.
Industry efforts to find the holy grail of a fully proven
anti-microbial coating face considerable obstacles in
demonstrating safety and efficacy. Proving sustained
release of an anti-microbial agent, effective against
a broad range of bacteria for more than three days,
is problematic.When a coating is 1-4 microns thick,
only so much active agent can fit within the thin layer.
As a result, when wet, the coating will act first for
lubricity and secondly for drug release. If the antibiotic
agent is unable to reach the surface of the coating
or be exposed over time, even less activity can
be anticipated.
Chemically,hydrophilic coatings rely on surface
interaction with water to provide an extremely
lubricious surface.Lubricity,durability and low
particulate count are a few terms associated with
40 Innovations in Pharmaceutical Technology Issue 49
iptonline.com
Particle Counts
Every R&D engineer has a solid quality assurance
and regulatory affairs (QA/RA) team behind them
as a resource and stakeholder.The most common
theme in the FDA’s evaluation of a coated device
is particle counts – low counts are achieved with
a robust coating to the device substrate bond.
The coating vendor should have sample particle
counts on standard substrates as a guide for what
to expect.The device will be tested for particles as
part of overall biocompatibility testing, and the
vendor should match the chemistry of the coating
to ensure the strongest bond.
Regulations and Cost
Regulatory requirements from the US, EU and Japan
require substantial documentation.Therefore, it is
important to ensure that available data contains a
complete list of all raw materials used. Biocompatibility
tests on devices cost close to $25,000, so the vendor’s
ability to provide a level of assurance for success
is mandatory.
Medical device firms seek cost clarity per device
coating, and are loath to pay royalties. In the past,
these have kept the reagent costs low and tied the
success of a product to the coating vendor’s revenue.
However, royalties remain frequent, and may run
between 0.5% and 3% of sales. Unit royalties of
$0.25 to $15.00 per device are also common.
Some coating vendors offer programmes of free
reagents, but include a per-device charge, while
licence fees are another way a coating supplier can
recoup the significant costs of getting a facility up
and running with a validated process. One critical
question concerns waste – the amount of coating
per device may be low, but if your manufacturing
group is disposing of litres of coating, there will
be hidden costs.
Final Thoughts
Coating evaluation must start early. It is important
to organise finance, strategic sourcing, QA/RA and
process engineering together with the R&D team to
avoid surprises. Depending on the manufacturing
equipment, there may not be a choice between PVP or
HA; however, outsourcing should still be considered as
part of device innovation. Furthermore, by arranging
for new components to be coated at a tubing
vendor’s facility, it is possible to introduce the latest
technology without major investment. Finally, making
sure you have access to the coating vendor’s senior
management team is essential – mutual success is far
more likely when both teams understand their roles
and share their expectations.
and documentation needed to adequately characterise
reagents.It is vital that a fully documented certificate
of conformance exists with every shipment,and that
the vendor can provide evidence of analysis from an
independent outside laboratory.
R&D teams need to get coatings defined early in
the design process and choose the right chemistry
to achieve a lubricity and/or durability goal.Coating
thickness and performance following sterilisation
are parameters that take time to evaluate – for
example,if an inner lumen coating is involved,it is
necessary to fully validate the fill and drain technique.
To avoid delays,it is also imperative to establish
and test sterilisation parameters early on,as coating
chemistry will be affected if gamma or e-beam
sterilisation is planned.
Performance Tests
Almost every device manufacturer has some form
of performance test.If you ask an R&D engineer
about the method rationale,the answer will likely be:
“That is the way we have always done it.”This is not
necessarily an issue,but it is important to put your test
results into perspective.PVP coatings fare well in water
but test poorly in phosphate buffered saline (PBS),while
HA coatings test better in PBS than water.It is up to the
manufacturer to decide which is relevant to the body
and the application.
Pinch testing,rotational performance and similar
in vitro tests point to probable coating performance,
but do not equal the benefits of cadaver testing.
Cadavers commonly present multiple issues,including
compromised vasculature. By excising a calcified
femoral artery, it is possible to see how coatings
perform when contact is made with the porcelain-like
sharp features of the inner lumen.A hydrogel coating
is flexible and will maintain thickness and performance,
while a PVP coating will show signs of scoring. It is
necessary to view this to understand the frailty or
robustness of the coating; a dye test using Congo red
for PVP and toluidine blue O for HA helps to highlight
the relevant areas.
Keith Edwards is President and
Chief Executive Officer of Biocoat Inc.
In addition to his responsibility for
corporate management, Keith travels
extensively to clients in the medical
device manufacturing community to
provide Biocoat solutions to real design issues. Prior to
this, he was Group Product Manager at Biomet LLC,
where he oversaw the bone growth stimulation market.
Email: kedwards@biocoat.com

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IPT_June-14_pp 38-40 (Biocoat Inc) ke

  • 1. Innovations in Pharmaceutical Technology Issue 4938 Device Coatings ©Anterovium–Fotolia.com Keywords Biomedical device coating Lubricious polymers Ultraviolet and heat cure systems Biocompatibility testing By Keith Edwards at Biocoat Inc Research into polymers has led to the development of a valuable device coating market. But despite new innovations, manufacturing concerns remain, and it is important for companies to consider the full costs involved Keep it Covered The market for device coatings made from polymers was valued at around $712 million in annual sales in 2013.Within this,there are three distinct polymer groups: anti-microbial valuing at $62 million;lubricious at $270 million;and protective at $380 million.Another class of coatings concerns drug eluting – valuing $360 million – and is comprised of bio-absorbable polymers at $90 million and non-absorbable polymers at $270 million.As a whole,this market is growing at about 9% per year. This article focuses on the dynamics within the lubricious category,specifically on the highly lubricious coatings common to interventional catheters, guide wires and introducer sheaths. About $97 million of this $270 million category is represented by six competitors located in the US, UK and Netherlands,and several major device firms have their own in-house coatings in addition to outside vendor sources. Coating Chemistry The two most significant technologies utilised in biomedical device coatings are either polyvinylpyrrolidone (PVP) based, or contain naturally occurring hydrogels employing hyaluronic acid (HA) or a similar biocompatible polysaccharide. PVP itself is a well-studied,stable platform with a performance similar to soap – it is slippery when wet,but in demanding applications such as multiple insertions and retractions,there is a risk of coating
  • 2. iptonline.com 39Innovations in Pharmaceutical Technology Issue 49 hydrophilic surface – lubricity is a property that describes how slippery the surface is,while durability is meant to evaluate how long the slippery behaviour would last before degrading.Loss of durability in a hydrophilic surface is often felt in terms of higher co-efficient of friction.At the micro level,this is seen as the peeling or sloughing off of the coating. Manufacturing Concerns Process engineers will find significantly different manufacturing set-ups for a PVP-ultraviolet (UV) cure system,versus a heat cure required by HA coatings. Advantages to the UV procedure include short cure times.However,batch size is small,as the number of devices a UV chamber can hold are limited – typically 10-20.Heat cure systems,on the other hand,can accommodate batch sizes as big as the drying oven can handle.Processing a 200-unit batch is common in continuous dip and heat cure systems,while spray coating is showing some promise.Most systems today rely on a dip coat for a base coat or primer layer,and then a repeat with the hydrophilic coating. With considerable handling involved and material transfer required in a cleanroom environment,coating systems can be expensive and take up a considerable floor footprint. Once the choice is made on a coating and system, adjusting to the next generation (or an alternate vendor) can often be problematic.Current production cannot be easily shifted,for regulatory reasons,to a new, higher performance coating.Risk-averse management may view a new investment in facilities and coating resources as outside the firm’s core competency. Device firms may therefore find flexibility and capital equipment savings in outsourcing coating services – several vendors now offer this. Before making a choice either way, diligence is required and full access to a functional quality management system is a must.When taking the outsourcing route, some degree of control is lost. For vendors offering coating services, a key consideration is the incoming inspection of parts – it is frustrating for the coating service provider to find a shipment of raw tubing infiltrated with lint, dirt or other particles. Damage to tips and coils – key functional parts – can trip up the best of plans. Furthermore, the coating service supplier should be able to offer full verification and validation services, so that in the event of your firm seeking to transfer manufacturing in-house or to a remote factory, the process is already well-established and tested. As part of the manufacturing set-up,it is important to agree with the coatings supplier about the labelling degradation or drop-out.Some PVP-coated devices may appear to be whitish or flaky if the coating is not applied properly.Hyaluronic acid coatings are not lubricious when dry,but instantaneously hydrate when exposed to body fluids to form a hydrogel. Hydrogels have been favourably viewed as a platform for drug delivery,but commercial attempts have been disappointing. Next Steps Innovation in device coatings is driven by design inputs received from clinicians,R&D engineers and project managers.Recently,a new stakeholder with considerable weight has arrived in the form of regulatory agencies. Hydrophilic coatings have been employed on catheters for some time,to allow ease of insertion through large to remote vasculature – lubricity is an assumed property.A team of scientists at the US FDA has begun to take a closer look at coatings in terms of what they elute when in the body – in the form of particulates – and overall biocompatibility.They are keen to understand the details of device coatings as part of the overall review process. Meanwhile,select coatings vendors have placed considerable research effort into improving the robust nature of the bonding in coating layers. Using US Pharmacopeial Convention (USP) reference standard 788 as a guide,particulate generation is measured once a load is placed on a device.The count of particles below the 10 micron level and above the 25 micron level is measured. Good coatings will generate well below 25% of the USP 788 limits. Tests have to be conducted on each device as their topography may influence the results beyond the core nature of the coating chemistry. Industry efforts to find the holy grail of a fully proven anti-microbial coating face considerable obstacles in demonstrating safety and efficacy. Proving sustained release of an anti-microbial agent, effective against a broad range of bacteria for more than three days, is problematic.When a coating is 1-4 microns thick, only so much active agent can fit within the thin layer. As a result, when wet, the coating will act first for lubricity and secondly for drug release. If the antibiotic agent is unable to reach the surface of the coating or be exposed over time, even less activity can be anticipated. Chemically,hydrophilic coatings rely on surface interaction with water to provide an extremely lubricious surface.Lubricity,durability and low particulate count are a few terms associated with
  • 3. 40 Innovations in Pharmaceutical Technology Issue 49 iptonline.com Particle Counts Every R&D engineer has a solid quality assurance and regulatory affairs (QA/RA) team behind them as a resource and stakeholder.The most common theme in the FDA’s evaluation of a coated device is particle counts – low counts are achieved with a robust coating to the device substrate bond. The coating vendor should have sample particle counts on standard substrates as a guide for what to expect.The device will be tested for particles as part of overall biocompatibility testing, and the vendor should match the chemistry of the coating to ensure the strongest bond. Regulations and Cost Regulatory requirements from the US, EU and Japan require substantial documentation.Therefore, it is important to ensure that available data contains a complete list of all raw materials used. Biocompatibility tests on devices cost close to $25,000, so the vendor’s ability to provide a level of assurance for success is mandatory. Medical device firms seek cost clarity per device coating, and are loath to pay royalties. In the past, these have kept the reagent costs low and tied the success of a product to the coating vendor’s revenue. However, royalties remain frequent, and may run between 0.5% and 3% of sales. Unit royalties of $0.25 to $15.00 per device are also common. Some coating vendors offer programmes of free reagents, but include a per-device charge, while licence fees are another way a coating supplier can recoup the significant costs of getting a facility up and running with a validated process. One critical question concerns waste – the amount of coating per device may be low, but if your manufacturing group is disposing of litres of coating, there will be hidden costs. Final Thoughts Coating evaluation must start early. It is important to organise finance, strategic sourcing, QA/RA and process engineering together with the R&D team to avoid surprises. Depending on the manufacturing equipment, there may not be a choice between PVP or HA; however, outsourcing should still be considered as part of device innovation. Furthermore, by arranging for new components to be coated at a tubing vendor’s facility, it is possible to introduce the latest technology without major investment. Finally, making sure you have access to the coating vendor’s senior management team is essential – mutual success is far more likely when both teams understand their roles and share their expectations. and documentation needed to adequately characterise reagents.It is vital that a fully documented certificate of conformance exists with every shipment,and that the vendor can provide evidence of analysis from an independent outside laboratory. R&D teams need to get coatings defined early in the design process and choose the right chemistry to achieve a lubricity and/or durability goal.Coating thickness and performance following sterilisation are parameters that take time to evaluate – for example,if an inner lumen coating is involved,it is necessary to fully validate the fill and drain technique. To avoid delays,it is also imperative to establish and test sterilisation parameters early on,as coating chemistry will be affected if gamma or e-beam sterilisation is planned. Performance Tests Almost every device manufacturer has some form of performance test.If you ask an R&D engineer about the method rationale,the answer will likely be: “That is the way we have always done it.”This is not necessarily an issue,but it is important to put your test results into perspective.PVP coatings fare well in water but test poorly in phosphate buffered saline (PBS),while HA coatings test better in PBS than water.It is up to the manufacturer to decide which is relevant to the body and the application. Pinch testing,rotational performance and similar in vitro tests point to probable coating performance, but do not equal the benefits of cadaver testing. Cadavers commonly present multiple issues,including compromised vasculature. By excising a calcified femoral artery, it is possible to see how coatings perform when contact is made with the porcelain-like sharp features of the inner lumen.A hydrogel coating is flexible and will maintain thickness and performance, while a PVP coating will show signs of scoring. It is necessary to view this to understand the frailty or robustness of the coating; a dye test using Congo red for PVP and toluidine blue O for HA helps to highlight the relevant areas. Keith Edwards is President and Chief Executive Officer of Biocoat Inc. In addition to his responsibility for corporate management, Keith travels extensively to clients in the medical device manufacturing community to provide Biocoat solutions to real design issues. Prior to this, he was Group Product Manager at Biomet LLC, where he oversaw the bone growth stimulation market. Email: kedwards@biocoat.com