Humanitarian Intervention and Just War
Author(s): Mona Fixdal and Dan Smith
Source: Mershon International Studies Review , Nov., 1998, Vol. 42, No. 2 (Nov., 1998),
pp. 283-312
Published by: Wiley on behalf of The International Studies Association
Stable URL: https://www.jstor.org/stable/254418
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Mershon International Studies Review (1998) 42, 283-312
Humanitarian Intervention and Just War*
MONA FIXDAL
Department of Political Science, University of Oslo
DAN SMITH
International Peace Research Institute, Oslo
Humanitarian intervention is one of the primary international security
problems of today. As an object analysis, it sits at the intersection of the
realist and idealist traditions in the study of international relations.
Despite its high profile, debate on humanitarian intervention is unsatis-
factory; participants talk past one another and most discussion is devoid
of ethical concepts. In particular, there is a striking absence of explicit
reference to the Just War tradition. Only scholars of international law
have explicitly and systematically examined normative issues, but their
focus seems too narrow. The result is a series of what appear to be arbi-
trary judgments about when humanitarian intervention is justified
combined with an often fundamental misunderstanding of the interna-
tional system. This essay presents a sketch of the Just War tradition's main
concepts and argues that it is both possible and advantageous to resort to
them in discussing and evaluating humanitarian intervention. The article
then applies these concepts to the recent debate on humanitarian inter-
vention and shows that almost all of the concerns raised in this
scholarship fit within the Just War framework. The essay focuses on the
criteria from the Just War tradition that deal with when to resort to the
use of armed force.
It would be impossible for the world to be happy ... [if] the innocent were not
allowed to teach the guilty a lesson (Vitoria 1557[1991]:298).
Humanitarian intervention has become one of the most debated topics in interna-
tional politics today. It is among a group of problems-ci ...
Hans J. Morgenthau and the Legacy of Political RealismA.docxAASTHA76
Hans J. Morgenthau and the Legacy of Political Realism
Author(s): Peter Gellman
Source: Review of International Studies, Vol. 14, No. 4 (Oct., 1988), pp. 247-266
Published by: Cambridge University Press
Stable URL: https://www.jstor.org/stable/20097151
Accessed: 12-08-2018 23:48 UTC
JSTOR is a not-for-profit service that helps scholars, researchers, and students discover, use, and build upon a wide
range of content in a trusted digital archive. We use information technology and tools to increase productivity and
facilitate new forms of scholarship. For more information about JSTOR, please contact [email protected]
Your use of the JSTOR archive indicates your acceptance of the Terms & Conditions of Use, available at
https://about.jstor.org/terms
Cambridge University Press is collaborating with JSTOR to digitize, preserve and extend
access to Review of International Studies
This content downloaded from 76.109.204.44 on Sun, 12 Aug 2018 23:48:58 UTC
All use subject to https://about.jstor.org/terms
Review of International Studies (1988), 14, 247-266 Printed in Great Britain
Hans J. Morgenthau and the legacy of political realism
Peter Gellman
It is over fifty years since a young scholar named Hans J. Morgenthau sought refuge
in the United States, and forty years since the publication of his influential text,
Politics Among Nations. Morgenthau's 'theory' of political realism figures
prominently in the academic study of international relations during these years and
shows no sign of disappearing. Many of those scholars who differ markedly from
Morgenthau regard it as worthwhile or at least necessary to respond to his arguments.
If perhaps for no other reason than that it is an appealing target, Morgenthau's
political realism remains an important subject of evaluation for even its most serious
and most severe critics.
Why is there continuing interest in Morgenthau? The frankness with which he
spoke and wrote is part of the explanation. Part of the answer also can be found in
Morgenthau's unwillingness to sidestep the political controversies of his day. He
opposed American policy in Indo-China long before it was fashionable, yet was a
committed anti-communist who criticized Eisenhower for failing to try a nuclear
bluff during the Hungarian uprising of 1956. A leading supporter of the Jackson
Vanik amendment, which tied American trade to Soviet respect for human rights,
Morgenthau was also an advocate of negotiations to regulate competition in nuclear
arms. A thoroughly undoctrinaire record continues to elicit widely ranging and
inconsistent indictments; recent accusations include both failing to support a spirited
defence of Western interests, and serving (posthumously) as the intellectual guru to
the allegedly dangerously belligerent foreign policy-makers of the Reagan adminis
tration.1 Still, the greatest part of Hans Morgenthau's reputation is bound up with
his approach to the study of international relat.
Democratic Peace or Clash of CivilizationsTarget States and.docxsimonithomas47935
Democratic Peace or Clash of Civilizations?
Target States and Support for War in Britain
and the United States
Robert Johns University of Essex
Graeme A. M. Davies University of Leeds
Research on public support for war shows that citizens are responsive to various aspects of strategic context. Less
attention has been paid to the core characteristics of the target state. In this comparative study we report survey
experiments manipulating two such characteristics, regime type and dominant faith, to test whether the ‘‘democratic
peace’’ and the ‘‘clash of civilizations’’ theses are reflected in U.S. and British public opinion. The basic findings show
small differences across the two cases: both publics were somewhat more inclined to use force against dictatorships than
against democracies and against Islamic than against Christian countries. Respondent religion played no moderating
role in Britain: Christians and nonbelievers were alike readier to attack Islamic states. However, in the United States,
the dominant faith effect was driven entirely by Christians. Together, our results imply that public judgments are
driven as much by images and identities as by strategic calculations of threat.
T
he ‘‘Bush doctrine’’ is one of preemption. If
force is to be used in response not only to actual
but also to potential future threats, the question
arises of how such threats are to be identified. One
answer is that key characteristics of the target state act
as a guide to its likely behavior. In justifications of
action in Afghanistan and Iraq, two such characteristics
were often invoked. One was the undemocratic nature
of the incumbent regimes. Tony Blair expressed his fear
‘‘that we wake up one day and we find that one of these
dictatorial states has used weapons of mass destruc-
tion’’ (BBC 2004). And, as George W. Bush put it: ‘‘we
know that dictators are quick to choose aggression,
while free nations strive to resolve their differences in
peace’’ (CBS News 2004). This encapsulates the ‘‘dem-
ocratic peace’’: that democracies rarely go to war with
one another (Doyle 1983; Russett 1993). The second,
seldom as explicit but often discernible in these leaders’
rhetoric, is that these were Islamic countries. Bush
notoriously referred to the ‘‘war on terror’’ as a
‘‘crusade’’ (White House 2001), and Blair described
the ‘‘mutual enmity toward the West’’ of Islamic
extremists and their host regimes (BBC 2004). This
calls to mind the ‘‘clash of civilizations,’’ a term coined
by Samuel Huntington for whom ‘‘the most pervasive,
important and dangerous conflicts . . . are along the
line separating peoples of Western Christianity, on the
one hand, from Muslim and Orthodox people on the
other’’ (1996, 28). In short, it appears that U.S. and
U.K. elite military decisions are influenced by both the
regime type and the dominant faith in the target state.
This article is about public support for war and
whether it too is influenced by these factors. Are the
democ.
SPECIAL ISSUE ON POLITICAL VIOLENCEResearch on Social Move.docxsusanschei
SPECIAL ISSUE ON POLITICAL VIOLENCE
Research on Social Movements and Political Violence
Donatella della Porta
Published online: 15 July 2008
# Springer Science + Business Media, LLC 2008
Abstract Attention to extreme forms of political violence in the social sciences has been
episodic, and studies of different forms of political violence have followed different
approaches, with “breakdown” theories mostly used for the analysis of right-wing radicalism,
social movement theories sometimes adapted to research on left-wing radical groups, and
area study specialists focusing on ethnic and religious forms. Some of the studies on extreme
forms of political violence that have emerged within the social movement tradition have
nevertheless been able to trace processes of conflict escalation through the detailed exam-
ination of historical cases. This article assesses some of the knowledge acquired in previous
research approaching issues of political violence from the social movement perspective, as
well as the challenges coming from new waves of debate on terrorist and counterterrorist
action and discourses. In doing this, the article reviews contributions coming from research
looking at violence as escalation of action repertoires within protest cycles; political
opportunity and the state in escalation processes; resource mobilization and violent
organizations; narratives of violence; and militant constructions of external reality.
Keywords Political violence . Social movements
Attention to extreme forms of political violence in the social sciences has been episodic, with
some peaks in periods of high visibility of terrorist attacks, but little accumulation of results.
There are several reasons for this. First, some of the research has been considered to be more
oriented towards developing antiterrorist policies than to a social science understanding of the
phenomenon. In fact, “many who have written about terrorism have been directly or indirectly
involved in the business of counterterrorism, and their vision has been narrowed and distorted
by the search for effective responses to terrorism…. [S]ocial movement scholars, with very few
exceptions, have said little about terrorism” (Goodwin 2004, p. 259). Second, studies of
different forms of political violence have followed different approaches, with “breakdown”
theories mostly used for the analysis of right-wing radicalism, social movement theories
sometimes adapted to research on left-wing radical groups, and area study specialists focusing
on ethnic and religious forms. Third, and most fundamentally, there has been a tendency to reify
Qual Sociol (2008) 31:221–230
DOI 10.1007/s11133-008-9109-x
D. della Porta (*)
Department of Political and Social Sciences, European University Institute,
Badia Fiesolana, Via dei Roccettini 9, 50016 San Domenico di Fiesole Firenze, Italy
e-mail: [email protected]
definitions of terrorism on the basis of political actors’ decisions to use violence (Tilly 200.
This document discusses different approaches to international relations theory. It begins by providing historical context on the emergence of international relations as an academic discipline after World War I. It then outlines some of the major theoretical approaches that developed, including realism, liberalism, and Marxism. A key focus is classical realism as developed by Hans Morgenthau. Morgenthau argued that international politics is defined by the struggle for power between states. The document also examines other classical realist concepts like the balance of power, the relationship between interests and justice, and the importance of international society and order. It provides an overview of how classical realism views these different elements of international relations.
This document summarizes an article that analyzes the shift in foreign policy from pursuing national interests to emphasizing ethical duties to protect others' rights. While international changes provided an opportunity for ethical framing, domestic pressures also drove ethical foreign policy interventions. Ethical rhetoric enhances governments' moral authority but allows less accountability, as policy success can be declared without regard for outcomes blamed on others. This flexibility lets governments project purpose abroad amid difficulty acting decisively at home.
The document discusses the motivations behind the US invasion of Iraq in 2003 and whether it was in the national interest. It argues that in the post-9/11 context, the neoconservative faction in Washington convinced the public and Congress that invading Iraq was necessary for national security due to perceived threats from Iraqi WMD programs and Iraq's potential to disrupt US oil interests in the Middle East. This helped justify implementing neoconservative foreign policy goals of preemptive war and regime change in Iraq.
This document provides an abstract and introduction for a capstone paper examining how the Vietnam and Iraq Wars were legitimized through public discourse in the United States. The paper will employ discourse analysis to examine the key representations and constructions that led to the legitimization of each war. The introduction reviews different theories on the causes of war and argues that a discursive approach is best for understanding how war gains acceptance. The paper will analyze textual data to discuss how dominant discourses legitimized the Vietnam and Iraq Wars and demonstrate the power of language in political debates around war.
Religion versus Ethnicity as a Source of Mobilisation: Are There Differences?African Affairs
This document provides an overview of the debate around whether religious or ethnic identities are more potent sources of mobilization for violent conflict. It discusses similarities and differences between mobilization along religious versus ethnic lines. Some key points made include:
- Both religious and ethnic identities are used instrumentally by leaders to mobilize people, but are also "essentialized" and genuinely believed in by followers.
- For mobilization to occur, leaders must cultivate in-group identity and an "other" out-group to induce violence.
- Religious organization and external support networks may be stronger than ethnic ones, but there is no evidence religious conflicts are inherently more deadly.
- In conflicts with overlapping religious and
Hans J. Morgenthau and the Legacy of Political RealismA.docxAASTHA76
Hans J. Morgenthau and the Legacy of Political Realism
Author(s): Peter Gellman
Source: Review of International Studies, Vol. 14, No. 4 (Oct., 1988), pp. 247-266
Published by: Cambridge University Press
Stable URL: https://www.jstor.org/stable/20097151
Accessed: 12-08-2018 23:48 UTC
JSTOR is a not-for-profit service that helps scholars, researchers, and students discover, use, and build upon a wide
range of content in a trusted digital archive. We use information technology and tools to increase productivity and
facilitate new forms of scholarship. For more information about JSTOR, please contact [email protected]
Your use of the JSTOR archive indicates your acceptance of the Terms & Conditions of Use, available at
https://about.jstor.org/terms
Cambridge University Press is collaborating with JSTOR to digitize, preserve and extend
access to Review of International Studies
This content downloaded from 76.109.204.44 on Sun, 12 Aug 2018 23:48:58 UTC
All use subject to https://about.jstor.org/terms
Review of International Studies (1988), 14, 247-266 Printed in Great Britain
Hans J. Morgenthau and the legacy of political realism
Peter Gellman
It is over fifty years since a young scholar named Hans J. Morgenthau sought refuge
in the United States, and forty years since the publication of his influential text,
Politics Among Nations. Morgenthau's 'theory' of political realism figures
prominently in the academic study of international relations during these years and
shows no sign of disappearing. Many of those scholars who differ markedly from
Morgenthau regard it as worthwhile or at least necessary to respond to his arguments.
If perhaps for no other reason than that it is an appealing target, Morgenthau's
political realism remains an important subject of evaluation for even its most serious
and most severe critics.
Why is there continuing interest in Morgenthau? The frankness with which he
spoke and wrote is part of the explanation. Part of the answer also can be found in
Morgenthau's unwillingness to sidestep the political controversies of his day. He
opposed American policy in Indo-China long before it was fashionable, yet was a
committed anti-communist who criticized Eisenhower for failing to try a nuclear
bluff during the Hungarian uprising of 1956. A leading supporter of the Jackson
Vanik amendment, which tied American trade to Soviet respect for human rights,
Morgenthau was also an advocate of negotiations to regulate competition in nuclear
arms. A thoroughly undoctrinaire record continues to elicit widely ranging and
inconsistent indictments; recent accusations include both failing to support a spirited
defence of Western interests, and serving (posthumously) as the intellectual guru to
the allegedly dangerously belligerent foreign policy-makers of the Reagan adminis
tration.1 Still, the greatest part of Hans Morgenthau's reputation is bound up with
his approach to the study of international relat.
Democratic Peace or Clash of CivilizationsTarget States and.docxsimonithomas47935
Democratic Peace or Clash of Civilizations?
Target States and Support for War in Britain
and the United States
Robert Johns University of Essex
Graeme A. M. Davies University of Leeds
Research on public support for war shows that citizens are responsive to various aspects of strategic context. Less
attention has been paid to the core characteristics of the target state. In this comparative study we report survey
experiments manipulating two such characteristics, regime type and dominant faith, to test whether the ‘‘democratic
peace’’ and the ‘‘clash of civilizations’’ theses are reflected in U.S. and British public opinion. The basic findings show
small differences across the two cases: both publics were somewhat more inclined to use force against dictatorships than
against democracies and against Islamic than against Christian countries. Respondent religion played no moderating
role in Britain: Christians and nonbelievers were alike readier to attack Islamic states. However, in the United States,
the dominant faith effect was driven entirely by Christians. Together, our results imply that public judgments are
driven as much by images and identities as by strategic calculations of threat.
T
he ‘‘Bush doctrine’’ is one of preemption. If
force is to be used in response not only to actual
but also to potential future threats, the question
arises of how such threats are to be identified. One
answer is that key characteristics of the target state act
as a guide to its likely behavior. In justifications of
action in Afghanistan and Iraq, two such characteristics
were often invoked. One was the undemocratic nature
of the incumbent regimes. Tony Blair expressed his fear
‘‘that we wake up one day and we find that one of these
dictatorial states has used weapons of mass destruc-
tion’’ (BBC 2004). And, as George W. Bush put it: ‘‘we
know that dictators are quick to choose aggression,
while free nations strive to resolve their differences in
peace’’ (CBS News 2004). This encapsulates the ‘‘dem-
ocratic peace’’: that democracies rarely go to war with
one another (Doyle 1983; Russett 1993). The second,
seldom as explicit but often discernible in these leaders’
rhetoric, is that these were Islamic countries. Bush
notoriously referred to the ‘‘war on terror’’ as a
‘‘crusade’’ (White House 2001), and Blair described
the ‘‘mutual enmity toward the West’’ of Islamic
extremists and their host regimes (BBC 2004). This
calls to mind the ‘‘clash of civilizations,’’ a term coined
by Samuel Huntington for whom ‘‘the most pervasive,
important and dangerous conflicts . . . are along the
line separating peoples of Western Christianity, on the
one hand, from Muslim and Orthodox people on the
other’’ (1996, 28). In short, it appears that U.S. and
U.K. elite military decisions are influenced by both the
regime type and the dominant faith in the target state.
This article is about public support for war and
whether it too is influenced by these factors. Are the
democ.
SPECIAL ISSUE ON POLITICAL VIOLENCEResearch on Social Move.docxsusanschei
SPECIAL ISSUE ON POLITICAL VIOLENCE
Research on Social Movements and Political Violence
Donatella della Porta
Published online: 15 July 2008
# Springer Science + Business Media, LLC 2008
Abstract Attention to extreme forms of political violence in the social sciences has been
episodic, and studies of different forms of political violence have followed different
approaches, with “breakdown” theories mostly used for the analysis of right-wing radicalism,
social movement theories sometimes adapted to research on left-wing radical groups, and
area study specialists focusing on ethnic and religious forms. Some of the studies on extreme
forms of political violence that have emerged within the social movement tradition have
nevertheless been able to trace processes of conflict escalation through the detailed exam-
ination of historical cases. This article assesses some of the knowledge acquired in previous
research approaching issues of political violence from the social movement perspective, as
well as the challenges coming from new waves of debate on terrorist and counterterrorist
action and discourses. In doing this, the article reviews contributions coming from research
looking at violence as escalation of action repertoires within protest cycles; political
opportunity and the state in escalation processes; resource mobilization and violent
organizations; narratives of violence; and militant constructions of external reality.
Keywords Political violence . Social movements
Attention to extreme forms of political violence in the social sciences has been episodic, with
some peaks in periods of high visibility of terrorist attacks, but little accumulation of results.
There are several reasons for this. First, some of the research has been considered to be more
oriented towards developing antiterrorist policies than to a social science understanding of the
phenomenon. In fact, “many who have written about terrorism have been directly or indirectly
involved in the business of counterterrorism, and their vision has been narrowed and distorted
by the search for effective responses to terrorism…. [S]ocial movement scholars, with very few
exceptions, have said little about terrorism” (Goodwin 2004, p. 259). Second, studies of
different forms of political violence have followed different approaches, with “breakdown”
theories mostly used for the analysis of right-wing radicalism, social movement theories
sometimes adapted to research on left-wing radical groups, and area study specialists focusing
on ethnic and religious forms. Third, and most fundamentally, there has been a tendency to reify
Qual Sociol (2008) 31:221–230
DOI 10.1007/s11133-008-9109-x
D. della Porta (*)
Department of Political and Social Sciences, European University Institute,
Badia Fiesolana, Via dei Roccettini 9, 50016 San Domenico di Fiesole Firenze, Italy
e-mail: [email protected]
definitions of terrorism on the basis of political actors’ decisions to use violence (Tilly 200.
This document discusses different approaches to international relations theory. It begins by providing historical context on the emergence of international relations as an academic discipline after World War I. It then outlines some of the major theoretical approaches that developed, including realism, liberalism, and Marxism. A key focus is classical realism as developed by Hans Morgenthau. Morgenthau argued that international politics is defined by the struggle for power between states. The document also examines other classical realist concepts like the balance of power, the relationship between interests and justice, and the importance of international society and order. It provides an overview of how classical realism views these different elements of international relations.
This document summarizes an article that analyzes the shift in foreign policy from pursuing national interests to emphasizing ethical duties to protect others' rights. While international changes provided an opportunity for ethical framing, domestic pressures also drove ethical foreign policy interventions. Ethical rhetoric enhances governments' moral authority but allows less accountability, as policy success can be declared without regard for outcomes blamed on others. This flexibility lets governments project purpose abroad amid difficulty acting decisively at home.
The document discusses the motivations behind the US invasion of Iraq in 2003 and whether it was in the national interest. It argues that in the post-9/11 context, the neoconservative faction in Washington convinced the public and Congress that invading Iraq was necessary for national security due to perceived threats from Iraqi WMD programs and Iraq's potential to disrupt US oil interests in the Middle East. This helped justify implementing neoconservative foreign policy goals of preemptive war and regime change in Iraq.
This document provides an abstract and introduction for a capstone paper examining how the Vietnam and Iraq Wars were legitimized through public discourse in the United States. The paper will employ discourse analysis to examine the key representations and constructions that led to the legitimization of each war. The introduction reviews different theories on the causes of war and argues that a discursive approach is best for understanding how war gains acceptance. The paper will analyze textual data to discuss how dominant discourses legitimized the Vietnam and Iraq Wars and demonstrate the power of language in political debates around war.
Religion versus Ethnicity as a Source of Mobilisation: Are There Differences?African Affairs
This document provides an overview of the debate around whether religious or ethnic identities are more potent sources of mobilization for violent conflict. It discusses similarities and differences between mobilization along religious versus ethnic lines. Some key points made include:
- Both religious and ethnic identities are used instrumentally by leaders to mobilize people, but are also "essentialized" and genuinely believed in by followers.
- For mobilization to occur, leaders must cultivate in-group identity and an "other" out-group to induce violence.
- Religious organization and external support networks may be stronger than ethnic ones, but there is no evidence religious conflicts are inherently more deadly.
- In conflicts with overlapping religious and
This document outlines the syllabus for an introductory international relations course. It covers 14 topics over the semester, including introductions to different theories of IR like realism, liberalism, and Marxism. It also covers specific issue areas like security, diplomacy, globalization, and terrorism. The course will include a midterm and final exam. The document provides background on the field of IR, noting it emerged in the early 20th century and draws from other disciplines like history, political science, and economics. It discusses key concepts like the state, actors, and topics within the field of IR.
Structural Realism after
the Cold War
Kenneth N. Waltz
Some students of in-
ternational politics believe that realism is obsolete.1 They argue that, although
realism’s concepts of anarchy, self-help, and power balancing may have been
appropriate to a bygone era, they have been displaced by changed conditions
and eclipsed by better ideas. New times call for new thinking. Changing
conditions require revised theories or entirely different ones.
True, if the conditions that a theory contemplated have changed, the theory
no longer applies. But what sorts of changes would alter the international
political system so profoundly that old ways of thinking would no longer be
relevant? Changes of the system would do it; changes in the system would not.
Within-system changes take place all the time, some important, some not. Big
changes in the means of transportation, communication, and war �ghting, for
example, strongly affect how states and other agents interact. Such changes
occur at the unit level. In modern history, or perhaps in all of history, the
introduction of nuclear weaponry was the greatest of such changes. Yet in the
nuclear era, international politics remains a self-help arena. Nuclear weapons
decisively change how some states provide for their own and possibly for
others’ security; but nuclear weapons have not altered the anarchic structure
of the international political system.
Changes in the structure of the system are distinct from changes at the unit
level. Thus, changes in polarity also affect how states provide for their security.
Signi�cant changes take place when the number of great powers reduces to
two or one. With more than two, states rely for their security both on their
Kenneth N. Waltz, former Ford Professor of Political Science at the University of California, Berkeley, is a
Research Associate of the Institute of War and Peace Studies and Adjunct Professor at Columbia University.
I am indebted to Karen Adams and Robert Rauchhaus for help on this article from its conception
to its completion. For insightful and constructive criticisms I wish to thank Robert Art, Richard
Betts, Barbara Farnham, Anne Fox, Robert Jervis, Warner Schilling, and Mark Sheetz.
1. For example, Richard Ned Lebow, “The Long Peace, the End of the Cold War, and the Failure
of Realism,” International Organization, Vol. 48, No. 2 (Spring 1994), pp. 249–277; Jeffrey W. Legro
and Andrew Moravcsik, “Is Anybody Still a Realist?” International Security, Vol. 24, No. 2 (Fall
1999), pp. 5–55; Bruce Russett, Grasping the Democratic Peace: Principles for a Post–Cold War Peace
(Princeton, N.J.: Princeton University Press, 1993); Paul Schroeder, “Historical Reality vs. Neo-
realist Theory,” International Security, Vol. 19, No. 1 (Summer 1994), pp. 108–148; and John A.
Vasquez, “The Realist Paradigm and Degenerative vs. Progressive Research Programs: An Ap-
praisal of Neotraditional Research on Waltz’s Balancing Proposition,” American Political Science
Review, .
The Origins of War in Neorealist TheoryAuthor(s) Kenneth N..docxcarlz4
The Origins of War in Neorealist Theory
Author(s): Kenneth N. Waltz
Source: Journal of Interdisciplinary History, Vol. 18, No. 4, The Origin and Prevention of
Major Wars (Spring, 1988), pp. 615-628
Published by: The MIT Press
Stable URL: http://www.jstor.org/stable/204817
Accessed: 17/09/2008 09:23
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Journal of Interdisciplinary History, xvIII:4 (Spring 1988), 615-628.
Kenneth N. Waltz
The Origins of War in Neorealist Theory Like
most historians, many students of international politics have been
skeptical about the possibility of creating a theory that might help
one to understand and explain the international events that interest
us. Thus Morgenthau, foremost among traditional realists, was
fond of repeating Blaise Pascal's remark that "the history of the
world would have been different had Cleopatra's nose been a bit
shorter" and then asking "How do you systemize that?"1 His
appreciation of the role of the accidental and the occurrence of
the unexpected in politics dampened his theoretical ambition.
The response of neorealists is that, although difficulties
abound, some of the obstacles that seem most daunting lie in
misapprehensions about theory. Theory obviously cannot explain
the accidental or account for unexpected events; it deals in regu-
larities and repetitions and is possible only if these can be identi-
fied. A further difficulty is found in the failure of realists to
conceive of international politics as a distinct domain about which
theories can be fashioned. Morgenthau, f.
This document provides an abstract for a dissertation analyzing Prime Minister David Cameron's justifications for military intervention in Syria in 2013 and 2015 through a critical discourse analysis of his statements in House of Commons debates. It finds that in 2013, Cameron failed to gain approval for intervention against the Assad regime due to public opposition after the Iraq war, but in 2015 he was successful in approving intervention against ISIS by emphasizing national security and positive self-representation while maintaining humanitarianism. The dissertation will use interpretivist qualitative analysis and social constructivism to examine Cameron's language and rhetorical devices.
War and peace are two powerful forces that have been shaping civilizations. Every nation has gone through various degrees of conflicts. In this paper, the author asks what history lessons can be used to educate the public and policy makers on conflict prevention. If we were to avoid repeating the mistakes and wars of the past, the author believes new innovative approaches are needed for solving old problems of conflicts within a nation and between nations. Alongside current steps to promote social order, the psychology of war and peace must be adequately looked into and utilized in forming the needed policies.
ASSIGNMENT 08A01 Introduction to AccountingPart A (20 points).docxjane3dyson92312
ASSIGNMENT 08
A01 Introduction to Accounting
Part A (20 points)
Prepare in proper form journal entries for the following transactions. Omit explanations.
October
2Owner made a cash investment into the company $5,000
8Bought supplies on account $100.
10Paid salaries, $700
15Paid for supplies purchased on October 8
21Received company telephone bill, to be paid later, $30
Part B (5 points each for a possible total of 50 points)
Record the following selected transactions for January in a two-column journal, identifying each entry by letter:
(a) Earned $7,000 fees; customer will pay later.
(b) Purchased equipment for $45,000, paying $20,000 in cash and the remainder on credit
(c) Paid $3,000 for rent for January.
(d) Purchased $2,500 of supplies on account.
(e) A. Allen $1,000 investment in the company.
(f) Received $7,000 in cash for fees earned previously.
(g) Paid $1,200 to creditors on account.
(h) Paid wages of $6,250.
(i) Received $7,150 from customers on account.
(j) A. Allen withdrawal of $1,750.
Part C
(1) (10 points) From the following items in the income statement columns of the worksheet of Friend's Tutoring at December 31, prepare the closing entries without explanation, assuming that a $1,000 withdrawal was made during the period.
Income Statement
AccountDebitCredit
Tutoring Fees3,450
Wages Expense700
Rent Expense600
Supplies Expense450
Insurance Expense250_____
2,0003,450
Net Income1,450_____
$3,450$3,450
(2) (5 points each for a possible total of 20 points) A summary of selected ledger accounts appear below for S. Ball for the current calendar year.
Answer the following questions.
a. What was the total amount of withdrawals for the year?
b. What was the net income?
c. What was the total revenue?
d. What were the total expenses?
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International relations: One world, many theories.
Walt, Stephen M.
Foreign Policy. Spring98, Issue 110, p29. 17p. 1 Chart.
Article
INTERNATIONAL relations
REALISM
LIBERALISM
Discusses the theoretical traditions in the study of international relations.
Evolution of realist theory; Challenges of liberal theories against realist
theories; Explanation offered by Marxism on international conflict.
INSET: Waiting for Mr. X.
5946
0015-7228
10.2307/1149275
382407
International Security & Counter Terrorism Reference Center
INTERNATIONAL RELATIONS: ONE WORLD, MANY THEORIES
Why should policymakers and practitioners care about the scholarly study of international affairs? Those who
conduct foreign policy often dismiss academic theorists (frequently, one must admit, with good reason), but
there is an inescapable link between the abstract world of theory and the real world of policy. We nee.
American Society of International Law is collaborating with .docxShiraPrater50
American Society of International Law is collaborating with JSTOR to digitize, preserve and extend access to Proceedings of
the Annual Meeting (American Society of International Law).
http://www.jstor.org
The Responsibility to Protect: Rethinking Humanitarian Intervention
Author(s): Gareth Evans
Source: Proceedings of the Annual Meeting (American Society of International Law), Vol. 98 (
MARCH 31-APRIL 3, 2004), pp. 78-89
Published by: American Society of International Law
Stable URL: http://www.jstor.org/stable/25659900
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78 ASIL Proceedings, 2004
Pentagon and is presently an adviser to the Kerry campaign. Mr. Feinstein is also cochair with
Anne-Marie Slaughter of the ASIL-Council on Foreign Relations Project on Old Rules, New
Threats and published with Dean Slaughter the article in the January/February issue of Foreign
Affairs that introduced the concept of "a duty to prevent."3
The Responsibility to Protect: Rethinking Humanitarian Intervention
by Gareth Evans*
The Policy Challenge
Until terrorism overwhelmed international attention after 9/11, the really big issue in inter
national relations?the one that must have launched a thousand Ph.Ds?was the "right of
humanitarian intervention," the question of when, if ever, it is appropriate for states to take
coercive action, in particular coercive military action, against another state in order to protect
people at risk in that other state. Man-made internal catastrophe, and what the international
community should do about it, is what more than anything else preoccupied international rela
tions practitioners, commentators, and scholars in the decade after the Cold War.
The cases on which the debate centered are all burnished in our memory. They are cases both
when intervention happened and when it did not:
The debacle of the international intervention in Somalia in 1993;
The pathetically inadequate response to genocide in Rwanda in 1994;
The utter inability of the UN presence to prevent murderous ethnic cleansing in Srebrenica
in ...
Review Neoclassical Realism and Theories of Foreign Poli.docxAASTHA76
Review: Neoclassical Realism and Theories of Foreign Policy
Reviewed Work(s): The Perils of Anarchy: Contemporary Realism and International
Security by Michael E. Brown; Useful Adversaries: Grand Strategy, Domestic Mobilization,
and Sino-American Conflict, 1947-1958 by Thomas J. Christensen; Deadly Imbalances:
Tripolarity and Hitler's Strategy of World Conquest by Randall L. Schweller; The Elusive
Balance: Power and Perceptions during the Cold War by William Curti Wohlforth; From
Wealth to Power: The Unusual Origins of America's World Role by Fareed Zakaria
Review by: Gideon Rose
Source: World Politics, Vol. 51, No. 1 (Oct., 1998), pp. 144-172
Published by: Cambridge University Press
Stable URL: https://www.jstor.org/stable/25054068
Accessed: 12-08-2018 23:50 UTC
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Review Article
NEOCLASSICAL REALISM AND
THEORIES OF FOREIGN POLICY
By GIDEON ROSE*
Michael E. Brown et al., eds. The Perils of Anarchy: Contemporary Realism and
International Security. Cambridge: MIT Press, 1995, 519 pp.
Thomas J. Christensen. Useful Adversaries: Grand Strategy, Domestic Mobiliza
tion, and Sino-American Conflict, 1947-1958. Princeton: Princeton Univer
sity Press, 1996, 319 pp.
Randall L. Schweller. Deadly Imbalances: Tripolarity and Hitlers Strategy of
World Conquest. New York: Columbia University Press, 1998,267 pp.
William Curti Wohlforth. The Elusive Balance: Power and Perceptions during
the Cold War. Ithaca, N.Y.: Cornell University Press, 1993, 317 pp.
Fareed Zakaria. From Wealth to Power: The Unusual Origins of Americas World
Role. Princeton: Princeton University Press, 1998,199 pp.
FOR two decades international relations theory has been dominated by the debate between neorealists and their various critics.1 Much
of the skirmishing has occurred over questions about the nature of the
international system and its effect on patterns of international out
comes such as war and peace. Thus scholars have disputed whether a
multipolar system generates more conflict than a bipolar one, or
* For support, criticisms, and suggestions regarding earlier versions of this essay I am grateful to
Richard Berts, Michael Desch, Michael Doyle, Aaron Friedberg, Philip Gordon, Ethan Kapstein, Jeff
Legro, Sean Lynn-Jones, Andrew Moravcsik, Kenne.
The Flawed Logic of Democratic Peace TheoryAuthor(s) SMikeEly930
The Flawed Logic of Democratic Peace Theory
Author(s): Sebastian Rosato
Source: The American Political Science Review, Vol. 97, No. 4 (Nov., 2003), pp. 585-602
Published by: American Political Science Association
Stable URL: https://www.jstor.org/stable/3593025
Accessed: 15-04-2019 12:59 UTC
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facilitate new forms of scholarship. For more information about JSTOR, please contact [email protected]
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extend access to The American Political Science Review
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American Political Science Review Vol. 97, No. 4 November 2003
The Flawed Logic of Democratic Peace Theory
SEBASTIAN ROSATO The University of Chicago
Democratic peace theory is probably the most powerful liberal contribution to the debate on the causes of war and peace. In this paper I examine the causal logics that underpin the theory
to determine whether they offer compelling explanations for the finding of mutual democratic
pacifism. Ifind that they do not. Democracies do not reliably externalize their domestic norms of conflict
resolution and do not trust or respect one another when their interests clash. Moreover, elected leaders
are not especially accountable to peace loving publics or pacific interest groups, democracies are not
particularly slow to mobilize or incapable of surprise attack, and open political competition does not
guarantee that a democracy will reveal private information about its level of resolve thereby avoiding
conflict. Since the evidence suggests that the logics do not operate as stipulated by the theory's proponents,
there are good reasons to believe that while there is certainly peace among democracies, it may not be
caused by the democratic nature of those states.
emocratic peace theory-the claim that democ- them.2 An evaluation of democratic peace theory, then,
racies rarely fight one another because they rests on answering two questions. First, do the data sup-
share common norms of live-and-let-live and port the claim that democracies rarely fight each other?
domestic institutions that constrain the recourse to Second, is there a compelling explanation for why this
war--is probably the most powerful liberal contribu- should be the case?
tion to the debate on the causes of war and peace.1 If Democratic peace theorists have discovered a pow-
the theory is correct, it has important implications for erful empirical generalization: Democracies rarely go
bot ...
International Relations is an important field that helps explain how nation-states interact globally. Two prominent IR theories, liberalism and realism, both recognize the existence of anarchy and the importance of states in the international system. While realism sees anarchy as a lack of central authority, the international system also allows for some cooperation through international organizations and principles like collective security. Studying IR helps provide understanding of global political and economic issues and possible solutions.
This document discusses potential definitions of globalization and proposes that there may be four possible definitions that become increasingly radical:
1. Globalization as a historical epoch that succeeds the Cold War period. It represents a distinct time period with its own characteristics, just as the Cold War was a distinct period.
2. Globalization as a process of increasing interconnectivity and flows of people, capital, goods, and ideas across borders.
3. Globalization as a theory that posits the world is becoming more integrated and interdependent.
4. Globalization as a new paradigm that represents a fundamental change in how the global system is organized with authority shifting away from nation states.
The document analyzes each
This document provides a reflection on an individual debate about whether war is an inevitable result of the international system. The author argues against this statement in the debate. They begin by defining key terms like the international system and war. They then develop an argument that political beliefs and human nature, rather than the international system itself, are more to blame for war. The author draws on realist perspectives of human nature and liberal ideas about cooperation to make this case. Throughout the debate, they had to respond to counterarguments, like the security dilemma concept. In the end, they felt they made an adequate case against the motion, but could have benefited from more preparation and research to strengthen their argument.
Is it plausible to argue that realism possesses an “eternal relevance” in exp...AzmiSuhaimi
This document is an essay analyzing whether realism possesses an "eternal relevance" in explaining the conduct of nation states. In 3 sentences: The essay argues that while realism continues to provide some explanations for state behavior, its assumptions of state-centric power politics may be weakening with the rise of non-state actors and globalization. However, realism has shown resilience over time by adapting its theories to changing contexts. Therefore, realism likely retains relevance so long as the state system and assumptions of power and security among states remain dominant in international relations.
This document discusses the relationship between democracy, nationalism, and culture. It introduces the "demo-skeptical turn" in political science, which questions whether democracy necessarily solves nationalist disputes or encourages nationalism and conflict. It argues that liberal democracy has historically promoted cultural homogenization within nation-states, denying internal pluralism and otherness. While democracy is incompatible with violence, cultural destruction and homogenization are also incompatible with democracy and culture. The document critiques the view held by many liberals that the nation-state requires internal cultural homogeneity to function properly.
Political Science 7 – International Relations - Power Point #5John Paul Tabakian
This document provides an overview of several topics discussed in Dr. Tabakian's Political Science 7 course on modern world governments, including: liberal institutionalism and international regimes; collective security; the waning of war; peace studies; democratic peace theory; and feminist approaches to international relations. Key theorists discussed include Kant, Keohane, Nye, and Wendt. The document also summarizes perspectives on gender in war and peace, and the roles and impacts of women in international relations.
This document provides an overview of several topics covered in Dr. Tabakian's Political Science 7 course on modern world governments, including:
1. Liberal theories such as liberal institutionalism, international regimes, and democratic peace theory that provide alternative perspectives to realism.
2. Other social theories covered like constructivism, feminism, postmodernism, and Marxism and their relationship to gender theories.
3. Specific concepts are then defined further like collective security, the waning of war, peace studies, women in international relations, and Immanuel Kant's views on promoting peace. Case studies on topics like children in war, Sudan, and liberal challenges to realism are also mentioned.
1. A frequently asked question is Can structured techniques and obj.docxNarcisaBrandenburg70
1. A frequently asked question is “Can structured techniques and object-oriented techniques be mixed? In other words, is it possible to do structured analysis and then object-oriented design of the application or vice versa?” In some situations, it may be possible to mix and match, such as when designing and implementing the interface using OO after completing traditional structured analysis. In two paragraphs explain.
2. How secure is 802.11 security? Give examples to support your views.
3. Research a unique news story or article related to Information Technology. Post a summary of what you learned to the discussion thread, please also provide a link to the original article. Source is your choice; however please fully cite your source.
.
1. Can psychological capital impact satisfaction and organizationa.docxNarcisaBrandenburg70
1. Can psychological capital impact satisfaction and organizational commitment?
2. Can wages affect the psychological constructs of psychological capital?
3. Can psychological capital be developed via training and impact individual performance?
refrences you can use:
Psychological Capital
Psychological capital is a positive psychological state with four components: self-efficacy, optimism, hope and resiliency. Self-efficacy means having confidence in oneself to complete goals. Optimism is more than just being positive; it is purposely and positively reframing external negative experiences. Hope is about persevering toward goals, redirecting yourself when faced with a setback. And resiliency refers to one’s ability to bounce back from adversity. Together they are greater than the sum of their parts.
Psychological capital, like widely recognized concepts human and social capital, is a construct similar to economic capital, where resources are invested and leveraged for a future return. Psychological capital is different from human (‘what you know’) and social (‘who you know’) capital, and is more directly concerned with ‘who you are’ and more importantly ‘who you are becoming’ (i.e., developing one’s actual self to become the possible self).
Psychological capital is operationally defined as an individual’s positive psychological state of development that is characterized by: (1) having confidence (self-efficacy) to take on and put in the necessary effort to succeed at challenging tasks; (2) making a positive attribution (optimism) about succeeding now and in the future; (3) persevering toward goals, and when necessary, redirecting paths to goals (hope) in order to succeed; and (4) when beset by problems and adversity, sustaining and bouncing back and even beyond (resiliency) to attain success (Luthans, Youssef, & Avolio).
Helping College Grads Transition to Work
Cultivate ‘psychological capital’ to help college grads transition to work.
Interview by Kathryn Tyler 5/1/2014
For millions of eager young college students, May means graduation; for Rachel Klemme Larson, Ph.D., it’s time to get to work. Larson is assistant director of career services at the University of Nebraska-Lincoln College of Business Administration. She has been helping college students find jobs and adjust to the workforce for the past nine years. When several alumni told her that the workplace was not what they expected, she probed further to see why some graduates transition well and others do not. Her research—which is discussed in “
Newcomer Adjustment Among Recent College Graduates: An Integrative Literature Review,”
an article co- written by Larson and published in the September 2013 Human Resource Development Review—revealed that successful new grads have a higher level of something called “psychological capital.”
What is psychological capital?
It is a positive psychological state with four components: self-efficacy, optimism, hope and resiliency. Self.
More Related Content
Similar to Humanitarian Intervention and Just War Author(s) Mona Fix
This document outlines the syllabus for an introductory international relations course. It covers 14 topics over the semester, including introductions to different theories of IR like realism, liberalism, and Marxism. It also covers specific issue areas like security, diplomacy, globalization, and terrorism. The course will include a midterm and final exam. The document provides background on the field of IR, noting it emerged in the early 20th century and draws from other disciplines like history, political science, and economics. It discusses key concepts like the state, actors, and topics within the field of IR.
Structural Realism after
the Cold War
Kenneth N. Waltz
Some students of in-
ternational politics believe that realism is obsolete.1 They argue that, although
realism’s concepts of anarchy, self-help, and power balancing may have been
appropriate to a bygone era, they have been displaced by changed conditions
and eclipsed by better ideas. New times call for new thinking. Changing
conditions require revised theories or entirely different ones.
True, if the conditions that a theory contemplated have changed, the theory
no longer applies. But what sorts of changes would alter the international
political system so profoundly that old ways of thinking would no longer be
relevant? Changes of the system would do it; changes in the system would not.
Within-system changes take place all the time, some important, some not. Big
changes in the means of transportation, communication, and war �ghting, for
example, strongly affect how states and other agents interact. Such changes
occur at the unit level. In modern history, or perhaps in all of history, the
introduction of nuclear weaponry was the greatest of such changes. Yet in the
nuclear era, international politics remains a self-help arena. Nuclear weapons
decisively change how some states provide for their own and possibly for
others’ security; but nuclear weapons have not altered the anarchic structure
of the international political system.
Changes in the structure of the system are distinct from changes at the unit
level. Thus, changes in polarity also affect how states provide for their security.
Signi�cant changes take place when the number of great powers reduces to
two or one. With more than two, states rely for their security both on their
Kenneth N. Waltz, former Ford Professor of Political Science at the University of California, Berkeley, is a
Research Associate of the Institute of War and Peace Studies and Adjunct Professor at Columbia University.
I am indebted to Karen Adams and Robert Rauchhaus for help on this article from its conception
to its completion. For insightful and constructive criticisms I wish to thank Robert Art, Richard
Betts, Barbara Farnham, Anne Fox, Robert Jervis, Warner Schilling, and Mark Sheetz.
1. For example, Richard Ned Lebow, “The Long Peace, the End of the Cold War, and the Failure
of Realism,” International Organization, Vol. 48, No. 2 (Spring 1994), pp. 249–277; Jeffrey W. Legro
and Andrew Moravcsik, “Is Anybody Still a Realist?” International Security, Vol. 24, No. 2 (Fall
1999), pp. 5–55; Bruce Russett, Grasping the Democratic Peace: Principles for a Post–Cold War Peace
(Princeton, N.J.: Princeton University Press, 1993); Paul Schroeder, “Historical Reality vs. Neo-
realist Theory,” International Security, Vol. 19, No. 1 (Summer 1994), pp. 108–148; and John A.
Vasquez, “The Realist Paradigm and Degenerative vs. Progressive Research Programs: An Ap-
praisal of Neotraditional Research on Waltz’s Balancing Proposition,” American Political Science
Review, .
The Origins of War in Neorealist TheoryAuthor(s) Kenneth N..docxcarlz4
The Origins of War in Neorealist Theory
Author(s): Kenneth N. Waltz
Source: Journal of Interdisciplinary History, Vol. 18, No. 4, The Origin and Prevention of
Major Wars (Spring, 1988), pp. 615-628
Published by: The MIT Press
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Journal of Interdisciplinary History, xvIII:4 (Spring 1988), 615-628.
Kenneth N. Waltz
The Origins of War in Neorealist Theory Like
most historians, many students of international politics have been
skeptical about the possibility of creating a theory that might help
one to understand and explain the international events that interest
us. Thus Morgenthau, foremost among traditional realists, was
fond of repeating Blaise Pascal's remark that "the history of the
world would have been different had Cleopatra's nose been a bit
shorter" and then asking "How do you systemize that?"1 His
appreciation of the role of the accidental and the occurrence of
the unexpected in politics dampened his theoretical ambition.
The response of neorealists is that, although difficulties
abound, some of the obstacles that seem most daunting lie in
misapprehensions about theory. Theory obviously cannot explain
the accidental or account for unexpected events; it deals in regu-
larities and repetitions and is possible only if these can be identi-
fied. A further difficulty is found in the failure of realists to
conceive of international politics as a distinct domain about which
theories can be fashioned. Morgenthau, f.
This document provides an abstract for a dissertation analyzing Prime Minister David Cameron's justifications for military intervention in Syria in 2013 and 2015 through a critical discourse analysis of his statements in House of Commons debates. It finds that in 2013, Cameron failed to gain approval for intervention against the Assad regime due to public opposition after the Iraq war, but in 2015 he was successful in approving intervention against ISIS by emphasizing national security and positive self-representation while maintaining humanitarianism. The dissertation will use interpretivist qualitative analysis and social constructivism to examine Cameron's language and rhetorical devices.
War and peace are two powerful forces that have been shaping civilizations. Every nation has gone through various degrees of conflicts. In this paper, the author asks what history lessons can be used to educate the public and policy makers on conflict prevention. If we were to avoid repeating the mistakes and wars of the past, the author believes new innovative approaches are needed for solving old problems of conflicts within a nation and between nations. Alongside current steps to promote social order, the psychology of war and peace must be adequately looked into and utilized in forming the needed policies.
ASSIGNMENT 08A01 Introduction to AccountingPart A (20 points).docxjane3dyson92312
ASSIGNMENT 08
A01 Introduction to Accounting
Part A (20 points)
Prepare in proper form journal entries for the following transactions. Omit explanations.
October
2Owner made a cash investment into the company $5,000
8Bought supplies on account $100.
10Paid salaries, $700
15Paid for supplies purchased on October 8
21Received company telephone bill, to be paid later, $30
Part B (5 points each for a possible total of 50 points)
Record the following selected transactions for January in a two-column journal, identifying each entry by letter:
(a) Earned $7,000 fees; customer will pay later.
(b) Purchased equipment for $45,000, paying $20,000 in cash and the remainder on credit
(c) Paid $3,000 for rent for January.
(d) Purchased $2,500 of supplies on account.
(e) A. Allen $1,000 investment in the company.
(f) Received $7,000 in cash for fees earned previously.
(g) Paid $1,200 to creditors on account.
(h) Paid wages of $6,250.
(i) Received $7,150 from customers on account.
(j) A. Allen withdrawal of $1,750.
Part C
(1) (10 points) From the following items in the income statement columns of the worksheet of Friend's Tutoring at December 31, prepare the closing entries without explanation, assuming that a $1,000 withdrawal was made during the period.
Income Statement
AccountDebitCredit
Tutoring Fees3,450
Wages Expense700
Rent Expense600
Supplies Expense450
Insurance Expense250_____
2,0003,450
Net Income1,450_____
$3,450$3,450
(2) (5 points each for a possible total of 20 points) A summary of selected ledger accounts appear below for S. Ball for the current calendar year.
Answer the following questions.
a. What was the total amount of withdrawals for the year?
b. What was the net income?
c. What was the total revenue?
d. What were the total expenses?
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International relations: One world, many theories.
Walt, Stephen M.
Foreign Policy. Spring98, Issue 110, p29. 17p. 1 Chart.
Article
INTERNATIONAL relations
REALISM
LIBERALISM
Discusses the theoretical traditions in the study of international relations.
Evolution of realist theory; Challenges of liberal theories against realist
theories; Explanation offered by Marxism on international conflict.
INSET: Waiting for Mr. X.
5946
0015-7228
10.2307/1149275
382407
International Security & Counter Terrorism Reference Center
INTERNATIONAL RELATIONS: ONE WORLD, MANY THEORIES
Why should policymakers and practitioners care about the scholarly study of international affairs? Those who
conduct foreign policy often dismiss academic theorists (frequently, one must admit, with good reason), but
there is an inescapable link between the abstract world of theory and the real world of policy. We nee.
American Society of International Law is collaborating with .docxShiraPrater50
American Society of International Law is collaborating with JSTOR to digitize, preserve and extend access to Proceedings of
the Annual Meeting (American Society of International Law).
http://www.jstor.org
The Responsibility to Protect: Rethinking Humanitarian Intervention
Author(s): Gareth Evans
Source: Proceedings of the Annual Meeting (American Society of International Law), Vol. 98 (
MARCH 31-APRIL 3, 2004), pp. 78-89
Published by: American Society of International Law
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78 ASIL Proceedings, 2004
Pentagon and is presently an adviser to the Kerry campaign. Mr. Feinstein is also cochair with
Anne-Marie Slaughter of the ASIL-Council on Foreign Relations Project on Old Rules, New
Threats and published with Dean Slaughter the article in the January/February issue of Foreign
Affairs that introduced the concept of "a duty to prevent."3
The Responsibility to Protect: Rethinking Humanitarian Intervention
by Gareth Evans*
The Policy Challenge
Until terrorism overwhelmed international attention after 9/11, the really big issue in inter
national relations?the one that must have launched a thousand Ph.Ds?was the "right of
humanitarian intervention," the question of when, if ever, it is appropriate for states to take
coercive action, in particular coercive military action, against another state in order to protect
people at risk in that other state. Man-made internal catastrophe, and what the international
community should do about it, is what more than anything else preoccupied international rela
tions practitioners, commentators, and scholars in the decade after the Cold War.
The cases on which the debate centered are all burnished in our memory. They are cases both
when intervention happened and when it did not:
The debacle of the international intervention in Somalia in 1993;
The pathetically inadequate response to genocide in Rwanda in 1994;
The utter inability of the UN presence to prevent murderous ethnic cleansing in Srebrenica
in ...
Review Neoclassical Realism and Theories of Foreign Poli.docxAASTHA76
Review: Neoclassical Realism and Theories of Foreign Policy
Reviewed Work(s): The Perils of Anarchy: Contemporary Realism and International
Security by Michael E. Brown; Useful Adversaries: Grand Strategy, Domestic Mobilization,
and Sino-American Conflict, 1947-1958 by Thomas J. Christensen; Deadly Imbalances:
Tripolarity and Hitler's Strategy of World Conquest by Randall L. Schweller; The Elusive
Balance: Power and Perceptions during the Cold War by William Curti Wohlforth; From
Wealth to Power: The Unusual Origins of America's World Role by Fareed Zakaria
Review by: Gideon Rose
Source: World Politics, Vol. 51, No. 1 (Oct., 1998), pp. 144-172
Published by: Cambridge University Press
Stable URL: https://www.jstor.org/stable/25054068
Accessed: 12-08-2018 23:50 UTC
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Review Article
NEOCLASSICAL REALISM AND
THEORIES OF FOREIGN POLICY
By GIDEON ROSE*
Michael E. Brown et al., eds. The Perils of Anarchy: Contemporary Realism and
International Security. Cambridge: MIT Press, 1995, 519 pp.
Thomas J. Christensen. Useful Adversaries: Grand Strategy, Domestic Mobiliza
tion, and Sino-American Conflict, 1947-1958. Princeton: Princeton Univer
sity Press, 1996, 319 pp.
Randall L. Schweller. Deadly Imbalances: Tripolarity and Hitlers Strategy of
World Conquest. New York: Columbia University Press, 1998,267 pp.
William Curti Wohlforth. The Elusive Balance: Power and Perceptions during
the Cold War. Ithaca, N.Y.: Cornell University Press, 1993, 317 pp.
Fareed Zakaria. From Wealth to Power: The Unusual Origins of Americas World
Role. Princeton: Princeton University Press, 1998,199 pp.
FOR two decades international relations theory has been dominated by the debate between neorealists and their various critics.1 Much
of the skirmishing has occurred over questions about the nature of the
international system and its effect on patterns of international out
comes such as war and peace. Thus scholars have disputed whether a
multipolar system generates more conflict than a bipolar one, or
* For support, criticisms, and suggestions regarding earlier versions of this essay I am grateful to
Richard Berts, Michael Desch, Michael Doyle, Aaron Friedberg, Philip Gordon, Ethan Kapstein, Jeff
Legro, Sean Lynn-Jones, Andrew Moravcsik, Kenne.
The Flawed Logic of Democratic Peace TheoryAuthor(s) SMikeEly930
The Flawed Logic of Democratic Peace Theory
Author(s): Sebastian Rosato
Source: The American Political Science Review, Vol. 97, No. 4 (Nov., 2003), pp. 585-602
Published by: American Political Science Association
Stable URL: https://www.jstor.org/stable/3593025
Accessed: 15-04-2019 12:59 UTC
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range of content in a trusted digital archive. We use information technology and tools to increase productivity and
facilitate new forms of scholarship. For more information about JSTOR, please contact [email protected]
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American Political Science Review Vol. 97, No. 4 November 2003
The Flawed Logic of Democratic Peace Theory
SEBASTIAN ROSATO The University of Chicago
Democratic peace theory is probably the most powerful liberal contribution to the debate on the causes of war and peace. In this paper I examine the causal logics that underpin the theory
to determine whether they offer compelling explanations for the finding of mutual democratic
pacifism. Ifind that they do not. Democracies do not reliably externalize their domestic norms of conflict
resolution and do not trust or respect one another when their interests clash. Moreover, elected leaders
are not especially accountable to peace loving publics or pacific interest groups, democracies are not
particularly slow to mobilize or incapable of surprise attack, and open political competition does not
guarantee that a democracy will reveal private information about its level of resolve thereby avoiding
conflict. Since the evidence suggests that the logics do not operate as stipulated by the theory's proponents,
there are good reasons to believe that while there is certainly peace among democracies, it may not be
caused by the democratic nature of those states.
emocratic peace theory-the claim that democ- them.2 An evaluation of democratic peace theory, then,
racies rarely fight one another because they rests on answering two questions. First, do the data sup-
share common norms of live-and-let-live and port the claim that democracies rarely fight each other?
domestic institutions that constrain the recourse to Second, is there a compelling explanation for why this
war--is probably the most powerful liberal contribu- should be the case?
tion to the debate on the causes of war and peace.1 If Democratic peace theorists have discovered a pow-
the theory is correct, it has important implications for erful empirical generalization: Democracies rarely go
bot ...
International Relations is an important field that helps explain how nation-states interact globally. Two prominent IR theories, liberalism and realism, both recognize the existence of anarchy and the importance of states in the international system. While realism sees anarchy as a lack of central authority, the international system also allows for some cooperation through international organizations and principles like collective security. Studying IR helps provide understanding of global political and economic issues and possible solutions.
This document discusses potential definitions of globalization and proposes that there may be four possible definitions that become increasingly radical:
1. Globalization as a historical epoch that succeeds the Cold War period. It represents a distinct time period with its own characteristics, just as the Cold War was a distinct period.
2. Globalization as a process of increasing interconnectivity and flows of people, capital, goods, and ideas across borders.
3. Globalization as a theory that posits the world is becoming more integrated and interdependent.
4. Globalization as a new paradigm that represents a fundamental change in how the global system is organized with authority shifting away from nation states.
The document analyzes each
This document provides a reflection on an individual debate about whether war is an inevitable result of the international system. The author argues against this statement in the debate. They begin by defining key terms like the international system and war. They then develop an argument that political beliefs and human nature, rather than the international system itself, are more to blame for war. The author draws on realist perspectives of human nature and liberal ideas about cooperation to make this case. Throughout the debate, they had to respond to counterarguments, like the security dilemma concept. In the end, they felt they made an adequate case against the motion, but could have benefited from more preparation and research to strengthen their argument.
Is it plausible to argue that realism possesses an “eternal relevance” in exp...AzmiSuhaimi
This document is an essay analyzing whether realism possesses an "eternal relevance" in explaining the conduct of nation states. In 3 sentences: The essay argues that while realism continues to provide some explanations for state behavior, its assumptions of state-centric power politics may be weakening with the rise of non-state actors and globalization. However, realism has shown resilience over time by adapting its theories to changing contexts. Therefore, realism likely retains relevance so long as the state system and assumptions of power and security among states remain dominant in international relations.
This document discusses the relationship between democracy, nationalism, and culture. It introduces the "demo-skeptical turn" in political science, which questions whether democracy necessarily solves nationalist disputes or encourages nationalism and conflict. It argues that liberal democracy has historically promoted cultural homogenization within nation-states, denying internal pluralism and otherness. While democracy is incompatible with violence, cultural destruction and homogenization are also incompatible with democracy and culture. The document critiques the view held by many liberals that the nation-state requires internal cultural homogeneity to function properly.
Political Science 7 – International Relations - Power Point #5John Paul Tabakian
This document provides an overview of several topics discussed in Dr. Tabakian's Political Science 7 course on modern world governments, including: liberal institutionalism and international regimes; collective security; the waning of war; peace studies; democratic peace theory; and feminist approaches to international relations. Key theorists discussed include Kant, Keohane, Nye, and Wendt. The document also summarizes perspectives on gender in war and peace, and the roles and impacts of women in international relations.
This document provides an overview of several topics covered in Dr. Tabakian's Political Science 7 course on modern world governments, including:
1. Liberal theories such as liberal institutionalism, international regimes, and democratic peace theory that provide alternative perspectives to realism.
2. Other social theories covered like constructivism, feminism, postmodernism, and Marxism and their relationship to gender theories.
3. Specific concepts are then defined further like collective security, the waning of war, peace studies, women in international relations, and Immanuel Kant's views on promoting peace. Case studies on topics like children in war, Sudan, and liberal challenges to realism are also mentioned.
Similar to Humanitarian Intervention and Just War Author(s) Mona Fix (19)
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1. Can psychological capital impact satisfaction and organizational commitment?
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refrences you can use:
Psychological Capital
Psychological capital is a positive psychological state with four components: self-efficacy, optimism, hope and resiliency. Self-efficacy means having confidence in oneself to complete goals. Optimism is more than just being positive; it is purposely and positively reframing external negative experiences. Hope is about persevering toward goals, redirecting yourself when faced with a setback. And resiliency refers to one’s ability to bounce back from adversity. Together they are greater than the sum of their parts.
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Psychological capital is operationally defined as an individual’s positive psychological state of development that is characterized by: (1) having confidence (self-efficacy) to take on and put in the necessary effort to succeed at challenging tasks; (2) making a positive attribution (optimism) about succeeding now and in the future; (3) persevering toward goals, and when necessary, redirecting paths to goals (hope) in order to succeed; and (4) when beset by problems and adversity, sustaining and bouncing back and even beyond (resiliency) to attain success (Luthans, Youssef, & Avolio).
Helping College Grads Transition to Work
Cultivate ‘psychological capital’ to help college grads transition to work.
Interview by Kathryn Tyler 5/1/2014
For millions of eager young college students, May means graduation; for Rachel Klemme Larson, Ph.D., it’s time to get to work. Larson is assistant director of career services at the University of Nebraska-Lincoln College of Business Administration. She has been helping college students find jobs and adjust to the workforce for the past nine years. When several alumni told her that the workplace was not what they expected, she probed further to see why some graduates transition well and others do not. Her research—which is discussed in “
Newcomer Adjustment Among Recent College Graduates: An Integrative Literature Review,”
an article co- written by Larson and published in the September 2013 Human Resource Development Review—revealed that successful new grads have a higher level of something called “psychological capital.”
What is psychological capital?
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1
2
3
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__________________________________________________________________
A
6
10
14
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Factory
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Please do
NOT
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Votes/dollar
________________________
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0.07
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5500
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4500
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Humanitarian Intervention and Just War Author(s) Mona Fix
1. Humanitarian Intervention and Just War
Author(s): Mona Fixdal and Dan Smith
Source: Mershon International Studies Review , Nov., 1998,
Vol. 42, No. 2 (Nov., 1998),
pp. 283-312
Published by: Wiley on behalf of The International Studies
Association
Stable URL: https://www.jstor.org/stable/254418
JSTOR is a not-for-profit service that helps scholars,
researchers, and students discover, use, and build upon a wide
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The International Studies Association and Wiley are
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Review
This content downloaded from
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Mershon International Studies Review (1998) 42, 283-312
Humanitarian Intervention and Just War*
MONA FIXDAL
Department of Political Science, University of Oslo
DAN SMITH
International Peace Research Institute, Oslo
Humanitarian intervention is one of the primary international
security
problems of today. As an object analysis, it sits at the
intersection of the
realist and idealist traditions in the study of international
relations.
Despite its high profile, debate on humanitarian intervention is
unsatis-
factory; participants talk past one another and most di scussion
is devoid
of ethical concepts. In particular, there is a striking absence of
explicit
reference to the Just War tradition. Only scholars of
international law
have explicitly and systematically examined normative issues,
but their
focus seems too narrow. The result is a series of what appear to
be arbi-
3. trary judgments about when humanitarian intervention is
justified
combined with an often fundamental misunderstanding of the
interna-
tional system. This essay presents a sketch of the Just War
tradition's main
concepts and argues that it is both possible and advantageous to
resort to
them in discussing and evaluating humanitarian intervention.
The article
then applies these concepts to the recent debate on
humanitarian inter-
vention and shows that almost all of the concerns raised in this
scholarship fit within the Just War framework. The essay
focuses on the
criteria from the Just War tradition that deal with when to
resort to the
use of armed force.
It would be impossible for the world to be happy ... [if] the
innocent were not
allowed to teach the guilty a lesson (Vitoria 1557[1991]:298).
Humanitarian intervention has become one of the most debated
topics in interna-
tional politics today. It is among a group of problems-civil
wars, conflict resolu-
tion, and conflict prevention-that are forming the keynotes of
security since the
*The authors wish to thank the Norwegian Ministry of Defense
for financial support for the research that made
this article possible. The ministry, however, is not responsible
for either its contents or its conclusions. The authors
also want to express their appreciation to Henrik Syse, Greg
4. Reichberg, and Anthony McDermott as well as the editor
of this journal and several anonymous reviewers for their
comments on earlier drafts.
? 1998 The Mershon Center at The Ohio State University.
Published by Blackwell Publishers, 350 Main Street, Maiden,
MA 02148, USA, and 108 Cowley Road, Oxford OX4 1JF, UK.
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Humanitarian Intervention andJust War
end of the Cold War, much as the arms race, deterrence, and
disarmament were
until the Soviet Union ceased to exist. Humanitarian
intervention is a largely-
though not wholly-new area of inquiry within academic
international relations.
Yet it offers, among other things, a chance to revisit a theme
that is both perennial
and "arguably the hottest topic in international relations theory
today" (Kegley
1995:1)-the debate between idealism and realism.
Idealism is inherent in the premises for humanitarian
intervention. There has
been much discussion of "the CNN effect" (Gow 1997:215-216;
Holbrooke 1998:
34-35, 91), which is believed to have directed the political
agenda in Western
5. Europe and North America toward peacekeeping operations in
Iraq, Bosnia, Haiti,
Rwanda, and Somalia. It is a shorthand term for a process by
which an ethical
response to a large-scale tragedy is first aroused and then
translated into political
action. Beyond the motivation, humanitarian interventions are
multilateral and
based on cooperation. Such is the stuff of idealism. Meanwhile,
realism emerges in
the recognition that the actors in the multilateral operations are
the governments
of states, acting out of a mix of short- and long-term interests.
Humanitarian inter-
vention is never purely humanitarian.
An opportunity to revisit the idealist-realist debate may not stir
much interest.
The discipline's habit of navel-gazing distracts attention and,
perhaps, energy from
worthwhile research on real-world problems (Goldmann 1995).
Moreover, the
debate is often narrow in scope; more than anything else, it
reflects the uncertain
and unsatisfactory bounds of the current field of international
relations (Smith
1996). Accordingly, if the debate is to be revisited, it must be
done in terms that
can be more productive than simply recycling old, familiar
hypotheses and a priori
assumptions. Given that humanitarian intervention contains
aspects of both ideal-
ism and realism and is a topic born of the post-Cold War, it
offers us a new context
and a different set of problems and issues to examine in
exploring this old debate.
6. The quantity of international relations literature in the 1990s
on humanitarian
intervention-that is, intervention into armed conflicts for
humanitarian purposes
with a range of means including armed force-shows that the
field has responded
quickly to the need to shift focus in the post-Cold War era. In
preparing this essay,
we reviewed a large portion of this literature. Like Richard
Little (1993), we found
"surprisingly little" research leading toward a general
theoretical understanding of
intervention. There are no doubt many reasons for this fact, but
three stood out to
us as we read.
The first is the extent to which people talk past one another
(Hoffmann 1995-
1996; Smith 1997). While some writers focus almost
exclusively on moral ques-
tions, such as whether there is a right or duty to intervene,
others are mainly con-
cerned with political, strategic, and prudential questions.
Divorcing the issues in
this way is unfortunate and unnecessary. The moral and the
strategic are inti-
mately connected; what is required is a framework of argument
that embraces
both.
The second is that very little of the ethical argument passes
muster. With few
exceptions, the ethical issues are dealt with less convincingly,
systematically, and
competently than the strategic and political issues. This
7. literature shows a distinct
bias against normative arguments, even when discussing
normative issues.
The third is that, with one exception, all the arguments in the
intervention lit-
erature fit the framework of the Just War tradition, but there is
very little direct ref-
erence to that tradition in the material. The exception is not
unimportant: it is
the question of will, or the lack of it, which has been a central
feature of criticisms
of United Nations' (UN) action in Bosnia (Gow 1997). That
apart, the literature
draws implicitly on considerations and arguments that have
been discussed in the
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MONA FIXDAL AND DAN SMITH
Just War tradition since its origins in the early medieval
period. Such a finding
should not be surprising. In Western culture, the Just War
tradition is the tradition
for addressing moral questions about when and how to use
force. As James Turner
Johnson (1984:11, emphasis in original) argues:
8. The name just war stands for a broad and consensually shaped
tradition in Western
culture on the problems ofjustifying and restraining the
violence of war; as products
of that culture, we cannot shuck off these traditional ways of
thinking by a simple act
of will.
Despite this observation, only a few works on intervention
refer directly to the
Just War tradition. John Becker (1995) does so skeptically,
while Nicholas Hopkin-
son (1993:8-9) seems to do so unknowingly, listing several
criteria for humanitar-
ian intervention that are identical with important Just War
criteria without
referring explicitly to that tradition. Robert Myers (1996)
rejects the tradition's
general validity, while Mervyn Frost (1996:199-200) dismisses
its relevance to civil
war and intervention. Oliver Ramsbotham and Tom Woodhouse
(1996:226, 228;
see also Ramsbotham 1997, 1998) list twelve principles for
humanitarian interven-
tion, several of which correspond to Just War criteria, even
though they mention
the tradition itself only briefly. Charles Stevenson (1996)
justifies the Clinton Doc-
trine on use of force by using Just War concepts, but
misleadingly presents them
all as absolute conditions. Others (e.g., Fisher 1994; Sharp
1994, 1997; Smith
1994, 1997; Hehir 1995; Collins and Weiss 1997; Harff 1997)
give the tradition a
more important place in analyzing the literature on the
9. appropriate modes of
humanitarian intervention.
The purpose of this review essay is to show that the Just War
framework is able
to encompass most of the main arguments in the current
humanitarian interven-
tion literature and, thus, that the debate on humanitarian
intervention would
benefit from more explicit use of this framework. Our
procedure is to group the
various assumptions, arguments, and views on intervention
according to the logic
of the Just War tradition. Structuring a diverse literature
according to the catego-
ries of one tradition with which that material barely engages
runs the inevitable
risk of simplifying arguments and ignoring significant nuances.
Nonetheless, we
believe that the enterprise is justified, if only because explicit
engagement with the
Just War tradition will improve our understanding of this
important phenomenon.
In the next section, we sketch the main points of the Just War
tradition (or
framework). In this essay, for reasons of space, we address
only one part of this tra-
dition-that which concerns the decision to resort to arms. We
will not consider
the other part-the right and wrong ways to use force once the
decision has been
made to use it. We will present arguments that explain why it is
both possible and
advantageous to resort to the Just War tradition in the context
10. of humanitarian
intervention. Having, we hope, established a comprehensible
outline of the Just
War tradition, we then discuss the one part of the intervention
literature that has
seriously and consistently addressed normative questions-the
literature on inter-
national law. We use this section to distinguish between legal
and ethical concepts
of justice and to propose that the hegemony of arguments based
on the law pull
the debate on intervention in an unproductive and unrealistic
direction. Follow-
ing this presentation, we review the intervention literature in
the light of the six
criteria drawn from the Just War tradition.
The Just War Tradition
Just War is the name for a diverse literature on the morality of
war and warfare
that offers criteria for judging whether a war is just and
whether it is fought by just
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Humanitarian Intervention and Just War
11. means. This tradition, thus, debates our moral obligations in
relation to violence
and the use of lethal force. The thrust of the tradition is not to
argue against war
as such, but to surround both the resort to war and its conduct
with moral con-
straints and conditions.
The literature on Just War is usually traced back to Saint
Augustine of Hippo in
the fifth century. The theme was revived in the twelfth century
and was made
systematic by Saint Thomas Aquinas in the thirteenth century.
As a received tradi-
tion, it is Christian and largely Western-though it draws on
ancient Greek phi-
losophy, there is a comparable concept in the Koran
(Armstrong 1993:156), and a
similar debate in Islam (Martin 1991; Mayer 1991). European
theologians were
primarily responsible for formulating the specific Just War
criteria for judging the
morality of war that we discuss here. The tradition has also
been influenced by
canon lawyers, legal scholars, secular philosophers, and
military strategists (ohn-
son 1975, 1991: Barnes 1982).
There are two Just War categories, ius ad bellum and ius in
bello. The former con-
cerns when we may justly resort to war, and the latter discusses
how the war may
legitimately be fought. Table 1 presents the main criteria in
each category together
with brief explanations of what the particular criteria mean.
The criteria listed in
12. this table are primarily drawn from the work of Richard Miller
(1991:13-15).
Some may argue that it is inappropriate to transfer the concepts
and criteria of
the Just War tradition to the issue of intervention. After all, the
tradition devel-
oped primarily within theology. The main question facing
Augustine and Aquinas
was whether a Christian could legitimately resort to force. In
the modern era, some
scholars still argue for a religious Just War ethics (e.g.,
Ramsey 1968), but most
moral philosophy is secular, as is our approach here.
Although theology was the most important formative influence
on the Just War
tradition, it was not the only one. Another source, especially
for the in bello crite-
ria, was the medieval chivalric code (Johnson 1975, 1981). The
medieval knight's
duty to protect the innocent or the weak was one of the first
attempts to codify
immunity for noncombatants. On the ad bellum side, the
sixteenth-century Refor-
mation led to a partial secularization, splitting apart the secular
from the religious
TABLE 1 Just War Criteria by Category
Criterion Definition
Ius ad Bellum (the Justice of Resort to War)
Right authority Only a legitimate authority has the right to
declare war.
13. Just cause We are not only permitted but may be required to
use lethal force if we
have a just cause.
Right intention In war, not only the cause and the goals must
be just, but also our motive
for responding to the cause and taking up the goals.
Last resort We may resort to war only if it is the last viable
alternative.
Proportionality We must be confident that resorting to war will
do more good than harm.
Reasonable hope We must have reasonable grounds for
believing the cause can be achieved.
Relative justice No state can act as if it possesses absolute
justice.
Open declaration An explicit formal statement is required
before resorting to force.
Ius in Bello (the Justice of the Conduct of War)
Discrimination Noncombatants must be given immunity and
protection.
Proportionality Military actions must do more good than harm.
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MONA FIXDAL AND DAN SMITH
and the Protestant from the Catholic, but there was often
agreement across these
divides. Most religious philosophers maintained that war for
religion was the most
just cause for the use of force. In their opposition to this point
of view, secular
scholars were joined by the influential Catholic theologian,
Vitoria (1557 [1991:
302]). Secular philosophers who thought about justice in war in
terms of natural
law were identifiably inspired by writers such as Augustine and
Aquinas. In their
interpretations of right, the Jesuit Francisco Suarez (1621
[1944]) and the Protes-
tant Hugo Grotius (1625 [1990]) were closer to each other than
to some of their
respective coreligionists (Skinner 1978:284-301). Those
readers deterred by the
theology in Just War arguments may be reassured by the
tradition's inclusion of
both secular and ecumenical elements.
The Just War tradition has several advantages in dealing with
the range of prob-
lems involved in determining the legitimacy of using force. Its
first advantage is
that it recognizes politics and the reality of power alongside
ethics. The relevant
parts of Augustine's (427 [1984]) City of God are an effort to
move away from early
15. Christian pacifism without ceding Christian virtues. Writing in
the wake of the sack
of Rome, Augustine points to the flaws and sinfulness of
human nature that make
wars necessary but that do not give license to taking war as an
occasion to suspend
the struggle to be virtuous. He (Augustine 427:XIX, 7
[1984:861-862]) confronts
the dilemmas that force wars upon the unwilling, saying:
But the wise man, they say, will wage just wars. Surely if he
remembers that he is a
human being, he will rather lament the fact that he is faced
with the necessity of wag-
ingjust wars; for if theywere notjust, he would not have to
engage in them, and conse-
quently there would be no wars for a wise man.
For Augustine, then, wars always have been and will be a part
of earthly life. He is
sometimes referred to as an early realist, but City of God shows
him to be subtler
than that, sitting on the cusp between realism and idealism,
seeking the virtuous
path through a sinful world. Nearly sixteen centuries later,
identifying the need to
balance between recognizing a painful reality and attempting
nonetheless (or
therefore) to do the right thing remains a major achievement of
the Just War tra-
dition. This tradition provides the means for avoiding the
tendency in so much
writing on international relations to present ethics and politics
as disconnected
and dichotomous. Ethical and political arguments address
problems from differ-
16. ent angles; it is legitimate to distinguish between them, but
unhelpful to treat
them in isolation from one another.
A second advantage of the Just War tradition is that by
recognizing the imper-
fections of the human world, the framework also acknowledges
the moral impor-
tance of consequences. The use of force, in itself undesirable
and normally wrong,
may nevertheless be necessary and right in some circumstances.
Even then, it can
have harmful effects. Thus, it is important but not enough to
have virtuous aims.
The Just War framework reflects three major ethical traditions:
deontology, conse-
quentialism, and virtue ethics. In deontology, priority is given
to the need for our
actions to fulfill the duties we owe to others; actions are judged
on the basis of
whether they conform to standards derived from, for example,
the concepts of
natural law. In consequentialism, priority is given to the need
for the effects of our
actions to fulfill the duties we owe to others; actions are judged
by whether they
promote welfare, happiness, or other good effects. In virtue
ethics, priority is given
to the need for our actions to fulfill the duty we owe ourselves
to fulfill the duties
we owe to others; thus, it is the actor who is judged rather than
the action, based
on whether the person has a good character and good
intentions. Duty, effects,
and the character of the actor are themes that reverberate in
Just War philosophy
17. and the intervention literature.
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Humanitarian Intervention and Just War
The third advantage of the Just War traditions builds on the
idea that the imper-
fections of the world and the discrepancies that often exist
between virtuous inten-
tions and uncertain consequences encourage us to ponder each
case before making
firm judgments about the legitimacy of a war or intervention.
TheJust War tradition
meets this challenge through its distinctive, case-specific form
of argument. In this
tradition, moral principles set guidelines and admit of
exceptions, compromises,
and the clash between desire and reality. This form of
argumentation goes by the
name of casuistry. The advantage of casuistry is that, rather
than submitting moral
dilemmas to the "tyranny of principles" (Jonsen and Toulmin
1989:5), it attempts to
bring morality and actuality onto the same plane. Conclusions
arise not from strong
preconceived notions about justice in war (or intervention) but
from sensitivity to
18. the reality of the particular war (or intervention).
This flexible discursive mode is well suited to the complex
challenges of inter-
vention in current conflicts. Few would hold that all
interventions are morally
right-or wrong. In most interventions, the complicated
circumstances can lead
debate in different directions. Rigid moral principles do not
help us deal with this
complexity. Does a failure to meet the test of proportionality,
for example, tip our
judgment against intervention even though there is an
unquestionably just cause?
If there is just cause and every reason to believe the
intervention will succeed and
do little damage, should we hold back because of problems
about legitimate
authority? These questions cannot be answered by propounding
general princi-
ples except at such a level of generality as to be effectively
useless. But that is no
reason to conclude that intervention cannot be subjected to
moral philosophy
(Jackson 1993) or governed by ethical rules (Rengger 1993).
The answer lies in
achieving a balance between moral and political arguments as
well as between the
care for motives and for consequences. Such a balance is
characteristic of the Just
War tradition.
International Law and International Ethics
The normative perspective most frequently found in the current
literature on
19. humanitarian intervention is grounded in international law and
human rights.
International legal scholarship brings to the examination of this
type of interven-
tion the explicitly normative discourse that is appropriate for
an evidently ethical
issue. For this linkage, it deserves credit. The scope of that
discourse, however,
focuses narrowly on how to balance state sovereignty and
human rights against
each other (e.g., Reisman 1990; Gardner 1992; Scheffer 1992;
Carty 1993; Don-
nelly 1993; Greenwood 1993; Johnson 1993; Leifer 1993;
Pease and Forsythe 1993;
Himes 1994; Lyons and Mastanduno 1995). Achieving this
balance is no small
issue, of course. For three centuries, the state has been the
organizing principle of
political power, political philosophy, and political science
(Hoffmann 1995-1996).
And human rights have become a major feature of both
political and ethical dis-
cussion in the late twentieth century. That said, a legal
discussion of sovereignty
and human rights by no means exhausts the ethical issues
raised by humanitarian
intervention. Moreover, the issues are not nearly as
straightforward as some of the
more aggressively normative legal literature supposes. Before
we propose a differ-
ent normative route be applied to further discussions within the
intervention
literature, it is worth considering four important shortcomings
in the current
international legal writing on intervention.
20. The first is the simultaneously empirical and analytical error of
assuming that
the age of sovereign states is coming to an end in a timescale
that will affect the
current intervention debate. Empirically, this assumption is
untenable. Presently
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MONA FIXDAL AND DAN SMITH
there are more sovereign states than there have ever been, and
they keep appear-
ing. One calculation is that in the nineteenth century new
sovereign states were
founded at an average rate of one every four years, compared
with every eighteen
months in the first half of this century, and every five months
in the second half
(Kidron and Segal 1995:154). In analytical terms, of course
states' sovereignty is
limited (Onuf 1995; Watson 1997). The mistake is to think that
there has been
any period in the past five centuries when it has also not been
limited. Today
there may be changes in degree, but the basic principles of
states' behavior have
not changed (Krasner 1995). Most states' capacity to meet
21. today's major problems
is limited; however, there is no other agency that can mobilize
the necessary
resources and organize solutions to these pressing problems
(Halliday 1994).
While the increasing number of interventions is taken by some
writers (e.g.,
McCarthy 1993; Jackson 1995; Lyons and Mastanduno 1995;
Rosenau 1995; Lugo
1996) as one sign of the collapse of the state system, such a
trend can also indi-
cate the shoring up of state sovereignty (Forbes 1993). For
example, strengthen-
ing state sovereignty in southeastern Europe was persuasively
presented as one of
the objectives of intervention in order to prevent
ethnonationalist violence from
spreading (Pfaff 1993:105-107). It is, therefore, more
persuasive to view any
changes in sovereignty as long-term (Rosenau 1995), or as
swings in the pendu-
lum of power (Watson 1997) in the context of the constant
evolution of sover-
eignty (Barkin 1998:230-231), rather than to claim that a
fundamental shift has
occurred or is imminent.
The second shortcoming in the legalists' discussions of
intervention follows
from the previous one. Leaving to one side some important
reservations in the lit-
erature, the picture that is painted in general is that of an
international system in
which, as juridical distinctions between states fade, the
authority of international
law is increasing to the point that it resembles the status of law
22. within states today
(Rosas 1994). The implicit claim is made that whereas making
legislation is politi-
cal, the implementation of law is not. But in the context of
intervention, this anal-
ogy between national societies and international society does
not hold up.
Although it may work in relation to organizations such as the
World Trade Organi-
zation or the European Union, where all parties consent to the
framework of law,
it appears to have little bearing when a group of states attempts
to use legal norms
against another state such as Iraq or a para-state such as the
Republika Srpska. In
the latter cases, the use of the law is political to the core. Some
critics (e.g., Betts
1994; Rieff 1994, 1995b; Weiss 1994) of United Nations'
policies in Bosnia during
the 1992-1995 war insisted that the organization had to drop its
impartiality and
take sides for justice and law to occur-in other words, work
against the Serbs. In
short, giving law a central place in the discussion of
intervention when the state
system has not collapsed necessarily politicizes
humanitarianism. This politiciza-
tion may not be a bad thing; however, what is happening needs
to be understood.
Discussions of intervention cannot address reality i f those
involved restrict them-
selves to identifying and interpreting relevant law.
The third shortcoming is something of a gloss on the second.
The interna-
tional law perspective tends to equate what is legitimate with
23. what is legal. James
Turner Johnson (1984:22-23) traces this axiom to Grotius in
the seventeenth
century, and argues that it creates moral uncertainty about what
constitutes legiti-
mate authority. Grotius (1625 [1990]) gave a systematic
statement about the
equation of legitimacy with legality, but it is not clear that he
originated the idea.
Both Vitoria (1527 [1991:299-302]) and Suarez (1621:disp.
XIII [1944:805-810];
see also Copleston 1993:393-395) emphasized the centrality of
the state and its
sovereignty in deciding what was to be considered a legitimate
authority. In the
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290 Humanitarian Intervention andJust War
age in which absolutism emerged, these authors were hardly
alone (Skinner
1978). Yet Grotius, Suarez, and Vitoria all recognized that
ethical concepts of jus-
tice are at least as important as legal concepts of justice.
Failure to see this rele-
vance leads to the arbitrary way in which much current
legalistic literature
24. discusses if a right of humanitarian intervention exists.
Consider the paradox that
international law recognizes the right of a nation to send troops
into a foreign
country to rescue its citizens and third-country nationals but
not to rescue imper-
iled citizens of that country (Scheffer 1992:6). In 1991, the
decision was made to
finesse the legal constraints and establish a safe haven for
Kurds in northern Iraq;
the moral case was always clear, but the legal basis was and
remains extremely
shaky (Cook 1995:52-55). If it had been anywhere except Iraq,
this kind of deci-
sion would probably not have been made. In short, the
international legal order
is not coherent (Navari 1993), and law alone is not adequate for
defining or
understanding justice (Smith 1998:66).
The fourth shortcoming revolves around the international legal
literature's
emphasis on rights. Legalists may see what we have been
saying as a dismissal of
everything for which the law stands. That is not so. Our point
once again is to dis-
tinguish between ethical and legal concepts of justice. In law,
justice can be
expressed through rights and counterpart duties; for example, a
right to life for
all equals a duty not to kill. There can be no right-or, in
philosophical parlance,
"claim right"-without a consequent duty (Waldron 1991:443).
As a fundamental
ethical position, we would argue that duties form a better
starting place for discus-
25. sion than rights and allow one to envisage a richer social
fabric. The advantage of
starting with duties is simple, even arithmetical: there can be
no rights without
counterpart duties, but there can be duties without counterpart
rights. Some of
the attributes normally described as virtues fall under this
heading (O'Neill 1996:
136-141); we have a duty to help people who have no right to
expect it from us.
Thus, starting with duties makes possible imagining a better
world than is possible
if we base our discussion on rights. We are not saying that
rights are unimportant;
far from it, they have their place, but that place can only be
found by starting with
duties. People are first agents with duties rather than merely
recipients (or nonre-
cipients) of rights.
Extending this argument from relations within society to
international politics
offers liberation from the necessity to pretend that the world is
better regulated
than it is and that all relevant rights have been properly
established. It permits us
to dispense with legal fictions and acknowledge the complexity
of international
affairs. By placing the emphasis on the agent as well as on the
decision and action,
rather than limiting ourselves to discussing the plight to which
that decision and
action respond, we can ensure that the ethical and political
dimensions remain in
contact with each other. In this way we can face an obvious
truth: while humanitar-
26. ian intervention has a strong element of ethical motivation, the
process of decid-
ing when to intervene into a complex conflict is political.
Just War Criteria and Intervention
We come finally-and, perhaps, too elaborately-to the core task
of this essay: to
present and discuss the arguments in the humanitarian
intervention literature in
the light of Just War criteria. Whatever its weaknesses, the
international law litera-
ture does at least offer a normative framework for discussion of
an issue that is sig-
nificantly, though not wholly, normative. In this endeavor, so
far, it stands alone.
Having suggested the shortcomings in the international law
scholarship for
understanding humanitarian intervention, we look into a void
of what seem only
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MONA FIXDAL AND DAN SMITH
haphazardly connected arguments. So we seek to compensate
for our critique by
advancing an alternative framework. We begin with-and place
most emphasis on
-the three most common criteria in the Just War tradition that
27. have come down
to us from medieval times from Aquinas, who argued they were
the necessary con-
ditions for a war to be deemed just: "right (legitimate)
authority," "just cause," and
"right intention." We will, then, consider the criteria of "last
resort," "proportional-
ity," and "reasonable hope" that were made explicit after
Aquinas but were
implicit in his and earlier writings.
Our treatment of the criteria is far from comprehensive. For
reasons of space,
we do not discuss the ius in bello (conduct of war) criteria. In
restricting our pres-
entation, we are not implying that ethical standards for how
force is used and
organized are unimportant in the case of intervention. Although
some profes-
sional assessments of intervention operations (e.g., Cambone
1994; most of the
compilation by Quinn 1994; Allard 1995; R0nnfeldt and Solli
1997) have had no
space for standards and constraints, it would be mistaken to
regard this ethical
silence as either uniform or mandatory. Indeed, there are signs
that ethical stan-
dards are entering into the discussions of intervention, both in
analyzing past
operations and in preparing for the future (e.g., Berdal
1993:45-48; Hillings0
1994; Hundt 1994; Klepak 1994). We urge that such
considerations be continued
in the future and make explicit reference to the ius in bello
criteria.
28. We have also opted not to consider two ius ad bellum (resort to
war) criteria:
"open declaration" and "relative justice." Open declarati on is
straightforward in
the intervention context, an inevitable part of the process of
multilateral interven-
tion given that the mandates for such operations are generally
discussed in the
United Nations Security Council. Were it not inevitable, it
would have to be
insisted upon. Whereas in the medieval Christian context open
declaration was
required in order to signal the transition from one moral zone
(where killing was
banned) to another (where it was permissible), today it is
required in the name of
transparency and accountability in international decision
making. Invoking this
criterion, however, does not mean that details of military plans
have to be revealed
to parties who might try to resist and block intervention. As to
the criterion of rela-
tive justice, we regard it as a guide to the appropriate tone of
discussion on inter-
vention that should avoid the language of absolute
condemnation as well as of
total partiality to either side in a conflict.
Right Authority
The question of right (or legitimate) authority concerns both
who has the right to
resort to the use of force and how this right can be justified.
This issue is, of
course, crucial in humanitarian intervention because a decision
to intervene may
29. contravene a state's claim to sovereignty. It is arguable,
however, that there are two
types of humanitarian intervention in which the question of
right authority is not
important: (1) cases when the governments have agreed to
accept UN peacekeep-
ing forces in the context of a cease-fire agreement, and (2)
cases of so-called failed
states. A failed state is commonly regarded as one in which no
effective state gov-
ernment exists; thus, there is no sovereignty to breach (Zartman
1994). If state
authority has collapsed, intervention is increasingly looked
upon as legitimate
(Hopkinson 1993:7; Lyons and Mastanduno 1995:264). There
remain questions
about how to shape long-term responses to state failure
(Helman and Ratner
1992-1993) and controversies about unilateral responses such
as Ali Sadeghi's
(1993) rejection of the legitimacy of the Israeli intervention
into the failed state of
Lebanon. Nevertheless, discussions of legitimate authority
arise chiefly when
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Humanitarian Intervention andJust War
30. forceful intervention violates a state's claim to sovereignty. At
issue is whether a
state that has not collapsed may nonetheless be illegitimate; if
such is the case, it is
argued that the UN Security Council can properly decide to
disregard the claim to
sovereignty (Wallensteen 1997:8-9). Exactly how far to push
this argument is one
of the central problems in the intervention debate.
TheJust War tradition places sovereignty at its core. For
Aquinas (1952 II.-II:qu.
40), legitimate authority belonged to the prince who received it
from God.
Authority was a moral and theological matter. From the early
fourteenth century
on, however, one strand of philosophy began to argue that God
chooses rulers and
leaves to them the duty of just governance including becoming
involved in warfare
(Copleston 1993:168-173; Johnson 1975:47-48). By the end of
the Middle Ages,
legitimate authority belonged to the secular sovereign prince,
derived not from
God but from the community (Johnson 1975:7). For instance,
Suarez viewed
political society as "originating, essentially, in consent"
(Copleston 1993:395). Gro-
tius equated legitimate authority with legal sovereignty so that
international law
derived its binding force from the conduct of sovereigns and
states (Franck 1995:
251). By the time of these two writers-the late sixteenth and
seventeenth centu-
ries-the idea of the state was in essence that of the modern
31. state (Skinner 1978:
352), and the question of authority had changed from a moral
to a legal and
political matter (Johnson 1975:243).
Sovereignty has two distinct meanings that are not always kept
separate
(0sterud 1994:19-20). In a substantive sense, sovereignty
signifies a state's mate-
rial capacity for control of intrastate affairs. Sovereignty in
this definition is always
a matter of degree: no state has ever been completely self-
contained and able to
withstand external influence. In a formal sense, sovereignty
means that state
authority is not subject to a higher power. Sovereignty here is
not a matter of
degree: the sovereign state has the right to decide matters
within its own territorial
jurisdiction. The norm of nonintervention is based on this
formal notion of sover-
eignty. Both the formal notion of sovereignty and the
correlative norm of nonin-
terference have been given legal expression in international
law. In the UN
Charter, Article 2(4) prohibits the threat or use of force
between states, and Arti-
cle 2(7) prohibits UN intervention in matters essentially within
a state's jurisdic-
tion. Exceptions arise if a state's actions are threatening or are
actually breaching
the peace (Fonteyne 1974:239).
Not only states have rights; individuals do also. Human rights
are firmly estab-
lished in international law. As we noted earlier, the balance
32. between these two sets
of rights is a constant theme in international legal discussions
of intervention.
Here the international law literature parallels the legitimate
authority part of the
Just War framework. At issue is the extent and the source of an
actor's authority to
override a state's sovereignty in order to protect its citizens'
human rights.
To organize this debate, Jack Donnelly (1995) suggests three
models of the nor-
mative status of sovereignty. These models differ in their views
on the relative
importance of state rights versus human rights, on who has the
authority to pro-
tect human rights, and on how the international system should
be conceived. The
typology corresponds with Martin Wight's (1994) three
traditions of international
theory.
The first model (Donnelly 1995:120-121) is statism, similar to
what Wight calls
"the Machiavellian tradition." In this model, human rights are
in principle the
responsibility of the sovereign nation-state; accordingly, there
is no general right
to intervene. Kelly Kate Pease and David Forsythe (1993:314)
argue that, despite
"a revolution concerning human rights in terms of legal theory
and diplomatic
practice," state sovereignty still takes precedence. Likewise for
Stephen Krasner
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MONA FIXDAL AND DAN SMITH
(1995, 1995-1996), the world system has not changed
fundamentally and statism
remains the most accurate model of world politics. There is
nothing new in
stronger states coercing weaker states. Violations of the
principles of autonomy
and sovereignty are an enduring characteristic of international
politics. When
intervention occurs, it is about power, not a concern for human
rights, democracy,
or other liberal values; the basis for intervention lies in the
ability and the wish to
intervene, not in a right to do so.
This model of legitimate authority is conservative and leads to
an impassivity in
the humanitarian intervention debate. It is bound to be
uncongenial to those who
feel a moral empathy with the victims of war and large-scale
human rights abuses,
because such a model contains an argument not only against
particular kinds of
actions but against fellow feeling for humankind. Influential
though this statism
model has been, it does not really take part in the humanitarian
34. intervention
debate but rejects its terms. What, then, are the alternatives to
statism?
Donnelly's (1995:121) second model is internationalism, which
corresponds to
Wight's Grotian tradition in international theory. This approach
acknowledges the
centrality of states and sovereignty but stresses the
international social practices
that regulate interstate relations. For internationalists, if
intervention is authorized
by the society of states, it is permissible. Donnelly places
himself within this per-
spective, arguing that the statist model was accurate prior to
World War II but is
misleading today. As Christopher Greenwood (1993:40) has
observed, "it is no
longer tenable to assert that whenever a government massacres
its own people or a
state collapses into anarchy international law forbids military
intervention alto-
gether." The problem is that the implementation and
enforcement of interna-
tional human rights norms remain almost exclusively national.
Thus, the rights of
states continue to take priority in the law and politics of
international human
rights. Both the willingness and the right of forcible
intervention exist today only
in "rare circumstances" (Donnelly 1995:115), a more or less
statist conclusion.
That similar conclusions arise from statism and
internationalism may indicate
the relatively limited utility of the debate between them. Their
35. disagreement
mainly concerns how new and how deep the limits on state
sovereignty are. Several
writers (Berdal 1993, 1994; Donnelly 1993; Mandlebaum 1994;
Farer 1996) work-
ing within the internationalist tradition have noted that there
appears to be an
increasing number of cases that could be classified as "rare
circumstances" when
intervention has been authorized by the United Nations. The
first case came in
1991 when Security Council Resolution 688 demanded an end
to Iraqi repression
and access to Iraq for foreign humanitarian organizations.
Richard Gardner
(1992:25-26) quotes the United States' UN ambassador at the
time to the effect
that this was the first occasion where "a significant number of
governments"
denied a state's right to "the sovereign exercise of butchery."
This view reflects the
observation that the norm of nonintervention cannot protect
genocidal and other
practices that are themselves proscribed by international law
and treaties, and that
the Genocide Convention establishes a right of forcible
humanitarian intervention
with UN authorization (Scheffer 1992:10).
The Genocide Convention does not, however, cover all cases.
Proponents of
intervention, therefore, often explore the extent to which
massive human rights
abuse constitutes a threat to the peace, an actual breach of it, or
an act of aggres-
sion. If any of these conditions are viewed to be present, it
36. could legitimately trigger
forcible intervention. David Scheffer (1992) argues that
refugee flows and the pros-
pect of conflict spilling over international borders mean that
massive violations of
human rights and internal conflicts inevitably have an impact
on regional and inter-
national security. As a result, "large-scale humanitarian crises"
are "presumptive
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Humanitarian Intervention andJust War
threats to international peace and security" (Scheffer 1992:8).
Discussing Iraq,
Gardner (1992) agrees that a threat to international peace and
security can proba-
bly be found in large-scale repression and certainly in
genocide. He emphasizes,
however, that this fact does not imply that the UN Security
Council will necessarily
authorize military intervention in a country on human rights
grounds alone.
Equating genocide or other kinds of large-scale violence with
threats to interna-
tional peace and security is an understandable resort to a highly
37. dubious argu-
ment for justifying humanitarian intervention. Among the many
objections, two
are particularly cogent. The first, which we shall encounter
again below, is the "if
... why not" argument: if Iraq, why not Iran? If Bosnia, why not
Indonesia? And so
on. In principle, if not in practice, that objection could be
answered-though not
conclusively-by claiming a willingness to authorize
interventions against every
regime utilizing mass murder and in every large civil war. The
second objection is
harder to shrug off: what happens when genocide or war has
become part of the
international scenery, as in Indonesia or Angola, for example?
In these and other
cases, deadly warfare or brutal repression threatens no other
state and is part of
the regional order rather than a threat to it. Indeed, one could
argue that inter-
vention is likely to threaten regional order. The
internationalism model leaves us
with a set of unanswered, and perhaps unanswerable, questions.
Donnelly's (1995:121) third model is cosmopolitanism, which
corresponds to
Wight's Kantianism. In this model, the international system is
seen as consisting of
individuals rather than states. States have rights only if they
promote the rights
and welfare of their citizens (McCarthy 1993). In this
perspective, sovereignty is
beside the point: the real issue is how to meet the needs of the
world's citizens
(Pastor 1993). Accordingly, when massive human rights abuse
38. occurs, the burden
of proof lies on those who argue for nonintervention.
Against the classic view that the state "has the ultimate legal
right to say what
should be done within its jurisdiction" (Pease and Forsythe
1993:291), Michael
Reisman (1990:869) proposes that the sovereignty protected by
international law
"is the people's sovereignty rather than the sovereign's
sovereignty." He traces this
idea to the American Revolution, which established "the
concept of the popular
will as the theoretical and operational source of political
authority" (Reisman
1990:867). In other words, the norm of sovereignty can be
violated not only by
outside powers but also by indigenous use of force. From this
perspective, the 1989
Tiananmen Square massacre violated Chinese sovereignty just
as the Ceausescu
dictatorship violated Romanian sovereignty (Reisman
1990:872). These statements
echo the argument of Aquinas some seven centuries earlier:
sedition is a mortal
sin so overthrowing a tyrannical government is not sedition
because that govern-
ment is unjust. "Indeed, it is the tyrant, rather, that is guilty of
sedition" (Aquinas
1952:11-I, qu. 42).
If the norm of sovereignty can be violated equally by domestic
or outside forces,
logic would dictate that it can be restored equally well by
international or domestic
powers. This conclusion provides a legal justification for
39. action against pariah
states such as apartheid South Africa (Hoffman 1993).
Extending this logic would
seem to make interventionism legal. But even if we accept this
logical extension,
an important question remains unanswered: who or what is the
authorized agent
of intervention? If the agent is the "international community"
(i.e., the United
Nations) an acknowledgment must be made that this community
includes poten-
tial targets of cosmopolitan interventionism. If the United
Nations is unlikely to
sponsor rampant interventionism, the alternative seems to be to
accept a narrower
basis for multilateral actions (e.g., the North Atlantic Treaty
Organization or the
European Union) or even endorse unilateral action. It appears
improbable that
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MONA FIXDAL AND DAN SMITH
such a position can be justified without abandoning
cosmopolitanism and, effec-
tively, falling back on realist, state-centric conceptions. It is
this unsolved conun-
40. drum that has produced the current debate.
An oddity worth noting is that the debate over the legitimate
basis for authoriz-
ing humanitarian intervention in the 1990s has advanced little
beyond what the
Just War tradition had managed by the sixteenth and
seventeenth centuries. Tho-
mas More (1516 [1965:109]) depicted the attitudes toward war
of the inhabitants
of Utopia in terms that unashamedly reject respect for other
states' sovereignty:
They hardly ever go to war, except in self-defense, to repel
invaders from friendly ter-
ritory, or to liberate the victims of dictatorship-which they do
in a spirit of humanity,
just because they feel sorry for them.
Suarez (1621:disp XIII [1944:817]) acknowledged the right and
duty to provide
assistance when it was both requested and just, but rejected a
general right or duty
to intervene, arguing:
The assertion made by some writers that sovereign kings have
power of avenging inju-
ries done in any part of the world is entirely false and throws
into confusion all the
orderly distinctions ofjurisdiction.
The debate seems poised between these two positions even
now. The argument
against an unqualified right of nonintervention is neither the
same as, nor auto-
matically the prelude to, an unqualified right to intervene
41. (Semb 1992).
There may be no ultimately satisfactory general answer to the
question of legiti-
mate authority. The Just War tradition's inclination against
binding principles
leads us to expect different answers from case to case. For
humanitarian interven-
tion, the legitimate authority criterion can be regarded as
responsive to the other
criteria. The more glaring the injustice to be remedied, the less
clear the authority
may need to be; conversely, the more there are alternatives to
the use of force, the
more solidly grounded the authority for intervention must be.
More focus on the
agents of intervention rather than the targets may also be
worthwhile. It would
take the emphasis off sovereignty and place it squarely on the
nature of the
authority-both its extent and its limits. Such an emphasis would
make possible a
discussion of how to institutionalize constraints on big states'
power so as to keep
them from exploiting intervention opportunities for reasons of
self-interest-an
issue to which we return in the next two sections of this essay.
Just Cause
The second of the three basic conditions established by
Aquinas for justice in the
resort to the use of force is that there must be a just cause. The
right to self-
defense is the most widely accepted reason for using military
power. It is embod-
42. ied in Article 51 of the UN Charter. Indeed, it is the only
reason permitted in con-
temporary international law for the use of force (Johnson
1984:19) and the only
one acknowledged by some current writers on Just War
(Johnson 1996). Self-
defense as the only reason for just cause, however, does not
correspond with the
logic of scholars such as Augustine and Aquinas.
The classical tradition approved of four reasons for resorting to
the use of
force: self-defense, defense of allies, taking back (or helping
allies to take back)
what was lost in a previous war, or punishing a transgression.
These four condi-
tions have been expressed as one by Vitoria (1557 [1991:303]):
"The sole and only
just cause for waging war is when harm has been inflicted."
Much of the classical
argument was explicitly theological. Given medieval religious
definitions of evil,
Fredrick Russell (1975:19) inferred that "not only illegal but
also immoral or
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Humanitarian Intervention and Just War
43. sacrilegious acts were punishable." Once secularized, this
argument becomes rele-
vant, for example, to the case of the punishment of war crimes
in Bosnia and
Rwanda: other things being equal, if outside humanitarian
intervention were justi-
fied so also would international action to subject alleged war
criminals to the judi-
cial process. Viewed differently, this version of the argument
indicates that ethical
concepts of justice reach further than legal concepts ofjustice.
Beyond punishment for a transgression, the classical tradition
stresses defense
of the innocent as a just cause. From a theological perspective,
defense of the
innocent is a higher good than self-defense. The Christian,
after all, should not
place too much emphasis on this earthly life; to kill in self-
defense might be an act
of arrogance as well as violence and, thus, be sinful on at least
two counts.
Augustine (1994:11) argued that "the law is not just which
allows a traveler to kill a
robber in order to avoid being killed by him." Helping one's
neighbor is a repeat-
edly stated and easily understood duty. Thus, the moral
superiority of defense of
another over self-defense expresses two basic principles
(Augustine 427:XIX, 14
[1984:873]): the rule "to do no harm to anyone" supports a
nonviolent response
to violence against oneself, while the rule "to help everyone
whenever possible"
permits violence in defense of others (Miller 1991:19).
44. These proposals match a central theme in the intervention
literature: the
debate on whether there is not only a right but a duty to
intervene militarily into
armed conflicts. For Michael Walzer (1977:55), international
aggression is a crime
because it contravenes the community's most important rights:
"the right of a
nation or a people not to be invaded derives from the common
life its members
have made on this piece of land." Drawing on a little-known
article by John Stuart
Mill, Walzer (1977:88) interprets the right of self-
determination as:
the right of a people "to become free by their own efforts" if
they can, and non-
intervention is the principle guaranteeing that their success will
not be impeded or
their failure prevented by the intrusions of an alien power.
In other words, people must help themselves to their own
freedom, and with such
freedom comes the principle of nonintervention. Walzer
(1977:101), however,
qualifies this latter principle for cases where the appeal to self-
help is not very
attractive, saying "when a government turns savagely upon its
own people, we must
doubt the very existence of a political community to which the
idea of self-
determination might apply." Thus, humanitarian intervention is
justified when it is
directed against actions that contravene the moral convictions
of ordinary people.
45. Walzer's argument has been criticized as a potentially
indiscriminate mandate
for intervention because of the difficulty of distinguishing
between tolerable and
intolerable abuses (Laberge 1995). A further problem centers
around the need to
define nation and what is involved in national self-
determination. Benedict Ander-
son's (1991:5-6) celebrated definition of the nation as "an
imagined community"
is more elegant but no less pragmatic than Hugh Seton-
Watson's (1977:5) sum-
ming up of a lifetime of study with: "All I can find to say is
that a nation exists
when a significant number of people in a community consider
themselves to form
a nation, or behave as if they formed one." The right to self-
determination, there-
fore, becomes centered on the need to define the term "self' in
a way that does
not blindly legitimize endless ethnonationalist conflicts.
Alain Destexhe (1994-1995) takes a different route in getting at
the duty to
intervene. His argument is not based on self-determination, but
starts from the
belief that genocide is a crime against humanity. It, therefore,
creates a moral
responsibility for an outside power to intervene. Taking the
case of Rwanda,
Destexhe argues that the United Nations should have
intervened and taken sides
against the former government. A parallel argument has been
made about Bosnia
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MONA FIXDAL AND DAN SMITH
(Betts 1994; Sharp 1994; Rieff 1994, 1995b; Pasic and Weiss
1997) and over the
Iraqi treatment of the Kurds in 1991 (Gardner 1992: Scheffer
1992; Cook 1995).
For these writers, neither inaction nor neutrality can be
justified in the face of
such egregious crimes.
In Just War terminology, genocide is just cause for
intervention; some writers
say the same about nongenocidal but nonetheless massive
violations of human
rights. The intervention literature reveals wide agreement that
human rights give
rise to claims upon foreigners and that rights violations are a
valid reason for inter-
vention. There is, however, disagreement about how far this
claim goes. Destexhe
(1994-1995) and Raymond Plant (1993) hold that human rights
abuses not only
provide moral permission to intervene, but also a moral
responsibility. Others are
reluctant to take this extra step. Stanley Hoffmann (1995-1996)
47. starts with a pre-
sumption against intervention and then permits exceptions; like
Tony Smith's
(1994) case for the specific U.S. right to intervene in Cuba and
Haiti, the right to
intervene does not extend into a duty. David Fisher (1994:56-
58) sees a right to
intervene against major human rights abuses, but argues that
whether a categori-
cal duty to intervene exists depends on if the good likely to
result from interven-
tion exceeds the harm that will be done.
A further perspective on the just cause issue comes out of the
literature on vir-
tue ethics. This perspective is more concerned with characters,
dispositions, and
intentions than are arguments based on rights. Whereas the
latter are often
focused on concepts of action, virtue ethics are usually
described as agent-
centered. It can be argued that there are good grounds for
identifying the Just
War tradition primarily as an outgrowth of considerations of
virtue (Syse and Fix-
dal 1998). Edward Luttwak (1995) has provided an example of
this type of argu-
ment for intervention in his urging that the United States
should not remain
passive in cases of aggression fraught with atrocities because it
is harmful to the
population's self-respect and moral character. Leslie Gelb
(1995:6) makes a similar
argument: "If democratic leaders turn away from genocide or
merely pretend to
combat it, their citizens will drink the hypocrisy and sink into
48. cynicism." A differ-
ent version of virtue ethics is found in the proposal by James
Mayal (1993), draw-
ing on Mill (1859), that the international community had a duty
to help the Iraqi
Kurds in 1991 because they had encouraged the Kurdish
uprising and were partly
responsible for the ensuing tragedy. The advantage of a virtue-
ethical approach is
that it takes into account the context within which the action
takes place (Paskins
1993); the problem with the approach is that the virtues we find
laudable for indi-
viduals (like self-sacrifice, endurance of suffering, and
generosity) could be seen as
irresponsible in a state (Vincent and Wilson 1993).
In contrast to virtue ethics, consequentialis t arguments propose
that outside
powers should intervene if doing so creates better outcomes
than would otherwise
occur. These arguments come in two versions, focusing either
(1) on the good
outcome for the target of the intervention or (2) on the good
consequences for
the state initiating the intervention. We return below to the
consequences for the
target. In evaluating the consequences for the intervening state,
the issue becomes
how to define its interests. Robert Rotberg (1996), for example,
advances that the
U.S. intervention into Haiti was right because it served the
American interests of
promoting democracy, order, and peace. Likewise, Chester
Crocker (1995) pro-
poses that the concept of national interest should include global
49. order and global
standards such as avoiding genocide. Indeed, this position has
grown increasingly
popular. For advocates of humanitarian intervention, there is a
tactical attraction
to an argument based on self-interest. As Andrew Kohut and
Robert Toth (1994)
have reported, the U.S. public is inclined to support military
action if these actions
297
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Humanitarian Intervention andJust War
are in the service of vital interests or when they do not involve
a risk of protracted
conflict. The CNN effect notwithstanding, it seems that U.S.
public opinion is cau-
tious and self-interested with regard to intervention (Jentleson
and Britton 1998).
At least in the shortterm, interventionists do well to play to
these concerns.
A radically different conception of self-interest comes into play
when we look at
John Rawls's (1972) theory of justice, one of the most
influential theories on the
social contract. This theory argues that intervention is not only
50. a right but a duty.
It is essentially a procedural theory of justice in which the
fundamental elements
are liberty and equality of opportunity. Rawls (1993) himself
has formulated an
extension of his theory to the law of nations (cf. Paden 1997
though). The interna-
tionalized version has, to date, been only marginally discussed
in the intervention
literature but might prove useful. Rawls's original version is
mainly concerned with
establishing principles of justice within self-sufficient,
independent societies. The
theoretical approach involves an act of imagination to bring
people together to
establish rules of fairness behind a veil of ignorance. We
imagine what principles
of justice people would want if they did not know their own
social position. When
faced with such ignorance, people tend to follow self-interest
that can be universal-
ized because the interest of the self equals the interest of all:
thus, self-interest
does not mean bias. In the internationalized version of his
theory, after the rules
regarding justice within societies have been established,
representatives from these
nations can meet to discuss principles of international law. The
assumption is
made that these representatives would agree on principles that
are analogous to
the equal rights of citizens under constitutional government. As
a consequence,
Rawls argues that the representatives will agree on the
sovereign equality of states
and the principles of nonintervention and self-defense.
51. Consider, however, what
might happen if we vary this exercise somewhat (see Laberge
1995): what if the
representatives were told that some of them are from unjust
states? Then a strict
principle of nonintervention would probably not be endorsed
because the repre-
sentatives will realize that they might be citizens of tyrannical
states who will hope
that they can be liberated by outside intervention. By this
reasoning, an interna-
tional system of justice based on universalizable self-interest
would support a con-
tingent duty to intervene.
Many of the arguments in favor of intervention are
characterized by what might
be called "moral anger." Their driving force is outrage at
genocide or massive
human rights abuse and at the prolonged debate over
intervention. This anger has
been particularly prevalent with regard to Bosnia. David Rieff
(1994, 1995a) went
so far as to accuse the United Nations of complicity in
genocide and drew the les-
son for the Bosnians that they must never rely on Europe for
anything. What fires
up Rieff is the discrepancy between rhetoric and action. In his
eyes, the West sim-
ply stood by while the slaughter took place. Yet, he (Rieff
1995b) repeatedly
remarks that although he thought the West should do
something, neither he nor
his fellow critics in the press corps in Bosnia knew what the
West should do. The
traditional UN peacekeeping approach was clearly ill -suited to
52. being implemented
in the middle of the war (Caplan 1996:35), but better options
were far from clear
(Owen 1995). It was not evident that more forceful intervention
could be carried
out with acceptable risks or better results. Indeed, even after
the initial interven-
tion opened the diplomatic road to the November 1995 Dayton
peace accord that
brought an end to the war, there remained grounds for doubt
about the appropri-
ateness of the use of intervention. That fighting and killing
stopped was an
unqualified gain from Dayton, but nobody could pretend that
the resulting situa-
tion embodied justice. The best that could be said was that the
task of peace was
unfinished (International Commission on the Balkans 1996).
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MONA FIXDAL AND DAN SMITH
Moral anger tends to lead to strong condemnation contravening
the spirit of
relative justice (Miller 1991:13-15). A further shortcoming is
that it pinpoints a
problem but does not necessarily advance a solution. This
53. dilemma highlights an
important, and often unnoticed, element of the just cause part
of the Just War tra-
dition. In writing about just cause, whether implicitly, as in
most of the interven-
tion literature, or explicitly, the emphasis tends to fall on the
reasons for or
against intervention based on the situation or conditions in the
country in ques-
tion. Genocide in Bosnia or Rwanda is taken as the basis for a
statement of just
cause. Yet, it is a matter of simple logic that an action based on
a just cause must
itself be just, relevant, and effective. What is at issue in this
whole debate is the
justice of an action and the justice of the goal. Much of the
intervention debate
ignores this fact because it is short-term: that is, how to deal
with an immediate
problem. Viewing intervention from a long-term perspective, it
is important to
prevent a return to war by means of social rehabilitation
(Moore 1996). Chaim
Kaufmann (1996) argues that this long-term goal is impossible
in complex ethnic
conflicts; he, therefore, proposes that the aim of intervention
should not be
peace but safety-the introduction of some physical separation
between the war-
ring communities. That is, the objective would be the enforced
movement of
populations, also known as ethnic cleansing-a sharp reminder
that not only the
situation to be remedied but also the remedy itself must be
submitted to the test
of just cause. At the same time, this argument illustrates why
54. moral anger cannot
itself furnish a sense of just cause.
As indicated earlier, we have an underlying ethical preference
for thinking in
terms of duties rather than rights. Such a choice leads us to a
position that must be
regarded as somewhat eccentric in the debate on humanitarian
intervention. The
Just War concept of just cause appears to us to lean in favor of
a contingent duty to
intervene but against the idea of a right to intervene. The point
is that there
should be a basic reluctance to use force. In deciding to
conquer this reluctance,
the UN Security Council's members should not do so out of a
sense that they are
exercising their rights. Right is still too close to might, and
exercising rights is too
close to exercising power. Intervention should happen because
it has to, because
there is an identifiable human duty to do so. Our view is
grounded both in the
concept of just cause and in the idea of right intention to which
we now turn.
Right Intention
The last of the three basic conditions established by Aquinas as
the major criteria
for achieving justice in the resort to using force is that any
action must be accom-
panied by the right intention. Whereas the criterion of just
cause is based on
assessing and appropriately responding to a situation that gives
rise to injury, the
55. criterion of right intention concerns motives. Most writers in
the Just War tradition
follow Augustine (427:XIX, 12 [1984:866-868]) in arguing that
peace is the
natural aim of humankind and animals, even monsters, robbers,
and tyrants. The
peace sought by the virtuous is a just peace (Augustine
427:XIX, 12 [1972:869]):
It comes to this, then: a man who has learned to prefer right to
wrong and the rightly
ordered to the perverted sees that the peace of the unjust,
compared to the peace of
the just, is not worthy even of the name of peace.
Accordingly, the motive for a decision to act on ajust cause
should be the creation
of a just peace. Such a position excludes, among other things,
self-interested
motives like profit, power, and glory.
The historical place of the criterion of right intention must be
understood pri-
marily in religious terms. At stake is the health of the soul and
the prospects for
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56. Humanitarian Intervention andJust War
eternal life. Motives are important even if other people cannot
know what you
think or the real reason that you act the way you do and even if
one ruler cannot
know why another acted thusly. Other people may not know,
but nothing is hid-
den from the deity. Therefore, you must not only act well but
mean well.
Given this firm foundation in theological reasoning, it may be a
surprise to
learn that the criterion of right intention fits neatly into the
debate on humanitar-
ian intervention. A secular version of the same reasoning finds
that the emphasis
in the Just War tradition on right intention makes it unethical
to have ulterior
motives behind the decision to resort to force. Consider the
widespread unhappi-
ness with, and outright condemnation of, the French
intervention in Rwanda in
1994 because it was seen as motivated not by humanitarian
concerns but by a con-
tinued desire to play the great power game in Central Africa.
Two years later, it was
an open secret in UN circles that prospects for intervention in
Eastern Zaire were
weakened in part as a result of the French government's
insistence on being
involved, regarded by everyone as hardly an act of pure
generosity.
The way to identify ulterior motives is, in part, by observing
discrepancies
57. between rhetoric and action, by finding-usually retrospectively-
a record of
plans and arguments that discredits the official, publicly stated
version. It is not,
however, the discrepancies themselves that are the problem.
There may be good
reasons for stating one thing in public while planning another -
to deceive a ruth-
less adversary, for example, and to gain the element of surprise
so that military
action causes fewer casualties. At worst, the discrepancies
themselves are proof
only of lies or hypocrisy. They may, however, be a means of
discovering the under-
lying problem: whether or not the real motive behind an
ostensibly humanitarian
intervention is based on self-interest. It is this unacceptable
motive that is the
object of our attention, not the lie.
A lot of attention is paid to motives in the humanitaria n
intervention literature.
Reasons for this attention, however, differ. For example, Adam
Roberts (1994b)
sees inconsistent and unclear statements of the motives for an
intervention as
damaging to its legitimacy and ultimately its effectiveness. If
one accepts the gen-
eral right to intervene, there is a danger that this right may
serve as a cover for
other motives such as the national interest. Several scholars
(e.g., Scheffer 1992;
Donnelly 1993; Leifer 1993; Sweeney 1996) have suggested
that many developing
countries defend the principle of nonintervention as a bulwark
against power
58. plays disguised as humanitarian action. Consider the case of
Vietnam's interven-
tion into Kampuchea; Michael Leifer (1993) finds that the
motive for intervention
was not to end the Khmer Rouge's massacres but to prevent
further cross-border
incursions. John Sweeney (1996) makes a similar argument
about the Clinton
administration's incursion into Haiti, proposing that the
administration's goals
were related to short-term political considerations within the
United States not
conditions in Haiti. Jarat Chopra and Thomas Weiss (1992:112-
113) point out that
"the fact that in the present international system those with the
resources to inter-
vene are former colonial powers or large and traditionally
obtrusive neighbors
does not facilitate discussion." They (Chopra and Weiss
1992:116) conclude by
advancing that "humanitarianism cannot be used to justify
unacceptable and self-
interested interventions."
Legal codification of the principles of humanitarian
intervention brings us
once more to the problem of the incoherence of the
international legal order
(Navari 1993) and the inconsistent as well as arbitrary
judgments that result.
Inconsistency and selectivity characterize the recent practice of
humanitarian
intervention and highlight the question of motives. Why did the
international
community intervene in Bosnia, but not in other war-torn
countries? This type of
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MONA FIXDAL AND DAN SMITH
selectivity undermines the claims that the motivation driving
the intervention is
humanitarian. This issue is ethical to begin with, potentially
legal if an effort is
made to codify humanitarian intervention into international
law, and directly
political, strategic, and operational. The 1990s record of
inconsistency and selec-
tivity should lead us to address the difficult problems of
priorities, of the relative
scale of different tragedies, and of the comparative importance
of solving the
dilemmas that gave rise to war. The UN Security Council and
the great powers do
not have the resources to do everything: on what basis will they
decide which of
the several pressing problems to confront? This question
challenges us to consider
the perspective from which the decision to intervene or not to
intervene is taken.
Fouad Ajami (1996) angrily criticizes Boutros Boutros-Ghali
for making the follow-
ing unsympathetic statement in 1992 in Sarajevo: 'You have a
60. situation [here]
which is better than ten other places all over the world."
Although tactless and
unfeeling, there was more than a little truth in this remark. As
Stephen John Sted-
man (1992-1993:14) has observed: "if humanitarian concerns-
measured by
deaths and genocidal campaigns-were the justification for
military interventions,
Bosnia would rank below Sudan, Liberia, and East Timor."
Whereas Richard Betts (1994:31) argues that "most
international interventions
since the end of the Cold War were not driven by the material
interests of the out-
side powers but by their moral interests: security, peace, and
justice," Stedman
(1992-1993) observes that the inconsistency and selectivity of
the Western record
of intervention make it impossible to know what the real
motivation for them was.
As a result, "even well-intended international actors" are left
"variously open to
charges of hypocrisy, cowardice, neglect, or self-interest
(Stedman 1992-1993:9).
Indeed, the international community's preference for some
large-scale tragedies
over others leads some commentators (e.g., Clark 1992-1993)
to suggest that
there are important weaknesses in the United Nations system
and in humanitarian
intervention in general.
One element of right intention has largely been buried in the
intervention
debate and needs to be disinterred. The literature often has
61. recourse to the con-
cept of ulterior motive-or wrong intention-but very rarely goes
into much detail
about what constitutes an acceptable motive. This lack of
attention is parallel to
the relative inattention to objectives that we noted at the
conclusion of our discus-
sion of just cause. It seems self-evident to some (Moore 1996;
Carnegie Commis-
sion on Preventing Deadly Conflicts 1997) that, depending on
the circumstances,
the intentions behind interventions should be to end hostilities,
to maintain the
peace, to restore or create viable and just soci al and political
structures, and to do
as much as possible to ensure no future outbreak of hostilities.
Boutros-Ghali
(1992) organized this set of intentions into a sequenced
discussion that focused
on preventive diplomacy, peacemaking (including peace
enforcement), peace-
building, and peacekeeping. Since 1992 there has been
relatively little further
elaboration of the meaning of these goals, except that
preventive deployment-or
early action-has largely replaced the term preventive
diplomacy. The reasons for
this stasis are hard to fathom. We know that it is sometimes
challenging to formu-
late a specific expression of a general concept amid the
confusion of fast-paced
events, but in principle it is not difficult to give meaning to
such terms in concrete
circumstances. There is no shortage of detailed policy
proposals even in extremely
62. complex situations such as the Balkans (e.g., International
Commission on the
Balkans 1996). An important task for future ethical inquiry is
to give content to
the notion of acceptable motive. We need to give the concept of
acceptable motive
as much clarity and content as has been done for the definition
of what constitutes
an unacceptable motive.
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Humanitarian Intervention andJust War
Last Resort
The criterion of last resort states that the use of force should be
employed only
when alternative means are not available. There is no
consensus within the Just
War literature on whether this criterion implies that alternative
ways of achieving
the objective must have been tried in practice and failed. For
instance, James Chil-
dress (1992:358-359) notes that all possible measures do not
have to be attempted
or exhausted unless there is reasonable expectation that they
will be successful.
63. These are the kinds of arguments-although without explicit
reference to theJust
War tradition-that surfaced in 1991 with regard to whether the
United States-led
coalition was justified in going to war against Iraq and again in
1998 over pro-
posed U.S. strikes on Iraq. Both times, the question was
whether other means
-sanctions in 1991, diplomacy in 1998-had to be tried first.
This criterion is both moral and prudential. That the use of
force should be a
last resort is, first and foremost, an ethical imperative. The Just
War tradition is
concerned with setting moral limits on war and warfare because
the use of force
will have harmful consequences even if it can also have good
consequences. The
use of force may sometimes be necessary and, therefore,
morally justifiable, but if
a just cause can be achieved by nonviolent methods, the party
has a moral obliga-
tion to prefer these means (Miller 1991:14). Prudential
considerations may also
argue in favor of using military power only as a last resort. If,
for example, diplo-
matic efforts can achieve the objective just as quickly or
efficiently, or if a delay in
achieving the objective does not have a damaging effect, there
is no reason to
implement costly military operations. At the least, the
inclination should be to give
nonviolent options a chance.
Not all writers agree, however, that prudential and moral
considerations speak
64. in favor of using intervention only as a last resort. A number of
analysts (Destexhe
1994-1995:16; Sharp 1994; Lund 1996; Carnegie Commission
on Preventing
Deadly Conflicts 1997) have argued that outside intervention
should come earlier
rather than later in a conflict. Indeed, commentators and
scholars seem to have
increasingly accepted the importance of acting early. In
Rwanda, Destexhe (1994-
1995) claims that an early intervention not only would have
saved lives but also
money. It is hard to make the counterargument stick; the fact
that prevention is
better than cure is both intuitive and a cliche. One of the major
reasons given for
early, preventive action is that it makes the use of armed force
less likely (Lund
1996). Against this, the Carnegie Commission on Preventing
Deadly Conflicts
(1997) acknowledges that in some circumstances military
action may be the most
effective option and perhaps the only way of preventing the
escalation of conflict.
At issue is when in the normal cycle of conflict can outside
intervention be most
effective. If the intervention comes too late in the conflict,
opposing positions
have hardened and intervention is unlikely to be effective. And
given that ineffec-
tive interventions can raise the expectations on one side while
diminishing the
other side's respect for the intervening state or states, they can
end by prolonging
conflict. Then they may be worse than no intervention at all:
"if intervention is
65. called for, and is just, it had better come early rather than late"
(Sharp 1994:55).
The inevitable conclusion from this discussion is that armed
intervention can be
legitimate whether or not other options have been tried.
It follows from this logic that early action has to be forceful
enough to be deci-
sive, and also that the decision to act early has to be backed by
the willingness to
go all the way. One could argue, for example, that the United
Nations did act early
in Bosnia; the decision to put the UN headquarters in Sarajevo
was made before
the war in Bosnia began. That early action was intended to
demonstrate the deter-
mination of the organization to prevent war from spreading
from Croatia to
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MONA FIXDAL AND DAN SMITH
Bosnia. When that determination was put to the test, however,
it was found want-
ing (Gow 1997). The UN forces in place were there for
peacekeeping not war-
fighting (Caplan 1996). They could not deter through coercion
66. nor coerce
through deterrence (Solli 1997). Thus, the United Nations acted
early but ineffec-
tively; its action was neither decisive nor, until three years
later, backed by a willing-
ness to use the force needed to deal with the situation (Sharp
1997).
Although early action may preclude the use of force, this result
is not inevitable.
It may only be the first step along the road toward a long-term
military commit-
ment. This fear has led political leaders to be more cautious
than many commen-
tators and scholars about the merits of preventive intervention;
Stephen John
Stedman (1995) is the rare skeptical exception among scholars.
There is a differ-
ence between long-term social, political, and economic
preventive measures that
take violent conflict off a country's or region's agenda and
shorter-term, more
direct economic, political, and military measures that are
possible when there is an
identifiable risk of escalation (Clement 1997). Those measures
more suitable to
the long-term can be integrated into the economic and political
planning of, for
example, the European Union or the United States. Shorter-
term measures have
to be drawn up amid the uncertainty of a looming crisis, at a
time when decision
makers' agendas are already crowded. It is not surprising that
the potential costs of
such actions seem more dominant than the benefits; caution
becomes the order of
67. the day.
In considering this criterion sovereignty again becomes an
issue. Although
interventions have increased, Kalypso Nicolaidis (1996:24) has
pointed out that
the following rule has emerged in practice: "state sovereignty
can be partially
bypassed only as a state stops fulfilling the basic
responsibilities and functions that
go along with sovereignty." But both preventive and early
action are based on step-
ping in before the crisis has reached its peak, before the state
has collapsed,
before the worst abuses of human rights, and before genocide.
Early action is
founded on foreknowledge. If the idea of humanitarian
intervention challenges
the political norm of state sovereignty, acting preventively or
even just early merely
sharpens this challenge.
In the end it would be a mistake to place discussion of the last-
resort criterion
into the debate over the merits of early action. The point of the
last-resort crite-
rion is not strictly chronological. The medieval literature
makes clear that when a
kingdom is attacked its ruler should try to negotiate, but does
not imply that he
should suspend military preparations while he tries to bargain.
By contrast, there
is little debate about arguing that the aggrieved side has just
cause to mount a war
of self-defense and punishment if the aggressor will not
completely back down
68. from unjust action. The proper meaning of the last-resort
criterion seems to be to
underline the importance of being reluctant to resort to arms;
such a decision
should not be taken lightly. Other avenues should be explored
or, at the least,
contemplated.
Proportionality and Reasonable Hope
Because the criteria of proportionality and reasonable hope are
closely connected,
we have chosen to discuss them together. That the resort to
force must be propor-
tional means that interventions must do more good than harm.
To make such a
determination, one needs to assess the likely consequences of
sending troops into
another country. The criterion of reasonable hope asks whether
there are reason-
able grounds for believing that the cause can be achieved. Will
the resort to force
help to achieve the objective? There can, however, be no
discussion of the
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Humanitarian Intervention andJust War
69. likelihood of success of an intervention without having
specified ahead of time
what the target of the operation is.
Like the criterion of last resort, these two criteria have both a
moral and pru-
dential basis. Proportionality here is grounded in
consequentialist moral theory
that holds an action is just if it produces a surplus of good over
harm-taking all
affected parties into consideration. This statement is also the
basis of utilitarian
morality. Moreover, proportionality has a prudential
component: given that the
reason for a just war is to achieve a just cause and promote just
peace, doing more
harm than good is a waste of resources and time and will
probably cause a loss of
political prestige. That military actions should have a
reasonable hope of success
can be justified by arguing that a military commander neglects
his moral responsi-
bility if he squanders his troops' lives in a lost cause (Smith
1997:27). Such action
is also imprudent, wasting not only people but material and
financial resources as
well as time and political legitimacy.
The question of proportionality enters into the debate on
humanitarian inter-
vention in a variety of ways, beginning with the argument that
a proposed inter-
vention must be judged on the basis of its overall
consequences. For example,
without referring to the Just War tradition by name, Nicholas
70. Hopkinson (1993:9)
states that "[an operation] should be proportionate in the sense
that it should not
cause more damage and harm than caused by the situation it
intends to correct."
In other words, "is a proposed operation likely to be effective
at an acceptable cost
to those who will bear the burden of intervention" (Crocker
1995:8)? Although
Guenter Levy (1993:624) conceded that there will always be
uncertainties con-
nected with making such calculations, he observed that "even a
good cause is not
worth any price"-an argument that encapsulates the
consequentialist approach.
Adam Roberts (1994a:109) sums up all these considerations in
his tough-minded
conclusion that "there is sometimes a case for deciding not to
tackle a problem,
even if it is serious."
The key question posed by the concept of proportionality is
that of scale. Argu-
ments about intervention often dispute the size of canvas on
which the picture of an
action and its consequences should be painted. For instance,
Sharp (1994:53)
places her argument on a deliberately large canvas when she
depicts noninterven-
tion into Bosnia as having led to disastrous effects, including
not only enormous loss
of life and material destruction of the country itself but also the
"unleashing [of] an
increasingly radicalized Muslim diaspora and setting an
example to other rogue
nations that might is right and genocide pays." There is no easy
71. way to assess such
broad-scale arguments in a way commensurate with the
question of lives lost, dam-
age done, or even money spent. It is, however, both legitimate
and necessary to
bring both kinds of arguments into determining the criterion of
proportionality.
Postoperational evaluations of intervention are bound to be
consequentialist
and, thus, automatically do what the criterion of
proportionality asks us to do.
Compare, for example, Robert Rotberg's (1996:136) argument
that the 1994 U.S.-
UN intervention into Haiti was the right choice because Haiti
"is a much better
and more livable place than it was" with Sweeney's (1996:150-
151) contention that
Haiti is almost as bad after the intervention as it was before-
"for its $2 billion
investment in Haitian nation-building, all the administration
has gotten in return
is a listless election perpetuating Aristide's power." Another set
of disparate posi-
tions is found on Somalia. Crocker (1995) concludes that the
benefits of the inter-
vention to the Somalis outweighed the effect of the many errors
and mishaps. By
contrast, Paul Wolfowitz (1994) has argued that the U.S.
intervention ended in a
fiasco because of the misguided decision to put U.S. troops into
combat against
Somali clans.
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MONA FIXDAL AND DAN SMITH
These contrasting views reveal a basic problem with the
consequentialist argu-
ments. It is difficult to measure the good and bad consequences
of an action in a
complex situation, when full information is not available, and
when the bad to be
avoided is, by definition, more a matter of speculation than
calculation. This prob-
lem is by no means unique to consequentialism in an
intervention setting, but it is
striking how often the literature on intervention implies that it
can be solved. Such
may be the case because commentators and scholars writing in
this literature have
adopted the quantifiable discourse of the U.S. military. This
literature might be
better served by acknowledging that some aspects of the debate
about proportion-
ality can be resolved only retrospectively and that others (e.g.,
how much evil was
avoided) cannot be resolved even retrospectively except
through the use of coun-
terfactual history. Once the areas of uncertainty are, thus,
identified, the ethical
questions become clearer: they are questions regarding the
amount of risk
73. involved; they should be considered knowingly, not on the
basis of false certainty.
Discussions of what in Just War terminology is reasonable hope
raise the issues
surrounding feasibility, the reasonableness of mandates, and
political and strategic
obstacles as well as assessments and explanations of failure. As
Kenneth Himes
(1994:101-102) has pointed out, there must be a clear political
aim backed by the
means necessary to achieve it. Any operation should be
subjected to a "feasibility
test," including an examination of the adequacy of personnel,
equipment, finan-
cial resources, domestic political support, and the degree of
multilateral coopera-
tion. Hoffmann (1995-1996) goes further and urges that those
contemplating
intervention determine the gap between the magnitude of the
problem and col-
lective capabilities. These questions were central features of
the debate regarding
whether to intervene in Bosnia between 1992 and 1995. Among
the reasons given
for the lack of success in Bosnia are the unwillingness to use
force (Gow 1994,
1997), the unrealistic and inappropriate mandate given UN
forces (Higgins 1993;
Caplan 1996), and the uncoordinated and indecisive nature of
the decision mak-
ing-characterized by half measures and a refusal to provide the
means needed to
fulfill the stated ends (Freedman 1994-1995; International
Commission on the
Balkans 1996:74-75). The broader issue raised in these
74. critiques concerns the
legitimacy and credibility of the United Nations. Michael
Barnett (1995) argues
that involving the United Nations in complex peace operations
is a mistake
because the costs of failure are too high. Mats Berdal (1994)
takes a less dramatic
but related position, proposing that any calculations that are
made should err on
the side of caution. Marrack Goulding (1993) likewise
concludes that to maintain
the United Nations' credibility the Security Council should
choose to intervene
only when success is likely.
Both the criteria of proportionality and reasonable hope
become ways of warn-
ing against hubris. They direct attention to the size of the task
that is being taken
on when intervention is initiated. Indeed, these two criteria
provide a way to
understand the various diagnoses and prognoses related to
intervention opera-
tions and act as a reminder that authority, cause, and intention
are not in them-
selves a sufficient basis on which to decide on humanitarian
intervention. To be
right is not enough.
Conclusions
This essay began with the realization that the debate in the
1990s on when to use
humanitarian intervention has been one in which people tend to
talk past each
other. The frameworks of most arguments, the language in
75. which they are pres-
ented, and the scholarly methodologies that lie behind them do
not cover more
305
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Humanitarian Intervention andJust War
than one or two issues related to decisions regarding
intervention. Moreover,
while dealing with a subject in which ethical and normative
questions are central,
the debate displays a lack of familiarity with ethical discourse
and normative
methods.
If it is correct to view humanitarian intervention as central to
discussions of
international security at the turn of the century, we are
concerned that the inter-
national relations discipline is handling a major issue rather
poorly. A problem
that is in part normative and ethical must be explored on the
basis of familiarity
with classical concepts of ethics. We, however, also agree with
the many writers who
explicitly state or imply that the issue of humanitarian
76. intervention cannot be
properly addressed on the basis of ethics alone. Neither purely
political concepts
nor purely ethical ones suffice. Or, more precisely, the divorce
of ethics from poli-
tics and the exclusion of each from the discursive framework of
the other leads to
a misunderstanding of humanitarian intervention and, possibly,
of other issues.
Linking the political and ethical could produce a more
satisfactory and compre-
hensive debate. Such a move might also permit a
rapprochement between ideal-
ism and realism, given that their differences can in part be
viewed as stemming
from a false polarization of ethics and politics.
In seeking a framework that is simultaneously both ethical and
political for dis-
cussing decisions to resort to force, the Just War tradition
seems a self-evident path
to explore. We hope with this survey of its criteria in relation
to the literature on
humanitarian intervention to have indicated its potential value
and feasibility. We
cannot claim, of course, to have demonstrated the point by our
own use of the
framework. In this essay, we have been absorbed in relating
this framework to the
more general literature on intervention. Apart from referring to
places where the
framework has been put to use (Fisher 1994; Smith 1994, 1997;
Harpviken and
Fixdal 1997; Sharp 1997), we have nonetheless tried to
establish our point indi-