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Opening Access to Agriculture Research
   Products: The Experience of CGIAR
                     Agricultural Information Management
       Standards (AIMS) Open Access Week October 2012
                                             Enrica Porcari
CGIAR


        A global partnership
 that unites organizations engaged
in research for a food secure future
Research Infrastructure and
Networks across the Globe

• 15 Research Centers in close
  collaboration with hundreds of partner
  organizations

• Over 8,000 scientists and staff

• Over 250 locations in 80 countries
Research Objectives
• Reduce rural poverty

• Increase food security
• Improve human health and
  nutrition
• Ensure more sustainable
  management of natural resource
CGIAR Research Agenda and Programs
Massive Quantities of D&K
• Multiple disciplines: plant
  breeding, entomology, agronomy, agroforestry, so
  ciology, economics, as well as
  crop, livestock, human nutrition and health
  sciences
• Multiple units of measurement: molecular, plant
  and animal, plot and farm, landscape and
  watershed, geographical
Many Knowledge Research Products

 •   Publications                    •   Technologies
 •   Data and datasets               •   Inventions
 •   Other information products      •   Know-how
 •   Improved germplasm              •   Videos
 •   Knowledge Evaluation            •   Processes
     Models                          •   Software

                   Tacit Knowledge
Open D&K Efforts
        Gaining Momentum
• Open government data is growing
• Civil society is getting organized and
  communities of practice are forming
• Research funders and international
  institutions are shifting toward open access
  model (DFID Open and Enhanced Access
  Policy (effective 1 Nov 2012), World Bank,
  OECD, UNESCO, NIH, Wellcome Trust)
CGIAR: Barriers to Opening
Access to Research Products
• Distributed governance of institutions
• Lack of formal overarching data and
  knowledge management vision or strategy
• Absence of agreed guidelines on
  implementing the principles
• Underinvestment in appropriate data and
  knowledge management cultures, platforms,
  and protocols
CGIAR: Barriers to Opening
Access to Research Products

• Lack of widespread awareness of value of OA
• Long-established incentives to high-impact
  (closed) articles
• Lack of agreed means to pay for opening up
  access
CGIAR: Barriers to Opening
Access to Research Products
• Lack of common and consistently-applied
  standards and best practices
• Too few specialized professional staff
• Inadequate technical infrastructure
• Few incentives, workplans and resources to
  curate and share data and knowledge
D&K Efforts in CGIAR

• In CGIAR moral and business
  imperative

• New reality – more appropriate
  environments, incentives, and
  rewards for CGIAR scientists to
  develop, document and share D&KM
  outputs
CGIAR Intellectual Assets:
        New Vision

• Results of research and development
  activities are international public goods

• Open and free access to all research
  results and development activities is
  the default
Legal Framework


In March 2012 CGIAR Consortium Board
approved Intellectual Assets Principles
Legal Framework: Principles

• CGIAR research products shall be promptly
  and broadly disseminated in appropriate open
  digital formats that allow perpetual access

• Appropriate licensing shall be adopted to allow
  and encourage widespread use and
  appropriation of CGIAR research products
Legal Framework: Principles

• CGIAR research products shall be described
  with appropriate metadata so its content can
  be discovered and shared across different
  platforms and applications, and can be
  incorporated into other systems and
  services, through using common protocols
  and formats
Legal Framework: Principles

• Platforms and systems for storage and
  curation of CGIAR research products must
  be chosen considering open standards
  which will make data and information
  accessible and harvestable to ensure use,
  re-use and interoperability
Legal Framework: Principles

• CGIAR research products should not
  be duplicated, and efforts must be
  made to use appropriate, existing
  datasets and information to build upon
Institutional Opportunities
      in Reformed CGIAR
• Performance contracts that include data
  delivery and documentation and the
  resources to deliver on those

• Legal and IP enablers: creating a legal
  environment that enables and promotes the
  free sharing of data and methods as
  international public goods
Institutional Opportunities
   in Reformed CGIAR
• Best-of-breed processes and tools that
  facilitate best practice approaches to
  documentation and interoperability

• Annual performance processes that
  acknowledge and reward the publishing
  of data, methods and tools
Institutional Opportunities
      in Reformed CGIAR
• A scientific citation and publication process
  that treats published data and methods in the
  same way as peer-review journal articles

• Support to open knowledge sharing and
  learning environment – collaboration
  encouraged and rewarded
How Do We Make Knowledge Travel?
 • For knowledge to travel (and be used) people
   need:
   To be able to find it (availability)
   To be able to put their hands on it
    (accessibility)
   To be able to make use of it and re-use it
    (applicability)
 • CGIAR AAA framework
 • CIARD Movement
Some Pathways
                                      Making a
                                      website's
                                       content
                                      visible on
Using Web 2.0 solutions for           the Web              Digital accessibility of
      your Website                                                 content



Develop a Repository                                                   Better
 for Digital Content                                                 licensing




       Newsfeeds                                               Open access policies


                              Using video to communicate
                                   research outputs
What are CGIAR Centers Doing
• Institutional repositories –
  Dspace, Dataverse
• Creative commons licencing
• Use of 'social' platforms and tools
• Content available for re-use through RSS
Bio-informatics Portal
CGSpace
CGIAR Library
CIAT Library
ICRISAT OA Repository
CIMMYT OA Repository
ICRAF Dataverse
IFPRI Dataverse
CCAFS Dataverse
CIAT Dataverse
ForestsTreesAgroforestry
        Dataverse
Consortium
on Spatial Information (CSI)
Harvest Choice Initiative
Worldcat



RePEc          IFPRI
                                 Economists
              e-brary              online

             API +data
LandPortal   Harvesters
 (EU and
  IFAD)
                           FAO
IFPRI Datasets included in
other collections
Developing a Road Map:
Ideas for Collective Actions
1. CGIAR Open Access Policy & Guidelines

2. Plant Data Management System

3. Spatial Information System

4. Research Project Management System

5. CGIAR Knowledge Commons
A Few Reflections
• Philosophy: open formats, free of
  charge, licensed to reuse, and visually
  compelling

• Leadership support

• Open data infrastructure

• Carrots and sticks
Questions

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Opening Access to Agricultural Research with CGIAR AIMS

  • 1. Opening Access to Agriculture Research Products: The Experience of CGIAR Agricultural Information Management Standards (AIMS) Open Access Week October 2012 Enrica Porcari
  • 2. CGIAR A global partnership that unites organizations engaged in research for a food secure future
  • 3. Research Infrastructure and Networks across the Globe • 15 Research Centers in close collaboration with hundreds of partner organizations • Over 8,000 scientists and staff • Over 250 locations in 80 countries
  • 4. Research Objectives • Reduce rural poverty • Increase food security • Improve human health and nutrition • Ensure more sustainable management of natural resource
  • 5. CGIAR Research Agenda and Programs
  • 6. Massive Quantities of D&K • Multiple disciplines: plant breeding, entomology, agronomy, agroforestry, so ciology, economics, as well as crop, livestock, human nutrition and health sciences • Multiple units of measurement: molecular, plant and animal, plot and farm, landscape and watershed, geographical
  • 7. Many Knowledge Research Products • Publications • Technologies • Data and datasets • Inventions • Other information products • Know-how • Improved germplasm • Videos • Knowledge Evaluation • Processes Models • Software Tacit Knowledge
  • 8. Open D&K Efforts Gaining Momentum • Open government data is growing • Civil society is getting organized and communities of practice are forming • Research funders and international institutions are shifting toward open access model (DFID Open and Enhanced Access Policy (effective 1 Nov 2012), World Bank, OECD, UNESCO, NIH, Wellcome Trust)
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  • 14. CGIAR: Barriers to Opening Access to Research Products • Distributed governance of institutions • Lack of formal overarching data and knowledge management vision or strategy • Absence of agreed guidelines on implementing the principles • Underinvestment in appropriate data and knowledge management cultures, platforms, and protocols
  • 15. CGIAR: Barriers to Opening Access to Research Products • Lack of widespread awareness of value of OA • Long-established incentives to high-impact (closed) articles • Lack of agreed means to pay for opening up access
  • 16. CGIAR: Barriers to Opening Access to Research Products • Lack of common and consistently-applied standards and best practices • Too few specialized professional staff • Inadequate technical infrastructure • Few incentives, workplans and resources to curate and share data and knowledge
  • 17. D&K Efforts in CGIAR • In CGIAR moral and business imperative • New reality – more appropriate environments, incentives, and rewards for CGIAR scientists to develop, document and share D&KM outputs
  • 18. CGIAR Intellectual Assets: New Vision • Results of research and development activities are international public goods • Open and free access to all research results and development activities is the default
  • 19. Legal Framework In March 2012 CGIAR Consortium Board approved Intellectual Assets Principles
  • 20. Legal Framework: Principles • CGIAR research products shall be promptly and broadly disseminated in appropriate open digital formats that allow perpetual access • Appropriate licensing shall be adopted to allow and encourage widespread use and appropriation of CGIAR research products
  • 21. Legal Framework: Principles • CGIAR research products shall be described with appropriate metadata so its content can be discovered and shared across different platforms and applications, and can be incorporated into other systems and services, through using common protocols and formats
  • 22. Legal Framework: Principles • Platforms and systems for storage and curation of CGIAR research products must be chosen considering open standards which will make data and information accessible and harvestable to ensure use, re-use and interoperability
  • 23. Legal Framework: Principles • CGIAR research products should not be duplicated, and efforts must be made to use appropriate, existing datasets and information to build upon
  • 24. Institutional Opportunities in Reformed CGIAR • Performance contracts that include data delivery and documentation and the resources to deliver on those • Legal and IP enablers: creating a legal environment that enables and promotes the free sharing of data and methods as international public goods
  • 25. Institutional Opportunities in Reformed CGIAR • Best-of-breed processes and tools that facilitate best practice approaches to documentation and interoperability • Annual performance processes that acknowledge and reward the publishing of data, methods and tools
  • 26. Institutional Opportunities in Reformed CGIAR • A scientific citation and publication process that treats published data and methods in the same way as peer-review journal articles • Support to open knowledge sharing and learning environment – collaboration encouraged and rewarded
  • 27. How Do We Make Knowledge Travel? • For knowledge to travel (and be used) people need: To be able to find it (availability) To be able to put their hands on it (accessibility) To be able to make use of it and re-use it (applicability) • CGIAR AAA framework • CIARD Movement
  • 28. Some Pathways Making a website's content visible on Using Web 2.0 solutions for the Web Digital accessibility of your Website content Develop a Repository Better for Digital Content licensing Newsfeeds Open access policies Using video to communicate research outputs
  • 29. What are CGIAR Centers Doing • Institutional repositories – Dspace, Dataverse • Creative commons licencing • Use of 'social' platforms and tools • Content available for re-use through RSS
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  • 45. Worldcat RePEc IFPRI Economists e-brary online API +data LandPortal Harvesters (EU and IFAD) FAO
  • 46. IFPRI Datasets included in other collections
  • 47. Developing a Road Map: Ideas for Collective Actions 1. CGIAR Open Access Policy & Guidelines 2. Plant Data Management System 3. Spatial Information System 4. Research Project Management System 5. CGIAR Knowledge Commons
  • 48. A Few Reflections • Philosophy: open formats, free of charge, licensed to reuse, and visually compelling • Leadership support • Open data infrastructure • Carrots and sticks