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Lecture 1:
              Introduction


                   Prof. Dan Sperling



                   September 27, 2012
                      Fall Quarter 2012

Energy and Environmental Aspects of Transportation

        Civil and Environmental Engineering (ECI) 163
         Environmental Science and Policy (ESP) 163
Big Themes
1.       Key overarching issues
     •      Are we running out of oil?
     •      Are oil companies evil and conspiring to keep oil prices high?
     •      Who really killed the electric car and is blocking the switch to alternative
            fuels?
     •      Is climate change real and what should we do?
     •      Is air pollution a severe problem?
     •      Is technology the solution to energy, air pollution, and climate problems?
     •      Do benefits of cars outweigh costs?


1.       Key policy design issues
     •      If can’t measure it, you can’t manage it (methodological and data issues)
     •      Role of causality—esp for AQ and climate change
     •      Who should be made responsible for solving a problem—keeping in mind
            jurisdictional challenges (who’s in charge and can do something about it)
     •      Market based approaches vs regulatory and voluntary instruments


1.       Systems challenges: how to coordinate responses to different parts
         of a system (eg, switching to electric cars)? Before automakers sell
         EVs, they need to be sure that electricity companies will build
         recharging stations, while electricity companies want EVs to be
         sold in large numbers before they invest in electricity charging, and
         policymakers need to create incentives for both car and energy
         companies to make their risky investments. All these policies and
         investments must happen concurrently. A similar story is true for
         other fuels and vehicles.
Outline
• Introduction

• Motivation for course on transportation and
  environment

• Overview of course topics
   I. Problems and Challenges
   – Air quality
   – Energy
   – Climate change


   II. Technologies, Strategies, and
      Solutions
   – Vehicles
   – Fuels
   – Mobility
   – Freight
Introduction
• Who are we?
  – Instructor:
        Prof. Dan Sperling
        Professor, Civil and Environmental Engineering
        Professor, Environmental Science and Policy
        Director, Institute of Transportation Studies (ITS-Davis)
        Board member, California Air Resources Board


  – Teaching assistants:
        Sydney Vergis , Kevin Fang, Brigitte Driller
        Transportation gGraduate students, UC-Davis
Introduction
• Logistics
   – Lecture:
      • Tuesdays and Thursdays, 1:40 - 3:00pm
      • Location: 179 Chemistry
   – Smartsite:
      • All course
        materials,
        readings, etc.




smartsite.ucdavis.edu
Introduction
• Logistics
   – Email:
      •   Prof. Sperling:     dsperling@ucdavis.edu
      •   Sydney Vergis       savergis@ucdavis.edu
      •   Brigitte Driller    bkdriller@ucdavis.edu
      •   Kevin Fang          kfang@ucdavis.edu



   – Office hours:
      •   Prof. Sperling:     T 3:15-5:30, By appt.   2027   Academic Surge
      •   Sydney Vergis:      Tues 9-11AM             2143   Wickson
      •   Brigitte Driller:   Wed 10:30-12:30         2143   Wickson
      •   Kevin Fang          Thur 12:10-1:30         2143   Wickson
Introduction
•   Course details
    – Grading components:
        •   3 papers (13% each): 3 pages each, on assigned topics
        •   4 quizzes (8% each)
        •   Final exam (29%): Dec 10

    – Course readings
        •   See course schedule for readings for each class
        •   Readings are posted at course website


    – Assignments
        •   Due midnight of posted due date
        •   To be uploaded at course website
        •   Late assignments assessed 5% penalty per day late.
Course Motivation

PROBLEMS
•   Air Quality
     –   Local air quality
     –   Health impacts of pollution

•   Energy
     –   Oil prices, costs of travel and goods transport
     –   Oil imports, security, geopolitics

•   Climate Change
     –   Environmental, economic impacts
     –   Currently active policy area (e.g. California’s AB 32, low carbon fuel
         standard)



SOLUTIONS: technology, behavior, and policy
•   Vehicles
•   Fuels
•   Mobility
•   Freight
This Course is Relatively Simple!




                                          9
                     September 25, 2008
Vehicle Ownership is Soaring—Resulting in
 Increased Fuel Use, Pollution, and GHG
               Emissions
                                        3.0
 Number of Motor Vehicles (Billions)




                                        2.5


                                        2.0
                                                                                                           Cycles & Scooters
                                        1.5                                                                Trucks & Buses
                                                                                                           Cars

                                        1.0


                                        0.5


                                        0.0
                                                 60


                                                         70


                                                                80




                                                                               0




                                                                                                      30
                                          50




                                                                        90




                                                                                       10


                                                                                               20
                                                                                0
                                               19


                                                      19


                                                              19




                                                                                                    20
                                       19




                                                                     19


                                                                             20


                                                                                    20


                                                                                            20
            Source: Sperling and Gordon, 2009
The Problem?!
Transportation Plays Large Role in Climate
       Change and Oil Security (and AQ)

    Transportation accounts for ¼ of CO2
California                             38%                                Transportation accounts
            emissions in world
                                                                           for 2/3 of oil used in US
                                                                                and ½ in world
     U.S.                                               28%


Worldwide                                       23%                       Transportation accounts
                                                                            for ~1/2 of urban air
     E.U.                                    21%                                  pollution

            0%
             Direct share* transport15% emissions 25%
                    5% 10% CO2 20%                      30%   35%   40%




        EIA, 2006
Air Quality
• Our automobile emissions (e.g., CO, HC, NOx, Pb)
  are far lower than in 1970.
• Yet local air quality problems still persist….
Petroleum Dependence
• Every U.S. President since the 1970s has sought
  to reduce our dependence on foreign oil.
• Yet we are increasingly dependent on imports….

                               20,000


                                                                                    60%
   Petroleum use in the U.S.
    (thousand barrels/day)




                                                                                  imported
                               15,000
                                           Domestic production


                               10,000
                                                    30%
                                                  imported


                                5,000

                                                             Imported petroleum

                                   0
                                    1975      1980     1985      1990     1999     2004
                                                                Year
The Climate Change Challenge

                                                         Some scientists now
                                                            say 350 ppm is
                                                          necessary to avoid
                                                         catastrophic climate
                                      750 ppm                  change



                                    550
)l a bo g2
      l (




                             450




                                   350 ppm
o s no nolli B




               To stabilize atmospheric CO2 concentration, need to decarbonize the
                energy system at several times the historical rate of 0.3%/y. Even if
      t i




              electric sector is completely decarbonized by 2100, stabilization at 550
            (450) ppm => 3 (5) fold reduction in carbon emissions from direct fuel use
                                             vs. IS92a.
Transforming Transportation




  • Transforming vehicles
  • Transforming fuels
  • Transforming mobility
Vehicle Efficiency

• Efficiency of automobiles improves every year.
• Yet our fuel economy is just beginning to
  improve….
                       40                                                      45

                                                               Efficiency      42
                       35
  Fuel economy (mpg)




                                                                                    Vehicle efficiency
                                                                               39




                                                                                        (ton-mpg)
                       30
                                                                               36
                                                              Fuel Economy
                       25
                                                                               33

                       20
                                                                               30

                       15                                                      27
                            1975   1980   1985      1990      1995      2000
                                                 Model year
Alternative Fuels
      • Transportation is 96% fueled by petroleum.
      • Yet there are many available alternative fuel
        technologies with lower environmental impacts…




GM’s Volt (Plug-in Hybrid)                 Nissan Leaf (Battery Electric)




 Volkswagen Jetta (Diesel)                    Honda FCX Clarity
                                              (hydrogen fuel cell)
Growth in Travel, Mobility
• We have experienced exponential growth in travel.
• Can we continue to do so at the same rate?

                     Passenger travel by mode (per day per capita, France)
              102                                                                        100,000

                                                                  All modes

              101                                                        Buses + cars
                                                                                         10,000




                                                                                                 Meter/day-cap
                                                                                Rail
 Km/day-cap




              100                                                                        1,000
                                                            2-Wheelers


                                            Horses
              10-1                                                        TGV            100
                                                                  Air
                                     Railways

                       Waterways
              10-2                                                                       10
               1800                1850              1900       1950                   2000
                                                                Source: Grubler, IIASA, 2002
Transportation and Land Use
• SOV Cars dominate in US passenger transport system
  (and increasingly elsewhere)
• Government policies support highways and suburban
  development




                         Pisarski, 2007
Major Policy Trends

U.S. policy precedents for transportation and the environment:

          • California vehicle emission standards
Air           • Clean Air Acts (automobile emission regulations)
Quality              • Fuel requirements (lead, sulfur, oxygenates)

                                        • Diesel truck emission standards

                                                    • Calif. zero-emission vehicle mandate



Energy                    • Energy Policy Conservation Act (automobile fuel economy)

                              • Energy Tax Act (ethanol subsidy), biofuel mandates



                                                                       • California vehicle
Climate                                                                  CO2 standard
Change
                                                                             • Low carbon
                                                                               fuel standards

                                                                              • California land
                                                                                use/VMT

           1970             1980              1990              2000            2010
Externalities
• What are they?
   – Impacts (costs or benefits) not directly involved in an
     economic decision
• Why do we care?
   – Sometimes the free market system does not fully account for
     all economic costs and benefits to society
   – This can result in socially sub-optimal results
• Transportation examples: air pollution, petroleum
  dependence, congestion, climate change

                            Money

             Consumer                     Firm

                            Goods

 Consumption                                     Production


               External impacts on others not
               involved in economic decision
Dealing with Externalities
• For example, if a factory is manufacturing
  a product that pollutes a river…
  – Direct economic approach – Downstream residents could get
    together, pay polluter to stop polluting
  – Command and control approach – Government could ban (or
    restrict) river pollution, enforce with heavily armed river boat
    patrols (or with environmental protection agencies)
  – “Pigouvian” tax – Government could tax polluters in
    accordance with the social costs they generate
  – Marketable permits – Government could issue “pollution
    permits,” allow the polluters to trade them to achieve
    pollution reduction at lowest cost
  – “Socialist” approach – If pollution is industrial, the industry
    could be nationalized, run in a socially profitable way
Evolution of Transportation Monoculture
                                     1859         First U.S. oil well discovered

First internal combustion engine car built         1885
                            by Karl Benz

                                     1908         Model T (with ICE) debuts

    U.S. transit ridership reaches highest        1926
                          peacetime levels

                                     1930         Car ownership reaches 200 for every 1000
                                                       Americans
Suburban building boom begins following           1947
                           World War II

                                     1956         U.S. Interstate Highway System launched

      Arab oil embargo constricts supply          1973
                                     1979         Iran-Iraq war doubles oil prices

     First hybrid-electric cars sold in U.S.      2000
                                     2003         Car ownership reaches 1.15 vehicles per
                                                       American driver
     Motor vehicle population worldwide           2005
                       exceeds 1 billion
                                                                                         24
                                    2008          Crude hits $140 a barrel
                                   September 25, 2008
Conclusions

• Trends point toward more travel and more
  energy-intensive modes of travel

• These transportation trends have consequences
   – Air quality impacts
   – Petroleum dependence
   – Climate change impacts

• These externalities are problems, but solvable
  problems that can be addressed with
  technology and policy solutions


 These trends – and the strategies to reverse
  them – are why courses like this are so
  important!

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01a intro eci163-1

  • 1. Lecture 1: Introduction Prof. Dan Sperling September 27, 2012 Fall Quarter 2012 Energy and Environmental Aspects of Transportation Civil and Environmental Engineering (ECI) 163 Environmental Science and Policy (ESP) 163
  • 2. Big Themes 1. Key overarching issues • Are we running out of oil? • Are oil companies evil and conspiring to keep oil prices high? • Who really killed the electric car and is blocking the switch to alternative fuels? • Is climate change real and what should we do? • Is air pollution a severe problem? • Is technology the solution to energy, air pollution, and climate problems? • Do benefits of cars outweigh costs? 1. Key policy design issues • If can’t measure it, you can’t manage it (methodological and data issues) • Role of causality—esp for AQ and climate change • Who should be made responsible for solving a problem—keeping in mind jurisdictional challenges (who’s in charge and can do something about it) • Market based approaches vs regulatory and voluntary instruments 1. Systems challenges: how to coordinate responses to different parts of a system (eg, switching to electric cars)? Before automakers sell EVs, they need to be sure that electricity companies will build recharging stations, while electricity companies want EVs to be sold in large numbers before they invest in electricity charging, and policymakers need to create incentives for both car and energy companies to make their risky investments. All these policies and investments must happen concurrently. A similar story is true for other fuels and vehicles.
  • 3. Outline • Introduction • Motivation for course on transportation and environment • Overview of course topics I. Problems and Challenges – Air quality – Energy – Climate change II. Technologies, Strategies, and Solutions – Vehicles – Fuels – Mobility – Freight
  • 4. Introduction • Who are we? – Instructor: Prof. Dan Sperling Professor, Civil and Environmental Engineering Professor, Environmental Science and Policy Director, Institute of Transportation Studies (ITS-Davis) Board member, California Air Resources Board – Teaching assistants: Sydney Vergis , Kevin Fang, Brigitte Driller Transportation gGraduate students, UC-Davis
  • 5. Introduction • Logistics – Lecture: • Tuesdays and Thursdays, 1:40 - 3:00pm • Location: 179 Chemistry – Smartsite: • All course materials, readings, etc. smartsite.ucdavis.edu
  • 6. Introduction • Logistics – Email: • Prof. Sperling: dsperling@ucdavis.edu • Sydney Vergis savergis@ucdavis.edu • Brigitte Driller bkdriller@ucdavis.edu • Kevin Fang kfang@ucdavis.edu – Office hours: • Prof. Sperling: T 3:15-5:30, By appt. 2027 Academic Surge • Sydney Vergis: Tues 9-11AM 2143 Wickson • Brigitte Driller: Wed 10:30-12:30 2143 Wickson • Kevin Fang Thur 12:10-1:30 2143 Wickson
  • 7. Introduction • Course details – Grading components: • 3 papers (13% each): 3 pages each, on assigned topics • 4 quizzes (8% each) • Final exam (29%): Dec 10 – Course readings • See course schedule for readings for each class • Readings are posted at course website – Assignments • Due midnight of posted due date • To be uploaded at course website • Late assignments assessed 5% penalty per day late.
  • 8. Course Motivation PROBLEMS • Air Quality – Local air quality – Health impacts of pollution • Energy – Oil prices, costs of travel and goods transport – Oil imports, security, geopolitics • Climate Change – Environmental, economic impacts – Currently active policy area (e.g. California’s AB 32, low carbon fuel standard) SOLUTIONS: technology, behavior, and policy • Vehicles • Fuels • Mobility • Freight
  • 9. This Course is Relatively Simple! 9 September 25, 2008
  • 10. Vehicle Ownership is Soaring—Resulting in Increased Fuel Use, Pollution, and GHG Emissions 3.0 Number of Motor Vehicles (Billions) 2.5 2.0 Cycles & Scooters 1.5 Trucks & Buses Cars 1.0 0.5 0.0 60 70 80 0 30 50 90 10 20 0 19 19 19 20 19 19 20 20 20 Source: Sperling and Gordon, 2009
  • 12. Transportation Plays Large Role in Climate Change and Oil Security (and AQ) Transportation accounts for ¼ of CO2 California 38% Transportation accounts emissions in world for 2/3 of oil used in US and ½ in world U.S. 28% Worldwide 23% Transportation accounts for ~1/2 of urban air E.U. 21% pollution 0% Direct share* transport15% emissions 25% 5% 10% CO2 20% 30% 35% 40% EIA, 2006
  • 13. Air Quality • Our automobile emissions (e.g., CO, HC, NOx, Pb) are far lower than in 1970. • Yet local air quality problems still persist….
  • 14. Petroleum Dependence • Every U.S. President since the 1970s has sought to reduce our dependence on foreign oil. • Yet we are increasingly dependent on imports…. 20,000 60% Petroleum use in the U.S. (thousand barrels/day) imported 15,000 Domestic production 10,000 30% imported 5,000 Imported petroleum 0 1975 1980 1985 1990 1999 2004 Year
  • 15. The Climate Change Challenge Some scientists now say 350 ppm is necessary to avoid catastrophic climate 750 ppm change 550 )l a bo g2 l ( 450 350 ppm o s no nolli B To stabilize atmospheric CO2 concentration, need to decarbonize the energy system at several times the historical rate of 0.3%/y. Even if t i electric sector is completely decarbonized by 2100, stabilization at 550 (450) ppm => 3 (5) fold reduction in carbon emissions from direct fuel use vs. IS92a.
  • 16. Transforming Transportation • Transforming vehicles • Transforming fuels • Transforming mobility
  • 17. Vehicle Efficiency • Efficiency of automobiles improves every year. • Yet our fuel economy is just beginning to improve…. 40 45 Efficiency 42 35 Fuel economy (mpg) Vehicle efficiency 39 (ton-mpg) 30 36 Fuel Economy 25 33 20 30 15 27 1975 1980 1985 1990 1995 2000 Model year
  • 18. Alternative Fuels • Transportation is 96% fueled by petroleum. • Yet there are many available alternative fuel technologies with lower environmental impacts… GM’s Volt (Plug-in Hybrid) Nissan Leaf (Battery Electric) Volkswagen Jetta (Diesel) Honda FCX Clarity (hydrogen fuel cell)
  • 19. Growth in Travel, Mobility • We have experienced exponential growth in travel. • Can we continue to do so at the same rate? Passenger travel by mode (per day per capita, France) 102 100,000 All modes 101 Buses + cars 10,000 Meter/day-cap Rail Km/day-cap 100 1,000 2-Wheelers Horses 10-1 TGV 100 Air Railways Waterways 10-2 10 1800 1850 1900 1950 2000 Source: Grubler, IIASA, 2002
  • 20. Transportation and Land Use • SOV Cars dominate in US passenger transport system (and increasingly elsewhere) • Government policies support highways and suburban development Pisarski, 2007
  • 21. Major Policy Trends U.S. policy precedents for transportation and the environment: • California vehicle emission standards Air • Clean Air Acts (automobile emission regulations) Quality • Fuel requirements (lead, sulfur, oxygenates) • Diesel truck emission standards • Calif. zero-emission vehicle mandate Energy • Energy Policy Conservation Act (automobile fuel economy) • Energy Tax Act (ethanol subsidy), biofuel mandates • California vehicle Climate CO2 standard Change • Low carbon fuel standards • California land use/VMT 1970 1980 1990 2000 2010
  • 22. Externalities • What are they? – Impacts (costs or benefits) not directly involved in an economic decision • Why do we care? – Sometimes the free market system does not fully account for all economic costs and benefits to society – This can result in socially sub-optimal results • Transportation examples: air pollution, petroleum dependence, congestion, climate change Money Consumer Firm Goods Consumption Production External impacts on others not involved in economic decision
  • 23. Dealing with Externalities • For example, if a factory is manufacturing a product that pollutes a river… – Direct economic approach – Downstream residents could get together, pay polluter to stop polluting – Command and control approach – Government could ban (or restrict) river pollution, enforce with heavily armed river boat patrols (or with environmental protection agencies) – “Pigouvian” tax – Government could tax polluters in accordance with the social costs they generate – Marketable permits – Government could issue “pollution permits,” allow the polluters to trade them to achieve pollution reduction at lowest cost – “Socialist” approach – If pollution is industrial, the industry could be nationalized, run in a socially profitable way
  • 24. Evolution of Transportation Monoculture 1859  First U.S. oil well discovered First internal combustion engine car built 1885 by Karl Benz 1908  Model T (with ICE) debuts U.S. transit ridership reaches highest  1926 peacetime levels 1930  Car ownership reaches 200 for every 1000 Americans Suburban building boom begins following  1947 World War II 1956  U.S. Interstate Highway System launched Arab oil embargo constricts supply  1973 1979  Iran-Iraq war doubles oil prices First hybrid-electric cars sold in U.S.  2000 2003  Car ownership reaches 1.15 vehicles per American driver Motor vehicle population worldwide  2005 exceeds 1 billion 24 2008  Crude hits $140 a barrel September 25, 2008
  • 25. Conclusions • Trends point toward more travel and more energy-intensive modes of travel • These transportation trends have consequences – Air quality impacts – Petroleum dependence – Climate change impacts • These externalities are problems, but solvable problems that can be addressed with technology and policy solutions  These trends – and the strategies to reverse them – are why courses like this are so important!

Editor's Notes

  1. Dan – Take a look at the agenda to get a handle on when and how you want to raise key issues in your two morning presentations. Labs and Fundraising for all things will be covered by me. Education overview will be covered by Pat. You need to decide what you really want to dwell on with the board to get their input on. I would suggest going through the “reporting/highlights” stuff fast first, then saying: “Okay, now I want to slow down and seek your ideas…”