This is a questionnaire on the role of Internal Audit on Risk Management

1. APPENDIX
APPENDIX
QUESTIONNAIRE
Dear Respondent,
APPENDIX
APPENDIX
QUESTIONNAIRE
Dear Respondent,
I am Ibrahim, a student of the Regent University College of Science and Technology Ghana,
carrying out a research on “THE ROLE OF THE INTERNAL AUDITFUCTION RISK
MANAGEMENT AT GCB BANK as part of my Bachelor of Science degree program. Your
co-operation is critical to the success of this project. Kindly answer all the questions as fully
and honestly as possible. Please note that there is no “right” or “wrong” answers to any of the
questions and it is your initial impression and candid response that I seek.
All the information provided in this questionnaire remains confidential and would only be
seen by the academic researcher involved in this study. Neither your name nor that of your
organization will be mentioned in the report.
Thank you in advance for your cooperation.

2. 1
Instruction - Tick or fill in the spaces as it applies to your situation.
This questionnaire should take about 5 to 10 minutes of your time to complete
SECTION A: Background Information
1) Gender:
 Male  Female
2) Age:
 18-25
 26-35
 36- 45
 46-55
 56 & above
3) Educational Status
 Diploma/Certificate
 HND
 Professional
 First Degree
 Masters
 Other………………………………
SECTION B:
4) How long have you been working?
 0 - 1
 2 – 3
 4 - 5
 6 - 9

3. 1
SECTION B: EXISTENCE OF INTERNAL AUDIT AND THEIR FUNCTION
1. Are there internal audit policies in place to ensure appropriate internal control
processes?
 Yes  No
2. Do you consider the policy(ies) adequate (e.g., covering enterprise risk, authorities and
responsibilities, management controls, and accountabilities)
 Yes  No
3. What are their core functions of the IA Department (Please tick)
Giving assurance on the risk management process
SECTION C: THE STATUS OF RISK ASSESSEMENT AND MANAGEMENT
SECTION D: INTERNAL AUDIT AND RISK ASSESSMENT MANAGEMENT FUCTION
Which of the functions are done by the IA Deprtment
 Facilitating of identification and evaluation of risk
 Coaching management in responding to risks
 Co-coordinating risk management activities
 Consolidated reporting on risks
SECTION FD: EXISTENCE OF INTERNAL AUDIT AND HINDERANCE TO THEIR
OPERATIONS.