Adalberto Garcia 
2704 Alamosa Place 
Lake Mary, FL 32746 
Cell: (407) 749 – 9526 E-mail: Adalberto725@gmail.com 
EDUCATION 
University of Central Florida Orlando, FL 
Bachelor of Science in Business Administration Grad Date: May 2013 
Major: Finance 
HONORS AND AWARD 
Innovative Fundraising Cornerstone Award (Scholarship Recipient) May 2011 
Bright Futures Scholarship (Recipient) May 2008 
WORK EXPERIENCE 
ConvergEx Group Orlando,FL 
OATS Compliance Business Analyst Aug 2013 – Present 
· Focused on the detailed process flows and data involved in regulatory reporting, especially on the Order Audit Trail 
System (OATS) 
· Worked with a wide range of internal IT and business partners, primarily staff in the Legal and Compliance department, 
Sales and Trading Desks to define detailed customer requirements and satisfy their trading and regulatory reporting 
requirements. 
· Assisted in the specifications of the onboarding process of new clients 
· Actively monitored regulatory developments and took appropriate action and initiate projects to ensure the business firm 
complied with new or amended regulations by the SEC and FINRA 
Bravo Supermarket Orlando,FL 
Sales Associate/Assistant Manager July 2008 – July 2013 
· Recruited, trained, and evaluated a staff of 25 in all retail of groceries’ operations functions 
· Supervised department presentation and inventory management to maximize sales, profitability and stayed within 
established budgeted parameters 
· Directed all advertising initiatives by continually analyzing demographics to maximize market share 
Xtreme Trips/MRL Events Orlando,FL 
Campus Manager/Travel Consultant December 2010 – April 2012 
· Executed a recruitment campaign to enlist hundreds of UCF college students for a spring and holiday vacations 
· Recruited, hired, and lead qualified Xtreme Representatives 
Kegel Training Center Lake Wales,FL 
Training Coach Assistant Dec. 2007 – Aug. 2009 
· Translated bowling lessons alongside Gold-level certified coaches to foreigners from over 15 different Spanish speaking 
countries 
· Facilitated and trained summer youth camp programs of 30 or more participants 
LEADERSHIP INVOLVEMENT 
Convergex Orlando, FL 
Social Committee Leader Aug. 2014 - Present 
· Worked and stayed within the budget provided by Human Resources department to put forth company gatherings 
· Planned and organized social and holiday events for 100+ employees and co-workers 
Alpha Tau Omega Fraternity Orlando,FL 
Public Relations Chair Aug. 2010 – May 2012 
· Organized creative events to boost morale of members on a weekly basis 
· Worked with the local newspaper companies on putting together press releases to help promote our organization and keep 
the community informed of our monthly events and philanthropic activities. 
· Built and maintained positive relationships with the over 25 different Greek affiliated organizations 
Rock the Wreath Orlando,FL 
Marketing Director Nov. 2011 
· Organized press releases for philanthropy raising $11,000 in donations benefiting UCF Knight-Thon 
· Designed and produced T-shirts to help raise over $1,500 as donations for the Children’s Miracle Network

Adalberto Garcia Banking

  • 1.
    Adalberto Garcia 2704Alamosa Place Lake Mary, FL 32746 Cell: (407) 749 – 9526 E-mail: Adalberto725@gmail.com EDUCATION University of Central Florida Orlando, FL Bachelor of Science in Business Administration Grad Date: May 2013 Major: Finance HONORS AND AWARD Innovative Fundraising Cornerstone Award (Scholarship Recipient) May 2011 Bright Futures Scholarship (Recipient) May 2008 WORK EXPERIENCE ConvergEx Group Orlando,FL OATS Compliance Business Analyst Aug 2013 – Present · Focused on the detailed process flows and data involved in regulatory reporting, especially on the Order Audit Trail System (OATS) · Worked with a wide range of internal IT and business partners, primarily staff in the Legal and Compliance department, Sales and Trading Desks to define detailed customer requirements and satisfy their trading and regulatory reporting requirements. · Assisted in the specifications of the onboarding process of new clients · Actively monitored regulatory developments and took appropriate action and initiate projects to ensure the business firm complied with new or amended regulations by the SEC and FINRA Bravo Supermarket Orlando,FL Sales Associate/Assistant Manager July 2008 – July 2013 · Recruited, trained, and evaluated a staff of 25 in all retail of groceries’ operations functions · Supervised department presentation and inventory management to maximize sales, profitability and stayed within established budgeted parameters · Directed all advertising initiatives by continually analyzing demographics to maximize market share Xtreme Trips/MRL Events Orlando,FL Campus Manager/Travel Consultant December 2010 – April 2012 · Executed a recruitment campaign to enlist hundreds of UCF college students for a spring and holiday vacations · Recruited, hired, and lead qualified Xtreme Representatives Kegel Training Center Lake Wales,FL Training Coach Assistant Dec. 2007 – Aug. 2009 · Translated bowling lessons alongside Gold-level certified coaches to foreigners from over 15 different Spanish speaking countries · Facilitated and trained summer youth camp programs of 30 or more participants LEADERSHIP INVOLVEMENT Convergex Orlando, FL Social Committee Leader Aug. 2014 - Present · Worked and stayed within the budget provided by Human Resources department to put forth company gatherings · Planned and organized social and holiday events for 100+ employees and co-workers Alpha Tau Omega Fraternity Orlando,FL Public Relations Chair Aug. 2010 – May 2012 · Organized creative events to boost morale of members on a weekly basis · Worked with the local newspaper companies on putting together press releases to help promote our organization and keep the community informed of our monthly events and philanthropic activities. · Built and maintained positive relationships with the over 25 different Greek affiliated organizations Rock the Wreath Orlando,FL Marketing Director Nov. 2011 · Organized press releases for philanthropy raising $11,000 in donations benefiting UCF Knight-Thon · Designed and produced T-shirts to help raise over $1,500 as donations for the Children’s Miracle Network