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BioClinica Case Study:

Using Imaging Performance Metrics to
Improve Sponsor, Site, and Core Lab Clinical
Trial Operations
Dawn Flitcraft, VP Client Services
Jennifer Schick, Project Director Oncology
Dana Curcio, Project Director RA/Inflamm
18 January 2012
Background on BioClinica’s Involvement
                    with the MCC

BioClinica is a founding Imaging Core Lab member of
the MCC. The involvement began in November 2007
with BioClinica holding a position on the initial Steering
Committee. During the initiation phase, Working
Groups were established to drive a core set of metrics
for moving forward. BioClinica representation was
present on all of these Working Groups including
Operational, Finance, and Clinical. BioClinica continues
to be a member of the Steering Committee and
Imaging Metrics and Implementation Working groups
today.
2
Why utilize MCC Imaging Performance
                      Metrics?

From the sponsor’s perspective:
• Enhanced understanding of the services imaging core labs
  provide
• Improved monitoring and evaluation of a core lab’s ability to
  meet critical timelines
• Ability to pinpoint areas of interest & utilize both sponsor and
  core lab knowledge bases to improve processes for on-going
  processes
• Enhanced partnership relationships through improved
  communication among all parties


3
Why utilize MCC Imaging Performance
                       Metrics?

From the service provider’s perspective:
• Identification of client’s business requirements
• Enhanced understanding of client’s processes
• Improved monitoring of client’s critical deliverables
• Identification of key metrics that the client is focused on
• Greater focus on achieving meaningful process improvement
• Higher customer satisfaction




4
Example 1: Site Start-Up

MCC Metric Catalyst – Site Start Up:
Percentage of Sites Qualified vs Actual
Using Metrics to Improve Quality

Example 1: Site Start-Up
MCC Metric Catalyst – Site Start Up: Percentage of Sites Qualified vs Actual
                                                                          Reporting
Definition                                              Unit of Measure                 Target
                                                                          Frequency
The average number of days from when a site survey is
sent to the site and when the site returns the                Days          Bi-Weekly     14 days
completed survey to BioClinica.

Context:
As part of the startup process for clinical studies, BioClinica collects important technical
information such as the name of imaging equipment manufacturer, model and software version
for each participating site. BioClinica then provides each investigator with specific image
acquisition parameters. These surveys must be received and completed in order for sites to
receive their Imaging study kits, which are tailored to the sites requirements. The site cannot
begin imaging subjects until these kits have been received.
For the global study profiled here, site surveys were targeted to be completed and returned to
BioClinica within 14 business days. If completed surveys were not received within 7 days,
BioClinica’s process included sending a second follow-up request.

6
Using Metrics to Improve Quality

Example 1: Site Start-Up
MCC Metric Catalyst – Site Start Up: Percentage of Sites Qualified vs Actual
                                                                          Reporting
Definition                                              Unit of Measure                 Target
                                                                          Frequency
The average number of days from when a site survey is
sent to the site and when the site returns the                Days          Bi-Weekly     14 days
completed survey to BioClinica.

Review Steps:
• Analysis of “surveys completed” found that the average turnaround time for survey completion
  was consistently greater than the target of 14 business days and was on average greater than 35
  days.
• The BioClinica team suggested that improving accountability at the site level for survey
  completion as well as improving follow up communications would help to motivate better
  compliance.




7
Using Metrics to Improve Quality

Example 1: Site Start-Up
MCC Metric Catalyst – Site Start Up: Percentage of Sites Qualified vs Actual
                                                                          Reporting
Definition                                              Unit of Measure                 Target
                                                                          Frequency
The average number of days from when a site survey is
sent to the site and when the site returns the                Days          Bi-Weekly     14 days
completed survey to BioClinica.

Action Steps:
• The BioClinica team recommended the implementation of bi-weekly regional CRA
  teleconferences to review site survey status in detail.
• Equipped with the up-to-date facts, the CRAs followed up directly to encourage sites to send
  the missing information. The sponsor supported this recommendation.




8
Using Metrics to Improve Quality

Example 1: Site Start-Up
MCC Metric Catalyst – Site Start Up: Percentage of Sites Qualified vs Actual
                                                             Unit of      Reporting
Definition                                                                                Target
                                                             Measure      Frequency
The average number of days from when a site survey is sent
to the site and when the site returns the completed survey      Days        Bi-Weekly       14 days
to BioClinica.
                                                               Results:
                                                               Within two months this initiative
                                                               demonstrated positive results, the
                                                               survey completion rose to 95% (2.48
                                                               day turnaround) and 96% (3 day
                                                               turnaround) respectively. Currently,
                                                               sites are doing far better than the target
                                                               of 14 days to complete surveys and are
                                                               providing completed site surveys to
                                                               BioClinica within an average of 3
                                                               business days after survey receipt.

9
Using Metrics to Improve Quality

Example 1: Site Start-Up
MCC Metric Catalyst – Site Start Up: Percentage of Sites Qualified vs Actual
Lessons Learned
• The importance of Site Survey completion should be emphasized at the
  Investigator Meeting, especially the CRA involvement.
• Samples of the survey and live demonstrations aid in the learning process and
  should be available.
• Simplification of the survey improved compliance of the site survey process.
• Distribution of the site surveys was coordinated with the initiation visits.
• When surveys were provided too early in the site approval process, they went
  unnoticed and delayed in overall response time. In some instances, they needed
     to be re-routed for completion.


10
Example 2: Image Processing

MCC Metric Used – Average number of
Calendar Days from Image Receipt to
Ready for Independent Review
Using Metrics to Improve Quality
Example 2: Image Processing
MCC Metric Used – Average number of Calendar Days from Image Receipt
to Ready for Independent Review
                                                                         Reporting
Definition                                             Unit of Measure                  Target
                                                                         Frequency

Average number of calendar days from when the image
                                                             Days           Bi-weekly    4-6 days
is designated for review to completion of the review

Context:
BioClinica was contracted to perform an oncology study with a central radiological evaluation
(read) of the CT images that required confirmation of progression by central readers, while both
CT and Nuclear Medicine modalities were required for submission. Specifically, the site was
required to notify BioClinica via a transmittal form of site-suspected progression on for each time
point where progression existed, triggering initiation of a central read. A 4-6 business day
turnaround was required at BioClinica from receipt of this time point to completion of the central
read including notification of the read result to the site.




12
Using Metrics to Improve Quality
Example 2: Image Processing
MCC Metric Used – Average number of Calendar Days from Image Receipt
to Ready for Independent Review
                                                                         Reporting
Definition                                             Unit of Measure                  Target
                                                                         Frequency

Average number of calendar days from when the image
                                                             Days           Bi-weekly    4-6 days
is designated for review to completion of the review

Review Steps:
• An initial review of the metric indicated that the average Turn Around Time (TAT) was
  consistently greater than the target of 6 business days.
• Further analysis determined that much of the delay was due to sites submitting incomplete
  imaging sets: Both CT and Nuclear Medicine modalities were required and quite often sites
  were submitting only one of the two required image sets.




13
Using Metrics to Improve Quality
Example 2: Image Processing
MCC Metric Used – Average number of Calendar Days from Image Receipt
to Ready for Independent Review
                                                                         Reporting
Definition                                             Unit of Measure                  Target
                                                                         Frequency

Average number of calendar days from when the image
                                                             Days           Bi-weekly    4-6 days
is designated for review to completion of the review

Action Steps:
BioClinica, in collaboration with the sponsor and CRO, made the decision to track an additional
point in the process (i.e., Day 1 of the central read process would be based on the date a complete
image set was received with no outstanding queries or the date that a site confirmed that no
additional image data was acquired or could be submitted).




14
Using Metrics to Improve Quality
Example 2: Image Processing
MCC Metric Used – Average number of Calendar Days from Image Receipt
to Ready for Independent Review
                                                                   Unit of    Reporting
Definition                                                                                     Target
                                                                   Measure    Frequency

Average number of calendar days from when the image is
                                                                      Days        Bi-weekly     4-6 days
designated for review to completion of the review

             Image Receipt to Readiness for Review                   Results:
        14
                                                                     Using the more redefined start date of
        12                                                           Day 1, the team tracked the TAT from
        10                                                           data ready for the read to site being
         8                                                           notified of the read result to track
 Days




         6
                                                                     adherence to target metrics.
         4
                                                     TAT
         2
                                                     Revised TAT
         0
             26-Aug      12-Sep       28-Sep         14-Oct




15
Using Metrics to Improve Quality
Example 2: Image Processing
MCC Metric Used – Average number of Calendar Days from Image Receipt
to Ready for Independent Review

Lessons Learned
• The revised TAT definition allowed BioClinica to look at the time lapse between
  when the site notified BioClinica of suspected progression and Day 1.
• BioClinica helped the sponsor to identify which sites should receive additional
  training to improve compliance and data quality.
• In addition, BioClinica worked in partnership with the sponsor’s CRO to
  determine if missing scans were even acquired per the clinical database, allowing
  in some scenarios for the read to be conducted without waiting for site feedback.




16
Summary

BioClinica utilized metrics that correspond to MCC imaging performance
metrics (v1.0) for Start Up and for Image Processing, on two global projects
of differing therapeutic areas. The utilization of such standardized metrics
allowed monitoring of deliverables and provided the ability to pinpoint
areas that could be improved during the trial process. As indicated by
results from these two examples, application of such metrics resulted in
reduction of specific task completion times. Decreases in these completion
times drive greater patient recruitment efficiencies.

BioClinica’s standard reports currently include seventeen different MCC
Imaging Performance metrics. In addition to the improvements as noted
above, using these metrics has also resulted in internal improvements in
team and employee performance. Due to the establishment and
achievement of clearly defined goals and targets on a per project basis,
BioClinica encourages the use of the MCC standardized metrics in all clinical
trial projects.
17

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BioClinica Imaging Metrics Case Study

  • 1. BioClinica Case Study: Using Imaging Performance Metrics to Improve Sponsor, Site, and Core Lab Clinical Trial Operations Dawn Flitcraft, VP Client Services Jennifer Schick, Project Director Oncology Dana Curcio, Project Director RA/Inflamm 18 January 2012
  • 2. Background on BioClinica’s Involvement with the MCC BioClinica is a founding Imaging Core Lab member of the MCC. The involvement began in November 2007 with BioClinica holding a position on the initial Steering Committee. During the initiation phase, Working Groups were established to drive a core set of metrics for moving forward. BioClinica representation was present on all of these Working Groups including Operational, Finance, and Clinical. BioClinica continues to be a member of the Steering Committee and Imaging Metrics and Implementation Working groups today. 2
  • 3. Why utilize MCC Imaging Performance Metrics? From the sponsor’s perspective: • Enhanced understanding of the services imaging core labs provide • Improved monitoring and evaluation of a core lab’s ability to meet critical timelines • Ability to pinpoint areas of interest & utilize both sponsor and core lab knowledge bases to improve processes for on-going processes • Enhanced partnership relationships through improved communication among all parties 3
  • 4. Why utilize MCC Imaging Performance Metrics? From the service provider’s perspective: • Identification of client’s business requirements • Enhanced understanding of client’s processes • Improved monitoring of client’s critical deliverables • Identification of key metrics that the client is focused on • Greater focus on achieving meaningful process improvement • Higher customer satisfaction 4
  • 5. Example 1: Site Start-Up MCC Metric Catalyst – Site Start Up: Percentage of Sites Qualified vs Actual
  • 6. Using Metrics to Improve Quality Example 1: Site Start-Up MCC Metric Catalyst – Site Start Up: Percentage of Sites Qualified vs Actual Reporting Definition Unit of Measure Target Frequency The average number of days from when a site survey is sent to the site and when the site returns the Days Bi-Weekly 14 days completed survey to BioClinica. Context: As part of the startup process for clinical studies, BioClinica collects important technical information such as the name of imaging equipment manufacturer, model and software version for each participating site. BioClinica then provides each investigator with specific image acquisition parameters. These surveys must be received and completed in order for sites to receive their Imaging study kits, which are tailored to the sites requirements. The site cannot begin imaging subjects until these kits have been received. For the global study profiled here, site surveys were targeted to be completed and returned to BioClinica within 14 business days. If completed surveys were not received within 7 days, BioClinica’s process included sending a second follow-up request. 6
  • 7. Using Metrics to Improve Quality Example 1: Site Start-Up MCC Metric Catalyst – Site Start Up: Percentage of Sites Qualified vs Actual Reporting Definition Unit of Measure Target Frequency The average number of days from when a site survey is sent to the site and when the site returns the Days Bi-Weekly 14 days completed survey to BioClinica. Review Steps: • Analysis of “surveys completed” found that the average turnaround time for survey completion was consistently greater than the target of 14 business days and was on average greater than 35 days. • The BioClinica team suggested that improving accountability at the site level for survey completion as well as improving follow up communications would help to motivate better compliance. 7
  • 8. Using Metrics to Improve Quality Example 1: Site Start-Up MCC Metric Catalyst – Site Start Up: Percentage of Sites Qualified vs Actual Reporting Definition Unit of Measure Target Frequency The average number of days from when a site survey is sent to the site and when the site returns the Days Bi-Weekly 14 days completed survey to BioClinica. Action Steps: • The BioClinica team recommended the implementation of bi-weekly regional CRA teleconferences to review site survey status in detail. • Equipped with the up-to-date facts, the CRAs followed up directly to encourage sites to send the missing information. The sponsor supported this recommendation. 8
  • 9. Using Metrics to Improve Quality Example 1: Site Start-Up MCC Metric Catalyst – Site Start Up: Percentage of Sites Qualified vs Actual Unit of Reporting Definition Target Measure Frequency The average number of days from when a site survey is sent to the site and when the site returns the completed survey Days Bi-Weekly 14 days to BioClinica. Results: Within two months this initiative demonstrated positive results, the survey completion rose to 95% (2.48 day turnaround) and 96% (3 day turnaround) respectively. Currently, sites are doing far better than the target of 14 days to complete surveys and are providing completed site surveys to BioClinica within an average of 3 business days after survey receipt. 9
  • 10. Using Metrics to Improve Quality Example 1: Site Start-Up MCC Metric Catalyst – Site Start Up: Percentage of Sites Qualified vs Actual Lessons Learned • The importance of Site Survey completion should be emphasized at the Investigator Meeting, especially the CRA involvement. • Samples of the survey and live demonstrations aid in the learning process and should be available. • Simplification of the survey improved compliance of the site survey process. • Distribution of the site surveys was coordinated with the initiation visits. • When surveys were provided too early in the site approval process, they went unnoticed and delayed in overall response time. In some instances, they needed to be re-routed for completion. 10
  • 11. Example 2: Image Processing MCC Metric Used – Average number of Calendar Days from Image Receipt to Ready for Independent Review
  • 12. Using Metrics to Improve Quality Example 2: Image Processing MCC Metric Used – Average number of Calendar Days from Image Receipt to Ready for Independent Review Reporting Definition Unit of Measure Target Frequency Average number of calendar days from when the image Days Bi-weekly 4-6 days is designated for review to completion of the review Context: BioClinica was contracted to perform an oncology study with a central radiological evaluation (read) of the CT images that required confirmation of progression by central readers, while both CT and Nuclear Medicine modalities were required for submission. Specifically, the site was required to notify BioClinica via a transmittal form of site-suspected progression on for each time point where progression existed, triggering initiation of a central read. A 4-6 business day turnaround was required at BioClinica from receipt of this time point to completion of the central read including notification of the read result to the site. 12
  • 13. Using Metrics to Improve Quality Example 2: Image Processing MCC Metric Used – Average number of Calendar Days from Image Receipt to Ready for Independent Review Reporting Definition Unit of Measure Target Frequency Average number of calendar days from when the image Days Bi-weekly 4-6 days is designated for review to completion of the review Review Steps: • An initial review of the metric indicated that the average Turn Around Time (TAT) was consistently greater than the target of 6 business days. • Further analysis determined that much of the delay was due to sites submitting incomplete imaging sets: Both CT and Nuclear Medicine modalities were required and quite often sites were submitting only one of the two required image sets. 13
  • 14. Using Metrics to Improve Quality Example 2: Image Processing MCC Metric Used – Average number of Calendar Days from Image Receipt to Ready for Independent Review Reporting Definition Unit of Measure Target Frequency Average number of calendar days from when the image Days Bi-weekly 4-6 days is designated for review to completion of the review Action Steps: BioClinica, in collaboration with the sponsor and CRO, made the decision to track an additional point in the process (i.e., Day 1 of the central read process would be based on the date a complete image set was received with no outstanding queries or the date that a site confirmed that no additional image data was acquired or could be submitted). 14
  • 15. Using Metrics to Improve Quality Example 2: Image Processing MCC Metric Used – Average number of Calendar Days from Image Receipt to Ready for Independent Review Unit of Reporting Definition Target Measure Frequency Average number of calendar days from when the image is Days Bi-weekly 4-6 days designated for review to completion of the review Image Receipt to Readiness for Review Results: 14 Using the more redefined start date of 12 Day 1, the team tracked the TAT from 10 data ready for the read to site being 8 notified of the read result to track Days 6 adherence to target metrics. 4 TAT 2 Revised TAT 0 26-Aug 12-Sep 28-Sep 14-Oct 15
  • 16. Using Metrics to Improve Quality Example 2: Image Processing MCC Metric Used – Average number of Calendar Days from Image Receipt to Ready for Independent Review Lessons Learned • The revised TAT definition allowed BioClinica to look at the time lapse between when the site notified BioClinica of suspected progression and Day 1. • BioClinica helped the sponsor to identify which sites should receive additional training to improve compliance and data quality. • In addition, BioClinica worked in partnership with the sponsor’s CRO to determine if missing scans were even acquired per the clinical database, allowing in some scenarios for the read to be conducted without waiting for site feedback. 16
  • 17. Summary BioClinica utilized metrics that correspond to MCC imaging performance metrics (v1.0) for Start Up and for Image Processing, on two global projects of differing therapeutic areas. The utilization of such standardized metrics allowed monitoring of deliverables and provided the ability to pinpoint areas that could be improved during the trial process. As indicated by results from these two examples, application of such metrics resulted in reduction of specific task completion times. Decreases in these completion times drive greater patient recruitment efficiencies. BioClinica’s standard reports currently include seventeen different MCC Imaging Performance metrics. In addition to the improvements as noted above, using these metrics has also resulted in internal improvements in team and employee performance. Due to the establishment and achievement of clearly defined goals and targets on a per project basis, BioClinica encourages the use of the MCC standardized metrics in all clinical trial projects. 17