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Biomechanical Analysis
of Lifting
-Nidhi Chhabra
Lifting
• Lifting is an activity that is an essential part of
everyday life.
• Unfortunately, it has been implicated as a
contributing factor in the development of a
variety of musculoskeletal injuries, particularly
those that involve the lumbar spine.
• So, in order to know how much load is being
imposed on joints in day today life,
biomechanical analysis is important.
Characteristics of Lifting Tasks
• Lifting involves movement of an object from
one location to another location, generally
traversing both vertical and horizontal
distances.
• This, can be subdivided into three stages:
– Access
– Movement
– Placement
Lifting
Techniques
Stoop Lifting
Lifting
Techniques
Squat Lifting
Lifting
Techniques
Semi- squat Lifting
Squat Lifting v/s Stoop Lifting
Stoop lift
• Trunk flexion achieved by
thoracolumbar flexion and
there is no knee flexion.
• The extensor muscles are at
a disadvantage , because of
shorter moment arms in
this position, a change in
the line of pull and the
possibility of passive
insufficiency resulting from
elongated state of muscles.
Squat lift
• Spine remains as erect as
possible and trunk flexion
achieved primarily by hip
and knee flexion.
• The deep layer of erector
spinae is capable of
producing posterior shear,
which helps to offset
anterior shear that occurs
with trunk flexion, in case of
carrying additional load.
Squat Lifting v/s Stoop Lifting
Stoop lift
• Intradiskal pressure higher.
• Knee-High quadriceps
femoris group activity at the
beginning and at the end of
the lift.
• Moderate use of hamstrings
occurs in the middle third of
the lift.
Squat lift
• Intradiskal pressure
comparatively lower.
• Knee-The flexion moment
at the beginning of the lift
changes to an extension
moment.
• Medium to high activity of
vastus lateralis, less activity
of rectus femoris and low to
medium activity of biceps
femoris.
Squat Lifting v/s Stoop Lifting
Stoop lift
Phases
Muscles Beginning Middle End
Quads *** * ***
Hams * ** *
Squat lift
Phases
Muscles Beginning Middle End
Quads *** *** ***
Hams * * *
* = Low activity
** = Moderate activity
*** = High activity
Squat Lifting v/s Stoop Lifting
Stoop lift
• FRR in lumbar erector
spinae is evident and the
peak EMG response was
delayed towards the middle
of the lift. 1
• This FRR results in the
flexed spinal motion
segment resisting the flexor
moment by the posteriorly
placed passive structures.
Squat lift
• Earlier peak EMG
readings in erector spinae
were evident.1
1. McGorry et al 2001.
Squat Lifting v/s Stoop Lifting
Stoop lift
• The erector spinae in flexed
posture have changed line
of actions relative to the
motion segment and are
therefore less able to resist
the anterior shear forces
seen to cause damage to
the spine in full flexion.
Squat lift
• Contraction of erector
spinae muscles results in
the development of a
posterior shear force on the
superior vertebrae. This has
the potential effect of
reducing the effect of
anterior shear forces
generated by the weight of
the upper trunk and load.
Load
Stability of the load
• Keep the load close :
– Documented reduction in lumbar stress.
• Ensure the placement of a secure hand couple:
– Minimizes trunk instability during a lift involving asymmetric handling
and load shift.
• Use the lifting technique that is most applicable to the situation:
– Semi squat lift- This would be the ideal lift for heavy loads performed
on an occasional basis.
– Squat lift- To be used as an alternative to the semi-squat when space
is limited and load size does not allow for foot placement to the side
of the object to be lifted.
– Stoop lift- Lifting scenarios requiring light loads (20 pounds and
below) on a frequent basis are more efficiently managed using this
technique.
Stability of the Load
• When lifting on an uneven-sloped surface, face down the slope to
negotiate the lift.
• When lifting, do so as much as is possible in the sagittal plane.
Role of Intra-abdominal Pressure(IAP)
• An increase in IAP is frequently demonstrated during lifting tasks.
• Bartelink suggested that an increase in IAP decreases spinal
compressive loads by pushing it on the rib cage.
• McGill and Norman challenged this theory by arguing that the large
compressive loads caused by contraction of the abdominal muscles
negate any potential unloading effect and that a net increase in
compression through the lumbar spine would result from increased
IAP.
• Cholewicki et al suggested that the increase in IAP has more to do
with providing stability to the lumbar region and less to do with
generating extensor torque.
• Hodges et al suggested that an increase in IAP may in fact facilitate
an extensor torque if the IAP is generated through selective muscle
recruitment, in particular of the diaphragm, pelvic floor muscles
and transversus abdominis.
Manual lifting analysis
• NIOSH developed the Work Practices Guide for Manual Lifting
– the first comprehensive tool to assist in the process of risk factor identification
and subsequent ergonomic abatement to correct those factors identified as
being potential problems.
• Revised NIOSH lifting equation
RWL= LC x HM x VM x DM x AM x FM x CM
Here, RWL= Recommended Weight Limit
LC = Load Constant
HM = Horizontal Multiplier
VM = Vertical Multiplier
DM = Distance Multiplier
AM = Asymmetry Multiplier
FM = Frequency Multiplier
CM = Coupling Multiplier
Take home
message
References
• Joint structure and function (Fourth edition)- Pamela K. Levangie,
Cynthia C. Norkin
• Ergonomics for therapists
• Biomechanical Basis of Human Movement- Hamill, Joe
• Ergonomics in Sport and Physical Activity- Thomas Reilly
• Stoop or squat: a review of biomechanical studies on lifting
technique -Jaap H. van Dieen , Marco J.M. Hoozemans, Huub M.
Toussaint
• How to lift a box that is too large to fit between the knees -Idsart
Kingma, Gert S. Faber and Jaap H. van Diee
• Biomechanics of Lifting and Lower Back Pain- S.N. Robinovitch
• http://www.cdc.gov/niosh/
Biomechanical analysis of lifting

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Biomechanical analysis of lifting

  • 2. Lifting • Lifting is an activity that is an essential part of everyday life. • Unfortunately, it has been implicated as a contributing factor in the development of a variety of musculoskeletal injuries, particularly those that involve the lumbar spine. • So, in order to know how much load is being imposed on joints in day today life, biomechanical analysis is important.
  • 3. Characteristics of Lifting Tasks • Lifting involves movement of an object from one location to another location, generally traversing both vertical and horizontal distances. • This, can be subdivided into three stages: – Access – Movement – Placement
  • 7. Squat Lifting v/s Stoop Lifting Stoop lift • Trunk flexion achieved by thoracolumbar flexion and there is no knee flexion. • The extensor muscles are at a disadvantage , because of shorter moment arms in this position, a change in the line of pull and the possibility of passive insufficiency resulting from elongated state of muscles. Squat lift • Spine remains as erect as possible and trunk flexion achieved primarily by hip and knee flexion. • The deep layer of erector spinae is capable of producing posterior shear, which helps to offset anterior shear that occurs with trunk flexion, in case of carrying additional load.
  • 8. Squat Lifting v/s Stoop Lifting Stoop lift • Intradiskal pressure higher. • Knee-High quadriceps femoris group activity at the beginning and at the end of the lift. • Moderate use of hamstrings occurs in the middle third of the lift. Squat lift • Intradiskal pressure comparatively lower. • Knee-The flexion moment at the beginning of the lift changes to an extension moment. • Medium to high activity of vastus lateralis, less activity of rectus femoris and low to medium activity of biceps femoris.
  • 9. Squat Lifting v/s Stoop Lifting Stoop lift Phases Muscles Beginning Middle End Quads *** * *** Hams * ** * Squat lift Phases Muscles Beginning Middle End Quads *** *** *** Hams * * * * = Low activity ** = Moderate activity *** = High activity
  • 10. Squat Lifting v/s Stoop Lifting Stoop lift • FRR in lumbar erector spinae is evident and the peak EMG response was delayed towards the middle of the lift. 1 • This FRR results in the flexed spinal motion segment resisting the flexor moment by the posteriorly placed passive structures. Squat lift • Earlier peak EMG readings in erector spinae were evident.1 1. McGorry et al 2001.
  • 11. Squat Lifting v/s Stoop Lifting Stoop lift • The erector spinae in flexed posture have changed line of actions relative to the motion segment and are therefore less able to resist the anterior shear forces seen to cause damage to the spine in full flexion. Squat lift • Contraction of erector spinae muscles results in the development of a posterior shear force on the superior vertebrae. This has the potential effect of reducing the effect of anterior shear forces generated by the weight of the upper trunk and load.
  • 12. Load
  • 13. Stability of the load • Keep the load close : – Documented reduction in lumbar stress. • Ensure the placement of a secure hand couple: – Minimizes trunk instability during a lift involving asymmetric handling and load shift. • Use the lifting technique that is most applicable to the situation: – Semi squat lift- This would be the ideal lift for heavy loads performed on an occasional basis. – Squat lift- To be used as an alternative to the semi-squat when space is limited and load size does not allow for foot placement to the side of the object to be lifted. – Stoop lift- Lifting scenarios requiring light loads (20 pounds and below) on a frequent basis are more efficiently managed using this technique.
  • 14. Stability of the Load • When lifting on an uneven-sloped surface, face down the slope to negotiate the lift. • When lifting, do so as much as is possible in the sagittal plane.
  • 15. Role of Intra-abdominal Pressure(IAP) • An increase in IAP is frequently demonstrated during lifting tasks. • Bartelink suggested that an increase in IAP decreases spinal compressive loads by pushing it on the rib cage. • McGill and Norman challenged this theory by arguing that the large compressive loads caused by contraction of the abdominal muscles negate any potential unloading effect and that a net increase in compression through the lumbar spine would result from increased IAP. • Cholewicki et al suggested that the increase in IAP has more to do with providing stability to the lumbar region and less to do with generating extensor torque. • Hodges et al suggested that an increase in IAP may in fact facilitate an extensor torque if the IAP is generated through selective muscle recruitment, in particular of the diaphragm, pelvic floor muscles and transversus abdominis.
  • 16. Manual lifting analysis • NIOSH developed the Work Practices Guide for Manual Lifting – the first comprehensive tool to assist in the process of risk factor identification and subsequent ergonomic abatement to correct those factors identified as being potential problems. • Revised NIOSH lifting equation RWL= LC x HM x VM x DM x AM x FM x CM Here, RWL= Recommended Weight Limit LC = Load Constant HM = Horizontal Multiplier VM = Vertical Multiplier DM = Distance Multiplier AM = Asymmetry Multiplier FM = Frequency Multiplier CM = Coupling Multiplier
  • 18. References • Joint structure and function (Fourth edition)- Pamela K. Levangie, Cynthia C. Norkin • Ergonomics for therapists • Biomechanical Basis of Human Movement- Hamill, Joe • Ergonomics in Sport and Physical Activity- Thomas Reilly • Stoop or squat: a review of biomechanical studies on lifting technique -Jaap H. van Dieen , Marco J.M. Hoozemans, Huub M. Toussaint • How to lift a box that is too large to fit between the knees -Idsart Kingma, Gert S. Faber and Jaap H. van Diee • Biomechanics of Lifting and Lower Back Pain- S.N. Robinovitch • http://www.cdc.gov/niosh/

Editor's Notes

  1. The diminished capacity of the extensors to generate torque and to counteract the anterior shear forces in the forward flexed position are important reasons why stoop lifting is discouraged.
  2. Squat lifting- knee- a co-contraction of hams n quads takes place during the lift.
  3. It is generally accepted that the closer the load is placed to the body, the more significantly diminished the resultant compressive forces to the lumbar spine (in the figure). This is a strategy that is employed more effectively in the semi-squat lift (load between the feet and knees) than with the stoop or squat lift. When assessing the relative effects of both compression and shear forces, the data remain contentious. Although increased compression appears to be present with the stoop versus the squat lift, the shear forces are significantly higher (in some cases 180%) during the squat lift. It is speculated that this is a result of the longer moment arm created by the more posterior fulcrum of L5/S1 in relation to the load being lifted during the squat lift. These stressors can be modified, however, by decreasing the moment arm with placement of the load between the feet, as noted during the modified or semi squat lift, rather than behind, as noted during the pure squat or stoop lifts. Foot placement, depends on the size of the load. If the container is too wide (large) to allow for proper foot placement (greater than shoulder width—approximately 30 cm [12 in]), then the ideal lift would be the stoop, since it would result in less compressive forces.
  4. If these guidelines aren’t kept in mind while lifting, then the incidence of injuries to the low back can increase.