This document provides an agenda for the Financial Governance, Risk & Compliance Week Asia 2018 conference taking place on February 27-28 at the Novotel Singapore on Stevens. The two-day conference will feature panels, presentations, and roundtable discussions on topics related to financial compliance, risk management, governance, and combating financial crime in Asia's changing regulatory landscape. Day one will focus on regulatory compliance, combating financial crime, and new technology, while day two will cover risk and controls, meeting compliance costs and challenges, and advanced financial crime mitigation strategies.

1. Financial Governance, Risk & Compliance Week Asia 2018
27 – 28 February 2018 | Novotel Singapore on Stevens
27 – 28 FEBRUARY 2018
NOVOTEL SINGAPORE ON STEVENS
“Driving Financial Integrity, Agility & Resilience in Today’s Digital Economy”
CONFERENCE AGENDA
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2. Financial Governance, Risk & Compliance Week Asia 2018
27 – 28 February 2018 | Novotel Singapore on Stevens
CONFERENCE DAY ONE: TUESDAY 27 FEBRUARY 2018
08:00 Registration & Coffee & Tea
08:45
Chairman’s Welcome Remarks
Sharon Craggs, IBF Distinguished Fellow | Compliance, Risk & Governance Professional
PLENARY SESSIONS: FINANCIAL GRC WEEK
09:00
CXO PANEL: The Strategic Role of People, Process and Technology in Enhancing Financial Safeguards
Moderator:
Sharon Craggs, IBF Distinguished Fellow | Compliance, Risk & Governance Professional
Panelists:
Adam Singer, Managing Director, Head of Core Compliance – Asia Pacific – J.P. Morgan
Niall Grady, Chief Compliance Officer, Asia – Prudential Corporation
Markus Blattmann, Chief Risk Officer, Asia – Julius Baer
Alex Ng, Head of Group Transaction Surveillance – Group Legal & Regulatory Compliance – OCBC Bank
10:00
Innovative Approaches to Managing Financial Crime Risk and Compliance
Alexander Carmichael, Chief Operating Officer – Promontory Financial Group Australasia LLP
10:30 Morning Refreshment Break

3. Financial Governance, Risk & Compliance Week Asia 2018
27 – 28 February 2018 | Novotel Singapore on Stevens
Stream Chairman:
Brian Tang
Managing Director
Asia Capital Markets Institute
Stream Chairman:
Simon Chung
Executive Director & Head, Financial Crime Compliance – Global
Financial Markets | Executive Director & Head, Financial Crime
Compliance – Corporate & Institutional Banking Business Advisory &
Risk Management – ASEAN & South Asia
Standard Chartered Bank
REGULATORY COMPLIANCE COMBATING FINANCIAL CRIME
11:15
PANEL: Navigating Risk and Compliance Amidst Asia’s
Changing Regulatory and Digitised Financial Landscape
Moderator:
Cheryl Tan
Research Analyst
TRPC Pte Ltd
Panelists:
Graham Trace
Head of Litigation, Investigations & Enforcement – Asia
Pacific
Barclays
Evelyn Koh
Head, Compliance, Private Banking – ASEAN & South Asia
Standard Chartered Bank
Roberto Ramirez
Global Lead & Data Strategy Expert – Retail Risk Regulatory
Reporting
Citi
Alistair Wellmann
Managing Director, Head of Compliance – Asia Pacific
Scotiabank
11:15
FIRESIDE CHAT: Developing an Integrated Financial Crime
Control Strategy
Host:
Richard Carrick
Regional Head, Financial Crime Assurance – Asia Pacific
Barclays
Guests:
Chris Wilson
Managing Director, Group Head of Financial Crime
DBS Bank
Sanjay Chougule
Senior General Manager, Head of Internal Audit, Financial
Crime Prevention & Reputation Management
ICICI Group
12:00
Compliance, Governance and Security in the Cloud
Parag Arora
Product Group Leader – Asia Pacific & Japan
Citrix
12:00
Enabling Enhanced Financial Crime Compliance through
Global Systems Standardisation
Lee Ashmore
Global Head of Anti Money Laundering Technology | Head
of Financial Crime Risk Technology – Asia Pacific
HSBC
12:30 Networking Lunch 12:30 Networking Lunch

4. Financial Governance, Risk & Compliance Week Asia 2018
27 – 28 February 2018 | Novotel Singapore on Stevens
GRC STRATEGY & IMPLEMENTATION AML & KYC COMPLIANCE
14:00
Building an Enhanced Competency Framework for
Compliance and Operational Risk Management
Dominic Wu
Managing Director, Senior Risk Manager – Asia Pacific
BNY Mellon
14:00
PANEL: Establishing a Comprehensive Financial Crime Risk
Framework across Client Onboarding and Surveillance
Moderator:
Guy Sheppard
Head of Asia Pacific Financial Crime Compliance, Business
Intelligence & Reference Data Solutions
SWIFT
Panelists:
Vishal Oberoi
Global Head, Surveillance Excellence – Group Financial
Crime Compliance
Standard Chartered Bank
Anzar Mulyantoro
Head of AML / CFT Advisory Department
PT Bank Mandiri (Persero) Tbk
Srikanth Ramanathan
Head of Customer Due Diligence
Nordea Bank
14:30
PANEL: Driving Cross-Functional Collaboration and
Continuous Improvement Across Compliance and
Operational Risk Functions
Moderator:
Sharon Craggs
IBF Distinguished Fellow | Compliance, Risk & Governance
Professional
Panelists:
Vic Tham
Chief Operating Officer, Transaction Banking – Asia
Bank of America Merrill Lynch
Benedicte Gardner
Managing Director, Head of Operational Risk – Asia Pacific
Credit Suisse
Dr. Carsten Paasch
Executive Director, Financial Crime Compliance – Change &
Strategy
Standard Chartered Bank
Priscilla Goh
Director, Head of Operational Risk – Singapore
ING Bank
14:45
Achieving Enterprise-Wide Consistency in KYC Compliance
and CDD Programs
Bhavik Parekh
Senior Vice President, Deputy Head of Regional Consumer
AML Compliance – Asia Pacific & EMEA
Citi
15:15 Afternoon Refreshment Break

5. Financial Governance, Risk & Compliance Week Asia 2018
27 – 28 February 2018 | Novotel Singapore on Stevens
MANAGING RISK DYNAMICS NEW AGE TECHNOLOGY FRONTIERS
15:45
Ensuring Data Governance and Compliance with Latest
Cyber Regulations
Jay Garcia
Technology Infrastructure Lead, Regulatory & Cross-Border
Outsourcing – Asia Pacific
Citi
15:45
PANEL: Why Artificial Intelligence is the Future of Financial
Crime Mitigation
Moderator:
Abhinav Mishra
AI & Fintech Expert
Panelists:
Patrick Burns
Head of Financial Crime Investigation & Intelligence – ASEAN
& South Asia
Standard Chartered Bank
Sanjay Chougule
Senior General Manager, Head of Internal Audit, Financial
Crime Prevention & Reputation Management
ICICI Group
Connie Wu
Director, Head of Business & Client Intelligence Unit – Asia
Pacific
Deutsche Bank
16:15
Harnessing the Power of Data Analytics in Risk
Assessment, Detection and Prevention
Chinnarat Boonmahanark
Head of Operational Risk
Siam Commercial Bank
16:30
FIRESIDE CHAT: The Increasing Use of Blockchain in
Financial Crime Prevention
Host:
Richard Turrin
Fintech Expert
Guests:
Altona Widjaja
Vice President, Fintech & Innovation Group
OCBC Bank
Walter de Oude
Founder & Chief Executive Officer
Singapore Life
Shaun Ansell
Head of Legal & Compliance
Gazprombank
16:45
The Convergence of Operational Risk and Cyber Security
Christian Karam
Global Head of Threat Intelligence | Chief Information
Security Officer, Asia Pacific
UBS
Paul Manovella
Executive Director, Operational Resilience
UBS
17:15 Chairman’s Closing Remarks & End of Day One 17:15 Chairman’s Closing Remarks & End of Day One

6. Financial Governance, Risk & Compliance Week Asia 2018
27 – 28 February 2018 | Novotel Singapore on Stevens
CONFERENCE DAY TWO: WEDNESDAY 28 FEBRUARY 2018
08:00 Registration & Coffee & Tea
08:45
Chairman’s Welcome Remarks
Sharon Craggs, IBF Distinguished Fellow | Compliance, Risk & Governance Professional
PLENARY SESSIONS: FINANCIAL GRC WEEK
09:00
PANEL: Advancing Cyber Resilience and Collaborative Innovation in a Digital Enterprise
Moderator:
Benjamin Ang, Senior Fellow | Head, Cyber Programme – S. Rajaratnam School of International Studies – Nanyang Technological
University
Panelists:
Jansen Tang, Senior Vice President & Head of Cyber Security Strategy – DBS Bank
Manan Qureshi, Vice President, Head of Cyber Resilience & Business Continuity – Riyad Bank
Surachai Chatchalermpun, First Vice President & Chief Information Security Officer – Krung Thai Bank
Luke Rankin, Head of Information Security & Technology Risk Services – International – ANZ
10:00
A Behavioural and Cognitive Approach for Financial Governance, Risk and Compliance
Lonneke van Zundert, Regional Head, Security & Intelligence Management – Asia & Middle East – ABN AMRO Bank N.V.
10:30
Impact of the Rise of FinTech to Risk and Compliance
Martin Leo, Executive Director, Head of Asia Risk – Morgan Stanley Investment Management
11:00 Morning Refreshment Break

7. Financial Governance, Risk & Compliance Week Asia 2018
27 – 28 February 2018 | Novotel Singapore on Stevens
Stream Chairman:
Brian Tang
Managing Director
Asia Capital Markets Institute
Stream Chairman:
Simon Chung
Executive Director & Head, Financial Crime Compliance – Global
Financial Markets | Executive Director & Head, Financial Crime
Compliance – Corporate & Institutional Banking Business Advisory &
Risk Management – ASEAN & South Asia
Standard Chartered Bank
MEETING COMPLIANCE COSTS & CHALLENGES RISK & CONTROLS
11:30
PANEL: The Promise of RegTech in Enhancing the Efficiency
and Effectiveness of Financial Compliance
Moderator:
Abhishek Chatterjee
Founder & Chief Executive Officer
Tookitaki
Panelists:
Tim Tesluk
Managing Director, Head of Compliance – Global Markets
Asia Pacific
State Street
Devaki Nathan
Director & Head of Compliance, Asia Pacific
TD Bank
Jenny Fung
Chief Compliance Officer, Greater China
ABN AMRO Bank N.V.
Mei Yen Lee
Head of Compliance, Asia
HSH Nordbank AG
11:30
PANEL: Deploying an Integrated Risk Based Approach in
Financial Crime Management
Moderator:
Richard Carrick
Regional Head, Financial Crime Assurance – Asia Pacific
Barclays
Panelists:
Simon Chung
Executive Director & Head, Financial Crime Compliance –
Global Financial Markets | Executive Director & Head,
Financial Crime Compliance – Corporate & Institutional
Banking Business Advisory & Risk Management – ASEAN &
South Asia
Standard Chartered Bank
Jee Meng Chen
Senior Vice President, Financial Crime Compliance AML |
Country MLRO
HSBC
Sophie Hawkins
Head of Control Functions – Commercial Banking Asia
Lloyds Banking Group
Susann Ng
Head of Integrated Fraud Management
United Overseas Bank (UOB)
12:15
Safeguarding Regulatory Compliance and Market Integrity
with Next Generation Surveillance and Monitoring
Gordon McKenzie
Vice President, International Sales
Digital Reasoning
12:15
Building the Roadmap for Cross-Border Financial
Investigations and Enforcement
Maurice Burke
Partner
Hogan Lovells Lee & Lee
12:45 Networking Lunch

8. Financial Governance, Risk & Compliance Week Asia 2018
27 – 28 February 2018 | Novotel Singapore on Stevens
INTERACTIVE ROUNDTABLE SESSIONS [2 ROTATIONS @ 45MINS EACH]
Interactive Discussion Groups: Structured to maximise interaction and in-depth focus on a topical subject matter, attendees will have the
opportunity to participate in two roundtable sessions of their choice, which has close relevance to their area of expertise and / or scope of
responsibility.
14:00
ROUNDTABLE A: Benefits and Challenges of Automating
Compliance Processes
Tim Tesluk
Managing Director, Head of Compliance – Global Markets
Asia Pacific
State Street
14:00
ROUNDTABLE E: Customer Due Diligence and Transaction
Screening
Ghadeer Saed
Regional MLRO, Asia
ANZ
ROUNDTABLE B: Enabling Effective and Comprehensive
Third-Party Risk Management
Dominic Wu
Managing Director, Senior Risk Manager – Asia Pacific
BNY Mellon
ROUNDTABLE F: Detecting and Combating Fraud in Online
Transactions
Azril Fadzli Azmi
Vice President, Fraud Management
Bank Rakyat
ROUNDTABLE C: Managing Cross-Border Compliance
Lisa Liao
Compliance Director | Head of Southeast Asia Compliance
VISA
ROUNDTABLE G: Dealing with Sanctions and Appropriate
Remedies
Lai Chon Yoong
Head, Process & Governance – AML, CDD & Sanctions
Standard Chartered Bank
Roundtable D: Meeting New Compliance Standards with
Digital Customer Onboarding
Dennis Lee
Head of CFS & AML Risk Management
OCBC Bank
Roundtable H: Anti-Bribery: Investigation and Compliance
Strategies
Sophie Hawkins
Head of Control Functions – Commercial Banking Asia
Lloyds Banking Group
15:30 Afternoon Refreshment Break
GOVERNANCE & CULTURE ADVANCED FINANCIAL CRIME MITIGATION
16:00
Aligning Compliance Risk with Business Management
Kevin Ludwick
General Manager | Chief Compliance Officer, Asia
Bank of Tokyo-Mitsubishi UFJ
16:00
Cyber Crime Trends and Mitigation Strategies in Financial
Services
Ricardo Goncalves
Head of Asia Pacific Security Intelligence
Barclays

9. Financial Governance, Risk & Compliance Week Asia 2018
27 – 28 February 2018 | Novotel Singapore on Stevens
16:30
PANEL: Transforming Organisational Culture and
Governance for Improved Policies and Compliance
Moderator:
Brian Tang
Managing Director
Asia Capital Markets Institute
Panelists:
Marta Calado
Regional Head of Assurance, Asia Pacific
Barclays Investment Bank
Julie Winkler
Group Chief Compliance Officer
FWD Insurance
Stanley Park
Managing Director, Head of Legal – Asia Pacific
Scotiabank
Jonathan Wise
Managing Director & Head of Legal – Singapore & Southeast
Asia
Nomura
16:30
FIRESIDE CHAT: Implementing Robotics Process
Automation for Effective Fraud Detection
Host:
Martin Prinz
Executive Director, Robotic Process Automation
UBS
Guests:
Tan Yaw
Senior Vice President, Financial Crime Analytics
DBS Bank
Uttam Jaggu
Vice President, Head of Smart Automation – Central
Functions
Societe Generale
17:15 Chairman’s Closing Remarks & End of Summit 17:15 Chairman’s Closing Remarks & End of Summit