CROSS REGULATION IMPACT ASSESSMENT

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Maryam Hidayatallah CPFA,MIPA,MA,CICA

This document discusses regulatory compliance topics for financial institutions including variants, legal entities, business compliance, trade execution, trade reporting, collateral, margin, identifiers, risk management, regulatory reporting, valuations, and product control. It also mentions cross regulation impact assessment.

VARIANTS MAR/MAD II MiFID II SHADOW BANKING
LEGALENTITY
BUSINESSCOMPLIANCE
TRADEEXECUTION
TRADEREPORTING
COLLATERAL
MARGIN
IDENTIFIERS
RISKMANAGEMENT
REGULATORYREPORTING
VALUATIONS
PRODUCTCONTROL
CROSS REGULATION IMPACT ASSESSMENT
Applicable
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CROSS REGULATION IMPACT ASSESSMENT

1. VARIANTS MAR/MAD II MiFID II SHADOW BANKING LEGALENTITY BUSINESSCOMPLIANCE TRADEEXECUTION TRADEREPORTING COLLATERAL MARGIN IDENTIFIERS RISKMANAGEMENT REGULATORYREPORTING VALUATIONS PRODUCTCONTROL CROSS REGULATION IMPACT ASSESSMENT Applicable ©PurpleShutterbug