1. PERSONAL INFORMATION
Name Alberto Chiapperini
Address Hoernlistrasse 10, 8153 Ruemlang
Telephone +41 79 325 3198
E-mail alberto.chiapperini@gmail.com
Nationality Italian
Date of birth 20th of June 1971
WORK EXPERIENCE
• Dates (from – to) December 2009 - now
• Name and address of employer Leonteq Securities (formerly EFG Financial Products), Brandschenkestr 90, 8002 Zurich, www.leonteq.com
• Type of business or sector Structured Investment Products issuer in Switzerland and international presence through sales
offices in Zurich, Geneva, Monaco, Guernsey, Frankfurt, Paris, London, Singapore and Hong
Kong
• Position held Head of IT Trading and Market Data (from September 2012)
• Main activities and responsibilities Managing Orc trading system, Orc Flow Control pre-trade risk management system and various
broker trading systems for Market Making and Hedging business.
Managing of Reuters and Bloomberg Market Data systems and Terminals (TREP, DACS, Replay
Service, Datascope, DataLicense, BPIPE).
Managing Bloomberg Trading systems (EMSX, FXDL, TSOX) and Privileging system (NFPV).
Managing of Contribution system to send prices to the Data Vendors (Reuters, Bloomberg and
Telekurs) and website.
Managing Market Data agreements with Exchanges/Data Vendors for Non-Display, Derived
Data, Automatic Trading usage.
Managing Reuters ATS price transformation system, creation of pricing models for internal
contribution of different asset classes.
Managing Trading Support Activities in the European and Asian branches.
Integration of Trading and Market Data systems with Leonteq proprietary systems for Structured
Products pricing, creation and sale.
Project management for DMA to Exchanges as Eurex, Euwax, Bats-ChiX, etc.
Developing of trading tools, strategies and price models for market making and automatic delta
hedging through Orc system.
Developing of tools for the instrument creation and static data update within Orc system.
Integration of Leonteq OMS with Orc sys to manage the Asset Managers orders in the context of
AMC issued products.
Integration of FIX Drop Copies services with Orc sys to collect trades from various brokers by
FIX protocol.
Integration with Sophis Risk system for the STP of trade feeds from various exchange/broker
platforms.
Project to automatically consolidate Equity broker / exchange executions to reduce settlement
costs.
Project for the Integration of Orc Trading system with SIX XBTR OTC trading platform.
Managing of SWX Off Exchange Trade / Transaction reporting system.
Proof of Concept of Bloomberg BPIPE Enterprise solution.
Technologies: Perl, Python, Java, C, Shell Scripting, Linux and Solaris admin, FIX protocol.
• Position held IT Analyst in the IT Core Systems team (from December 2009 until August 2012)
• Main activities and responsibilities Maintenance of various systems including their deployment, testing and support, such as Orc
Trading System, Orc native market links (SWX, Eurex, Euwax), Orc broker connections based
on FIX, the Orc – Sophis WSDL interface, various FIX trade interfaces such as Bloomberg
EMSX, Bloomberg FX, Credit Suisse PrimeTrade, the ICF broker FIX quote/trade interface for
the Scoach Frankfurt Market Making.
Development and maintenance of shell scripts, Python and Perl scripts for the system
maintenance.
Management of static and market data in the Orc Trading system.
Providing active support to Trading for Market Making and hedging business and to Middle and
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Chiapperini Alberto

2. Back Office in relation to instrument mapping, trade booking and settlement instructions.
Liasing with Orc, stock exchanges and third parties in relation to issues, deployments and
license management.
Providing Perl scripts for traders to facilitate some of the trading functionalities.
Supporting Apollo system (in-house built quoting approximation engine) for Market Making,
testing and deployment of new business logic.
Supporting Reuters and Bloomberg Market Data systems.
Supporting contribution systems, such as FRM and Picos to send the structured products prices
to the Data Vendors.
Participating in various project related to the trading system architecture and to the network
setup of the financial feeds.
Issues and feature release management based on Jira ticketing system.
Maintaining the knowledge base on Confluence Wiki system.
Providing active support to IT Operations to monitor the trading systems and the financial feeds
network connections.
Technologies: Perl, Python, Java, C, Shell Scripting, Linux and Solaris admin, FIX protocol.
• Dates (from – to) March 2001 – November 2009
• Name and address of employer Abaxbank SpA, Corso Monforte 34, 20122 Milano, www.abaxbank.com
• Type of business or sector Investment Bank of Credem banking group, www.credem.it
• Position held IT Market Specialist
• Main activities and responsibilities Application management of various trading systems (Orc, FastTrack, Eurex, Xetra, Easytrade,
GL, UnikTrend, Gam, Click Trading/Clearing, EliTrade, MarketView, Bloomberg), contribution
(Orc, TraderPath, InsertLink, MarketLink), order management (Tas Teletrading/Bon), Forex
Derivatives bilateral quote driven Trading Online (Abaxbank ExTRA), info providers (Reuters,
Bloomberg), transaction reporting (Reuters Trade Publication, Deutsche Borse Trice and internal
transaction reporting), deal capture (Caronte), risk and position keeping (Murex), back office
(Bon / Bod) based on heterogeneous technology platforms (Solaris, Windows, MacOs, WMware)
and protocols (Fix, Gam/Ami, Mdf/Ddm, Omnet, Ftp, Multicast, etc..), managed using different
languages (shell, Vba, Java, C++, Sql, etc.).
Project management (Visio, MS Project) in the context of the software selection and system
integration, cost / benefit and impact analysis for the rationalization of existing flows (some
examples are flows of volatility curves, rate curves, dividends between trading systems, pricing
systems and Murex) and for the periodic technologic, functional and regulatory upgrades (a
typical example are the feeds of market price, static data, and transactional data of exchange
connections and their insertion into Murex and Back Office).
Administrator of the exchange platforms (TradeElect, Network Gateway, MISS Server, Swiskey)
used to access the exchanges as direct member for market making (Idem, Eurex, Sedex),
specialist (Mta, Etf), dealer (Xetra, Mot, Mts, Mmf) and agent business (agent activity on Mta,
Sedex, Mot, Xetra, Eurex) or by broker (foreign equity and derivatives), single point of contact for
exchange technical support (Bit Systems, Deutsche Borse Systems) with role of Security
Administrator and Central Coordinator (Xetra, Eurex), technologic infrastructure Data Manager
(Borsa Italiana/Lse).
Participating to various projects for the admission to new exchanges (Eurex, Xetra, Euronext,
Sedex, Mac), creation of a multilateral trading system MiFID compliant, listing of new financial
products on Sedex (Spread Certificates, Hedge Warrants), Idem and Eurex (Equity and Index
Options) by Orc Trader and Liquidator systems, technical support for the creation of pricing
models and trading strategies, performance analysis and integration with Back Office systems
for post trading management.
Murex system administrator launched at the system startup as second MXG2000 installation in
Italy, coupled with a good understanding of the functional aspects and characteristics of financial
instruments of Capital Markets.
Creation of a platform for the calculation and import into Murex of Mark To Market at the end of
the day integrated with the info providers (Reuters / Bloomberg) and internal systems (pricing
systems, databases, mail, manual insertions).
Creation of a platform for the management of ISDA collateral (ISMA on going) integrated with
Murex and MLC (export of the Mark To Market and credit limits of collateralized counterparties,
exposure calculation, management of margining and interests through Murex SFC / Coll
Deposit).
Page 2 - Curriculum vitae of
Chiapperini Alberto

3. • Dates (from – to) Marzo 1999 – Marzo 2001
• Name and address of employer Intesa Sanpaolo (ex Banca Banca Caboto), Via Arrigo Boito 7, 20121 Milano
www.intesasanpaolo.it
• Type of business or sector Investment Bank of Intesa San Paolo banking group
• Position held System Engineer and Front Office Application Specialist
• Main activities and responsibilities Management of the Front Office applications (some of these are Orc, GL, EasyTrade) for the
trading and market making on direct access financial markets (Idem, Mta, Mcw, Reuters, Xetra)
and on markets accessed through the circuit GLNet.
Support for the project “Year 2000” for the development of an automatic installation tool for 500
working stations Y2K Compliant.
EDUCATION AND TRAINING
• Dates (from – to) 1991 – 1997
• Name and type Polytechnic of Milan
• Principal subjects/occupational
skills covered
Expert of theoretical and technical applications of Informatics, good knowledge of the main
programming languages (C/C++, Java, Perl, Shell Scripting), very good knowledge of operating
systems and informatics system architectures, software engineering, mathematics, physics,
automatic control, telecommunications and foundations of electronic.
• Title of qualification awarded Degree of Informatics Engineering
• Level in national classification 90/100
• Dates (from – to) 1985 – 1990
• Name and type Technical Commercial Institute Pietro Verri of Milan
• Principal subjects/occupational
skills covered
Accounting, programming technics and structured programming languages, use of Office
Automation applications.
• Title of qualification awarded Diploma of Programming Accountant
• Level in national classification 54/60
PERSONAL SKILLS
AND COMPETENCES
TECHNICAL SKILLS
AND COMPETENCES
 Project Management
 Solaris: Solaris Operating Environment System Administration I e II, Shell Programming for
System Administrators, Sun Cluster Administration
 IPlanet Netscape Web Server and Directory Server
 Sybase: System and Database Administration ASE, Performance & Tuning ASE
 Application Administration/Management: Orc System Administration, Eurex/Xetra System
Administration, Murex System Administration, Creation of pricing models through the Murex
Flex Api/C/C++, WinGl Administration, GLTrade Server Administration Training, Creation of
pricing models through Reuters ATS
MOTHER TONGUE Italian
OTHER LANGUAGES
English TOEFL - Test Of English as a Foreign Language
Reading: very good, Writing: very good, Verbal: very good
German German (A2 Level)
Reading: sufficient, Writing: sufficient, Verbal: sufficient
DRIVING LICENCE Driver License, flexible with regards to travel.
PASSPORT Italian Passport
Zurich, 4th
October 2015
Page 3 - Curriculum vitae of
Chiapperini Alberto