This document discusses the need to harmonize the process for reporting potential conflicts of interest in health care and life sciences. It notes that individuals are currently required to provide this information to various organizations in non-identical, time-consuming ways. The document proposes creating a common set of disclosure elements and a standardized digital format that individuals can use to easily report relationships to multiple requesting organizations. This would reduce burden on individuals and allow organizations to access standardized data more efficiently. It outlines goals and approaches discussed by working groups to define common elements and a process for centralized storage and retrieval of disclosure information.
Problem And Description Of Terms For DisseratationJenniferlaw1
This document summarizes a research study on medical malpractice and errors in the hospital system. The study investigated the lack of education and understanding of tort law among healthcare workers. Medical errors cause up to 98,000 preventable deaths annually in the US. The study aims to determine if providing education on tort law concepts would improve healthcare workers' understanding of negligence and reduce errors. The null hypotheses are that there is no significant difference between errors and lack of education, and that quantitative strategies have no impact on error rates.
Day 2 session 3 financing and governance v24_october2016 (1)mapc88812
The document discusses various aspects of financing for universal health coverage including:
1) Population coverage, health service coverage, and cost coverage are key dimensions of reforms for UHC.
2) In many low and middle income countries, high out-of-pocket expenditures negatively impact equity, access, and use of health services.
3) Reducing out-of-pocket costs requires addressing factors like irrational drug use and insufficient private sector regulation that contribute to cost escalation.
Defensive medicine effect on costs, quality, and access to healthcareAlexander Decker
This document discusses the practice of defensive medicine and its effects. Defensive medicine occurs when doctors order unnecessary tests or procedures in an attempt to reduce malpractice liability. The document finds that defensive medicine increases healthcare costs and can lower quality by leading doctors to avoid high-risk patients or procedures. It also discusses how defensive medicine practices like unnecessary referrals and extra diagnostic tests can limit access to care. The document examines factors that contribute to defensive medicine and its negative impacts on healthcare systems.
This document outlines Dan Hausman's critique of economic evaluations of health that rely on eliciting and aggregating individual preferences. Hausman argues that preferences are an unreliable guide to the value of health states for several reasons. People's preferences can be distorted by cognitive flaws and irrelevant factors. They are also often uninformed since health states are unfamiliar alternatives. Rather than relying on preferences, Hausman believes health economists should directly evaluate health states based on their effects on well-being, opportunities, autonomy, and other considerations.
1) The Quality and Outcomes Framework (QOF) in the UK introduced pay for performance in primary care on a large scale, providing financial incentives for general practices to meet performance criteria in clinical care, organization, patient experience, and additional services.
2) Studies found mixed results on the impact of QOF, with some evidence that it improved processes of care for certain conditions like diabetes but unintended consequences like a focus on financial targets over patient-centered care.
3) There is concern that pay for performance could undermine intrinsic motivations if it does not align with professional values or leads to unfair exclusions of complex patients, and some experts argue for transparency and feedback over financial incentives.
Apa format…450 words each. please include biblical integration. a AASTHA76
The document discusses the roles and functions of health informatics (HI) professionals. It covers several key points:
1. HI professionals are responsible for collecting, storing, organizing, and managing health data to improve healthcare services. Their roles require technical skills with health information systems, clinical knowledge of medical processes, and administrative skills.
2. Proper education and training are needed to build the clinical competence required for various HI roles. Experience and graduate-level education are important for advancing to higher positions.
3. HI professionals play critical roles on healthcare teams by ensuring standardized data, analyzing collected information, and supporting quality patient care through the use of technology.
This study assessed health care costs and utilization among union members from 2008-2010, comparing those who received primary care from providers participating in a public health initiative (PCIP) versus non-participating providers. Members accessing PCIP providers saw a 16% decrease in hospitalizations for chronic conditions, whereas non-PCIP members saw a 15% increase. PCIP access was associated with lower inpatient utilization and costs. Specialty care increased more for PCIP members with diabetes and hypertension. Overall, the results suggest population health initiatives incorporating electronic health records can reduce health care costs by decreasing hospitalizations for better chronic disease management.
Historical factors that have influenced health care, Health ManagementArdavan Shahroodi
The document discusses five historical factors that have influenced how healthcare is delivered in the US: 1) The authority of the medical profession in organizing care, 2) Viewing healthcare as a market commodity, 3) Limited role of government in healthcare, 4) Influence of technology, and 5) Effect of medical malpractice litigation. It analyzes each factor in more depth, particularly the role of physicians in establishing standards and controlling financing mechanisms, and how this led to physicians operating as self-interested entrepreneurs and healthcare as a market-based system. The document also discusses the increasing but still limited role of government in healthcare financing and regulation.
Problem And Description Of Terms For DisseratationJenniferlaw1
This document summarizes a research study on medical malpractice and errors in the hospital system. The study investigated the lack of education and understanding of tort law among healthcare workers. Medical errors cause up to 98,000 preventable deaths annually in the US. The study aims to determine if providing education on tort law concepts would improve healthcare workers' understanding of negligence and reduce errors. The null hypotheses are that there is no significant difference between errors and lack of education, and that quantitative strategies have no impact on error rates.
Day 2 session 3 financing and governance v24_october2016 (1)mapc88812
The document discusses various aspects of financing for universal health coverage including:
1) Population coverage, health service coverage, and cost coverage are key dimensions of reforms for UHC.
2) In many low and middle income countries, high out-of-pocket expenditures negatively impact equity, access, and use of health services.
3) Reducing out-of-pocket costs requires addressing factors like irrational drug use and insufficient private sector regulation that contribute to cost escalation.
Defensive medicine effect on costs, quality, and access to healthcareAlexander Decker
This document discusses the practice of defensive medicine and its effects. Defensive medicine occurs when doctors order unnecessary tests or procedures in an attempt to reduce malpractice liability. The document finds that defensive medicine increases healthcare costs and can lower quality by leading doctors to avoid high-risk patients or procedures. It also discusses how defensive medicine practices like unnecessary referrals and extra diagnostic tests can limit access to care. The document examines factors that contribute to defensive medicine and its negative impacts on healthcare systems.
This document outlines Dan Hausman's critique of economic evaluations of health that rely on eliciting and aggregating individual preferences. Hausman argues that preferences are an unreliable guide to the value of health states for several reasons. People's preferences can be distorted by cognitive flaws and irrelevant factors. They are also often uninformed since health states are unfamiliar alternatives. Rather than relying on preferences, Hausman believes health economists should directly evaluate health states based on their effects on well-being, opportunities, autonomy, and other considerations.
1) The Quality and Outcomes Framework (QOF) in the UK introduced pay for performance in primary care on a large scale, providing financial incentives for general practices to meet performance criteria in clinical care, organization, patient experience, and additional services.
2) Studies found mixed results on the impact of QOF, with some evidence that it improved processes of care for certain conditions like diabetes but unintended consequences like a focus on financial targets over patient-centered care.
3) There is concern that pay for performance could undermine intrinsic motivations if it does not align with professional values or leads to unfair exclusions of complex patients, and some experts argue for transparency and feedback over financial incentives.
Apa format…450 words each. please include biblical integration. a AASTHA76
The document discusses the roles and functions of health informatics (HI) professionals. It covers several key points:
1. HI professionals are responsible for collecting, storing, organizing, and managing health data to improve healthcare services. Their roles require technical skills with health information systems, clinical knowledge of medical processes, and administrative skills.
2. Proper education and training are needed to build the clinical competence required for various HI roles. Experience and graduate-level education are important for advancing to higher positions.
3. HI professionals play critical roles on healthcare teams by ensuring standardized data, analyzing collected information, and supporting quality patient care through the use of technology.
This study assessed health care costs and utilization among union members from 2008-2010, comparing those who received primary care from providers participating in a public health initiative (PCIP) versus non-participating providers. Members accessing PCIP providers saw a 16% decrease in hospitalizations for chronic conditions, whereas non-PCIP members saw a 15% increase. PCIP access was associated with lower inpatient utilization and costs. Specialty care increased more for PCIP members with diabetes and hypertension. Overall, the results suggest population health initiatives incorporating electronic health records can reduce health care costs by decreasing hospitalizations for better chronic disease management.
Historical factors that have influenced health care, Health ManagementArdavan Shahroodi
The document discusses five historical factors that have influenced how healthcare is delivered in the US: 1) The authority of the medical profession in organizing care, 2) Viewing healthcare as a market commodity, 3) Limited role of government in healthcare, 4) Influence of technology, and 5) Effect of medical malpractice litigation. It analyzes each factor in more depth, particularly the role of physicians in establishing standards and controlling financing mechanisms, and how this led to physicians operating as self-interested entrepreneurs and healthcare as a market-based system. The document also discusses the increasing but still limited role of government in healthcare financing and regulation.
This document summarizes two case studies that used systems dynamics modeling to understand health system resilience in contexts of crisis.
The first case study examined continuity of HIV services in Cote d'Ivoire during political unrest following a disputed election. Key factors that supported service continuation included flexibility in drug supply and allocation, prioritizing essential services, and external support.
The second case study analyzed MNCH services in Nigeria amidst Boko Haram attacks. Workshops with stakeholders developed systems models identifying vulnerabilities and leverage points. Strong political will, flexible staffing and supplies, and community cooperation helped mitigate impacts on utilization and quality.
The document summarizes chapters 1-3 of an introduction to the healthcare industry textbook. It provides an overview of healthcare systems, including their components, organization in the US, and management. Key points covered include the uniqueness of the US system compared to other countries, types of healthcare services and facilities, the healthcare workforce, suppliers of therapeutics, training and research institutions, and financing mechanisms. Population characteristics and criteria for assessing healthcare performance are also summarized.
The document defines key public health terminology used by the Oregon Health Authority, including definitions of public health concepts like access, assessment, assurance, behavioral risk factors, benchmarks, best practices, boards of health, cultural competence, determinants of health, environmental health, epidemiology, and essential public health services. It also describes several federal agencies that support public health work, such as the CDC, HRSA, FDA, and EPA.
Relationship Between Fiscal Decentralization and Health Care Financing in Uas...Triple A Research Journal
ABSTRACT
This study examined the relationship between fiscal decentralization and health care financing in Uasin Gishu County Kenya, the researcher sought to answer the following research questions; To what extend does the adequacy of decentralized funds influence health care financing in Uasin Gishu County Kenya? How effective was health management team in influencing health care financing in Uasin Gishu County Kenya? How does budgeting and allocation of decentralized funds affect health care financing in Uasin Gishu County Kenya? Lastly, what were the effects of decentralized fund expenditure on health care financing in Uasin Gishu County Kenya? The researcher used ex-post facto research design. Both stratified sampling and random sampling technique was used to select the respondents. The target population for the study was 98 employees working in health department with a sample size of 79 respondents whom comprised of permanent health workers working in the major hospitals in the county. Questionnaires were employed as the major data collection tools. Data were analysed through descriptive statistics and hypothesis is tested by use of chi square. The analysis of the data was done with Statistical package for social science (SPSS) version 20 and the data was presented though use of graphs and tables for clear understanding of the results. The findings from the study therefore rejected the null hypotheses and concluded that there exists statistically significant relationship between adequacy of decentralized funds, management effectiveness and budgetary mechanism and the level of health care financing. This means that whenever the health management team are effective in managing the decentralized funds well, there is an increase in the level of health care financing.
Keywords: Fiscal Decentralization and Healthcare financing
Racial and Socioeconomic Disparities in Substance Abuse TreatmentAlexandraPerkins5
This document provides an overview of racial and socioeconomic disparities in substance abuse treatment in the United States. It discusses how factors like insurance coverage, treatment availability, and social determinants can influence disparities in treatment completion and outcomes. Specifically, it notes that Black and Hispanic youth are less likely to complete substance abuse treatment than white youth. While Medicaid expands coverage for treatment, not all providers accept it, creating availability issues. The document also explores historical models of addiction and how they impacted disparities, and examines various treatment approaches including medication-assisted treatment, peer-based support, and harm reduction strategies.
4 replies one for each claudiamajor disasters and emeAASTHA76
This document discusses health policies and their impact on nursing practice, particularly during disasters and emergencies. It notes that health policies provide guidelines for patient care during normal times and can act as a "guiding light" during abnormal situations like disasters. Nurses must be trained on protocols and have a general understanding of what to do in emergencies in order to respond rapidly and effectively. The document also emphasizes that nurses should feel confident in their actions during emergencies and that their experiences can help inform future health policies.
This document discusses approaches to improving emergency department (ED) throughput and addressing overcrowding. It provides background on the problem of ED overcrowding, including factors contributing to increased patient volumes and decreased bed capacity. Common models for improving throughput focus on separating patients by acuity, expediting diagnostics, and using technology. The document also discusses a conceptual model of ED crowding involving input, throughput, and output phases. Key approaches to improving throughput discussed are patient-specific flow models, rapid triage, providers in triage, flow expeditors, and technology. The significance of addressing overcrowding relates to accreditation standards, hospital finances, and patient satisfaction.
Consumer health: time for a regulatory re-think? is a report by RB in association with PAGB, written by the Economist Intelligence Unit. It looks at the changing healthcare environment and the role self-care plays and efforts at regulatory harmonisation, the barriers they have encountered, and prospects for the future.
This chapter discusses the various types of healthcare providers in the United States, including physicians, nurses, and other roles. It outlines the history and education/licensing requirements for physicians and how they typically practice medicine. It also describes the different levels of nurses, from registered nurses to advanced practice nurses. The chapter addresses current and projected nursing shortages in the US healthcare system. It provides an overview of the complex mix of health personnel and some gaps and issues around distribution of providers across geographic areas.
This document discusses six possibilities for improving health care: 1) Focusing on improving value for patients by measuring outcomes like survival, recovery, and costs; 2) Satisfying the needs of sick people as outlined in the Hippocratic Oath; 3) Providing treatment for chronic diseases while also focusing more on prevention; 4) Educating people to live healthier lives through lifestyle choices, cooking skills, and community support; 5) Helping people discover their values and purpose to achieve well-being; and 6) Expressing love as the foundation of healthcare as described by one doctor. The document provides background on each possibility and links to additional resources.
This document discusses managed care and group medical practices. It describes how group practices can provide benefits to both physicians and patients by sharing resources and responsibilities. However, it also notes potential disadvantages like less choice for patients. The document also examines the development of health maintenance organizations (HMOs) and how they aim to contain costs while providing comprehensive care. However, HMOs have been criticized for potentially limiting access and quality of care in some cases. The appropriate level of control managers should have over clinical decisions compared to physician autonomy is also debated.
This document discusses several enduring problems in healthcare systems including uncertainty about clinical effectiveness due to poor quality research, persistent variations in clinical practice, patient safety issues, reluctance to manage skill mix, and poor outcome measurement. It also outlines some achievements of the UK healthcare system such as the establishment of NICE to evaluate clinical and cost effectiveness, introduction of targets to reduce wait times, and beginning to benchmark safety incidents. However, it notes continuous reorganizations have not been properly evaluated and there is a need for greater focus on improving average performance and ensuring best practices are universally adopted.
2008 Pov Ill Book Challenges In Identifying Poor Oddar Meanchey Cambodiawvdamme
This document summarizes a study that assessed household eligibility for a Health Equity Fund (HEF) in Oddar Meanchey, Cambodia four years after an initial pre-identification process. The study evaluated three tools to assess HEF eligibility: 1) a scoring tool used in the original pre-identification, 2) interviewer assessments, and 3) a socioeconomic status index. The results showed high targeting errors across all three tools, suggesting that the original HEF eligibility granted through pre-identification four years prior did not accurately reflect households' current poverty status. Regular updates of pre-identification combined with post-identification are recommended to minimize targeting errors in the future.
The Personalized Medicine Coalition 2015 Annual Report summarizes the organization's work in education, advocacy, and impact over the past year. It highlights key events including a Congressional briefing on personalized medicine that educated over 125 people, including 50 Congressional staffers. The report also outlines challenges to personalized medicine such as obstacles in science, regulation, and reimbursement, but notes the biopharmaceutical industry remains committed with over 40% of drugs in development being personalized medicines.
White House Office of National Drug Control Policy on the implications of health reform in substance abuse prevention and treatment.
(Keith Humphreys
Senior Policy Advisor, White House ONDCP)
The document discusses key aspects of evaluating healthcare system performance based on three criteria: quality, equity, and efficiency. Quality is assessed by examining structure, process, and outcomes at both the clinical and population levels. Equity looks at fair access and treatment across groups. Efficiency aims to deliver services at minimum cost. Data and health information technology are critical to comprehensively measure performance over time on a national scale.
The US health system is complex, relying on government, private markets, and charities. It consists of private health insurance, government programs like Medicare and Medicaid, and a public health system. Major components include private physicians and hospitals, as well as health maintenance organizations. The system faces rising costs and led to the 2010 Affordable Care Act which expanded insurance coverage.
This document discusses ethical and policy factors related to care coordination. It addresses how government policies like the Affordable Care Act and HIPAA affect care coordination and can create ethical dilemmas. The American Nurses Association has developed a code of ethics to guide nursing practices related to care coordination and emphasizes patient-centered care and collaborative leadership. Social determinants of health like socioeconomic status, education, and environment influence individuals' health outcomes.
This document summarizes strategies that have been implemented across several states to reduce preventable emergency department visits and generate healthcare savings. It discusses programs in Alaska, Oregon, Washington, Maryland, and other states that focus on assigning case managers, implementing copayments, building primary care clinics, and educating patients in order to decrease unnecessary emergency room use and costs, especially among Medicaid patients. Evaluation of these programs shows early success in reducing emergency visits and generating millions of dollars in healthcare savings.
NNLO PDF fits with top-quark pair differential distributionsJuan Rojo
Juan Rojo presented a study on including top-quark pair differential distributions in NNLO global PDF fits. The distributions provide stringent constraints on the large-x gluon, comparable to inclusive jet data. Fitting normalized distributions and including one distribution from ATLAS and CMS improves the description of data and reduces PDF uncertainties, particularly at high masses important for BSM searches. Some tension is seen between ATLAS and CMS measurements that can be reduced by fitting the experiments separately. Differential top data will be essential for future global PDF fits.
El documento es la letra de una canción que expresa el dolor de un hombre que no puede olvidar a una mujer que fue muy importante para él. A través de la canción, el hombre describe cuán bella y especial era la mujer y lo difícil que es vivir sin ella después de que se fue de su vida como el viento. Él daría cualquier cosa por volver a besarla y abrazarla una vez más porque solo ella es inolvidable para su corazón.
This document summarizes two case studies that used systems dynamics modeling to understand health system resilience in contexts of crisis.
The first case study examined continuity of HIV services in Cote d'Ivoire during political unrest following a disputed election. Key factors that supported service continuation included flexibility in drug supply and allocation, prioritizing essential services, and external support.
The second case study analyzed MNCH services in Nigeria amidst Boko Haram attacks. Workshops with stakeholders developed systems models identifying vulnerabilities and leverage points. Strong political will, flexible staffing and supplies, and community cooperation helped mitigate impacts on utilization and quality.
The document summarizes chapters 1-3 of an introduction to the healthcare industry textbook. It provides an overview of healthcare systems, including their components, organization in the US, and management. Key points covered include the uniqueness of the US system compared to other countries, types of healthcare services and facilities, the healthcare workforce, suppliers of therapeutics, training and research institutions, and financing mechanisms. Population characteristics and criteria for assessing healthcare performance are also summarized.
The document defines key public health terminology used by the Oregon Health Authority, including definitions of public health concepts like access, assessment, assurance, behavioral risk factors, benchmarks, best practices, boards of health, cultural competence, determinants of health, environmental health, epidemiology, and essential public health services. It also describes several federal agencies that support public health work, such as the CDC, HRSA, FDA, and EPA.
Relationship Between Fiscal Decentralization and Health Care Financing in Uas...Triple A Research Journal
ABSTRACT
This study examined the relationship between fiscal decentralization and health care financing in Uasin Gishu County Kenya, the researcher sought to answer the following research questions; To what extend does the adequacy of decentralized funds influence health care financing in Uasin Gishu County Kenya? How effective was health management team in influencing health care financing in Uasin Gishu County Kenya? How does budgeting and allocation of decentralized funds affect health care financing in Uasin Gishu County Kenya? Lastly, what were the effects of decentralized fund expenditure on health care financing in Uasin Gishu County Kenya? The researcher used ex-post facto research design. Both stratified sampling and random sampling technique was used to select the respondents. The target population for the study was 98 employees working in health department with a sample size of 79 respondents whom comprised of permanent health workers working in the major hospitals in the county. Questionnaires were employed as the major data collection tools. Data were analysed through descriptive statistics and hypothesis is tested by use of chi square. The analysis of the data was done with Statistical package for social science (SPSS) version 20 and the data was presented though use of graphs and tables for clear understanding of the results. The findings from the study therefore rejected the null hypotheses and concluded that there exists statistically significant relationship between adequacy of decentralized funds, management effectiveness and budgetary mechanism and the level of health care financing. This means that whenever the health management team are effective in managing the decentralized funds well, there is an increase in the level of health care financing.
Keywords: Fiscal Decentralization and Healthcare financing
Racial and Socioeconomic Disparities in Substance Abuse TreatmentAlexandraPerkins5
This document provides an overview of racial and socioeconomic disparities in substance abuse treatment in the United States. It discusses how factors like insurance coverage, treatment availability, and social determinants can influence disparities in treatment completion and outcomes. Specifically, it notes that Black and Hispanic youth are less likely to complete substance abuse treatment than white youth. While Medicaid expands coverage for treatment, not all providers accept it, creating availability issues. The document also explores historical models of addiction and how they impacted disparities, and examines various treatment approaches including medication-assisted treatment, peer-based support, and harm reduction strategies.
4 replies one for each claudiamajor disasters and emeAASTHA76
This document discusses health policies and their impact on nursing practice, particularly during disasters and emergencies. It notes that health policies provide guidelines for patient care during normal times and can act as a "guiding light" during abnormal situations like disasters. Nurses must be trained on protocols and have a general understanding of what to do in emergencies in order to respond rapidly and effectively. The document also emphasizes that nurses should feel confident in their actions during emergencies and that their experiences can help inform future health policies.
This document discusses approaches to improving emergency department (ED) throughput and addressing overcrowding. It provides background on the problem of ED overcrowding, including factors contributing to increased patient volumes and decreased bed capacity. Common models for improving throughput focus on separating patients by acuity, expediting diagnostics, and using technology. The document also discusses a conceptual model of ED crowding involving input, throughput, and output phases. Key approaches to improving throughput discussed are patient-specific flow models, rapid triage, providers in triage, flow expeditors, and technology. The significance of addressing overcrowding relates to accreditation standards, hospital finances, and patient satisfaction.
Consumer health: time for a regulatory re-think? is a report by RB in association with PAGB, written by the Economist Intelligence Unit. It looks at the changing healthcare environment and the role self-care plays and efforts at regulatory harmonisation, the barriers they have encountered, and prospects for the future.
This chapter discusses the various types of healthcare providers in the United States, including physicians, nurses, and other roles. It outlines the history and education/licensing requirements for physicians and how they typically practice medicine. It also describes the different levels of nurses, from registered nurses to advanced practice nurses. The chapter addresses current and projected nursing shortages in the US healthcare system. It provides an overview of the complex mix of health personnel and some gaps and issues around distribution of providers across geographic areas.
This document discusses six possibilities for improving health care: 1) Focusing on improving value for patients by measuring outcomes like survival, recovery, and costs; 2) Satisfying the needs of sick people as outlined in the Hippocratic Oath; 3) Providing treatment for chronic diseases while also focusing more on prevention; 4) Educating people to live healthier lives through lifestyle choices, cooking skills, and community support; 5) Helping people discover their values and purpose to achieve well-being; and 6) Expressing love as the foundation of healthcare as described by one doctor. The document provides background on each possibility and links to additional resources.
This document discusses managed care and group medical practices. It describes how group practices can provide benefits to both physicians and patients by sharing resources and responsibilities. However, it also notes potential disadvantages like less choice for patients. The document also examines the development of health maintenance organizations (HMOs) and how they aim to contain costs while providing comprehensive care. However, HMOs have been criticized for potentially limiting access and quality of care in some cases. The appropriate level of control managers should have over clinical decisions compared to physician autonomy is also debated.
This document discusses several enduring problems in healthcare systems including uncertainty about clinical effectiveness due to poor quality research, persistent variations in clinical practice, patient safety issues, reluctance to manage skill mix, and poor outcome measurement. It also outlines some achievements of the UK healthcare system such as the establishment of NICE to evaluate clinical and cost effectiveness, introduction of targets to reduce wait times, and beginning to benchmark safety incidents. However, it notes continuous reorganizations have not been properly evaluated and there is a need for greater focus on improving average performance and ensuring best practices are universally adopted.
2008 Pov Ill Book Challenges In Identifying Poor Oddar Meanchey Cambodiawvdamme
This document summarizes a study that assessed household eligibility for a Health Equity Fund (HEF) in Oddar Meanchey, Cambodia four years after an initial pre-identification process. The study evaluated three tools to assess HEF eligibility: 1) a scoring tool used in the original pre-identification, 2) interviewer assessments, and 3) a socioeconomic status index. The results showed high targeting errors across all three tools, suggesting that the original HEF eligibility granted through pre-identification four years prior did not accurately reflect households' current poverty status. Regular updates of pre-identification combined with post-identification are recommended to minimize targeting errors in the future.
The Personalized Medicine Coalition 2015 Annual Report summarizes the organization's work in education, advocacy, and impact over the past year. It highlights key events including a Congressional briefing on personalized medicine that educated over 125 people, including 50 Congressional staffers. The report also outlines challenges to personalized medicine such as obstacles in science, regulation, and reimbursement, but notes the biopharmaceutical industry remains committed with over 40% of drugs in development being personalized medicines.
White House Office of National Drug Control Policy on the implications of health reform in substance abuse prevention and treatment.
(Keith Humphreys
Senior Policy Advisor, White House ONDCP)
The document discusses key aspects of evaluating healthcare system performance based on three criteria: quality, equity, and efficiency. Quality is assessed by examining structure, process, and outcomes at both the clinical and population levels. Equity looks at fair access and treatment across groups. Efficiency aims to deliver services at minimum cost. Data and health information technology are critical to comprehensively measure performance over time on a national scale.
The US health system is complex, relying on government, private markets, and charities. It consists of private health insurance, government programs like Medicare and Medicaid, and a public health system. Major components include private physicians and hospitals, as well as health maintenance organizations. The system faces rising costs and led to the 2010 Affordable Care Act which expanded insurance coverage.
This document discusses ethical and policy factors related to care coordination. It addresses how government policies like the Affordable Care Act and HIPAA affect care coordination and can create ethical dilemmas. The American Nurses Association has developed a code of ethics to guide nursing practices related to care coordination and emphasizes patient-centered care and collaborative leadership. Social determinants of health like socioeconomic status, education, and environment influence individuals' health outcomes.
This document summarizes strategies that have been implemented across several states to reduce preventable emergency department visits and generate healthcare savings. It discusses programs in Alaska, Oregon, Washington, Maryland, and other states that focus on assigning case managers, implementing copayments, building primary care clinics, and educating patients in order to decrease unnecessary emergency room use and costs, especially among Medicaid patients. Evaluation of these programs shows early success in reducing emergency visits and generating millions of dollars in healthcare savings.
NNLO PDF fits with top-quark pair differential distributionsJuan Rojo
Juan Rojo presented a study on including top-quark pair differential distributions in NNLO global PDF fits. The distributions provide stringent constraints on the large-x gluon, comparable to inclusive jet data. Fitting normalized distributions and including one distribution from ATLAS and CMS improves the description of data and reduces PDF uncertainties, particularly at high masses important for BSM searches. Some tension is seen between ATLAS and CMS measurements that can be reduced by fitting the experiments separately. Differential top data will be essential for future global PDF fits.
El documento es la letra de una canción que expresa el dolor de un hombre que no puede olvidar a una mujer que fue muy importante para él. A través de la canción, el hombre describe cuán bella y especial era la mujer y lo difícil que es vivir sin ella después de que se fue de su vida como el viento. Él daría cualquier cosa por volver a besarla y abrazarla una vez más porque solo ella es inolvidable para su corazón.
The document summarizes progress in the NNPDF global analysis of parton distribution functions. It discusses past NNPDF analyses from 2012-2015 and plans for future analyses, including NNPDF3.1 which will include new LHC data and improve the determination of intrinsic charm. It also presents results from fits allowing the charm content of the proton to be determined from data rather than assumed from perturbation theory, finding the data support a small intrinsic charm component within uncertainties.
Este documento resume la inteligencia artificial. Define la IA como un área multidisciplinaria que combina varios campos con el objetivo de crear máquinas que puedan pensar por sí mismas. Explora las categorías, historia, pioneros e investigaciones de la IA, así como sus aplicaciones actuales y futuro. Finalmente, discute los pros y contras potenciales de la IA.
Reto de elaboracion_el_narcotráfico_en_méxicoefrainrey12
El documento describe el narcotráfico en México. Explica que el narcotráfico comenzó con el consumo de plantas alucinógenas por los antiguos mexicanos y chamanes, y luego creció en Sinaloa debido a su clima. Actualmente, los principales estados involucrados son Baja California, Sinaloa, San Luis Potosí, Guadalajara, Estado de México y Oaxaca. Los gobiernos de Felipe Calderón y Enrique Peña Nieto han combatido el narcotráfico capturando líderes de car
Neural Network Fits of Parton DistributionsJuan Rojo
The document discusses neural network fits of parton distribution functions (PDFs). It describes the NNPDF approach, which uses artificial neural networks as universal interpolators to parametrize PDFs without theoretical bias, in contrast to traditional approaches. The NNPDF method also uses a Monte Carlo replica method to estimate PDF uncertainties without linear approximations. Recent NNPDF results include determinations of PDFs including quantum electrodynamics corrections and an investigation of the intrinsic charm content of the proton.
Probing electroweak symmetry breaking with Higgs pair production at the LHCJuan Rojo
The document discusses probing electroweak symmetry breaking with Higgs pair production at the LHC. It notes that double Higgs production allows reconstructing the full electroweak symmetry breaking potential and probing the Higgs self-interaction. While rates are small in the Standard Model, many BSM scenarios enhance double Higgs production. The document focuses on the challenging 4b final state, discussing multivariate analysis techniques that could help observe Higgs pair production in this channel at the HL-LHC.
The impact of new collider data into the NNPDF global analysisJuan Rojo
The document summarizes Juan Rojo's presentation on the impact of new collider data in the NNPDF global analysis. It discusses updates and improvements to the NNPDF methodology, including adopting the public code APFEL, adding new LHC datasets like LHCb and top quark pair differential distributions, and analyzing the impact on parton distributions from including precise Tevatron and LHC Z boson data. Preliminary results from NNPDF3.1 indicate good stability compared to the previous NNPDF3.0 analysis, with reduced uncertainties and improved flavor separation from new experimental inputs.
Probes of small-x QCD from HERA to the LHCJuan Rojo
This document discusses probes of small-x QCD physics from HERA to the LHC. It begins with an overview of parton distribution functions and the global analysis used to determine them. It then discusses various processes that are sensitive to the low-x gluon, such as direct photon and top quark production at the LHC. Forward charm production measured by LHCb is also highlighted as providing valuable constraints on the small-x gluon. The implications for modeling soft QCD processes and predicting neutrino fluxes are briefly mentioned.
Statistical issues in global fits: Lessons from PDF determinationsJuan Rojo
The document discusses statistical issues that arise in global fits to determine parton distribution functions (PDFs) from experimental data. It notes that PDF fits must combine data from different collision types and experiments, which can have inconsistent measurements. Traditional PDF fitting methods make restrictive assumptions that introduce bias, while the NNPDF approach uses neural networks and Monte Carlo replicas to avoid biases and faithfully represent uncertainties, including in regions with limited data. Inconsistent data poses challenges and requires delicate handling in global fits to obtain statistically sound PDF results.
Conflict of interest week 3 written assignment mhashendrix489
The document discusses conflicts of interest that can occur in the healthcare system. It describes how financial relationships between healthcare providers and pharmaceutical companies can influence treatment decisions in ways that are not in the best interest of patients. These conflicts exist when providers' personal or financial interests affect their professional judgment. While disclosure of potential conflicts is important, the document argues stricter policies are needed to manage relationships between healthcare organizations and industry.
Building Patient-Centeredness in the Real World: The Engaged Patient and the ...EngagingPatients
This paper examines the separate but intertwined ethical, economic and clinical concepts of patientcenteredness and how ACOs provide a structure for turning those concepts into a functioning reality.
This document summarizes a workshop focused on opportunities for collaboration between health care and public health. It discusses four topics: payment reform, the Million Hearts initiative, the relationship between hospitals and public health, and collaboration for asthma care. Case studies on payment reform in Ohio and the Million Hearts initiative in New York are provided. The workshop highlighted the importance of communication and partnership across different levels (e.g. state, community) and sectors (e.g. health care, public health, social services) to improve population health outcomes.
The document discusses pay for performance (P4P) incentives in healthcare and their impact on quality, cost, and financing. It provides background on quality improvement efforts and defines key concepts like structure, process, and outcomes. It then outlines current legislation and initiatives like the Affordable Care Act that link reimbursement to quality metrics. P4P aims to change how care is delivered and financed to improve outcomes while reducing waste. However, it also impacts providers' finances as payments may decrease for preventable readmissions or hospital-acquired conditions.
The document summarizes the Partners HealthCare Patient Gateway, which allows patients to access their medical information online. It discusses how the gateway aims to address issues like medical errors due to a lack of access to patient information. It also notes that the gateway is part of Partners HealthCare's efforts to improve patient-centered care by better engaging and informing patients.
The document summarizes a health consumerism survey conducted in North Texas. The survey aimed to understand patient preferences and experiences accessing healthcare. It collected both qualitative and quantitative data through an online and paper-based questionnaire distributed across Tarrant County. Key findings included high levels of patient satisfaction overall with provider communication and care coordination. However, some areas for improvement were identified such as encouraging patients to ask questions and using visual aids. The survey also found that the majority of respondents were not willing to have someone monitor their medications due to privacy concerns. Education levels did not impact understanding of provider explanations. The results provide insights into patient behaviors and opportunities to further engage consumers in their healthcare.
Here are the key points regarding ethical issues surrounding the use of collective health records for research purposes:
- Advancements in technology have enabled the use of large-scale health record information for research, but this also raises ethical concerns about privacy and confidentiality.
- Privacy refers to an individual's control over their own personal information, while confidentiality involves legal and ethical obligations not to disclose private information without consent.
- It is often impossible to obtain individual consent when using large database information from millions of records for public health research studies. While there may be no physical harm, other issues like a breach of privacy could occur without proper precautions.
- Countries have enacted or are considering strict laws on health information confidentiality. However
Here are the key points regarding ethical issues surrounding the use of collective health records for research purposes:
- Advancements in technology have enabled the use of large-scale health record information for research, but this also raises ethical concerns about privacy and confidentiality.
- Privacy refers to an individual's control over their own personal information, while confidentiality involves legal and ethical obligations not to disclose private information without consent.
- It is often impossible to obtain individual consent from each patient when using large databases for public health research studies. While there may be no physical harm, other issues like a breach of privacy could occur without proper protections.
- Many countries have laws governing the confidentiality of health information to address these ethical concerns. However
The PPACA of 2010PPACA of 2010 brought many changes to the types o.docxsuzannewarch
The PPACA of 2010
PPACA of 2010 brought many changes to the types of provider organizations available. ACOs and PCMHs are two new organizations formed under PPACA. Using the readings this week, discuss the origin, structure, and purpose of the new organizations formed under PPACA.
Using South University Online Library (for example, CINAHL) or the Internet, search any three articles from the list below and evaluate the challenges and opportunities facing payers and providers as ACOs and PCMHs are implemented:
The patient-center medical home and managed care: Times have changed, some components have not (Baird, 2011).
Patient-centered medical homes: Will health care reform provide new options for rural communities and providers? (Bolin, Gamm, Vest, Edwardson, & Miller, 2011)
Accountable Care Organizations: The case for flexible partnerships between health plans and providers (Goldsmith, 2011).
Payment reform for primary care within the accountable care organization a critical issue for health system reform (Goroll & Schoenbaum, 2012).
Accountable care organizations, the patient-centered medical home, and health care reform: What does it all mean? (Longworth, 2011)
Implementing accountable care organizations: Ten potential mistakes and how to learn from them (Singer & Shortell, 2011).
Based on your research, summarize your findings on the selected topics and compile your observations in a 5- to 6-page Microsoft Word document.
Support your responses with examples.
Cite any sources in APA format.
References
:
Baird, M. A. (2011). The patient-center medical home and managed care: Times
have changed, some components have not.
The Journal of the American
Board of Family Medicine
,
24
(6), 630–632.
Bolin, J. N., Gamm, L., Vest, J. R., Edwardson, N., & Miller, T. R. (2011).
Patient-centered medical homes: Will health care reform provide new
options for rural communities and providers?
Family & Community
Health
,
34
(2), 93–101.
Goldsmith, J. (2011). Accountable Care Organizations: The case for flexible
partnerships between health plans and providers.
Health Affairs
,
30
(1), 32–40.
Goroll, A. H., & Schoenbaum, S. C. (2012). Payment reform for primary care
within the accountable care organization a critical issue for health system
reform. JAMA:
The Journal of the American Medical Association
,
308
(6), 577–578.
Longworth, D. L. (2011). Accountable care organizations, the patient-centered
medical home, and health care reform: What does it all mean?
Cleveland Clinic Journal of Medicine
,
78
(9), 571–582.
Singer, S., & Shortell, S. M. (2011). Implementing accountable care
organizations: Ten potential mistakes and how to learn from them. JAMA:
The Journal of the American Medical Association
,
306
(7), 758.
Assignment 2 Grading Criteria
Maximum Points
Discussed the impact of health care reform on patients and prov.
This document discusses strategies for standardizing handoff processes throughout healthcare organizations. It explains that standardizing handoffs is challenging but important for patient safety, as ineffective handoffs can lead to medical errors and other issues. The document outlines some key steps for organizations to take, such as developing and implementing a standardized process, obtaining leadership and staff buy-in, and addressing hierarchical relationships among staff that can hinder communication. Standardizing handoffs requires significant cultural change across an entire organization.
64 journal of law, medicine & ethicsDreams and Nightmare.docxevonnehoggarth79783
64 journal of law, medicine & ethics
Dreams and
Nightmares:
Practical and
Ethical Issues
for Patients and
Physicians Using
Personal Health
Records
Matthew Wynia and Kyle Dunn
Introduction and Definitions
The term “Electronic Health Records” (EHR) means
something different to each of the stakeholders in
health care, but it always seems to carry a degree of
emotional baggage. Increasingly, EHRs are advert-
ized as a nearly unmitigated good that will transform
medical care, improve safety and efficiency, allow
better patient engagement, and open the door to an
era of cheap, effective, timely, and patient-centered
care.1 Indeed, for some EHR proponents the ben-
efits of adopting them are so obvious that adoption
has become an end in itself.2 But for others — and
especially for a number of skeptical practitioners and
patients — EHR is a code word that portends the cor-
porate transformation of health care delivery, the loss
of patient privacy, the demand that patients bear more
responsibility in health care, and the unreflective take-
over of the health care system by people who do not
understand medical care or how health care relation-
ships unfold.3
For our purposes, we will consider EHRs impar-
tially, as a set of tools that can be used for a variety of
purposes. We define EHRs broadly as any electronic
means of storing and transferring health-related
information. We exclude from this definition the use
of the telephone and fax, arguably precursors to the
electronic means of data exchange now available. Like
face-to-face and paper-based interactions, the tele-
phone and fax are generally limited to two people.
Breaches of phone line security, while possible and
perhaps even frequent, are unlikely to affect thou-
sands of people at once.
In this paper, we examine the development of a new
set of EHR tools, Personal Health Records (PHRs).
PHRs may be variously defined (Table I) and have sev-
eral potential functional and payment models (Table
II), but the general aim of all PHRs is to increase
patients’ access to and sense of ownership over their
health care information. According to the Markle
Foundation, the advent of PHRs “represents a transi-
tion from a patient record that is physician-centered
to one that is patient-centered, prospective, interac-
Matthew Wynia, M.D., M.P.H., is the Director of the In-
stitute for Ethics at the American Medical Association and a
Clinical Assistant Professor at the University of Chicago. He
received his M.D. from the Oregon Health and Science Univer-
sity in Portland, Oregon and his M.P.H. from Harvard Uni-
versity School of Public Health in Boston, MA. Kyle Dunn,
M.H.S., was a Research Assistant at the Institute for Ethics
at the American Medical Association and is now a Ph.D. can-
didate in the Department of Health Policy and Management
at the Johns Hopkins Bloomberg School of Public Health. He
received a B.S. in Molecular, Cellular and Developmental Bi-
ology .
This document summarizes a presentation on developing patient engagement strategies to address four converging legislative initiatives in 2013: Meaningful Use, Accountable Care Organizations, hospital readmissions reduction, and hospital value-based purchasing. It discusses each initiative and their goals of improving care, health outcomes, and slowing cost growth. It emphasizes "output-oriented" Meaningful Use objectives focused on patient education and access to health information. Best practices are outlined for informed consent, pre-procedure instructions, discharge instructions, and viewing/downloading patient records.
Reply 1 he safety of our patients is an important.docxwrite30
Patient safety is critical in healthcare and focuses on preventing medical errors that can harm patients. A 1999 report found that up to 100,000 patients die each year due to preventable errors. This led to initiatives like the Agency for Healthcare Research and Quality to develop tools to improve safety. However, errors are increasingly common in outpatient settings. Reasons include issues with information flow during patient handoffs between providers and human factors like poor documentation that can lead to missed diagnoses or medication errors. Reducing errors requires improved communication and ensuring healthcare workers have the proper expertise.
This document provides an overview of key topics in medical ethics, including basic rights and ethical duties, important values like autonomy and beneficence, guidelines, ethics committees, codes of ethics, cultural concerns, truth telling, conflicts of interest, treatment of family members, and issues around futility. It discusses the importance of communication and resolving ethical issues, and notes that medical ethics aims to balance the responsibilities of healthcare professionals to individual patients and society as a whole.
State medical boards are tasked with disciplining healthcare professionals to protect the public, but their regulatory behavior is influenced by various political and economic factors. Most complaints come from the public and are investigated through a multi-step process involving various medical experts. Common grounds for discipline include substance abuse, sexual misconduct, incompetence, and malpractice issues. However, boards struggle to fulfill their constitutional mandate due to budget constraints, biases in expert testimony, and lack of standardized measures for determining negligence or sanctioning physicians. The disciplinary process can negatively impact physicians and encourages defensive practices without ensuring meaningful public protection.
1 3Defining the ProblemRigina CochranMPA593August 1.docxsmithhedwards48727
1
3Defining the Problem
Rigina CochranMPA/593
August 19, 2019
Peter ReevesDefining the Problem
The health care system in Colorado is a composition of medical professionals providing services such as diagnosis, treatment, as well as preventive measures to mental illness and injuries ("Healthcare policy in Colorado - Ballotpedia," 2019). Health care policy involves the establishment and implementation of legislation and other regulations that the states use to manage its health care system effectively. Further, this sector consists of other participants, such as insurance and health information technology. The cost citizens pay for medical care and also the access to quality care influence the overall health care providers in Colorado. Therefore, the need for the creation and implementation of laws that help the state maintain efficiency in the health sector in Colorado.
Problem Statement
The declining standards of medical care within the United States has caused significant concern in the world. Due to these rising concerns, there have been various policies implemented, leading to mixed reactions among the different states. Some of the active policies implemented offer a long-term solution to this problem including Medicaid and Medicare. After acquiring state control, the Republicans dismissed the idea to expand and create medical insurance for Medicaid in Colorado. Sustaining the structure of the health care payroll calls for the deductions from the employees and the employers, which may lead to loss of jobs and increased burden of expenditure (Garcia, 2019).
Identify the Methodology
The main objective of this policy plan is to investigate the role of legislation in the management of the health care sector in the United States. Due to the need for achieving in-depth exploration, this paper uses a combination of both qualitative and quantitative methods of data collection by addressing both practical and theoretical aspects of the research. Based on the answers that the policy requires, choosing survey as the research design. This method involves collecting and analyzing data from a few people who represent the principal group within health care. However, the survey method faces some challenges such as attitudes and perception of the health workers leading to the delimitation of the study. The target population for the study includes the nurses within the health sectors in Colorado. The selection of the participants involved in the use of stratified random sampling.
Identify your Stakeholders
The major stakeholders in the creation and implementation of the policy plan include the legislatures, local government, patients, and other private parties such as the insurance companies. Collectively, these bodies are involved in the making of thousands of decisions, overseeing hospitals, making budgetary appropriations, assisting the health workers to acquire licenses, determination of services that the insurers cover, and the management of.
Similar to IOM-Conflict-of-Interest-Disclosure (20)
1 3Defining the ProblemRigina CochranMPA593August 1.docx
IOM-Conflict-of-Interest-Disclosure
1. Harmonizing Reporting on Potential
Conflicts of Interest:
A Common Disclosure Process for
Health Care and Life Sciences
Allen Lichter, Ross McKinney, Timothy Anderson, Erica Breese, Niall Brennan,
David Butler, Eric Campbell, Susan Chimonas, Guy Chisolm, Christopher Clark,
Milton Corn, Allan Coukell, Diane Dean, Susan Ehringhaus, Phil Fontanarosa,
Mark Frankel, Ray Hutchinson, Timothy Jost, Norm Kahn, Christine Laine, Mary
LaLonde, Lorna Lynn, Patrick McCormick, Pamela Miller, Heather Pierce, Jill
Hartzler Warner, Paul Weber, Dorit Zuk, Adam C. Berger,
and Isabelle Von Kohorn*
November 2012
*Participants in a joint activity of the IOM Best Practices Innovation Collaborative
of the Roundtable on Value & Science-Driven Health Care and the
Board on Health Sciences Policy.
The views expressed in this discussion paper are those of the authors and not nec-
essarily of the authors’ organizations or of the Institute of Medicine. The paper is in-
tended to help inform and stimulate discussion. It has not been subjected to the re-
view procedures of the Institute of Medicine and is not a report of the Institute of
Medicine or of the National Research Council.
2. AUTHORS
Allen S. Lichter
American Society of Clinical Oncology
Ross McKinney
Duke University
Timothy Anderson
American Medical Student Association
Erica Breese
Centers for Medicare & Medicaid Services
Niall Brennan
Centers for Medicare & Medicaid Services
David Butler
Consumers Union
Eric Campbell
Mongan Institute for Health Policy,
Partners HealthCare
Susan Chimonas
Center on Medicine as a Profession,
Columbia University
Guy Chisolm
Cleveland Clinic
Christopher Clark
Partners HealthCare
Milton Corn
National Library of Medicine
Allan Coukell
The Pew Charitable Trusts
Diane Dean
National Institutes of Health
Susan Ehringhaus
Partners HealthCare
Phil Fontanarosa
Northwestern University
Mark Frankel
American Association for the Advancement
of Science
Ray Hutchinson
University of Michigan
Timothy Jost
Washington and Lee University
Norm Kahn
Council of Medical Specialty Societies
Christine Laine
Annals of Internal Medicine
Mary LaLonde
Partners HealthCare
Lorna Lynn
American Board of Internal Medicine
Patrick McCormick
Neurosurgical Network, Inc.
Pamela Miller
New England Journal of Medicine
Heather Pierce
Association of American Medical Colleges
Jill Hartzler Warner
Food and Drug Administration
Paul Weber
Alliance for Continuing Education in the
Health Professions
(formerly)
Dorit Zuk
National Institutes of Health
Adam C. Berger
Institute of Medicine
Isabelle Von Kohorn
Institute of Medicine
Suggested citation: Lichter, A. et al. 2012. Harmonizing reporting on potential conflicts of interest: A common
disclosure process for health care and life sciences. Discussion Paper, Institute of Medicine, Washington,
DC. http://nam.edu/wp-content/uploads/2015/06/COIperspective.
3. 1
Harmonizing Reporting on Potential Conflicts of Interest:
A Common Disclosure Process for Health Care
and Life Sciences
Allen Lichter, Ross McKinney, Timothy Anderson, Erica Breese, Niall Brennan, David Butler,
Eric Campbell, Susan Chimonas, Guy Chisolm, Christopher Clark, Milton Corn, Allan Coukell,
Diane Dean, Susan Ehringhaus, Phil Fontanarosa, Mark Frankel, Ray Hutchinson, Timothy Jost,
Norm Kahn, Christine Laine, Mary LaLonde, Lorna Lynn, Patrick McCormick, Pamela Miller,
Heather Pierce, Jill Hartzler Warner, Paul Weber, Dorit Zuk, Adam C. Berger, and
Isabelle Von Kohorn1
THE URGENT NEED FOR HARMONIZATION
The 2009 Institute of Medicine (IOM) report Conflict of Interest in Medical Research,
Education, and Practice reported that “patients and the public benefit when physicians and re-
searchers collaborate with pharmaceutical, medical device, and biotechnology companies to de-
velop products that benefit individual and public health” (p.1). Because, as the report stated,
“wide-ranging financial ties to industry may unduly influence professional judgments involving
the primary interests and goals of medicine,” the authoring committee also recommended ap-
proaches to managing conflicts of interest (COIs), particularly financial relationships, without
deterring fruitful scientific collaboration among academics, health care professionals, and indus-
try. In doing so, one concern identified by the committee was the substantial but possibly avoid-
able burden placed on health care professionals and biomedical researchers by repetitive, over-
lapping but non-identical, time-consuming procedures and forms required by different organiza-
tions for reporting relationships for evaluation of possible COIs (IOM, 2009).
Accurate reporting can identify circumstances in which there exists the possibility of in-
appropriate influence over patient care, education, or research. As data accumulate about the im-
pact of nondisclosure of relationships, requirements are increasing for individual clinicians and
researchers to report their relationships (Blumenthal, 1996; Bodenheimer, 2000; IOM, 2009).
These individuals—and, increasingly, students and trainees—are routinely required to provide
this information to a variety of organizations with stewardship responsibilities—academic insti-
tutions, funders, journals, continuing medical education groups, and more. From a regulatory
perspective, in addition to regulations and rules requiring financial disclosures by individuals,
(e.g., from the National Institutes of Health [NIH] and the Food and Drug Administration
[FDA]), federal law will soon require companies to report their financial relationships with phy-
sicians and academic medical centers. The data gathered under the Physician Payment Sunshine
Act (Sunshine Act) (42 U.S.C. § 1320a-7h[a]) will be made public, increasing the importance of
thoroughness and accuracy in disclosure. Finally, as the country moves toward achieving a truly
learning health system—one in which research becomes integrated with patient care—a clear
understanding of relationships can help ensure the integrity of the scientific process, clinical
training, and education while simultaneously expediting adoption of new and innovative tests
and treatments.
1
Participants in a joint activity of the IOM Best Practices Innovation Collaborative of the Roundtable on Value &
Science-Driven Health Care and the Board on Health Sciences Policy.
Copyright 2012 by the National Academy of Sciences. All rights reserved.
4. 2
The current process of disclosure is fragmented and burdensome for clinicians, research-
ers, students, trainees, and others who are required to report relationships (reporting individuals).
The Federal Demonstration Partnership, a group dedicated to reducing the administrative bur-
dens associated with research grants and contracts, estimates that “42% of an American scien-
tist’s time is spent on administrative tasks. Much of that burden comes from redundant reporting
and assurance requirements that vary” (Leshner, 2011).2
Considering this waste, and anticipating
the growing requirements for disclosure by reporting individuals, the need for a harmonized sys-
tem becomes urgent and compelling.
THE REGULATORY ENVIRONMENT
Policies on COI in the health and life sciences have become commonplace, as have ef-
forts to clarify and tighten related stewardship responsibilities. Many public and private organi-
zations require disclosure of relationships by individuals, including federal agencies like NIH,
FDA, the Centers for Medicare & Medicaid Services (CMS), the Agency for Healthcare Re-
search and Quality, the Department of Veterans Affairs, and the National Science Foundation, as
well as academic medical centers, scientific journals, purveyors of continuing medical education
(CME), and more. Perhaps most relevant to researchers in the health and life sciences, since
1995 the Department of Health and Human Services has required that organizations receiving
grants for research from the U.S. Public Health Service make and enforce policies to ensure that
relevant financial COIs are identified and managed. Because the details of the policies and pro-
cedures have largely been left up to organizations, significant variation exists as to the definition
of COI, the reporting policies, and the disclosure requirements for individuals (Cho et al., 2000).
Recently, a number of organizations—notably, NIH and CMS—have initiated changes in
their requirements. In 2011, NIH released the Final Rule on Conflict of Interest, which updated
the 1995 regulations (NIH, 2011). This included a decrease in the threshold that constitutes a
significant financial interest (from $10,000 to $5,000), an expansion of the disclosures that an
investigator is required to make to the organization, an increase in the information that organiza-
tions must report to the funding agency, a requirement for some public reporting of information,
and a program of training for investigators about COI regulations and policies. Notably, the Final
Rule indicates that reporting individuals will need to disclose significant financial interests relat-
ed to their institutional responsibilities.
In 2010, the Patient Protection and Affordable Care Act was signed into law, including
the physician payment disclosure provisions under Title VI, Section 6002—the Sunshine Act.
These provisions require manufacturers whose products are covered by the financing programs
of CMS to report gifts and payments made to physicians3
2
Indicates the percent of time faculty spent on completing administrative work from federally sponsored research,
or about 16 percent of their total work-week time. Data from the Faculty Burden Survey Report of the Federal
Demonstration Partnership, January 2007.
and teaching hospitals, as well as
physician and immediate family member ownership interests. Data from reports made annually
to CMS by manufacturers will be posted on a publically-available website. The final rule
governing the exact nature and format of reporting requirements has not been released as of the
publication of this discussion paper, although the proposed rule was made available in December
2011 (CMS, 2011). It is anticipated that the law may add to complexity in reporting, largely due
to challenges in reconciling individuals’ reports with those of manufacturers. We anticipate that a
3
CMS proposes that physician be defined by the term used in Social Security Act section 1861(r).
5. 3
harmonized system as described in this paper will relate to the CMS regulations in two ways:
first, by providing a platform for physician recordkeeping of interactions, and second, by
simplifying the process of review and appeal by physicians and teaching hospitals. Important
issues with regard to the intersection of the harmonized system described in this paper and the
proposed Sunshine Act definitions, categories, and procedures are outlined in Appendix III.
THE APPROACH TO HARMONIZATION
The 2009 IOM report recommended that “national organizations…represent[ing] aca-
demic medical centers, other health care providers, and physicians and researchers should con-
vene a broad-based consensus development process to establish a standard content, a standard
format, and standard procedures for the disclosure of financial relationships with industry.” This
task can be approached in two ways: 1) by standardizing organizational requirements for report-
ing relationships; or 2) by identifying a standard format, definitions, and harmonized procedure
for individuals to use in reporting relationships, as requested in various circumstances. The first
approach requires agreement upon modification of multi-organizational regulations and policies,
many of which operate with different requirements and circumstances. The second approach—
developing a standard format and harmonized procedure for disclosure by individuals, populat-
ing the format fields according to individual requirements—is largely technical and, thus, more
readily engaged. Here, we take the second approach and describe proposed elements, definitions,
format, and common procedures for data entry, storage, and access.
Following the 2009 recommendations, the IOM hosted a multi-stakeholder meeting in Ju-
ly 2011 to discuss approaches to harmonizing the process of reporting relationships for evalua-
tion of possible COI. The goal was to identify key elements necessary to enable a reporting indi-
vidual to provide data easily, and without repetition, to organizations requesting disclosure of
relationships. The approach consisted of careful exploration of regulations and requirements for
disclosure and discussion of the needs and preferences of multiple stakeholders. After the meet-
ing, stakeholders were organized into two working groups—Field Definitions and Data Reposi-
tory and Retrieval—to discuss options for a harmonized process focused on two goals: first, to
identify the content and format of a common set of elements with sufficient scope to accommo-
date reporting needs across a range of organizations; and, second, to describe options for report-
ing, storage, and retrieval of these elements, along with practical principles and strategies to
guide system design and implementation. Specifically excluded from consideration were issues
related to thresholds constituting significant relationships or COI, which vary by organization,
circumstance, and regulatory requirements in play. Charges to and participants of the two work-
ing groups are presented in Appendix I.
The Common Application: A Model for Comparison
In the course of the groups’ discussions, references were made to a practical model from
the education sector: the common application for undergraduate college admission (the common
app). The mission of the nonprofit membership organization that administers the common app is
to provide “reliable services that promote equity, access, and integrity in the college application
process” (Common Application, 2011). Students who use the system can submit a completed
application, and all supporting materials, to any number of the member institutions. The
logistical benefit of the common app to students is a reduced burden of repetitive, time-
6. 4
consuming paperwork. The benefit to institutions is receipt of student data in a standardized,
digital format that requires minimal internal expenditures and maintenance. By implementing a
harmonized system for disclosure of relationships, we believe individuals and organizations will
accrue the same benefits. An important way in which the harmonized system differs from the
common app is that, in many cases, students are asked by institutions taking the common app to
also complete a supplementary application. We believe that supplementary applications limit the
ability to achieve the vision of maximal burden reduction and efficiency. The harmonized system
must encompass the full scope of reporting indicated by statute and regulation and most if not all
of the reporting currently requested by organizations. A thoughtfully constructed system that
meets these needs, allows institutions to filter for information relevant to them, and maintains a
nimble updating capacity has the best chance to be broadly accepted by individual and
organizational users.4
GOAL 1: COMMON DISCLOSURE ELEMENTS AND FORMAT
The Field Definitions Working Group was tasked with identifying a set of common ele-
ments to accommodate most current and anticipated requirements for disclosure of relationships
for evaluation of possible COI. The group reviewed 23 sample disclosure forms made available
by participants from across health care sectors (federal agencies, academic institutions, journals,
CME providers, and professional organizations). This survey of current requirements revealed
substantial differences, including varied directions to reporting individuals, incompletely aligned
data elements, differences in response format (e.g., open-ended vs. closed questions), and a range
of requirements for inclusion of family members’ relationships with industry. Some elements are
legislated or regulated, others are developed locally by institutions and organizations. Harmoni-
zation of definitions and requirements, to the extent possible under current regulations and poli-
cies, will simplify data collection, storage, maintenance, and retrieval. Harmonization may also
improve the accuracy of data and reduce the need for clarification and revision. To this end, we
suggest common elements intended to meet the needs of many organizations’ current policies on
COI.
Relationships to Be Reported
The 2009 IOM report defines COI broadly as “circumstances that create a risk that pro-
fessional judgments or actions regarding a primary interest will be unduly influenced by a sec-
ondary interest.” Primary interests are those related to conducting research, taking care of pa-
tients, and providing medical education. Secondary interests are those that relate to an individu-
al’s gain—e.g., financial, professional, political, or interpersonal. The committee recognized that
although other relationships might compromise objectivity, financial relationships may be the
easiest to measure and track (IOM, 2009). We propose that to meet many current regulatory and
organizational requirements, a harmonized system should instruct reporting individuals to dis-
close relationships, activities, or interactions that may influence—or that give the appearance of
potentially influencing—professional judgments or actions.
4
We note that when institutions identify possible COI from submitted reports, they may engage with the individual
reporter in an evaluation of the relevance of the relationship—a process which may include more detailed discussion
or documentation.
7. 5
Relationships of Others to Be Reported
The 2009 IOM report does not give specific guidance about which family members’ rela-
tionships ought to be disclosed. Current organizational and regulatory policies vary widely. For
example, the International Committee of Medical Journal Editors (ICMJE) requires reporting
individuals to disclose data related only to themselves, whereas the CMS Sunshine Act provi-
sions require disclosing relationships held by “immediate family members,” extending to those
beyond the nuclear family, in the case of physician ownership and investment. Although manu-
facturers will be required to report these extended relationships to CMS, reporting individuals
also will need to track these relationships to ensure accuracy (CMS, 2011; ICMJE, 2009). To
meet the requirements of all organizations requesting disclosure statements from reporting indi-
viduals (requesting organizations), a harmonized system will need to accommodate reporting for
as many different family members as are currently required by organizations.
We note that, with regard to inclusion of data about others’ financial relationships, cur-
rent requirements for inclusion of extended family members’ data creates a significant, and likely
unnecessary burden, on reporting individuals and does not necessarily fulfill the intent of limit-
ing COI. For example, an unmarried individual in a long-term relationship would not usually be
required to report the financial relationships of his or her partner. As another example, it seems
plausible that an individual estranged from his or her family members might not be unduly influ-
enced by their financial relationships. Furthermore, in some situations, reporting individuals may
be unable to obtain the details needed from family members, yet might be held accountable for
any inaccuracy of these data. One possible solution to some of these issues is to consider the po-
tential for bias as a product of the closeness of a personal relationship and the magnitude of the
financial relationship. For example, equity holdings of a spouse, domestic partner, or child might
be considered significant, whereas a cousin or grandparent’s relationship with a manufacturer
might only be considered significant if this relationship results in substantial income.
We suggest the following general principles to guide decisions on when, and at what lev-
el, to require reporting of family members’ relationships. First, we suggest that reporting indi-
viduals should disclose others’ financial relationships if there exists the possibility that the fi-
nancial relationship will benefit the reporting individual, including if the reporting individual
has benefitted in the past. Second, to help ease the burden of disclosure, we also recommend that
requesting organizations consider whether the individual reporters can verify the accuracy of
others’ relationships—for example, by requiring only those that are a matter of public record.
One way to accomplish these two goals would be simply to require disclosure of relationships of
the reporting individual’s spouse or domestic partner and dependent children, with expanded dis-
closure of family financial relationships that may influence professional judgment, and with ac-
commodation for unusual cases, such as with special government employees (SGEs) who advise
FDA and are required under federal law (18 U.S.C. 208) to report certain financial interests of
individuals and institutions, whose interests are imputed to them regardless of the magnitude of
the interest.
Data Elements in Reporting
Several issues present a challenge for harmonization of data elements: terminology is not
standardized; individual data elements overlap, as do the categories in which they reside; and
many current questions and categories are open-ended. For example, with regard to relationships
8. 6
with publicly traded companies, NIH defines remuneration as “salary and any payment for ser-
vices not otherwise identified as salary (e.g., consulting fees, honoraria, paid authorship); equity
interest includes any stock, stock option, or other ownership interest, as determined through ref-
erence to public prices or other reasonable measures of fair market value” (NIH, 2011). In com-
parison, the ICMJE form for disclosure requests information about “resources that [the author]
received, either directly or indirectly (via [his or her] institution)” used to conduct the work pre-
sented in the submitted manuscript (ICMJE, 2009). Based on our survey of requirements and
disclosure forms, we propose the following general features for a harmonized set of data ele-
ments:
• Data elements should be non-duplicative and discrete (non-overlapping).
• Fields should allow the option other, with specification of further details.
• Data elements should be easily and immediately updatable.
• Data elements requested of individuals should be only those that are applicable.
Definitions of common data elements are presented in Appendix II, and a table that lists
broad categories of data fields—with reference to the categories contained in the Sunshine Act—
is presented in Appendix III. This set includes the overarching categories and data elements
common to many requesting organizations and does not attempt to harmonize the determination
of when a relationship is significant or constitutes a significant COI. It is important to note that
many requesting organizations will require reporting for only a subset of the fields listed. Ac-
cordingly, reporting individuals will need to fill out only those data fields relevant to their per-
sonal roles and relationships. The process for tailoring the presentation of data fields to the re-
porting individual is described in the next section.
In addition to the definitions and fields listed in Appendixes II and III, several other pa-
rameters should govern the data fields within the harmonized system. First, data elements should
be reported separately for each relationship. Second, in conjunction with the anticipated Sun-
shine Act rules, when a relationship involves a covered drug, device, or biological or medical
supply, the name of that product should be recorded.5
Third, the value of each applicable data
element should be recorded. With the variation in standards among organizations regarding
monetary thresholds, we propose that a harmonized reporting system prompt reporting individu-
als to disclose monetary value with sufficient granularity to allow interpretation in accordance
with organizational policies. Fourth, to accommodate requests for disclosure over various time
frames, each relationship should include a start date and an end date, and archived elements
should be easily available. Finally, in the case that a requesting organization is obliged, legally or
otherwise, to obtain information in a more detailed or otherwise uniquely categorized manner
than is used by the majority of requesting organizations, the harmonized system will accommo-
date presentation of additional data fields for completion by reporting individuals.6
5
The proposed definition of covered drug, device, or biological or medical supply is listed in Appendix III.
6
An example is the reporting required of SGEs, who are required by law to report (to FDA or other agencies)
certain items such as annuities and trusts, rental income, property, negotiations for employment, and the interests of
their employer.
9. 7
GOAL 2: HARMONIZED DATA ENTRY, STORAGE, AND ACCESS
The Data Repository and Retrieval Working Group was charged with developing a strat-
egy for the implementation and maintenance of a data repository for secure storage of infor-
mation and for release of certain elements in response to requests. This task required considera-
tion of several challenges, e.g., data entry and extraction rules, repository characteristics/options,
and stewardship/governance. With advances in digital technology and progress in constructing
the digital infrastructure in the health field, the technological capacity exists for several ap-
proaches. We present below several options for implementation to achieve the goal of harmoni-
zation.
Framing Principles
To frame exploration of the options, the working group developed the following core
principles for data storage and access.
1) Data in the harmonized system are owned by the reporting individual, who fully con-
trols access to and distribution of those data at the time of entry and indefinitely into
the future. Note: Once data are reported by individuals to organizations, those re-
ported data are subject to the privacy/confidentiality policies of the organization.
2) Security of deposited data is paramount.
3) The data storage mechanism should allow the reporting individual to access, update,
and save data at any time.
4) The data repository or system should include a function to indicate when data are up-
dated and allow for “reminder” prompts for updates.
5) Reporting individuals should be able to input data in multiple ways: via a Web-based
portal, computer programs, apps, etc.
6) The harmonized system should be designed to work with other existing systems, and
those not yet developed, to “cross-populate” data among databases, when authorized
by individual reporters.
7) Requesting organizations should be able to obtain data elements as authorized by re-
porting individuals.
Data Storage and Maintenance Options
Today, data reported by individuals about their relationships are stored in multiple data-
bases. These databases are locally built and maintained with little ability to interact with each
other and with varied levels of security. It is important to emphasize that the data within the
harmonized system will be owned and fully controlled by the reporting individual. Although
some individuals may be required to share or make public their information, the harmonized sys-
tem will allow those individuals to report data to the indicated authority rather than facilitating
direct public reporting. In the harmonized disclosure system, data might be stored either in a sin-
gle repository or in multiple locations. Each possibility has benefits and costs which bear explo-
ration.
A centralized data repository is one in which data storage, access, system management,
security, and privacy are all managed at a central site. Participants submit data to and request da-
10. 8
ta from this central site.7
A federated data system is an alternative to a centralized data repository. In a federated
data system, many different databases are brought together so that data from multiple sources are
available through one portal. Under a federated system, data are stored in multiple locations—
from individuals’ electronic devices (e.g., computers, tablets) to organizational databases (e.g.,
universities, journals, specialty societies) to the “cloud.” When a requesting organization wants
to receive data from reporting individuals, the appropriate data is supplied to the federated sys-
tem from its storage locations. A federated system could take advantage of the many data reposi-
tories already built and maintained by organizations. Although there are nontrivial maintenance
costs associated with these data repositories, it may be sensible to capitalize upon their existence
by using a federated data system. A fundamental concern with a federated system is that few da-
tabases are currently equipped to meet the needs of groups other than their respective organiza-
tions. Given that data will need to flow from reporting individuals to multiple organizations,
merely linking current databases without ensuring their interoperability does not guarantee that
reporting individuals will be spared the burden of repeated data entry. For the burden to be eased,
the architecture of the separate databases must be reconfigured for interoperability and to ac-
commodate single entry of the common elements described in this report.
The performance of the centralized system depends upon the resources
and functioning of the single governing and management entity. Within the framework of
agreed-upon standards, a centralized repository uses a single vocabulary and set of definitions
which must meet and adapt to the needs of all those who use the system. A centralized system
requires an upfront investment in architecture, although this investment may not be substantially
different from that of the alternative (a federated system, described below). There are three clear
advantages to implementing a centralized system. First, once built, a centralized data repository
should be relatively straightforward to manage and operate. Second, a centralized data system
can be immediately and fully updated as requirements change. Third, once a link is established
with organizations’ systems, it is straightforward to coordinate data transfer from a single data
repository to a requesting organization, an important consideration given that a harmonized dis-
closure system will require multiple, frequent reports. An important consideration with a central-
ized data repository is the impression that a central database may be less secure or less private.
Although the security and privacy of any system require constant, careful stewardship, unfavora-
ble perceptions of a central database containing sensitive information might adversely impact the
voluntary participation of individuals or organizations.
Whether a centralized or federated database system is used, it is likely that a system that
maximizes ease and reduces burden for reporting individuals will include some type of cloud-
computing mechanism. Cloud computing is “a model for enabling ubiquitous, convenient, on-
demand network access to a shared pool of configurable computing resources (e.g., networks,
servers, storage, applications, and services) that can be rapidly provisioned and released with
minimal management effort or service provider interaction” (NIST, 2011). What users of cloud
systems appreciate most, though, is the ability for data entered at one site (home computer, work
computer, smartphone, tablet, etc.) to be immediately available at all other sites. Although they
require intermittent Internet access, cloud applications are superior to Web-based ones in that
they do not require continuous access to the Internet.
7
Definition from the American Health Information Management Association.
11. 9
Data Entry and Retrieval Options
Data Entry
We recommend that individual reporters be presented only with data elements applicable
to them, rather than every possible field of entry. To tailor the elements to the reporting individu-
al, data entry should begin with a “mapping” process in which a set of questions determines ex-
actly which data elements the reporting individual needs to provide to comply fully with the re-
quirements of each organization.8
The mapping process should include at least two steps:
1) Identification of positions or roles held by the reporting individual at a particular or-
ganization for which reporting is required (e.g., appointment at Duke University, au-
thor for the New England Journal of Medicine, board member of the American Socie-
ty of Clinical Oncology), and
2) Determination of whether relationships exist that must be disclosed, per the require-
ments of those organizations.
The system should allow for updating positions and relationships at any time to accom-
modate, for example, annual reporting as required by many institutions, as well as periodic re-
porting such as at the time of publication. The process described will both maximize the efficien-
cy of data entry and help prevent inadvertent omissions. If a reporting individual has no relation-
ships that may constitute a COI under the requirements of his or her positions, the number of da-
ta elements to be filled out should be minimal.
Data Retrieval
After data are entered into the system, two approaches are possible for providing the data
to requesting organizations: a “push” or a “pull” mechanism. With a “push” mechanism, the re-
porting individual initiates a data transfer to a requesting organization. The “pull” mechanism
allows requesting organizations to query the data repository to retrieve a predefined and preap-
proved dataset. With appropriate permission structures, the end result of either mechanism is the
same—data are shared with requesting organizations with the express permission of the reporting
individual. We assume that “push” will be the default position for data sharing from the reposito-
ry, with “pull” permission granted selectively and specifically by a reporting individual to certain
institutions with which he or she has both confidence and common discourse. This duality of in-
tent would be contingent on satisfaction of security safeguards if retrieval access is allowed for
multiple requesting organizations. Since data security is of paramount importance, we believe
that the optimal system is one in which the individual reporter “pushes” his or her data to re-
questing institutions.
OPERATION AND GOVERNANCE OF THE HARMONIZED SYSTEM
Key to the success of a harmonized disclosure system is governance that meets the needs
of stakeholders and stewards an easily accessible, continuously updated system. This section lays
8
Some working group members have likened this process to the initial assessment performed by commercial tax
preparation software in which the user fills out a questionnaire to determine the precise tax forms needed.
12. 10
out the activities that need regular oversight, assessment, and updating; the options for housing
and stewardship; and the possibilities for support. Fundamental to these tasks is a “customer”-
oriented approach which saves time and adds value for reporting individuals, thereby promoting
their voluntary participation in the activity.
Core Capabilities
A number of core capabilities will be required for oversight, assessment, and updating in
a harmonized system:
1. The system must prioritize data security.
2. The system must be built with careful consideration of the optimal system archi-
tecture, based on an inventory of existing data warehouses and information sys-
tems and a strategy for integration.
3. A mechanism must be in place for routine updates of the architecture and data el-
ements as requirements are modified by requesting organizations, rules, and regu-
lations.
4. A process must be defined and implemented to ensure the consistency and integri-
ty of data.
5. There must be continuous monitoring and maintenance of the system to prevent
failures.
6. There must be capacity for immediate troubleshooting, including a robust system
of “customer service” for reporting individuals and requesting organizations.
7. The system must ensure that it meets the needs of stakeholders as they strive to
fulfill requirements for disclosure, reporting, and making transparent data about
COI.
In addition to these core capabilities, the capacity needed within the system is relatively
large. The Bureau of Labor Statistics estimates that in 2010 there were nearly 700,000 physicians
and surgeons in the United States (U.S. Bureau of Labor Statistics, 2011). Furthermore, in 2009
U.S. universities alone awarded nearly 20,000 students with PhD degrees in the life sciences
(Cyranoski et al., 2011). Assuming half of those with PhDs in the life sciences will be required to
disclose relationships annually over the course of a 30-year career, and that all physicians and
surgeons will be required to report annually, a reasonable estimate is that the harmonized system
will need to manage the data of about 1 million active individual reporters. This needed capacity
is likely to increase with the current trend of expanding health professions schools and doctoral
programs.
Operations and Oversight
Given the activities required, there are several options for operations and oversight. The
executive leadership and administrative function may be developed as a new entity or housed
within an existing organization. Creation of a new entity provides the opportunity for de novo
formulation of practices and processes; however, the costs of initiation may be high. Developing
the activity under the roof of an existing organization allows for building on existing infrastruc-
13. 11
ture, thereby decreasing costs upfront. Over time, a freestanding operation could be established if
indicated.
To ensure maximal uptake and representation, either mode of operation should ensure the
meaningful participation of stakeholder groups in governance, through the establishment of a
governing board and small secretariat comprised of representatives from organizations requiring
disclosure and those representing reporting individuals. The purpose of the secretariat would be
to ensure that the chosen operating organization has the features and core capabilities described
here and continues to meet the needs of stakeholders over time. If housed separately from the
organization housing the operating capacity, the secretariat could be funded by a small percent-
age of the support for the harmonized system, as described in the next section.
Support Options
Bringing together the disparate systems currently in place, maintaining, updating, and
improving the system, and meeting the ongoing needs of stakeholders requires initial and on-
going investment. The needs may be met in the context of a for-profit or not-for-profit organiza-
tion. In either model, several core tenets are likely necessary for a successful business model.
First, the products and services offered (the value proposition) should meet the needs of both re-
porting individuals and requesting organizations. There should be maximal incentives (e.g.,
friendly interface, clear time savings) and minimal costs to participation for reporting individu-
als. Incentives for requesting organizations are also needed (e.g., easy, timely access to data and
reports) and their costs of participation must not exceed those currently incurred. The revenue
stream for the harmonized system might flow from several sources: grants from interested organ-
izations and/or philanthropies, membership dues, subscription fees, licensing, or a hybrid of mul-
tiple sources.
An example of a support option that takes into account the requirements above is a tiered
subscription model in which reporting individuals and requesting organizations pay use- or fea-
ture-based fees to the harmonized system. For individuals, such a system might bear some re-
semblance to personal tax software packages in which the product fee is determined by the com-
plexity of the individual’s tax needs. One major company offers a free option for completion of
the federal 1040EZ form and other simple federal tax returns. The company then offers more ro-
bust packages for standard individual tax returns ($35), increased capacity to detect tax deduc-
tion opportunities ($50), inclusion of investments and rental property ($75), and home business
needs ($100). Such a model might be created for the harmonized system in which an individual’s
fee would be calculated based on complexity of reporting needs. For organizations, a similar
model could be constructed based on the type of organization (academic institution, CME pro-
vider, journal) and use of system (e.g., number of individual records requested).
Existing Resources
A number of organizations currently maintain (or are developing maintenance capacity
for) data housing and retrieval that might serve as models for, or perhaps operators of, a
nationally harmonized COI reporting repository. Organizations with potential capacity and
ability to support the harmonized system are listed in Appendix IV. We note that although
extensive technical capability exists, none of the systems described is configured currently to
14. 12
meet all core capabilities or address all audiences needed for a harmonized system of disclosure.
We present them as a sample from the field to inform recommendations.
PROPOSAL FOR STRUCTURE AND SUPPORT
A group of stakeholders met in June 2012 to discuss the options for structure, processes,
and governance investigated and outlined above. Participants at the meeting indicated the cen-
trality of this work to easing the burden of reporting relationships that may constitute COI and
underscored the importance of instituting a national system to harmonize disclosure. According-
ly, we propose the following structure and support for the system:
1. Data repository: centralized. We believe that a centralized database holds the greatest
potential for efficiency and cost savings. Many organizations currently invest in the
maintenance of complex data and human systems which require expensive upkeep. While
a harmonized system will not eliminate the need for organizations to maintain a database
to receive and filter information from the harmonized system, we anticipate that the re-
maining intra-organizational database will be significantly smaller and less resource-
intensive to maintain. We assume that “push” will be the default position for data sharing
from the repository, with “pull” permission granted selectively and specifically by a re-
porting individual to certain institutions, if satisfaction of security safeguards can be as-
sured.
2. Business model: not-for-profit. To streamline discussions of financial considerations in
these early stages, we suggest that the harmonized system be established as a not-for-
profit model at the outset.
3. Revenue generation: subscription or membership. Anticipating that the activity will
offset to some extent organizations’ current costs, we propose a subscription or member-
ship model—tiered based on size, utilization patterns, or other parameters of participating
individuals and organizations—for revenue generation.
4. Housing structures: operations and governance. Housing the operations within an ex-
isting organization may maximize resources; however, collective establishment of a new
organization is a viable alternative if institutions with experience and resources in manag-
ing similar data systems are willing to contribute these to the new organization.
We will establish a steering group comprised of equal representation from requesting and
reporting organizations, as well as those with technical expertise necessary for carrying out
design and implementation of the harmonized system. Key tasks of the steering group will
include evaluating existing organization, support, and governance options, establishing a
secretariat, and moving forward with implementation. The IOM has agreed to organize and host
the initial gatherings of the steering group.
15. 13
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in the life sciences: The continuing debate. Academic Medicine 71:1291-1296.
Bodenheimer, T. 2000. Uneasy alliance-clinical investigators and the pharmaceutical industry. New England Jour
nal of Medicine 342:1621-1626.
Cho, M. K., et al. 2000. Policies on faculty conflicts of interest at US universities. JAMA 284:2203.
CMS (Centers for Medicare & Medicaid Services). 2011. Proposed rule: Medicare, Medicaid, Children’s Health
Insurance Programs; transparency reports and reporting of physician ownership or investment interests.
http://federalregister.gov/a/2011-32244 (accessed May 22, 2012).
Common Application. 2011. Mission. https://www.commonapp.org/CommonApp/Mission.aspx (accessed May 22,
2012).
Cyranoski, D., N. Gilbert, H. Ledford, A. Nayar, and M. Yahia. 2011. Education: The PhD factory. Nature 472:276-
279.
ICMJE (International Committee of Medical Journal Editors). 2009. Ethical considerations in the conduct and
reporting of research: Conflicts of interest. http://www.icmje.org/ethical_4conflicts.html (accessed May
22, 2012).
IOM (Institute of Medicine). 2009. Conflict of interest in medical research, education, and practice. Washington,
DC: The National Academies Press.
Leshner, A. I. 2011. Rethinking the science system. Science 334:6057.
NIH (National Institutes of Health). 2011. Financial conflict of interest. http://grants.nih.gov/grants/policy/
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NIST (National Institute of Standards and Technology). 2011. The NIST definition of cloud computing. Washington,
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U.S. Bureau of Labor Statistics. 2011. Occupational employment statistics. Washington, DC: U.S. Department of
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16. 14
Appendix I
Working Groups
FIELD DEFINITION WORKING GROUP
Task: Identify and define the fields of entry needed for individual scientific authorities (e.g., re-
searchers, authors, reviewers, expert advisers, students, trainees) to accommodate most current
and anticipated requirements (including all anticipated under federal regulations); propose pro-
cess for stewardship/revision.
Participants: Allen Lichter (Chair) (American Society of Clinical Oncology), Timothy Ander-
son (American Medical Student Association), Niall Brennan (Centers for Medicare & Medicaid
Services), Eric Campbell (Mongan Institute for Health Policy), Susan Chimonas (Columbia Uni-
versity), Guy Chisolm (Cleveland Clinic), Christopher Clark and Susan Ehringhaus (Partners
HealthCare), Allan Coukell (The Pew Charitable Trusts), Phil Fontanarosa (JAMA), Ray
Hutchinson (University of Michigan), Norm Kahn (Council of Medical Specialty Societies),
Christine Laine (American College of Physicians/International Committee of Medical Journal
Editors), Lorna Lynn (American Board of Internal Medicine), Jill Warner (Food and Drug Ad-
ministration), Dorit Zuk (National Institutes of Health), Adam C. Berger (IOM Staff)
DATA REPOSITORY AND RETRIEVAL WORKING GROUP
Task: Develop strategy for implementation and maintenance of database—e.g. data entry and
extraction rules, repository characteristics/options, stewardship/governance
Participants: Ross McKinney (Chair) (Duke University), Erica Breese (Centers for Medicare &
Medicaid Services), Niall Brennan (Centers for Medicare & Medicaid Services), David Butler
(Consumers Union), Milton Corn (National Library of Medicine), Diane Dean (National
Institutes of Health), Jeffrey Francer (PhRMA), Mark Frankel (American Association for the
Advancement of Science), Timothy Jost (Washington & Lee University), Mary LaLonde
(Partners HealthCare), Patrick McCormick (Neurosurgical Network, Inc.), Pamela Miller (New
England Journal of Medicine), Heather Pierce (Association of American Medical Colleges), Paul
Weber (Alliance for Continuing Education in the Health Professions), Isabelle Von Kohorn
(IOM Staff)
17. 15
Appendix II
Definitions
Noted below are definitions proposed by the Field Definitions Working Group for the
terms in Table 1. They are drawn from documents developed by the NIH, FDA, CMS, ICMJE,
various universities, and English-language dictionaries.
Award: A prize or other symbol of recognition given for an achievement or based on
merit.
Bond: A debt security in which there is a formal contract to repay borrowed money with
interest at fixed intervals.
Carried interest: A distributive share of partnership profits in excess of the partner’s
relative capital contribution.
Consulting fee: Payment received for the provision of personal services, not as an em-
ployee, that require advanced knowledge and expertise in a field of science or learning,
including the rendering of advice or consultation. Includes fees for services provided as a
member of a scientific advisory board, an agent of a company (e.g., someone who re-
ceives a commission or finder’s fee).
Convertible security: A security that can be converted into a different security, typically
shares of a corporation’s common stock.
Dividend: A portion of a company’s profit that is distributed to shareholders proportion-
ally based on ownership.
Expert witness fee: Payment for serving as an individual qualified to speak authorita-
tively by virtue of his or her special education, training, knowledge, skill, or experi-
ence/familiarity, or payment for providing expert advice related to a scientific, technical,
or professional matter. Expert witness services include providing a written report, appear-
ing for a deposition, or otherwise providing information, including testifying under oath.
Faculty or speaker fee: Compensation for speaking to others to impart knowledge or
skills in health care and life sciences, including, for example, continuing education, board
review, seminars, lectures, teaching engagements, speakers bureau or other fees. [Note:
the Sunshine Act proposes to define “direct compensation for serving as faculty or as a
speaker for a medical education program” as “all instances in which applicable manufac-
turers pay physicians to serve as speakers, and not just those situations involving ‘medi-
cal education programs.’” As noted, comments were invited in this area and clarification
is expected in the final rule. Of note, the proposed rule does not provide guidance about
where other faculty fees (such as curriculum development or online courses) should be
recorded.]
Fiduciary fee: Payment for serving as a person with the duty to act legally on behalf of
another person or entity, typically ensuring the financial well-being of that person or enti-
ty (e.g., as a board member, trustee, governor, manager, executive).
Founder: An individual who has founded or established an organization or company.
18. 16
Gifts: A transfer of tangible or intangible value for which the recipient does not provide
equal or greater consideration in return. [Note: Final definitions should follow those in
the Sunshine Act final rule (e.g., food gifts).]
Grant: A financial transfer of money, property, or both to an entity to carry out an ap-
proved project or activity.
Honoraria: Payments to a professional person for services for which fees are not legally
or traditionally required (e.g, an appearance, speech, article). [Note: the Sunshine Act
proposed rule requests comments on the distinction between honoraria and direct com-
pensation for serving as a CME faculty or speaker. The definition of these two items
should correspond to the final rule.]
License fee: Payment to the holder of a patent or a copyright for a limited right to repro-
duce, sell, or distribute the patented or copyrighted item. Includes one-time, scheduled, or
milestone payments.
Limited liability company membership: Participation as a stakeholder in a business en-
tity that has certain characteristics of both a corporation and a partnership or sole proprie-
torship.
Loan: The receipt of money or other things of value, for which a repayment agreement is
in place.
Manuscript fee: Compensation received for authorship, editing, reviewing, or other ser-
vices associated with preparing of materials for publication.
Officer fee: Payment for providing an institution, company, or organization with execu-
tive leadership or management.
Partnership: A business arrangement in which ownership and obligations are shared
among two or more individuals.
Review activity fee: Compensation received for professional review of scientific activi-
ties, including participation on a data-monitoring board, statistical analysis, etc.
Royalty: Compensation for the use of property, usually copyrighted works, patented in-
ventions, or natural resources, expressed as a percentage of receipts from using the prop-
erty or as a payment for each unit produced.
Salary: Fixed compensation paid regularly for services rendered as an employee.
Stock option: The right to purchase stock in the future at a price set at the time the option
is granted (by sale or as compensation).
Stock: Also known as corporate stock, equity, or equity securities, instrument (share cer-
tificate or stock certificate) that entitles holders (shareholders) to an ownership interest
(equity) in a corporation and represents a proportional claim on its assets and profits.
19. 17
Appendix III
A Harmonized System and the
Physician Payment Sunshine Act
This table presents the broad categories of data elements expected to be included in the har-
monized system. The table attempts to make clear the intended one-to-one correspondence with
anticipated categories required by the Sunshine Act. This table must be updated upon enactment
of the final rule by CMS and updated periodically as indicated by future legislation and rule
making. This type of table may be constructed to ensure direct correspondence to any requesting
organization.
It is important to note that the harmonized reporting system must be able to identify and
highlight those relationships among reporting individuals and manufacturers that are applicable.
The Sunshine Act applies only to a subset of manufacturers and products. The law and proposed
rule provide definitions identifying relevant manufacturers and products are as follows:
• Applicable manufacturers are entities “(1) engaged in the production, preparation, propa-
gation, compounding, or conversion of a covered drug, device, biological, or medical
supply for sale or distribution in the United States, or in a territory, possession, or com-
monwealth of the United States; or (2) Under common ownership with an entity in para-
graph (1) of this definition, which provides assistance or support to such entity with re-
spect to the production, preparation, propagation, compounding, conversion, marketing,
promotion, sale, or distribution of a covered drug, device, biological, or medical supply
for sale or distribution in the United States, or in a territory, possession, or common-
wealth of the United States.”
• A covered drug, device, biological, or medical supply is “any drug, device, biological, or
medical supply for which payment is available under Title XVIII of the Act or under a
State plan under Title XIX or XXI (or a waiver of such plan), either separately, as part of
a fee schedule payment, or as part of a composite payment rate…With respect to a drug
or biological, this definition is limited to those drug and biological products that, by law,
require a prescription to be dispensed. With respect to a device or medical supply, this
definition is limited to those devices…that, by law, require premarket approval by or
premarket notification to the Food and Drug Administration.”
Of note, all manufacturers who meet the definition of an applicable manufacturer must report
payments related to all their products. We anticipate that these definitions may be altered in the
final rule. Regardless, once the final rule is available, it will be incumbent upon the operators of
the harmonized system of disclosure to maintain the capacity within the system to identify and
flag relationships and covered drugs, devices, biologicals, or medical supplies that fall under
CMS regulation and may be subject to review and appeal.
20. 18
General Notes
Date of payment. If an arrangement involves payment over time, the manufacturer
will elect whether to report a single line-item payment on the first day of payment or
report each payment separately. We recommend that manufacturers relay their ac-
counting plan to reporting individuals. Alternatively, the reporting individual should
record each payment separately and the harmonized system should have the capacity
to filter and aggregate these payments.
Associated covered drug, device, biological or medical supply. The proposed rule
states that “in cases when a payment or other transfer of value is reasonably associat-
ed with a specific drug, device, biological, or medical supply, the name of the specific
product must be reported.”
Form of payment and nature of payment. In accordance with the legislation, CMS
indicates that for each transaction, both form and nature of payment must be reported.
To maximize the utility of reporting, CMS proposes that the categories within both
form of payment and nature of payment be distinct. They provide an example: “If a
physician received meals and travel in association with a consulting fee, we propose
that each segregable payment be reported separately in the appropriate category. The
applicable manufacturer would have to report three separate line items, one for con-
sulting fees, one for meals and one for travel. The amount of the payment would be
based on the amount of the consulting fee, and the payments for the meals and travel.
For these lump sum payments or other transfers of value, we propose that the appli-
cable manufacturer break out the disparate aspects of the payment that fall into multi-
ple categories for both form of payment and nature of payment.”9
Physician ownership. Manufacturers must report ownership and investment interests
of physicians and their “immediate family members.” The proposed rule states that
ownership or investment interest “may be direct or indirect, and through debt, equity,
or other means. Ownership or investment interest includes, but is not limited to,
stock, stock options (other than those received as compensation, until they are exer-
cised), partnership shares, limited liability company memberships, as well as loans,
bonds, or other financial instruments that are secured with an entity's property or rev-
enue or a portion of that property of revenue. As required by statute, an ownership or
investment interest shall not include an ownership or investment interest in a publicly
traded security or mutual fund.”
9
Proposed rule, pp. 23-24.
21. 19
TABLE 1 Proposed Data Elements for the Harmonized System and Sunshine Act Reporting
Data elements (harmonized system) Data elements (Sunshine Act)
Identification (ID) Name Name
Address Address
Specialty Specialty
Unique identifier (e.g., last digits of social security
number, national provider ID [when applicable], email
address, other unique ID)
National provider ID
Name of entity (and
product, when applica-
ble)
Institution or organization with which reporting individ-
ual has a relationship, activity, or interaction
Manufacturer
Associated drug, device, biological, or medical device
Associated drug, device, biological, or med-
ical device
Form of payment Cash or cash equivalent Cash or cash equivalent
Stock (shares)
Stock options
Bonds
Dividends
Carried interest
Convertible securities
Stock, a stock option, or any other owner-
ship interest, dividend, profit, or other return
on investment
In-kind items or services In-kind items or services
Other (e.g., trust, sector fund, retirement plan) Other
Unpaid/pro bono/voluntary Not required
Services Consulting fee (includes scientific advisory board mem-
ber fee)
Consulting fee
Honoraria Honoraria
Faculty or speaker fee
Direct compensation for serving as faculty
or as a speaker for a medical education pro-
gram
Salary for employment-related work
Review activity fee (data-monitoring boards, statistical
analysis, other)
Manuscript fee (authorship, editing, reviewing, prepara-
Compensation for services other than con-
sulting
22. 20
tion, other)
Fiduciary fee (board member, trustee, other)
Officer fee (including scientific society leadership)
Expert witness fee
Other
Intellectual property (IP)
(patent, copyright, trade-
mark, or other. Note: after
initial income is reported,
equity in IP accounted for
as an investment / owner-
ship interest)
Income from commercialized IP:
Royalty
License fee
Other income from IP contracts
Royalty
License fee
Other
Non-commercialized IP Not required
Grants10
(when the fund-
ing source is a manufac-
turer, value should be rec-
orded according to the
Sunshine Act final rule)
Grant identification (investigator, grant number, title)
Name of funder
Type of grant (research, educational, unrestricted, other)
Amount of support (salary, direct costs, indirect costs)
Involvement in research by commercial entity, including
funder (intellectual contributions; direction of re-
search; provision of equipment, services, supplies,
drugs/devices, administrative support, assistance for
research, facilities; other)
Ownership of data, licensing, publication rights, and re-
view
Other
Research or grant
Other Education and educational items (tuition or registration
fee—including discount or fee reduction, scholarship,
books, electronic media, subscriptions, other)
Education (some educational materials ex-
cluded)
Travel (distinguish whether in conjunction with services
rendered or not)
Travel
Food (distinguish whether in conjunction with services
rendered or not)
Food
10
Contracts may also be included when relevant, for example, in the case of SGEs.
23. 21
Entertainment Entertainment
Charitable contribution/donation Charitable contribution
Gifts (small items, devices or equipment, services or as-
sistance, other)
Gift
Other (award, product sample, other) Not specified
Investment and owner-
ship (interests that are not
payments or that are main-
tained by individual after
being reported as pay-
ments in a prior reporting
cycle)
Investment portfolio (stock, stock options, dividends,
carried interest, convertible securities, trust, sector
fund, retirement plan, other)
Loan
Partnership share
Limited Liability Company membership
Sole owner
Other
Physician and immediate family member
ownership and investment
24. 22
Appendix IV
Existing Resources
Open Researcher and Contributor ID (ORCID)
http://orcid.org
ORCID’s mission is to “solve the author/contributor name ambiguity problem in scholar-
ly communications by creating a central registry of unique identifiers for individual researchers
and an open and transparent linking mechanism between ORCID and other current author ID
schemes. These identifiers, and the relationships among them, can be linked to the researcher's
output to enhance the scientific discovery process and to improve the efficiency of research fund-
ing and collaboration within the research community.” ORCID, Inc., is a nonprofit organization
incorporated by members of the global scholarly research community and managed by a board of
directors drawn from among sponsoring stakeholders. Daily operations of the organization are
run by staff. The business model and technical structure are under development.
eFolio Connector
https://www.aamc.org/newsroom/reporter/october2011/262444/efolio-connector.html
The vision for the eFolio was developed at a 2007 conference convened by the Associa-
tion of American Medical Colleges (AAMC), the Accreditation Council for Graduate Medical
Education, the Federation of State Medical Boards, and the National Board of Medical Examin-
ers (NBME), supported in part by the Robert Wood Johnson Foundation. The eFolio is envi-
sioned as a tool to connect organizations that assess and license physicians with the goal of creat-
ing “a shared infrastructure that will enable students and physicians to view their educational and
professional data.” The eFolio Advisory Group—a group of medical educators—helps guide the
project which is being developed by AAMC and NBME.
The National Disclosure System
https://nationaldisclosuresystem.org/
The Alliance for Continuing Education in the Health Professions is developing an online
uniform disclosure system and central repository. The purpose of the system is to “provide facul-
ty from all healthcare related professions (CME, CPD, CE), as well as CE planners, with the
ability to enter their disclosure/COI information online in a secure centralized database, for all
educational activities in which they participate.” The technical details and business model are
under development.
ClinicalTrials.gov
http://clinicaltrials.gov
ClinicalTrials.gov was initiated in 1997 and expanded in 2007. Its goal is to provide
“patients, family members, health care professionals, and other members of the public easy
25. 23
access to information on clinical studies on a wide range of diseases and conditions. Information
is provided and updated by the sponsor or principal investigator of the clinical study and the web
site is maintained by the U.S. National Library of Medicine at the National Institutes of Health.”