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1
POPULATION PROJECTIONS
Session 3 - Establishing the base
population
Ben Jarabi
Population Studies & Research Institute
University of Nairobi
Population Age-sex Structure
 Age-sex structure is a map of a population’s
demographic history
 Although all modern censuses collect
information on age and sex of a pop., the
data often contain errors because some
people do not know their true age while
others do not report their age accurately
3
Types of Errors
 Content
 Age mis-reporting
 Digit preference
 Coverage
 Omitting a unit that should have been
included
 Including a unit more than once
 Including a unit that should not have been
included
4
Evaluation - Rationale
 Age structure is very important with
respect to planning for social and economic
necessities in human life
 Knowledge of age structure essential to the
analysis of fertility, mortality & migration
 Errors by age & sex are replicated &
repeated in pop. projections - hence the need
to evaluate and adjust where necessary
5
Detecting errors – age reporting
 Age misreporting may be suggested by
irregularities evident in indices or
graphs
 Population pyramid
 Age and sex ratios
 Cohort comparison
 Summary indices of “irregularities” in
age structure or in age-sex structure
6
Evaluation - Digit Preference
 Frequently used indices for detecting digit
preference:
 Myers
 Whipple’s
 Bachi
 Ramachandran
 They provide not only an overall idea of the
extent of age misreporting but also indicate
the preference for certain ending age digits
7
Evaluation - Age Ratios
 Age ratios for 5-year age groups are
used as indices for detecting possible
age misreporting
 Normally age ratios are expected to
be similar throughout the age
distribution, and all of them should be
close to a value of 100
8
Evaluation - Age Ratios
 An age ratio is defined as:
5Px
5ARx = 100
1/2 (5Px-5 + 5Px+5)
where: 5ARx = age ratio for ages x to x+4
5Px = population at ages x to x+4
 The larger the departure of this ratio from
100, the larger the error
9
Evaluation - Sex Ratios
 The level of the sex ratios depends on the
number of male and female births and on
the mortality of the population
 All populations have more male than female
births, and so the sex ratio at the early
ages is expected to be slightly over 100
 Since mortality is usually higher for males
than females, the sex ratio is reduced
continuously up to the oldest ages
10
Evaluation - Sex Ratios
 A sex ratio is defined as:
5MPx
5SRx = 100
5FPx
where: 5SRx = sex ratio for ages x to x+4
5MPx & 5FPx = male & female populations,
respectively, at ages x to x+4
 The larger the departure of this ratio from 100,
the larger the error
11
The Age-Sex Accuracy Index
 The UN suggested a joint accuracy index to
summarize the age & sex ratios
 The index of sex-ratio score (SRS) is
defined as: The mean difference between sex
ratios for the successive age groups, averaged
irrespective of sign
 The index of age-ratio score (ARS) is
defined as: The mean deviation of the age
ratios from 100 percent, also irrespective of
sign
12
The Age-Sex Accuracy Index
 Based on empirical relationships between
the sex-ratio scores and the age-ratio
scores, the following index is defined as the
joint score (JS) or age-sex accuracy index
 JS = 3xSRS + ARSM + ARSF
13
The Age-Sex Accuracy Index
 The age and sex structure of a
population will be:
 accurate if the joint score index is under 20
 inaccurate if the joint score index is
between 20 and 40
 highly inaccurate if the index value is over
40
14
Correcting for Age Misreporting
 Smoothing techniques have
frequently been used for correcting
data for age misreporting
 These techniques involve the
application of a formula to the
original data
15
Correcting for Age Misreporting
 Smoothing techniques may be classified
into 2 categories:
 Those which accept the population in
each 10-year age group & separate it into
two 5-year age groups without modifying
the total population size
 Those which smooth the 5-year age
groups and modify slightly (either up or
down) the population being smoothed
16
Smoothing Methods
 Methods that preserve the original total:
 The Carrier-Farrag and Karup-King-Newton
 The Arriaga formula
 Arriaga’s “strong smoothing”
 Methods that alter the total slightly:
 The United Nations method
17
Smoothing Methods
 There is no generalized solution for all
populations
 The technique to be used will depend on the
errors in the age and sex distributions
 While, as Arriaga and Associates (1994) note,
differences in results across procedures are
small, a decision to use strong smoothing
should not be taken lightly
 The whole age distribution need not be
smoothed if only part is considered problematic
18
Evaluation and adjustment
Exercise
19
Inputs - Base Population
 A population by sex & age is required to serve
as the base population for the starting date of
the projection
 Usually, the base population is taken from the
latest available census
 Census enumerations are not always perfect -
the reported data on age and sex may be
affected by errors – hence the need for
adjustment
 Where necessary, move the adjusted
population from a given date (e.g. a census
date) to another date (e.g. midyear)

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  • 1. 1 POPULATION PROJECTIONS Session 3 - Establishing the base population Ben Jarabi Population Studies & Research Institute University of Nairobi
  • 2. Population Age-sex Structure  Age-sex structure is a map of a population’s demographic history  Although all modern censuses collect information on age and sex of a pop., the data often contain errors because some people do not know their true age while others do not report their age accurately
  • 3. 3 Types of Errors  Content  Age mis-reporting  Digit preference  Coverage  Omitting a unit that should have been included  Including a unit more than once  Including a unit that should not have been included
  • 4. 4 Evaluation - Rationale  Age structure is very important with respect to planning for social and economic necessities in human life  Knowledge of age structure essential to the analysis of fertility, mortality & migration  Errors by age & sex are replicated & repeated in pop. projections - hence the need to evaluate and adjust where necessary
  • 5. 5 Detecting errors – age reporting  Age misreporting may be suggested by irregularities evident in indices or graphs  Population pyramid  Age and sex ratios  Cohort comparison  Summary indices of “irregularities” in age structure or in age-sex structure
  • 6. 6 Evaluation - Digit Preference  Frequently used indices for detecting digit preference:  Myers  Whipple’s  Bachi  Ramachandran  They provide not only an overall idea of the extent of age misreporting but also indicate the preference for certain ending age digits
  • 7. 7 Evaluation - Age Ratios  Age ratios for 5-year age groups are used as indices for detecting possible age misreporting  Normally age ratios are expected to be similar throughout the age distribution, and all of them should be close to a value of 100
  • 8. 8 Evaluation - Age Ratios  An age ratio is defined as: 5Px 5ARx = 100 1/2 (5Px-5 + 5Px+5) where: 5ARx = age ratio for ages x to x+4 5Px = population at ages x to x+4  The larger the departure of this ratio from 100, the larger the error
  • 9. 9 Evaluation - Sex Ratios  The level of the sex ratios depends on the number of male and female births and on the mortality of the population  All populations have more male than female births, and so the sex ratio at the early ages is expected to be slightly over 100  Since mortality is usually higher for males than females, the sex ratio is reduced continuously up to the oldest ages
  • 10. 10 Evaluation - Sex Ratios  A sex ratio is defined as: 5MPx 5SRx = 100 5FPx where: 5SRx = sex ratio for ages x to x+4 5MPx & 5FPx = male & female populations, respectively, at ages x to x+4  The larger the departure of this ratio from 100, the larger the error
  • 11. 11 The Age-Sex Accuracy Index  The UN suggested a joint accuracy index to summarize the age & sex ratios  The index of sex-ratio score (SRS) is defined as: The mean difference between sex ratios for the successive age groups, averaged irrespective of sign  The index of age-ratio score (ARS) is defined as: The mean deviation of the age ratios from 100 percent, also irrespective of sign
  • 12. 12 The Age-Sex Accuracy Index  Based on empirical relationships between the sex-ratio scores and the age-ratio scores, the following index is defined as the joint score (JS) or age-sex accuracy index  JS = 3xSRS + ARSM + ARSF
  • 13. 13 The Age-Sex Accuracy Index  The age and sex structure of a population will be:  accurate if the joint score index is under 20  inaccurate if the joint score index is between 20 and 40  highly inaccurate if the index value is over 40
  • 14. 14 Correcting for Age Misreporting  Smoothing techniques have frequently been used for correcting data for age misreporting  These techniques involve the application of a formula to the original data
  • 15. 15 Correcting for Age Misreporting  Smoothing techniques may be classified into 2 categories:  Those which accept the population in each 10-year age group & separate it into two 5-year age groups without modifying the total population size  Those which smooth the 5-year age groups and modify slightly (either up or down) the population being smoothed
  • 16. 16 Smoothing Methods  Methods that preserve the original total:  The Carrier-Farrag and Karup-King-Newton  The Arriaga formula  Arriaga’s “strong smoothing”  Methods that alter the total slightly:  The United Nations method
  • 17. 17 Smoothing Methods  There is no generalized solution for all populations  The technique to be used will depend on the errors in the age and sex distributions  While, as Arriaga and Associates (1994) note, differences in results across procedures are small, a decision to use strong smoothing should not be taken lightly  The whole age distribution need not be smoothed if only part is considered problematic
  • 19. 19 Inputs - Base Population  A population by sex & age is required to serve as the base population for the starting date of the projection  Usually, the base population is taken from the latest available census  Census enumerations are not always perfect - the reported data on age and sex may be affected by errors – hence the need for adjustment  Where necessary, move the adjusted population from a given date (e.g. a census date) to another date (e.g. midyear)

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