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Health Impact Assessment as a tool to promote urban
health: The experience in Australia
Osasunaren galneko inpaktua ebaluatzea hiriko osasuna
sustatzeko tresna gisa: Australiako esperientzia
Evaluacion de Impacto en Salud como herramienta para
promover la salud urbana: la experlencia de Australia
Cities Creating Healthy Spaces Udalerria osasun sortzaile DALERRIA
OSASUN SORTZAILE
EL MUNICIPIO GENERADOR COMO ESPACIO DE SALUD
Bilbao, Basque Country 4 April 2019 Apirilaren 4a 2019 4 de abril
2019
Ben Harris-Roxas
Centre for Primary Health Care and Equity, UNSW Sydney
Sections
1. The development of HIA at the
municipal level in Australia
2. A detailed case study: Green
Square, Sydney
3. Lessons and reflections from 15
years of HIAs
15 years of work on HIA
Have been involved in 45+ HIAs
Past roles on International Association
for Impact Assessment and International
Union for Health Promotion and
Education
Technical advice for the World Health
Organization
A note on language
Evaluation vs assessment
Policy vs politics
Health vs health services
Section 1
The development of HIA at the municipal level
in Australia
A combination of procedures, methods and
tools by which a policy, program or project
may be assessed for its potential and often
unanticipated effects on the health of the
population and the distribution of these
impacts within the population.
Gothenburg Consensus Paper
European Centre for Health Policy (1999) Gothenburg Consensus Paper on Health Impact Assessment: main concepts and suggested
approach, WHO Europe: Brussels (adapted by Mahoney & Morgan).
Key Aspects of HIA
• Done before (ex ante assessment)
• Combination of methods
• Looks at intended and unintended
impacts
• Distribution of impacts
• Evidence-informed recommendations
http://hiaconnect.edu.au/wp-content/uploads/2012/05/Health_Impact_Assessment_A_Practical_Guide.pdf
Distribution of Impacts
• Age
• Location
• Socioeconomic status
• Gender and sexual identity
• Ethnicity and culture
• Existing levels of health and disability
If you
implement the
proposal
These will be
the impacts
If you make
these changes
These will be
the gains
Assessment Recommendations
1950s 1960s 1970s 1980s 1990s 2000s
Environmental Disasters
Regulatory Environmental Impact Assessment
Environmental Health
Health Equity
HIA
1956 Clean Air Act (UK)
1969 Santa Barbara
Channel (USA)
1969 US National
Environmental
Policy Act (USA)
1978 Love Canal (USA)
1984 Bhopal (India)
1986 Ottawa Charter
1990 Concepts &
Principles of Equity
in Health
1997 Jakarta
Declaration
1999 Gothenburg
Consensus Paper
on HIA
2008 WHO Commission
on the Social
Determinants of
Health
Social View of Health
1972 Lake Pedder Dam
controversy
(Australia)
1974 Environmental
Protection (Impact
of Proposals) Act
(Australia)
2005 Health included in
IFC Performance
Standards
1994 Framework for
Environmental and
Health IA
(Australia)
2007 1st Asia-Pacific HIA
Conference
(Australia)
1978 Seveso (Italy)
1990 Environmental
Protection Act (UK)
1980 The Black Report
(UK)
1972 The Indian Wildlife
(Protection) Act
1974 Lalonde Report
(Canada)
1998 Merseyside
Guidelines for HIA
1978 WHO Seminar on
Environmental
Health Impact
Assessment
(Greece)
2004 Equity Focused HIA
Framework
(Australia)
1978 Declaration of
Alma Ata
1992 Asian Development
Bank HIA
Guidelines
1959 Minamata Bay
(Japan) 1980 International
Association for
Impact Assessment
formed
1969 Cuyahoga River
Fire (USA)
1962 Silent Spring
2007 HIA’s use included
in Thailand’s
Constitution
1998 The Solid Facts
1979 Three Mile Island
(USA)
2005 Guide to HIA in the
Oil and Gas Sector
1986 Chernobyl
(Ukraine)
1989 Exxon Valdez Oil
Spill (USA)
2009 Montara West
Atlas Oil Spill
(Australia)
2010Marmot Review
Harris-Roxas B, Harris E (2011) Differing
Forms, Differing Purposes: A Typology of
Health Impact Assessment, Environmental
Impact Assessment Review, 31(4): 396-403.
doi:10.1016/j.eiar.2010.03.003
1999 Erika sinking in Bay
of Biscay (France)
2010 Deepwater Horizon
(USA)
Mandated
Decision Support
Advocacy
Community led
Harris-Roxas B, Harris E (2011) Differing Forms, Differing Purposes: A Typology of Health Impact Assessment, Environmental Impact Assessment
Review, 31(4): 396-403. doi:10.1016/j.eiar.2010.03.003
Source: Harris E, Baum F, Harris-Roxas B, Kemp L, Spickett J, Keleher H, HarrisM, Morgan R, Dannenberg A,
Sukkumnoed D, Wendel A. The effectiveness of health impact assessments conducted in Australia and New Zealand;
Australian Research Council Discovery Project Grants; 2010-2011. [DP1096211]
Most done by
municipal
governments
and regional
health services
Source: Winkler M et
al. (2013) Untapped
potential of health
impact assessment,
Bull World Health
Organ 2013;91:298–
305.
doi:10.2471/BLT.12.11
2318
Section 2
A detailed case study: Green Square, Sydney
Gadigal land
278 hectares located halfway between Sydney’s CBD and airport
$13 billion estimated total development value
61,000 residents, 21,000 jobs
GreenSquare
RenewalArea
Barangaroo
CUB
Redfern
Waterloo
CtoE
DH
BP
3,000 residents
2030
61,000residents
1999
21,942 per km2
Higher density than
Manhattan, Cairo,
Paris, or Colombo
61,000 people in 2.78 km2
children
A focus on
Proportion of
households in
Green Square
(%)
Proportion of
local growth
between 2011-16
(%)
Proportion of
households in
rest of City of
Sydney
Couples with children 13.8 42.7 10.3
Couples without children 30.1 82.5 28.2
Sole parent
+ other family
8.4 24.1 7.4
Group households 17.4 106.7 14.2
Lone-person households 30.3 36.3 39.9
All households 100.0 53.8 100.0
1,000 days
The first
Children
Transport
Affordable housing
Social and community infrastructure
Potential Health ImpactsIntermediate
Impacts
Direct Impacts
Child health
Exposure to traffic
Bike and
pedestrian
infrastructure
Exposure to air
pollution
Overcrowding
Physical activity
Traffic accidents
Social
cohesion/networks
Overweight and
obesity
Well being
Quality of life
Child
development
Stigma and poor
self esteem
Access to
schools/childcare
Access to parks
and green space
Perception of
safety
Mental and physical
health
Sleep disturbance
Traffic injuriesChild development
Poor quality
housing
Living vertically Family dysfunction
Education outcomes
Behavioural
problems
Parental stress
Often overlooked in development
Potential impacts on children
• Pressure to keep quiet
• Lack of safe supervised outdoor areas
• Pressure to reduce floor space for play, storage,
bikes, etc.
Potential impacts
Dwelling/apartment block level
Child blind planning
• Quality and number of schools
• Lack large open places such as ovals and basketball
courts
• Limited safe walking or riding corridors
• “Wild places” for children in natural environment
• Limited ability to supervise children playing outside
Potential impacts
Precinct/neighbourhood level
High-level recommendations
1. Urgent investment in adequate, well-appointed
schools
2. Support for City of Sydney investment in recreational
facilities
3. Creation of “wild places” for children and increased
open space
4. Safety for walking and riding in the area
5. Processes to promote safety in development phase
6. Continued advocacy for no changes to building codes
Section 3
Lessons and reflections from 15 years of HIAs
What makes an HIA more likely to make a
change
Focusing on implementation
Shared understanding – about health and the purpose
of the HIA
Enabling discussion of alternatives
Involving municipal government and health agencies
directly in the process
Time
The role of individuals matters
Harris-Roxas B, Haigh F, Travaglia J, Kemp L. Evaluating the impact of equity focused health impact assessment on health service planning: Three case studies, BMC
Health Services Research, 14:371. doi:10.1186/1472-6963-14-371 www.biomedcentral.com/1472-6963/14/371
Roles
Regulator
Commissioner
Assessor
Reviewer
But sometimes these are the same people
Mandated Decision support Advocacy Community led
Regulator Government Government
Not usually
regulated
Varies (not
usually
regulated)
Commissioner
Industry/
proponent
Government
Not required,
done by different
actors
Not required,
done by
community
Assessor Consultant
Government/
stakeholder/
consultant
Different actors,
usually with
technical support
Community,
usual with
support
Reviewer
Government/
public comment
Government
Usually not
reviewed/ public
scrutiny
Usually not
reviewed/ public
scrutiny
Institutionalisation – The quest for a home for HIA
Broad approach 1: Requiring, supporting and promoting the use of HIA
1. Health as part of environmental impact assessment by law
2. Requiring separate HIAs by law
3. Giving Ministers power to require HIAs at their discretion
4. Communities have the right to request HIA by law
5. Support for HIA in regulations, but not always required
Harris-Roxas B, et al. (2012) Health Impact Assessment: The state of the art, Impact Assessment and Project Appraisal, 30(1): 43-52.
Broad approach 2: Health within government processes
1. Review of all policies to see if an HIA is required
2. Voluntary use of health lenses or statements
Acknowledgements
Centre for Primary Health Care and Equity UNSW – A/Prof Jane Lloyd, Prof Evelyne de
Leeuw, Dr Fiona Haigh, A/Prof Freddy Sitas, A/Prof Elizabeth Harris, Jinhee Kim
City of Sydney – Allison Heller, Morris Bellamy, Lila Contziu, Dustin Moore, Yvette
Andrews, Christine McBride, Kirsten Woodward
South Eastern Sydney Local Health District – Julie Dixon, Myna Hua, Evan Freeman
Sydney Local Health District – Jude Page, Dr Pam Garrett, Lou-Anne Blunden, Lisa
Parsci, Eleni Naude, George Johnson
Inner City Regional Council for Social Development - Geoffrey Turnbull
Tenants' Union of NSW – Julie Foreman
Contact
A/Prof Ben Harris-Roxas
Email b.harris-roxas@unsw.edu.au
Twitter @ben_hr @SEaRCH_UNSW @hialog
These slides available at www.slideshare.net/benharrisroxas
 Health impact assessment as a tool to promote urban health the experience in Australia

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Health impact assessment as a tool to promote urban health the experience in Australia

  • 1. Health Impact Assessment as a tool to promote urban health: The experience in Australia Osasunaren galneko inpaktua ebaluatzea hiriko osasuna sustatzeko tresna gisa: Australiako esperientzia Evaluacion de Impacto en Salud como herramienta para promover la salud urbana: la experlencia de Australia Cities Creating Healthy Spaces Udalerria osasun sortzaile DALERRIA OSASUN SORTZAILE EL MUNICIPIO GENERADOR COMO ESPACIO DE SALUD Bilbao, Basque Country 4 April 2019 Apirilaren 4a 2019 4 de abril 2019 Ben Harris-Roxas Centre for Primary Health Care and Equity, UNSW Sydney
  • 2. Sections 1. The development of HIA at the municipal level in Australia 2. A detailed case study: Green Square, Sydney 3. Lessons and reflections from 15 years of HIAs
  • 3. 15 years of work on HIA Have been involved in 45+ HIAs Past roles on International Association for Impact Assessment and International Union for Health Promotion and Education Technical advice for the World Health Organization
  • 4. A note on language Evaluation vs assessment Policy vs politics Health vs health services
  • 5. Section 1 The development of HIA at the municipal level in Australia
  • 6. A combination of procedures, methods and tools by which a policy, program or project may be assessed for its potential and often unanticipated effects on the health of the population and the distribution of these impacts within the population. Gothenburg Consensus Paper European Centre for Health Policy (1999) Gothenburg Consensus Paper on Health Impact Assessment: main concepts and suggested approach, WHO Europe: Brussels (adapted by Mahoney & Morgan).
  • 7. Key Aspects of HIA • Done before (ex ante assessment) • Combination of methods • Looks at intended and unintended impacts • Distribution of impacts • Evidence-informed recommendations
  • 9. Distribution of Impacts • Age • Location • Socioeconomic status • Gender and sexual identity • Ethnicity and culture • Existing levels of health and disability
  • 10. If you implement the proposal These will be the impacts If you make these changes These will be the gains Assessment Recommendations
  • 11. 1950s 1960s 1970s 1980s 1990s 2000s Environmental Disasters Regulatory Environmental Impact Assessment Environmental Health Health Equity HIA 1956 Clean Air Act (UK) 1969 Santa Barbara Channel (USA) 1969 US National Environmental Policy Act (USA) 1978 Love Canal (USA) 1984 Bhopal (India) 1986 Ottawa Charter 1990 Concepts & Principles of Equity in Health 1997 Jakarta Declaration 1999 Gothenburg Consensus Paper on HIA 2008 WHO Commission on the Social Determinants of Health Social View of Health 1972 Lake Pedder Dam controversy (Australia) 1974 Environmental Protection (Impact of Proposals) Act (Australia) 2005 Health included in IFC Performance Standards 1994 Framework for Environmental and Health IA (Australia) 2007 1st Asia-Pacific HIA Conference (Australia) 1978 Seveso (Italy) 1990 Environmental Protection Act (UK) 1980 The Black Report (UK) 1972 The Indian Wildlife (Protection) Act 1974 Lalonde Report (Canada) 1998 Merseyside Guidelines for HIA 1978 WHO Seminar on Environmental Health Impact Assessment (Greece) 2004 Equity Focused HIA Framework (Australia) 1978 Declaration of Alma Ata 1992 Asian Development Bank HIA Guidelines 1959 Minamata Bay (Japan) 1980 International Association for Impact Assessment formed 1969 Cuyahoga River Fire (USA) 1962 Silent Spring 2007 HIA’s use included in Thailand’s Constitution 1998 The Solid Facts 1979 Three Mile Island (USA) 2005 Guide to HIA in the Oil and Gas Sector 1986 Chernobyl (Ukraine) 1989 Exxon Valdez Oil Spill (USA) 2009 Montara West Atlas Oil Spill (Australia) 2010Marmot Review Harris-Roxas B, Harris E (2011) Differing Forms, Differing Purposes: A Typology of Health Impact Assessment, Environmental Impact Assessment Review, 31(4): 396-403. doi:10.1016/j.eiar.2010.03.003 1999 Erika sinking in Bay of Biscay (France) 2010 Deepwater Horizon (USA)
  • 12. Mandated Decision Support Advocacy Community led Harris-Roxas B, Harris E (2011) Differing Forms, Differing Purposes: A Typology of Health Impact Assessment, Environmental Impact Assessment Review, 31(4): 396-403. doi:10.1016/j.eiar.2010.03.003
  • 13.
  • 14.
  • 15.
  • 16.
  • 17. Source: Harris E, Baum F, Harris-Roxas B, Kemp L, Spickett J, Keleher H, HarrisM, Morgan R, Dannenberg A, Sukkumnoed D, Wendel A. The effectiveness of health impact assessments conducted in Australia and New Zealand; Australian Research Council Discovery Project Grants; 2010-2011. [DP1096211] Most done by municipal governments and regional health services
  • 18. Source: Winkler M et al. (2013) Untapped potential of health impact assessment, Bull World Health Organ 2013;91:298– 305. doi:10.2471/BLT.12.11 2318
  • 19. Section 2 A detailed case study: Green Square, Sydney
  • 21.
  • 22.
  • 23.
  • 24. 278 hectares located halfway between Sydney’s CBD and airport $13 billion estimated total development value 61,000 residents, 21,000 jobs
  • 26.
  • 28. 21,942 per km2 Higher density than Manhattan, Cairo, Paris, or Colombo 61,000 people in 2.78 km2
  • 30. Proportion of households in Green Square (%) Proportion of local growth between 2011-16 (%) Proportion of households in rest of City of Sydney Couples with children 13.8 42.7 10.3 Couples without children 30.1 82.5 28.2 Sole parent + other family 8.4 24.1 7.4 Group households 17.4 106.7 14.2 Lone-person households 30.3 36.3 39.9 All households 100.0 53.8 100.0
  • 32.
  • 34. Potential Health ImpactsIntermediate Impacts Direct Impacts Child health Exposure to traffic Bike and pedestrian infrastructure Exposure to air pollution Overcrowding Physical activity Traffic accidents Social cohesion/networks Overweight and obesity Well being Quality of life Child development Stigma and poor self esteem Access to schools/childcare Access to parks and green space Perception of safety Mental and physical health Sleep disturbance Traffic injuriesChild development Poor quality housing Living vertically Family dysfunction Education outcomes Behavioural problems Parental stress
  • 35. Often overlooked in development Potential impacts on children
  • 36. • Pressure to keep quiet • Lack of safe supervised outdoor areas • Pressure to reduce floor space for play, storage, bikes, etc. Potential impacts Dwelling/apartment block level Child blind planning
  • 37. • Quality and number of schools • Lack large open places such as ovals and basketball courts • Limited safe walking or riding corridors • “Wild places” for children in natural environment • Limited ability to supervise children playing outside Potential impacts Precinct/neighbourhood level
  • 38. High-level recommendations 1. Urgent investment in adequate, well-appointed schools 2. Support for City of Sydney investment in recreational facilities 3. Creation of “wild places” for children and increased open space 4. Safety for walking and riding in the area 5. Processes to promote safety in development phase 6. Continued advocacy for no changes to building codes
  • 39. Section 3 Lessons and reflections from 15 years of HIAs
  • 40. What makes an HIA more likely to make a change Focusing on implementation Shared understanding – about health and the purpose of the HIA Enabling discussion of alternatives Involving municipal government and health agencies directly in the process Time The role of individuals matters Harris-Roxas B, Haigh F, Travaglia J, Kemp L. Evaluating the impact of equity focused health impact assessment on health service planning: Three case studies, BMC Health Services Research, 14:371. doi:10.1186/1472-6963-14-371 www.biomedcentral.com/1472-6963/14/371
  • 42. Mandated Decision support Advocacy Community led Regulator Government Government Not usually regulated Varies (not usually regulated) Commissioner Industry/ proponent Government Not required, done by different actors Not required, done by community Assessor Consultant Government/ stakeholder/ consultant Different actors, usually with technical support Community, usual with support Reviewer Government/ public comment Government Usually not reviewed/ public scrutiny Usually not reviewed/ public scrutiny
  • 43. Institutionalisation – The quest for a home for HIA Broad approach 1: Requiring, supporting and promoting the use of HIA 1. Health as part of environmental impact assessment by law 2. Requiring separate HIAs by law 3. Giving Ministers power to require HIAs at their discretion 4. Communities have the right to request HIA by law 5. Support for HIA in regulations, but not always required Harris-Roxas B, et al. (2012) Health Impact Assessment: The state of the art, Impact Assessment and Project Appraisal, 30(1): 43-52. Broad approach 2: Health within government processes 1. Review of all policies to see if an HIA is required 2. Voluntary use of health lenses or statements
  • 44. Acknowledgements Centre for Primary Health Care and Equity UNSW – A/Prof Jane Lloyd, Prof Evelyne de Leeuw, Dr Fiona Haigh, A/Prof Freddy Sitas, A/Prof Elizabeth Harris, Jinhee Kim City of Sydney – Allison Heller, Morris Bellamy, Lila Contziu, Dustin Moore, Yvette Andrews, Christine McBride, Kirsten Woodward South Eastern Sydney Local Health District – Julie Dixon, Myna Hua, Evan Freeman Sydney Local Health District – Jude Page, Dr Pam Garrett, Lou-Anne Blunden, Lisa Parsci, Eleni Naude, George Johnson Inner City Regional Council for Social Development - Geoffrey Turnbull Tenants' Union of NSW – Julie Foreman Contact A/Prof Ben Harris-Roxas Email b.harris-roxas@unsw.edu.au Twitter @ben_hr @SEaRCH_UNSW @hialog These slides available at www.slideshare.net/benharrisroxas