International Capital Group is a global private investment firm that provides capital and financing solutions to small and micro-cap companies around the world. Since 2000, ICG has executed hundreds of transactions totaling over $1 billion across multiple industries and countries. ICG delivers customized capital solutions through subsidiaries in the US, Europe, and Asia to serve local markets.

1. Global Corporate Profile
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© International Capital Group
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International Capital Group is a global private investment firm
that capitalizes publicly traded small- and micro-cap companies
and investors around the world.
Since 2000, ICG’s management team has executed
hundreds of transactions across the industry spectrum in
more than a dozen countries, with an approximate value of
US$1 BILLION!
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Through our wholly
owned subsidiaries,
International Capital
Group delivers
custom capital
International
solutions to the local Capital Group
regions it serves.
ICG USA ICG Europe ICG Asia
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ICG provides institutional, corporate and individual investors*
access to the capital they need to unleash their potential and
achieve their goals. No other investment firm can match our
small- and micro-cap experience, global reach or flexibility.
*not offered to US citizens
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Julian Herbstein, Chief Executive Officer, Asia
Harvard MBA with finance, operations and business development professional who has
actively started, grown and restructured companies around the world
Kevin Kenning, Chief Financial Officer
Tax attorney and accountant who’s originated, negotiated and executed more than
$14 billion of financing and investment structures with clients throughout the world
Brian Nord, Chief Executive Officer, USA
Industry veteran and leading expert in corporate structure, finance and share
management for domestic small-cap issues
Todd J. Bergeron, Chief Operating Officer
Trusted corporate finance and investment professional with +15 years in international
finance, venture capital, public securities and private equity
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Larry Russell, Global Business Development
Highly skilled finance and investment professional focused on marketing, sales
channel and customer relationship management
George Fong, Asia Business Development
Certified Public Accountant in Hong Kong at KPMG who’s assisted numerous PRC
corporations in both IPO and pre-IPO financings
Thomas Cleary, Chief Compliance Officer
Certified Regulatory and Compliance designation from the NASD Institute at the
Wharton School, plus 15 years as an options, futures, equities and futures trader
Kathy Kukreja, Senior Legal Counsel
Experienced legal professional with extensive experience across equity and
capital markets in Asia and Europe
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International Capital Group
ICG USA ICG Asia ICG EMEA
Corporate Debt Securities Financing* Securities Financing*
Equity Investments Corporate Financing Equity Investments
Regional Partnerships Corporate Debt
ICGFinance.com ICGAsia.com ICGEMEA.com
*not offered to US citizens
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We create customized capital solutions that allow publicly traded
companies all over the world to meet their obligations and lower
their cost of debt.
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We partner with management of growth companies to help
build outstanding businesses. We target both promising early
stage companies as well as profitable businesses with strong
management teams.
ICG only evaluates opportunities from its venture and private equity partners.
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PA RT N E R S
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ICG is the global leader in customized securities financing
solutions for institutional, corporate and retail investors who
require access to liquidity—whether to pay down debt, make a
new investment or hedge against market risk.
*not offered to US citizens
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ICG Asia offers corporate financing solutions that are tailored to
meet the needs of your public company—both today and for
years to come.
•! Convertible debt
•! Business development
•! Lead placement
•! Block trades
•! Securities loans
•! Strategic planning
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We have the global reach, liquidity, deep market and trading
resources coupled with the experience to meet your individual or
company’s specific needs, priorities and goals.
•! Clean up balance sheets
•! Access to liquidity
•! Financing partnerships
It’s The ICG Effect. It works on balance sheets, too.
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ICG USA
United States Headquarters
425 N. Martingale Road
Suite 1540
Schaumburg, IL 60173 USA
www.ICGFinance.com
+1 866 942 9310 T
+1 847 278 0333 T
+1 847 276 3390 F
info@icgfinance.com Coming Soon: London, England
ICG Asia
Asia Headquarters
8/F, 303 Hennessy Road
CRE Building
Wan Chai, Hong Kong
www.ICGAsia.com
+1 852 2583 0929 T
+1 852 2817 9266 F
info@icgasia.com
Coming Soon: Seoul, South Korea
"
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14. E'8/)&'0$%1
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affiliates ("ICG", "we" or "us"), agree to the following terms and conditions:
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No information published on the ICG website and/or presentations constitutes a solicitation or offer, or recommendation, to engage in any
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