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Combining state data from the
Behavioral Risk Factor Surveillance
System (BRFSS) surveys
Ronaldo Iachan, ICF International
Kristie Healey, ICF International
Behavioral Risk Factor Surveillance System (BRFSS)
The Center for Disease Control (CDC) coordinates state
surveillance of behavioral risk factors through the Behavioral
Risk Factor Surveillance System (BRFSS)
The BRFSS surveys collect uniform state-specific data on
preventive health practices and risk behaviors
Target population: adults aged 18+ years living in households
with phones
Each state independently collects BRFSS data using a
standardized instrument
Combining state BRFSS data
There is a natural demand for combining state level estimates
into national estimates
The aggregation requires the development of national weights
as well as a methodology for computing the associated variance
estimates
Combining the state level survey data into a national data set is
feasible for the following reasons:
– The surveys use a same sampling methodology across states
– The surveys produce state-level weights with a same basic
methodology
– The surveys use the same core questionnaire across states
National Weights
The increased uniformity of methods makes the aggregation
more efficient than in previous investigations starting with
Iachan et al. (1998). At that time, there was substantially more
variation in the sampling and weighting methodologies used by
different states
This paper examines alternative approaches for generating
national weights starting with the state-level weights now
computed in the BRFSS system
BRFSS Sampling Design
Dual frame landline and cell phone samples
Random-digit dialing (RDD) stratified samples
Density strata enhance sampling efficiency
Some states add regional strata
State Weighting Process
Design weights
–Initial weights reflecting differential selection probabilities
Dual-use correction
–Accounts for the overlap in the landline and cell phone
frames
Post-Stratification
–Calibrate the weights to known population totals for key
demographics.
Raking
The BRFSS weighting includes a raking process
Raking is an iterative form of post-stratification
Post-stratification and raking methods ensure that weights sum
to known population totals for key demographics in each state
Raking allows additional post-stratification dimensions and
cross-classifications of variables
7
Raking Categories
All states use eight raking margins:
– Sex by age
– Race/Ethnicity
– Education
– Marital Status
– Home Ownership
– Sex by Race/Ethnicity
– Age by Race/Ethnicity
– Telephone Source
Raking to Eight Margins
9
Sex by Age
Race/Ethnicity
Education
Marital Status
Home
Ownership
Sex by
Race/Ethnicity
Age by
Race/Ethnicity
Telephone
Source
Additional Raking Margins
States which include regions in the weighting use an additional
four margins:
– Region (Margin 9)
– Region by age (Margin 10)
– Region by sex (Margin 11)
– Region by race/ethnicity (Margin 12)
Comparisons of weighting methods
The baseline method for comparisons is a simple method that
concatenates the data with the current state-level weights
The variations involve raking at the national level
– Ensure the national distribution is met
Raking may include an additional layer for the states as a margin
– Ensure state-level distribution is preserved
Assessment of weighting methods
Our assessment of the weights looks at estimated bias and
variances for key health risk indicators
Variances: Weight variability and variances of key survey
estimates
Bias: We compare the national weighted estimates with other
benchmarks including data from the National Health Interview
Survey (NHIS) for comparable health indicators
Comparing national raking methods
 Original BRFSS weights (concatenated)
 Reweight 1: National raking with 8 margins
 Reweight 2: National raking with 9 margins
 Reweight 3: National raking with 12 margins
 Reweight 4: National raking with 8 collapsed margins
 Reweight 5: National raking with 9 collapsed margins
 Reweight 6: National raking with 12 collapsed margins
National Raking Margins 1-8 (Similar to states)
Margin Categories
1: Sex by Age Male and Female by Age categories: 18-24; 25-34; 35-44;
45-54; 55-64; 65-74; 75+
2: Race/Ethnicity Non-Hispanic White; Non-Hispanic Black; Hispanic;
Other
3: Education Less than HS; HS Grad; Some College; College Grad
4: Marital Status Married; Never married/member of unmarried couple;
Divorced/widowed/separated.
5: Home Ownership Own; Rent/Other
6: Sex by Race/Ethnicity Male; Female by Non-Hispanic White; Non-Hispanic
Black; Hispanic; Other
7: Race/Ethnicity by Age Non-Hispanic White; Non-Hispanic Black; Hispanic;
Other by 18-24; 25-34; 35-44; 45-54; 55-64; 65-74; 75+
8: Phone Usage Cell Only; Landline Only; Dual Usage
National Raking Margins 9-12 (new for national)
Margin Categories
9: State State FIPS code
10: Age by State 18-24; 25-34; 35-44; 45-54; 55-64; 65-74; 75+ by State
FIPS Code
11: Sex by State Male; Female by State FIPS Code
12: Race/Ethnicity by State Non-Hispanic White; Other by State FIPS Code
Additional reweights
National Reweight#1:
8 Margins
National Reweight#4:
8 Margins, Collapsed Categories
National Reweight#2:
9 Margins
National Reweight#5:
9 Margins, Collapsed Categories
National Reweight#3:
12 Margins
National Reweight#6:
12 Margins, Collapsed Categories
Collapsing Margins 6 and 7
 Collapsed Margin 7 (Race/Ethnicity by Age) to three age categories (18-34, 35-
54, 55+) by four race/ethnicity categories
 Further collapsed Margins 6 (Sex by Race/Ethnicity) and 7 (Race/Ethnicity by
Age) to achieve minimum sample size of 300 or minimum sample percentage
of 5.0%
Collapsed Margins 6 and 7
Margin Categories
6: Sex by Race/Ethnicity Male non-Hispanic White; Male Other; Female non-
Hispanic White; Female non-Hispanic Black; Female
Other
7: Race/Ethnicity by Age Non-Hispanic White 18-34; Non-Hispanic White 35-54;
Non-Hispanic White 55+; Other 18-34; Other 35-54;
Other 55+
Collapsing Margins 10-12: National Raking by States
 Collapsed within region to achieve minimum sample size of 250 or minimum
percentage of 5.0%
 Margin 10 (Age by State) collapsed 18-24 with 25-34 for 25 states
 Margin 11 (Sex by State) did not require any collapsing
 Margin 12 (Race/Ethnicity by State) collapsed all race categories for Maine,
New Hampshire, and Vermont
Weight variability
Weight CV DEFF
Expected
Margin
of Error
Original BRFSS Weight 187.313 4.50862 0.30%
National 8 Margins 166.082 3.75832 0.28%
National 9 Margins 178.950 4.20230 0.29%
National 12 Margins 177.140 4.13784 0.29%
National 8 Collapsed Margins 165.590 3.74200 0.28%
National 9 Collapsed Margins 178.380 4.18192 0.29%
National 12 Collapsed Margins 176.533 4.11637 0.29%
Bias Assessment: Comparisons with NHIS benchmark:
Reweights #1 (8 margins), #2 (9 margins), #3 (12 margins)
Indicator
NHISEstimate
BRFSSOriginal
Weights-NHIS
BRFSSReweight1-
NHIS
BRFSSReweight2-
NHIS
BRFSSReweight3-
NHIS
BRFSSReweight4-
NHIS
BRFSSReweight5-
NHIS
BRFSSReweight6-
NHIS
Current Smoker 18.06% 0.79% 1.15% 0.84% 0.89% 1.12% 0.80% 0.86%
Ever Told Had
Diabetes
9.08% 1.04% 1.00% 0.96% 0.95% 1.00% 0.96% 0.95%
Ever Told Had Arthritis 22.08% 3.55% 3.61% 3.52% 3.49% 3.62% 3.53% 3.49%
Ever Told Had Asthma 12.63% 0.58% 0.48% 0.62% 0.63% 0.45% 0.59% 0.60%
Ever Told Had Heart
Attack
3.26% 1.16% 1.19% 1.14% 1.14% 1.19% 1.14% 1.13%
Overweight or Obese 66.22% 0.20% 0.65% 0.40% 0.42% 0.66% 0.40% 0.43%
Average Variance
22
0.000000%
0.000020%
0.000040%
0.000060%
0.000080%
0.000100%
0.000120%
BRFSS Original
Weights
BRFSS Re- weight 1BRFSS Re- weight 2BRFSS Re- weight 3BRFSS Re- weight 4BRFSS Re- weight 5BRFSS Re- weight 6
Series1
Average Change in Variance Relative to Stacked Weights
23
-20.00%
-18.00%
-16.00%
-14.00%
-12.00%
-10.00%
-8.00%
-6.00%
-4.00%
-2.00%
0.00%
BRFSS Re- weight 1 BRFSS Re- weight 2 BRFSS Re- weight 3 BRFSS Re- weight 4 BRFSS Re- weight 5 BRFSS Re- weight 6
Conclusions
Methods are nearly equivalent in terms of estimated bias
Methods with 8 margins have better variance (lower variability
in weights)
Potential gains in bias reduction from deeper raking—involved in
reweighting methods #2, #3, #5, #6—do not materialize, do not
justify (or outweigh) added variance
All methods seem effective for national BRFSS weights
24
Next steps
Investigate ways to estimate the variance of national weighted
estimates
Investigate influence of specific states
Investigate weight trimming to limit overall variances of
weighted national estimates
Compare state-level estimates to published CDC estimates
– Estimates at the Census region level compared similarly to NHIS.
References
 Iachan R, Schulman J, Powell-Griner E, Nelson DE, Mariolis P, Stanwyck C.
(2001) Pooling state telephone survey health data for national estimates: The
CDC Behavioral Risk Factor Surveillance System, 1995. In: Cynamon ML, Kulka
RA, eds. Seventh Conference on Health Survey Research Methods. Hyattsville,
MD: US Department of Health and Human Services; 2001. DHHS publication
no. (PHS) 01-1013.
 Li C, Balluz L, Ford ES, et al. A comparison of prevalence estimates for selected
health indicators and chronic diseases or conditions from the Behavioral Risk
Factor Surveillance System, the National Health Interview Survey, and the
National Health and Nutrition Examination Survey, 2007-2008. Prev Med
2012; Jun;54(6):381-7.
26
Questions?
Thank you!
Contact information:
Kristie.Healey@ICFI.Com
icfi.com/SurveyResearch

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Combining State Data from Behavioral Risk Factor Surveillance System (BRFSS) Surveys

  • 1. Combining state data from the Behavioral Risk Factor Surveillance System (BRFSS) surveys Ronaldo Iachan, ICF International Kristie Healey, ICF International
  • 2. Behavioral Risk Factor Surveillance System (BRFSS) The Center for Disease Control (CDC) coordinates state surveillance of behavioral risk factors through the Behavioral Risk Factor Surveillance System (BRFSS) The BRFSS surveys collect uniform state-specific data on preventive health practices and risk behaviors Target population: adults aged 18+ years living in households with phones Each state independently collects BRFSS data using a standardized instrument
  • 3. Combining state BRFSS data There is a natural demand for combining state level estimates into national estimates The aggregation requires the development of national weights as well as a methodology for computing the associated variance estimates Combining the state level survey data into a national data set is feasible for the following reasons: – The surveys use a same sampling methodology across states – The surveys produce state-level weights with a same basic methodology – The surveys use the same core questionnaire across states
  • 4. National Weights The increased uniformity of methods makes the aggregation more efficient than in previous investigations starting with Iachan et al. (1998). At that time, there was substantially more variation in the sampling and weighting methodologies used by different states This paper examines alternative approaches for generating national weights starting with the state-level weights now computed in the BRFSS system
  • 5. BRFSS Sampling Design Dual frame landline and cell phone samples Random-digit dialing (RDD) stratified samples Density strata enhance sampling efficiency Some states add regional strata
  • 6. State Weighting Process Design weights –Initial weights reflecting differential selection probabilities Dual-use correction –Accounts for the overlap in the landline and cell phone frames Post-Stratification –Calibrate the weights to known population totals for key demographics.
  • 7. Raking The BRFSS weighting includes a raking process Raking is an iterative form of post-stratification Post-stratification and raking methods ensure that weights sum to known population totals for key demographics in each state Raking allows additional post-stratification dimensions and cross-classifications of variables 7
  • 8. Raking Categories All states use eight raking margins: – Sex by age – Race/Ethnicity – Education – Marital Status – Home Ownership – Sex by Race/Ethnicity – Age by Race/Ethnicity – Telephone Source
  • 9. Raking to Eight Margins 9 Sex by Age Race/Ethnicity Education Marital Status Home Ownership Sex by Race/Ethnicity Age by Race/Ethnicity Telephone Source
  • 10. Additional Raking Margins States which include regions in the weighting use an additional four margins: – Region (Margin 9) – Region by age (Margin 10) – Region by sex (Margin 11) – Region by race/ethnicity (Margin 12)
  • 11. Comparisons of weighting methods The baseline method for comparisons is a simple method that concatenates the data with the current state-level weights The variations involve raking at the national level – Ensure the national distribution is met Raking may include an additional layer for the states as a margin – Ensure state-level distribution is preserved
  • 12. Assessment of weighting methods Our assessment of the weights looks at estimated bias and variances for key health risk indicators Variances: Weight variability and variances of key survey estimates Bias: We compare the national weighted estimates with other benchmarks including data from the National Health Interview Survey (NHIS) for comparable health indicators
  • 13. Comparing national raking methods  Original BRFSS weights (concatenated)  Reweight 1: National raking with 8 margins  Reweight 2: National raking with 9 margins  Reweight 3: National raking with 12 margins  Reweight 4: National raking with 8 collapsed margins  Reweight 5: National raking with 9 collapsed margins  Reweight 6: National raking with 12 collapsed margins
  • 14. National Raking Margins 1-8 (Similar to states) Margin Categories 1: Sex by Age Male and Female by Age categories: 18-24; 25-34; 35-44; 45-54; 55-64; 65-74; 75+ 2: Race/Ethnicity Non-Hispanic White; Non-Hispanic Black; Hispanic; Other 3: Education Less than HS; HS Grad; Some College; College Grad 4: Marital Status Married; Never married/member of unmarried couple; Divorced/widowed/separated. 5: Home Ownership Own; Rent/Other 6: Sex by Race/Ethnicity Male; Female by Non-Hispanic White; Non-Hispanic Black; Hispanic; Other 7: Race/Ethnicity by Age Non-Hispanic White; Non-Hispanic Black; Hispanic; Other by 18-24; 25-34; 35-44; 45-54; 55-64; 65-74; 75+ 8: Phone Usage Cell Only; Landline Only; Dual Usage
  • 15. National Raking Margins 9-12 (new for national) Margin Categories 9: State State FIPS code 10: Age by State 18-24; 25-34; 35-44; 45-54; 55-64; 65-74; 75+ by State FIPS Code 11: Sex by State Male; Female by State FIPS Code 12: Race/Ethnicity by State Non-Hispanic White; Other by State FIPS Code
  • 16. Additional reweights National Reweight#1: 8 Margins National Reweight#4: 8 Margins, Collapsed Categories National Reweight#2: 9 Margins National Reweight#5: 9 Margins, Collapsed Categories National Reweight#3: 12 Margins National Reweight#6: 12 Margins, Collapsed Categories
  • 17. Collapsing Margins 6 and 7  Collapsed Margin 7 (Race/Ethnicity by Age) to three age categories (18-34, 35- 54, 55+) by four race/ethnicity categories  Further collapsed Margins 6 (Sex by Race/Ethnicity) and 7 (Race/Ethnicity by Age) to achieve minimum sample size of 300 or minimum sample percentage of 5.0%
  • 18. Collapsed Margins 6 and 7 Margin Categories 6: Sex by Race/Ethnicity Male non-Hispanic White; Male Other; Female non- Hispanic White; Female non-Hispanic Black; Female Other 7: Race/Ethnicity by Age Non-Hispanic White 18-34; Non-Hispanic White 35-54; Non-Hispanic White 55+; Other 18-34; Other 35-54; Other 55+
  • 19. Collapsing Margins 10-12: National Raking by States  Collapsed within region to achieve minimum sample size of 250 or minimum percentage of 5.0%  Margin 10 (Age by State) collapsed 18-24 with 25-34 for 25 states  Margin 11 (Sex by State) did not require any collapsing  Margin 12 (Race/Ethnicity by State) collapsed all race categories for Maine, New Hampshire, and Vermont
  • 20. Weight variability Weight CV DEFF Expected Margin of Error Original BRFSS Weight 187.313 4.50862 0.30% National 8 Margins 166.082 3.75832 0.28% National 9 Margins 178.950 4.20230 0.29% National 12 Margins 177.140 4.13784 0.29% National 8 Collapsed Margins 165.590 3.74200 0.28% National 9 Collapsed Margins 178.380 4.18192 0.29% National 12 Collapsed Margins 176.533 4.11637 0.29%
  • 21. Bias Assessment: Comparisons with NHIS benchmark: Reweights #1 (8 margins), #2 (9 margins), #3 (12 margins) Indicator NHISEstimate BRFSSOriginal Weights-NHIS BRFSSReweight1- NHIS BRFSSReweight2- NHIS BRFSSReweight3- NHIS BRFSSReweight4- NHIS BRFSSReweight5- NHIS BRFSSReweight6- NHIS Current Smoker 18.06% 0.79% 1.15% 0.84% 0.89% 1.12% 0.80% 0.86% Ever Told Had Diabetes 9.08% 1.04% 1.00% 0.96% 0.95% 1.00% 0.96% 0.95% Ever Told Had Arthritis 22.08% 3.55% 3.61% 3.52% 3.49% 3.62% 3.53% 3.49% Ever Told Had Asthma 12.63% 0.58% 0.48% 0.62% 0.63% 0.45% 0.59% 0.60% Ever Told Had Heart Attack 3.26% 1.16% 1.19% 1.14% 1.14% 1.19% 1.14% 1.13% Overweight or Obese 66.22% 0.20% 0.65% 0.40% 0.42% 0.66% 0.40% 0.43%
  • 22. Average Variance 22 0.000000% 0.000020% 0.000040% 0.000060% 0.000080% 0.000100% 0.000120% BRFSS Original Weights BRFSS Re- weight 1BRFSS Re- weight 2BRFSS Re- weight 3BRFSS Re- weight 4BRFSS Re- weight 5BRFSS Re- weight 6 Series1
  • 23. Average Change in Variance Relative to Stacked Weights 23 -20.00% -18.00% -16.00% -14.00% -12.00% -10.00% -8.00% -6.00% -4.00% -2.00% 0.00% BRFSS Re- weight 1 BRFSS Re- weight 2 BRFSS Re- weight 3 BRFSS Re- weight 4 BRFSS Re- weight 5 BRFSS Re- weight 6
  • 24. Conclusions Methods are nearly equivalent in terms of estimated bias Methods with 8 margins have better variance (lower variability in weights) Potential gains in bias reduction from deeper raking—involved in reweighting methods #2, #3, #5, #6—do not materialize, do not justify (or outweigh) added variance All methods seem effective for national BRFSS weights 24
  • 25. Next steps Investigate ways to estimate the variance of national weighted estimates Investigate influence of specific states Investigate weight trimming to limit overall variances of weighted national estimates Compare state-level estimates to published CDC estimates – Estimates at the Census region level compared similarly to NHIS.
  • 26. References  Iachan R, Schulman J, Powell-Griner E, Nelson DE, Mariolis P, Stanwyck C. (2001) Pooling state telephone survey health data for national estimates: The CDC Behavioral Risk Factor Surveillance System, 1995. In: Cynamon ML, Kulka RA, eds. Seventh Conference on Health Survey Research Methods. Hyattsville, MD: US Department of Health and Human Services; 2001. DHHS publication no. (PHS) 01-1013.  Li C, Balluz L, Ford ES, et al. A comparison of prevalence estimates for selected health indicators and chronic diseases or conditions from the Behavioral Risk Factor Surveillance System, the National Health Interview Survey, and the National Health and Nutrition Examination Survey, 2007-2008. Prev Med 2012; Jun;54(6):381-7. 26

Editor's Notes

  1. “Same sampling methodology” = All states conduct dual frame LL/Cell (cell only or dual with 90% or more calls via cell). Landline selected from 1+ blocks, with listed records oversampled at 1.5:1 relative to unlisted records. States determine LL/Cell allocation (CDC recommends 25% cell). States also have the option to stratify their samples geographically—most states choose to stratify. CDC began supporting stratification of cell sample in 2013.
  2. Nearly all states add regional strata. Only DC, ND, OR, WV, and WY do not stratify by regions.
  3. Ratio-adjust to each dimension (margin) individually. When all 8 are done, check: are all categories within .025%? If yes, stop. If no, repeat cycle.
  4. States are eligible to weight by region if they have distinct regions (strata or combinations of strata) with at least 500 completed interviews. Although most states stratify geographically, fewer (29) qualify for weighted regions. For these states, add margins to “circle” in slide 11.
  5. “8 margins”=8 margins listed in slide 10/11. “9 margins”=The 8 margins listed in slide 10/11 plus state. “12 margins”=The 8 margins listed in slide 10/11 plus state, state by age, state by sex, state by race/ethnicity.
  6. Treats the national file as if it’s one large state with regional weights. The entire nation is the “state” and individual states are regions. This drops any regional weighting within states.
  7. The methods with 8 marginals exhibit lower variability
  8. Differences in (estimated) bias are small
  9. The problem with the 8-margin methods is that they don’t include state as a margin. Thus it doesn’t allow for analysis by state. It’s a small problem however, since the original weights can be used for state estimates.