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GSM FUNCTIONALITY AND
PARAMETER FINE-TUNING:
A CASE STUDY
                                           Issue Date: September 2004


                        Abstract—This paper documents the effect on the performance of an Ericsson™ global system for mobile communication (GSM) network
                        realized by evaluating functionality and fine-tuning parameters after completing the pre- and post-launch optimization phases. These
                        actions were carried out during a base station subsystem (BSS) performance optimization project attempting to further improve the quality
                        of service (QoS) because network traffic was increasing. Each feature changed is addressed separately, followed by a short technical
                        description of the philosophy of the changes performed, the exact settings selected, and a statistical evaluation of the results. This paper
                        demonstrates that network performance gains can be achieved from optimum use of the available functionality and parameter tuning. This
                        paper can also serve as a reference for optimizing Ericsson CME201 systems.



                                   INTRODUCTION                                                       Ongoing changes in functionality and parameter


                                   S  ince first deployed in 1992, European global                    settings are necessary to provide optimum and
                                      system for mobile communication (GSM)                           constant quality of service (QoS). All system
                                   networks have become a major commercial                            vendors continuously seek to improve
                                   success. Currently, penetration levels approach                    functionality by adding improved features with
                                   100 percent in some European countries. The                        every base station subsystem (BSS) software
                                   rapid increase in subscriber numbers prompted                      release. If fully exploited, this continuous
                                   network operators to increase investment in                        evolution of functionality can result in
                                   network infrastructure by embarking on                             significantly improved QoS and more efficient
                                   aggressive network rollout projects aiming to                      use of network infrastructure.
                                   expand system coverage and capacity. Increasing                    This paper describes a review of the functionality
                                   demand for mobile services and competition for                     and parameter values of an Ericsson™ GSM
                                   market share led many operators to dedicate                        network containing approximately 150 base
                                   most of their resources to network deployment.                     transceiver stations (BTSs) with three cells per
                                   Under these circumstances, the industry                            BTS and main sector configuration of 0-120-240
                                   eventually developed the mindset of “roll out                      degrees [1]. This review began as an optimization
                                   now and optimize later.”                                           project 6 months after completion of the post-
                                   Until the late 1990s, most network operators                       launch optimization phase. During this period,
                                   competed purely on coverage, considered the                        traffic increased substantially and the network
                                   most important differentiator among the offered                    was expanded to satisfy capacity demand as well
                                   services. Having “signal bars” on phones was all                   as to extend coverage.
                                   that mattered, even though calls were failing in
                                                                                                      A number of features were evaluated and fine-
                                   many cases. Users expected to see signal bars on
                                                                                                      tuned. These features are listed below, followed by
                                   their phones everywhere. Focused mainly on an
                                                                                                      a short technical description of each and the
                                   agressive buildout strategy, several operators
                                                                                                      philosophy of the performed changes, the exact
                                   continued to use default parameter values
                                                                                                      settings selected, and a statistical evaluation of the
                                   without fully exploiting the available function-
                                                                                                      results. The seven functions discussed below apply
                                   ality of the given system.
                                                                                                      to Ericsson BSS R8 and R9 (Releases 8 and 9).
                                   Network pre- and post-launch optimization is a
                                                                                                        • Frequency hopping
                                   useful mechanism to ensure good performance
                                   after commercial launch of the service. However,                     • Mobile station dynamic power control
 Michael Pipikakis
                                   as the network expands and traffic increases, the                    • Cell load sharing
 dmpipika@bechtel.com              benefits of post-launch optimization may be lost.
                                                                                                        • Locating penalty timers
                                   ________________________________

                                   1 Ericsson’s GSM application                                         • Flow control timers



   © 2004 Bechtel Corporation. All rights reserved.                                                                                                              17
ABBREVIATIONS, ACRONYMS, AND TERMS
       BCCH            broadcast control channel          GSM              global system for mobile
                                                                           communication
       BSC             base station controller
                                                          HSN              hopping sequence number
       BSIC            base station identity code
                                                          MAHO             mobile assisted handover
       BSS             base station subsystem
                                                          MS               mobile station
       BTS             base transceiver station
                                                          QoS              quality of service
       C/I             carrier-to-interference (ratio)
                                                          SACCH            slow associated control
       CLS             cell load sharing                                   channel
       CP              central processor                  SDCCH            standalone dedicated control
       CTR             cell traffic recording                              channel

       DCR             dropped call rate                  TCH              traffic channel

       DPC             dynamic power control              UL               uplink

       FH              frequency hopping



       ERICSSON PARAMETERS
       ACCMIN          minimum signal strength to         PSSBQ            penalty value for bad quality
                       access the cell                    PSSHF            penalty value for failed
       BSRXSUFF        received by the BTS                                 handover
                       sufficient signal strength         PTIMBQ           penalty timer for bad signal
                       level                                               quality
       CLSACC          CLS traffic accept                 PTIMHF           penalty timer for handover
       CLSLEVEL        CLS level                                           failure
       EVALTYPE        evaluation type                    QCOMPUL          uplink signal quality
                                                                           compensation factor
       HIHYST          high-signal-strength hysteresis
                                                          QDESUL           quality desired for uplink
       HODWNQA         handovers due to downlink
                       signal quality                     RHYST            region hysteresis
       HOTOKCL         handovers to K cells               RXLEV            measured signal strength
                                                                           level
       HOTOLCL         handovers to L cells
                                                          RXQUAL           measured signal quality
       HOUPLQA         handovers due to uplink
                       signal quality                     SSDES            signal strength desired
       HYSTSEP         signal strength level between      TALLOC           time between TCH
                       high and low strength cells                         allocations
       KHYST           K-criterion hysteresis             TCALLS           counter for TCH allocation
                                                                           attempts
       LCOMPUL         uplink signal strength
                       compensation factor                TCONGAS          congestion timer for immediate
                                                                           TCH assignments
       LHYST           L-criterion hysteresis
                                                          TCONGHO          congestion timer for handover
       LOHYST          low-signal-strength                                 TCH assignments
                       hysteresis
                                                          TURGEN           time for urgent handover
       MSRXSUFF        received by the mobile
                       sufficient signal strength level



       • Cell selection and access
                                                          different frequencies. Each cell uses a predefined
       • Signal strength measurement criteria in the      set of frequencies, among which the connection
         locating algorithm                               hops according to a specified pattern (i.e., cyclic
                                                          or random) 217 times per second. The radio
                                                          environment between a mobile station (MS) and a
     FREQUENCY HOPPING                                    BTS is subject to variations due to multipath

     F  requency hopping (FH) means that multiple
        frequencies are used to transmit speech or
     data in a single connection. The basic principle
                                                          fading and cumulative interference. FH can
                                                          improve the radio environment, providing
                                                          frequency diversity against the multipath fading
     involves transmitting consecutive bursts at          and averaging the overall interference. See [2].




18                                                                 Bechtel Telecommunications Technical Journal
Parameter Adjustment and Evaluation
Cyclically sequenced baseband FH was                               2.3

introduced at launch in traffic channels (TCHs)
                                                                   2.0
and standalone dedicated control channels
(SDCCHs). With this pattern, all available                         1.7




                                                         DCR (%)
frequencies of a cell are used with a consecutive
order in a call or signaling connection. For                       1.4
instance, a connection in a three-frequency (f1, f2,
f3) cell will show the following burst-to-burst                    1.1

pattern:
                                                                   0.8
     …f3, f2, f1, f3, f2, f1, f3, f2, f1, f3, f2, f1,…                                 Cyclic FH                            Random FH
                                                                   0.5
With reuse-pattern frequency planning, cyclic                            1/12   1/22    2/1        2/11   2/21     3/3   3/13       3/23      4/2     4/12
                                                                                                             Date (MM/DD)
hopping may result in connections in cells that
are reusing the same frequencies to get in phase                                  Figure 1. Network DCR After Implementation of Random Hopping Sequence

with one another, hopping “hand in hand” but              both TCHs and SDCCHs. The algorithm
losing the benefit of interference averaging.             calculates a power order according to BTS
                                                          received signal strength and BTS measured
Random FH was proposed, which introduces a
                                                          quality. The first term introduces MS power
pseudo random hopping sequence, according to
                                                          reduction based on a desired value—signal
parameter hopping sequence number (HSN). Up
                                                          strength desired (SSDES)2. The second term
to 63 different FH patterns not correlated with
                                                          introduces compensation for bad quality,
one another can be defined. The burst-to-burst
                                                          according to a desired value for signal quality—
pattern would look as follows:
                                                          quality desired for uplink (QDESUL)2. The MS
     …f3, f1, f2, f2, f1, f3, f3, f2, f1, f1, f2, f1,…    power capabilities are a limiting factor. The MS
                                                          power cannot be reduced beyond the minimum
Carefully choosing HSN values for cells using the
                                                          output power of the MS (for phase 2 MSs, the
same frequency groups was expected to increase
                                                          dynamic power range is 8 dBm to 33 dBm).
the interference averaging gains of FH.
                                                          Parameter Adjustment and Evaluation
Random FH was introduced in all cells, with an
                                                          MS DPC was initially introduced with the
HSN per cell based on the base station identity
                                                          following settings for desired values and
code (BSIC) plan (HSN = 63 – BSIC), which was
                                                          weighting factors:
also planned to differentiate between co-channel
cells.                                                             • SSDES = –94 dBm

Old values: HOP = ON, HSN = 0 => Results in                        • QDESUL = 10
cyclic hopping (HOP is the Ericsson cell level                     • Uplink signal strength compensation factor
                                                                                                                                                Considerable
parameter to enable hopping)                                         (LCOMPUL)2 = 50                                                               network
New values: HOP = ON, HSN = (63 – BSIC) =>                         • Uplink signal quality compensation factor                                  performance
Results in random hopping                                            (QCOMPUL)2 = 30                                                            gains can be
As can be seen from the results in Figure 1, a            These initial values correspond to an aggressive                                      made by fully
considerable improvement in QoS was achieved.             power-down regulation aiming to minimize                                               utilizing the
The dropped call rate (DCR) decreased by                  uplink interference. However, it was observed
                                                                                                                                                  available
approximately 20 percent.                                 from analyzing drive test files and cell traffic
                                                          recording (CTR) files that the settings could lead                                    functionality
                                                          to performance deterioration. For instance, a                                        and fine-tuning
MOBILE STATION DYNAMIC POWER CONTROL                      connection with received signal strength                                               the network
                                                          (RXLEV)2 = –80 dBm and received signal quality

M      S dynamic power control (DPC) is a feature                                                                                                parameters
                                                          (RXQUAL)2 = 5, given the previous settings,
       that controls the output power of an MS so
                                                          would be further down-regulated in steps of                                          using statistics
that the BTS receives a desired uplink signal                                                                                                    to evaluate
                                                          2 dB, despite the obvious quality problem.
strength level. MS DPC helps reduce MS battery
consumption, protects against possible BTS                After studying the case, a more reasonable value
                                                                                                                                                 the results.
receiver saturation, and reduces overall uplink           of SSDES = –88 dBm was introduced, while
interference.                                             QDESUL was set to zero. Also, compensation
                                                          factor LCOMPUL, which introduces a slope in the
The MS DPC algorithm is implemented on the
                                                          _________________________________
base station controller (BSC) and performed for
                                                         2 An Ericsson DPC parameter



September 2004 • Volume 2, Number 2                                                                                                                               19
power reduction, was set to 100. This setting                                                optimization activities. The minute-Erlang per
                                                            corresponds to maximum uplink regulation (no                                                 drop index is inversely proportional to the
                                                            slope) because the algorithm was expected to                                                 DCR index.
                                                            work rapidly on “good” signals. Quality
                                                                                                                                                         Due to the new settings for SSDES, the average
                                                            compensation parameter QCOMPUL was set to
                                                                                                                                                         power received on the uplink is greater than
                                                            60 to enhance up-regulation in case of inter-
                                                                                                                                                         before, so the risk of a connection dropping due to
                                                            ference and to give the connection a chance to
                                                                                                                                                         weak signal strength on the uplink should
                                                            overcome the bad quality by increasing the
                                                                                                                                                         decrease. Since the main reason for uplink quality
                                                            output power. For a more detailed description of
                                                                                                                                                         is also believed to be the strength of the MS
                                                            the algorithm, see [3].
                                                                                                                                                         transmitted signal power, bad quality drops on the
                                                            Figure 2 shows the positive effect of the changes                                            uplink should also decrease with the new settings.
                                                            on the MS DPC settings in terms of dropped
                                                                                                                                                         In Figure 3, the improvement trend can be
                                                            connections due to uplink quality and uplink
                                                                                                                                                         verified by examining the handover reasons due
                                                            signal strength. The indices “min-ERLANG/
                                                                                                                                                         to uplink (UL) quality.
                                                            UL_QUAL-DROP” (minutes of traffic carried
                                                            before a call drop due to uplink signal quality
                                                            occurs) and “min-ERLANG/UL_SS-DROP”
                                                                                                                                                         CELL LOAD SHARING
                                                            (minutes of traffic carried before a call drop due


                    1,400
                                                            to uplink signal strength occurs) were used.

                                                                                                                              300
                                                                                                                                                         C    ell load sharing (CLS) is a feature that
                                                                                                                                                              distributes traffic among neighboring cells at
                                                                                                                                                         high traffic load to reduce congestion and better
                                           minErl/UL_QA_DROP
                    1,300
                                                                                                                              280                        use the available resources.
                                           minErl/UL_SS_DROP
                    1,200                                                                                                                                The CLS algorithm works by monitoring traffic
Number of Minutes




                                                                                                                                     minErl/UL_SS_DROP
                                                                                                                              260
                    1,100                                                                                                                                load for every cell in terms of idle TCHs. When
                    1,000                                                                                                     240                        the number of idle TCHs in a given cell,
                                                                                                                                                         expressed as a percentage of the total, falls below
                     900                                                                                                      220
                                                                                                                                                         the CLS level (CLSLEVEL)3, traffic is shifted from
                     800
                                                                                                                              200                        this cell to prevent it from being congested.
                     700                                                                                                                                 Connections close to the cell border, within an
                                                                                                                              180                        area determined by region hysteresis (RHYST)3,
                     600
                                         Old MS DPC Settings                                New MS DPC Settings                                          are handed over to any neighboring cell
                     500                                                                                                      160
                            5/5      5/7     5/9     5/11   5/13       5/15 5/17 5/19 5/21 5/23           5/25     5/27                                  considered suitable to accept traffic, i.e., whose
                                                                    Date (MM/DD)                                                                         percentage of idle TCHs is greater than the value
                                                   Figure 2. Effect of New MS Power Control Settings
                                                                                                                                                         CLS traffic accept (CLSACC)3.
                                                            The indices presented in Figure 2 are TCH drops                                              Drawbacks of the feature are the increased
                                                            due to bad uplink quality and low uplink signal                                              number of handovers and a considerable increase
                                                            strength related to the traffic carried by the                                               in BSC central processor (CP) load. For a detailed
                                                            system. The indices “minErl/UL_QA_DROP”                                                      description of the functionality and algorithm,
                                                            and “minErl/UL_SS_DROP” express the minutes                                                  see [4].
                                                            of traffic the system carries before a drop occurs
                                                            due to bad uplink quality or low uplink signal                                               Parameter Adjustment and Evaluation
                                                            strength. The minute-Erlang method was used                                                  The CLS feature was introduced networkwide to
                                                            because it is more sensitive to changes and thus                                             cope with unevenly distributed traffic among
                                                            more accurately evaluates the effectiveness of                                               cells, to use the available resources efficiently,
                            24                                                                                                                           and to increase the total capacity. The
                                                                                               New MS DPC Settings                                       original parameter set was CLSLEVEL = 23,
                            23                                                                                                                           CLSACC = 55, and RHYST = 75, meaning that
                            22                                                                                                                           CLS evaluations for a cell started when the idle
                                                                                                                                                         number of TCHs fell below 23 percent, while a
                      (%)




                            21
                                                                                                                                                         cell accepted CLS traffic only if 55 percent or
                            20                                                                                                                           more of its resources were idle.

                            19                                                                                                                           Statistical analysis indicated that with these
                                                                                                                                                         settings, the success rate of CLS handovers was
                            18
                                  4/25              5/2              5/9                 5/16              5/23               5/30
                                                                                                                                                         poor, mainly because of the high values of
                                                                           Date (MM/DD)                                                                  _________________________________
                                           Figure 3. Effect on Handovers due to UL Quality of new MS Power Control Settings                              3 An Ericsson CLS parameter




      20                                                                                                                                                            Bechtel Telecommunications Technical Journal
CLSLEVEL and CLSACC. A more reasonable
setting was introduced, where a cell would more                            1,000,000
                                                                                                                                                           CLS Attempts
easily accept CLS handovers (CLSACC = 25) and                                                                                                              CLS Success
would not start CLS evaluations as soon                                     800,000




                                                      Number of Attempts
(CLSLEVEL = 15). Also, RHYST was set to 100,                                                                                               New CLS Settings
maximizing the area around the nominal cell                                 600,000
border where CLS could take place.

In Figure 4, the impact of the change can be seen.                          400,000
Cell load sharing became more effective, since
CLS calculations were limited, practically                                  200,000
maintaining the same number of successful CLS
handovers. This development had a positive
                                                                                    0
effect on the BSC CP load.                                                           3/6   3/13    3/20     3/27   4/3    4/10 4/17 4/24 5/1 5/8              5/15   5/22   5/29
                                                                                                                            Date (MM/DD)
                                                                                                               Figure 4. Effect of CLS Parameter Changes

LOCATING PENALTY TIMERS                                    originating channel within 10 seconds. Hand-

P   enalty timers for bad signal quality                   over success improved as a direct result of
    (PTIMBQ)4 and for handover failure                     reducing the possibility of attempted connections
(PTIMHF)4 specify the time in seconds for which            to a cell suffering from poor quality.
the respective penalty values in decibels, namely          The reduction of mobile connections lost during
penalty value for bad quality (PSSBQ)4 and                 handover can be seen in Figure 6. In addition to
penalty value for failed handover (PSSHF)4, are            the improvements in ping-pong effect and
applied to a cell’s neighbors.                             handover success rate, the timer change also
When an urgent handover is successfully                    had a positive effect on network dropout
performed that resulted from bad quality due to            performance. In a typical GSM network, nearly
downlink, uplink, or both, the originating cell is
penalized with PSSBQ decibels to prevent                                    96.5                                                                                                   25
immediate hand-back to this cell. The original cell                                               Success
                                                                            96.0
is penalized because bad radio conditions might                                                   Ping-pong                                                                        20




                                                                                                                                                                                        Ping-pong Handovers (%)
still be in effect there; also, the original bad                            95.5
quality cell is most likely the best cell from
                                                                                                                                                                                   15
a strictly signal strength point of view. Under a                           95.0
                                                       (%)




similar philosophy, handover to a cell where                                94.5                                                                                                   10
a handover failure occurred is inhibited for a time
determined by timer PTIMHF [5].                                             94.0
                                                                                                                                                                                   5
Parameter Adjustment and Evaluation                                         93.5
                                                                                                                                                    Penalty Timer Changes
Penalty values PSSBQ and PSSHF were both set                                93.0                                                                                                   0
to 50 dB to remove the penalized cells from the                                    4/17 4/20 4/23 4/26 4/29 5/2       5/5 5/8 5/11 5/14 5/17 5/20 5/23 5/26 5/29 6/1
                                                                                                                          Date (MM/DD)
locating algorithm evaluations. However, the
                                                                                           Figure 5. Effect of Penalty Timer Changes on Network Handover Performance
lengths of the timers, PTIMBQ = 10 sec and
PTIMHF = 5 sec (original settings), were thought
to be insufficient to give radio conditions in the                          0.95
penalized cell a chance to improve. The lengths of                          0.90
the two timers must be carefully chosen, on the
                                                                            0.85
other hand, to predict handover performance of
fast-moving subscribers. A very high value may                              0.80

lead to call drops due to handover being inhibited                          0.75
                                                        (%)




for a time not matching the user’s mobility. The                            0.70
new time settings selected were PTIMBQ = 15 sec                             0.65
and PTIMHF = 12 sec.
                                                                            0.60
Figure 5 shows the effect of this change in                                 0.55
handover performance. The term “ping-pong”                                                                                                      Penalty Timer Changes
                                                                            0.50
indicates the percentage of handovers back to the                               4/15               4/25               5/5              5/15              5/25               6/4
_________________________________                                                                                        Date (MM/DD)
                                                                                       Figure 6. Effect of Penalty Timer Changes on Percent of Mobiles Lost During Handover
4 An Ericsson locating algorithm parameter




September 2004 • Volume 2, Number 2                                                                                                                                                                   21
30 percent of the total dropped calls occur during                              congestion because congestion timers TCONGAS
                                              handover, which is considered a sensitive task in                               and TCONGHO count every allocation attempt.
                                              the radio environment.                                                          By increasing TALLOC, the measured figures for
                                                                                                                              congestion during handover and assignment
                                              A more reliable way to assess the overall dropout
                                                                                                                              will be closer to the true, customer-perceived
                                              performance is to determine the MSs lost during
                                                                                                                              congestion.
                                              handover in relation to the total traffic. This data
                                              is shown in Figure 7, where a clear and steadily                                Figure 8 shows the measured congestion trend
                                              increasing trend is apparent for the index                                      after the change was performed, indicating that
                                              “minErl/MSLOST” (minute-Erlangs per MS lost                                     the overall measured congestion rate during the
                                              during handover).                                                               busy hour is reduced. Reducing the number of
                     400                                                                                                      channel allocation attempts can also have a
                                       minErl/MSLOST                                                                          positive effect on the BSC CP load.
                     350


                     300                                                                                                      CELL SELECTION AND ACCESS


                                                                                                                              S
     minErl/MSLOST




                                                                                                                                  ome of the parameters controlling MS idle mode
                     250
                                                                                                                                  behavior during cell selection and system access
                                                                                                                              are critical for the system’s performance. Minimum
                     200
                                                                                                                              signal strength to access the cell (ACCMIN)6 is a
                     150
                                                                                                                              cell-level parameter that determines the minimum
                                                                                                 Penalty Timer Changes
                                                                                                                              received signal strength at the MS required to access
                     100
                                                                                                                              the system. When an MS first tries to camp to a cell,
                        4/17         4/24            5/1           5/8      5/15                 5/22           5/29          the MS decodes ACCMIN, which is transmitted on
                                                                  Date (MM/DD)                                                the system information messages of the broadcast
                           Figure 7. Effect of Penalty Timer Changes on Mobiles Lost During Handover in Relation to Traffic   control channel (BCCH), and compares it to the
                                                                                                                              actual signal strength the MS measures. If ACCMIN
                                                                                                                              is higher, the MS is not allowed to camp to the cell
                                              FLOW CONTROL TIMERS
                                                                                                                              because the MS is considered to be at poor radio

                                              F    low control timer time between TCH
                                                   allocations (TALLOC)5 gives the time in slow
                                              associated control channel (SACCH) periods
                                                                                                                              conditions.

                                                                                                                              Parameter Adjustment and Evaluation
                                              (480 msec) between consecutive TCH allocation                                   Depending on the setting of ACCMIN, the cell
                                              attempts, from the channel allocation algorithm,                                radius (in idle mode) can be modified. ACCMIN
                                              if the first TCH allocation attempt fails. The timer                            was originally set to –107 dBm to improve the
                                              is used during assignment when the BSC                                          customer perception of the available coverage.
                                              attempts to find an idle TCH for data or speech                                 However, such perceived improvement was
                                              and also during handover. No candidate list is                                  achieved at the risk of an increased number of call
                                              prepared from the locating algorithm before the                                 set-up failures, since MSs at poor radio conditions
                                              timer expires unless an urgency is detected, in                                 were allowed to access the system. Additionally,
                                              which case the new list for handover is sent                                    the mobile equipment static sensitivity is limited
                                              within the time specified by the timer for urgent                               to approximately –104 dBm for most of the
                                              handover (TURGEN)5.                                                             handsets available, so lower signals are not
                                                                                                                              practically measurable.
                                              Parameter Adjustment and Evaluation
                                              Parameter TALLOC specifies the pace at which                                    A lower ACCMIN value also meant that fewer
                                              allocation attempts counted by the Ericsson BSC                                 subscribers were able to respond to paging
                                              counter for TCH allocation attempts (TCALLS)5                                   messages and that poor paging performance
                                              are repeated when congestion is counted by the                                  could result [6].
                                              Ericsson congestion timer for immediate TCH
                                                                                                                              To improve call set-up performance and
                                              assignments (TCONGAS)5 or by the Ericsson
                                                                                                                              minimize the risk of SDCCH dropped
                                              congestion timer for handover TCH assignments
                                                                                                                              connections, ACCMIN was set to the quoted
                                              (TCONGHO)5. A decision was made to change
                                                                                                                              mobile static sensitivity of –104 dBm and the
                                              the original setting from two SAACH periods to
                                                                                                                              SDCCH drop rate was monitored. The expected
                                              four to limit the number of allocation attempts
                                                                                                                              improvements were verified by a 22 percent
                                              per event (assignment or handover). Multiple
                                                                                                                              reduction in SDCCH drops, as shown in Figure 9.
                                              allocation attempts increase the overall measured
                                              _________________________________                                               _________________________________

                                              5 An Ericsson flow control parameter                                            6 An Ericsson access parameter




22                                                                                                                                       Bechtel Telecommunications Technical Journal
50
SIGNAL STRENGTH MEASUREMENT CRITERIA IN
                                                                               45
THE LOCATING ALGORITHM                                                                                                                          Bid Congestion Handover
                                                                               40

T    he locating algorithm implemented in the
     BSC controls cell selection in dedicated (i.e.,
call) mode and determines handover decisions.
                                                                               35
                                                                               30
                                                                                                                                                Bid Congestion Assignment




The main objectives of handover are to maintain                                25




                                                        (%)
call continuity and quality and to control cell size                           20
and handover borders to minimize total network                                  15
interference.                                                                   10

The inputs to the locating algorithm are signal                                  5
                                                                                                                                   TALLOC = 2                 TALLOC = 4
strength and quality measurements from the MS                                    0
(the so-called mobile assisted handover [MAHO])                                   5/11 5/13 5/15 5/17        5/19 5/21 5/23 5/25 5/27 5/29 5/31 6/2 6/4 6/6                6/8
                                                                                                                         Date (MM/DD)
and from the BTS. The output is a list of candidate                                         Figure 8. Difference of Measured Congestion After Flow Control Timer Change
cells for handover, ranked in descending order
according to preferences and constraints intro-
                                                                                strength level (MSRXSUFF)7 and received by
duced by other features and by the settings of the
                                                                                the BTS sufficient signal strength level
algorithm itself. The locating algorithm works
                                                                                (BSRXSUFF)7. High-signal-strength cells are
continuously for all active MSs and completes a
                                                                                ranked according to the L criterion and the
cycle every SAACH period (480 msec).
                                                                                rest according to the K criterion.
The signal strength measurements reported by
                                                                              • Ericsson-3, where ranking is performed only
the MS and the BTS are evaluated according to
                                                                                according to the K criterion, but two separate
comparison criteria that can be selected with
                                                                                hysteresis values are used.
different settings in the locating algorithm. The
first is the signal strength or K criterion and the        Parameter Adjustment and Evaluation
second is the path loss or L criterion. They are used      Before this exercise, only the K criterion was used
to compare reported values for serving and                 for handover calculations. The hysteresis was set
neighboring cells to determine the optimum cell            to K-criterion hysteresis (KHYST)7 = 4 dB.
ranking and the handover borders.                          Hysteresis is a signal strength offset that is added
In the K-criterion mode, the comparisons are               to the actual reported value for the serving cell to
performed purely according to the received                 prevent unnecessary ping-pong handovers at the
signal strength (i.e., cells measured with higher          border between two cells. The L criterion was
signal strength are ranked higher). Hence, an              introduced in an attempt to further improve
increase in the output power of a cell signifies           network handover performance. Sufficient
expansion of its service area. This criterion seeks        condition parameters MSRXSUFF = –86 dBm and
to maximize the carrier-to-interference (C/I) ratio        BSRXSUFF = –92 dBm determine the breaking
by maximizing “C.”                                         point between L and K ranking. Cells reporting
                                                           with signal strength values greater than both
In the L-criterion mode, path loss is taken into           levels are considered suitable for L ranking,
account. Cells with lower path loss are ranked             where an increased hysteresis value, L-criterion
higher, and the output power of each cell does             hysteresis (LHYST)7 = 7 dB, is used. The
not affect the calculations. The criterion actually        remaining cells are K ranked with a hysteresis
favors cells with low output power; thus,                  KHYST = 4 dB.
improvement in C/I ratio is attempted by
                                                                               3.0
decreasing the total interference. However,
L ranking can sometimes lead to a locally lower
                                                                               2.5
C/I ratio than K ranking. Two cell ranking
                                                        SDCCH Drop Rate (%)




algorithms are available, set by BSC parameter
evaluation type (EVALTYPE)7 [5]:                                               2.0


  • Ericsson-1-2, which uses both L and                                        1.5
    K ranking. The candidate cells are separated
    into high- and low-signal cells by comparing
                                                                               1.0
    received signals to the following parameters
    for downlink and uplink, respectively:
                                                                               0.5
    received by the mobile sufficient signal                                         4/30   5/5        5/10       5/15       5/20       5/25       5/30        6/4         6/9
_________________________________                                                                                       Date (MM/DD)
                                                                                                   Figure 9. SDCCH Drop Rate Before and After ACCMIN Change
7 An Ericsson locating parameter




September 2004 • Volume 2, Number 2                                                                                                                                              23
3.0
                                                                                                                                                                                              The Ericsson-3 algorithm was also tested. The
                                                                                                                                                                                              main difference from the previous K-ranked-only
                                    2.5
                                                                                                                                                                                              algorithm is that, depending on the received
                                                                                                                                                                                              downlink signal strength, one of two hysteresis
                                    2.0
                                                                                                                                                                                              values is used. The signal strength level
                             (%)




                                                                                                                                                                                              between high and low strength cells
                                    1.5
                                                                                                                                                                                              (HYSTSEP)7 = –86 dBm parameter specifies
                                                                                                                                                                                              whether the serving cell is a high or low strength
                                    1.0
                                                                                                  K Only                 K+L               Ericsson-3                                         cell, allowing a larger high-signal-strength
                                                                                                                       Criterion
                                                                                                                                                                                              hysteresis (HIHYST)7 = 7 dB or a smaller low-
                                    0.5
                                                                                                                                                                                              signal-strength hysteresis (LOHYST)7 = 4 dB to
                                    5/14        5/16     5/18     5/20 5/22          5/24
                                                                                        5/26 5/28 5/30 6/1 6/3 6/5                       6/7         6/9
                                                                                        Date (MM/DD)
                                                                                                                                                                                              be applied. The purpose of the high hysteresis
                                                                       Figure 10. Handovers per Call per Evaluation Criterion                                                                 values for both tested algorithms is to prevent
                                                                                                                                                                                              unnecessary handovers in the cell borders when
                            3.0 x 106
                                                                                                                                                                                              radio conditions permit.
                            2.5 x 106                                                                                                                                                         In Figure 10 the reduction in the total number of
                                                                                                                                                                                              handovers in the system due to the increased
Number of Handover Causes




                            2.0 x 106                                                                                                                                                         hysteresis in both testing cases can be verified. It
                                                                                                                                                                                              is noteworthy that the L-criterion algorithm
                            1.5 x 106                                                                                                                                                         seems to introduce the highest (25 percent)
                                                                                                                                                                                              reduction in the handovers, as expressed by the
                            1.0 x 106                                                                                                                                                         handovers per call index.

                            0.5 x 106
                                                                                                                                                                                              Figure 11 shows the following handover areas:
                                                 HOTOKCL               LOWHYST          HIHYST
                                                                                                                                                                                              handovers to K cells (HOTOKCL)7, handovers to
                                                 HOTOLCL               HOUPLQA          HODWNQA
                                     0
                                                                                                                 K Only              K+L             Eric-3                                   L cells (HOTOLCL)7, low hysteresis (LOWHYST),
                                         5/1       5/5           5/9          5/13   5/17    5/21      5/25      5/29      6/2                 6/6                                            (HIHYST), handovers due to uplink signal quality
                                                                                        Date (MM/DD)                                                                                          (HOUPLQA)7, and handovers due to downlink
                                                                       Figure 11. Handover Causes per Evaluation Criterion                                                                    signal quality (HODWNQA)7.
                                   0.90
                                                                                                                                                              280
                                                                                                                                                                                              The portion of handovers performed with the
                                   0.85
                                                                                                                                                                                              L criterion in the first case and with the HIHYST
                                   0.80                                                                                                                       250                             value in the second can well justify the previous
                                                                                                                                                                                              deviation. Up to 30 percent of total handovers in
                                                                                                                                                                     minErl/MSLOST




                                   0.75                                                                                                                       220
                                                                                                                                                                                              both cases take place with the use of the increased
                            (%)




                                   0.70                                                                                                                                                       hysteresis values, which means that the
                                                                                                                                                              190
                                   0.65                                                                                                                                                       handovers are actually delayed. The result is a
                                                                                                                                                              160                             total handover reduction, if averaged over the
                                   0.60
                                                         Over Total Handovers                                                                                                                 whole network.
                                   0.55                  minErl/MSLOST                                                                                        130
                                                                                                              K Only               K+L         Eric-3                                         As already mentioned, handover is considered a
                                   0.50                                                                                                                       100
                                                                                                                                                                                              task with a high risk of call drop. Figure 12 shows
                                          5/1     5/4      5/7         5/11      5/14    5/17
                                                                                           5/20 5/23 5/26 5/29 6/1 6/4                          6/7
                                                                                        Date (MM/DD)
                                                                                                                                                                                              the effect of the tested settings in call drop
                                                                Figure 12. Mobiles Lost During Handover per Evaluation Criterion                                                              performance of the handover algorithm.
                                   96.5                                                                                                                       25
                                                                                                                                                                                              Handover dropouts, expressed as a percentage of
                                                       HO Success
                                   96.0
                                                                                                                                                                                              total handovers, may initially convey that the
                                                       Ping-pong                                                                                              20                              situation worsened with the new settings.
                                                                                                                                                                    Ping-pong Handovers (%)




                                   95.5                                                                                                                                                       Nevertheless, what matters is the absolute
                                                                                                                                                              15                              number of failures actually experienced by the
                                   95.0
                                                                                                                                                                                              subscriber; since the total number of handovers
                                   94.5                                                                                                                       10                              decreased, this difference is not substantial.
                            (%)




                                                                                                                                                                                              To emphasize this point, the index
                                   94.0
                                                                                                                                                                                              “minErl/MSLOST,” giving Erlang minutes of
                                                                                                                                                              5
                                   93.5
                                                                                                  K Only                           K+L           Eric-3
                                                                                                                                                                                              traffic carried out per handover dropout, is also
                                                                                                                                                                                              depicted. Inspecting this index, it is clear that the
                                   93.0                                                                                                                       0
                                          5/1     5/4      5/7         5/11    5/14     5/17
                                                                                       5/20 5/23 5/26 5/29 6/1 6/4 6/7
                                                                                                                                                                                              L-criterion algorithm appears much improved,
                                                                                    Date (MM/DD)                                                                                              while the performance of the Ericsson-3
                                                       Figure 13. Handover Success Rate and Ping-pong Rate per Evaluation Criterion                                                           algorithm is rather ambiguous.


                            24                                                                                                                                                                         Bechtel Telecommunications Technical Journal
The superiority of the L-criterion algorithm over      TRADEMARK
the Ericsson-3 algorithm is also apparent in           Ericsson is a trademark or registered trademark
Figure 13; the ping-pong handovers (i.e.,              of Telefonaktiebolaget LM Ericsson.
handovers back to the originating cell within
10 seconds) are reduced in both cases. This
reduction is a direct consequence of the hysteresis    REFERENCES
values of 7 dB introduced in both algorithms.
                                                       [1]   “Radio Network Parameters and Cell Design
However, the L-criterion algorithm shows the
                                                             Data” – Ericsson CME20 Documentation.
best performance in this field, meaning that more
                                                       [2]   “User description, Frequency Hopping” –
accurate and reliable handover decisions                     Ericsson CME20 Documentation.
accompany this algorithm, exactly as predicted         [3]   “User description, MS Dynamic Power Control” –
by theory.                                                   Ericsson CME20 Documentation.
                                                       [4]   “User description, Cell Load Sharing” –
The only disadvantage of the L-criterion algorithm           Ericsson CME20 Documentation.
appears to be the handover success percentage,         [5]   “User description, Locating” – Ericsson CME20
half a decimal unit below the previous figures. The          Documentation.
same applies for the Ericsson-3 algorithm, which       [6]   “User description, Idle Mode Behaviour” –
can be attributed to the lower number of handover            Ericsson CME20 Documentation.
commands. It can be assumed that, due to various
radio problems, a significant number of handover
failures always exist in the network. This assumed     BIOGRAPHY
value can be highlighted or hidden, in a statistical                           Michael Pipikakis is a network
sense, depending on the volume of the total                                    planning and wireless tech-
                                                                               nology manager for Bechtel's
sample. It is believed that careful optimization and
                                                                               Europe, Africa, Middle East,
individual neighbor cell inspection of the                                     and Southwest Asia Region. He
network’s handover performance can further                                     supports ongoing and new
improve this figure.                                                           projects and new business
                                                                               development; writes guidelines
As a result, the K-L combination algorithm was                                 and procedures for mobile
eventually introduced. Further improvement can                                 network design, planning, and
                                                       optimization; and participates in technology forums.
be achieved by fine-tuning sufficient level
parameters BSRXSUFF and MSRXSUFF to                    Michael is a mobile networks specialist with 17 years
identify a balanced breakpoint for cell ranking.       of experience in the telecommunications industry,
                                                       including more than 11 years in RF planning, design,
Also, different LHYST values can be tried.             optimization, and management of the end-to-end
                                                       performance of cellular networks.

                                                       Before joining Bechtel, Michael held various
CONCLUSIONS                                            management positions in the Vodafone Group's radio


A    ll of the optimization-related changes were       system design and optimization department and
                                                       development department over a 10-year period;
     made in a controlled manner so that their         worked for Cellnet UK and GEC Marconi UK; and was
effectiveness could be measured and evaluated.         a telecommunications operator in the Greek Navy.
At the end of the project, the average daily DCR       From 1999 to 2003, he was a member of the Vodafone
was reduced by 30 percent, and the average             Global Forum for UMTS design harmonization.
minute-Erlang per drop was increased by almost         Michael has a BEng Honors in Electronics Engineering
45 percent. At that point, a foundation was            with Computing and Business from Kingston
created for further fine-tuning as the network         University in Surrey, England, and an HND in Radio
                                                       Communications Systems Design from the Polytechnic
expands in response to increases in traffic and        School of Athens, Greece. He is a member of the
subscriber base.                                       Institution of Electrical Engineers.
As has been shown, considerable network
performance gains can be made by fully utilizing
the available functionality and fine-tuning the
network parameters using statistics to evaluate
the results.




September 2004 • Volume 2, Number 2                                                                             25

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Article3

  • 1. GSM FUNCTIONALITY AND PARAMETER FINE-TUNING: A CASE STUDY Issue Date: September 2004 Abstract—This paper documents the effect on the performance of an Ericsson™ global system for mobile communication (GSM) network realized by evaluating functionality and fine-tuning parameters after completing the pre- and post-launch optimization phases. These actions were carried out during a base station subsystem (BSS) performance optimization project attempting to further improve the quality of service (QoS) because network traffic was increasing. Each feature changed is addressed separately, followed by a short technical description of the philosophy of the changes performed, the exact settings selected, and a statistical evaluation of the results. This paper demonstrates that network performance gains can be achieved from optimum use of the available functionality and parameter tuning. This paper can also serve as a reference for optimizing Ericsson CME201 systems. INTRODUCTION Ongoing changes in functionality and parameter S ince first deployed in 1992, European global settings are necessary to provide optimum and system for mobile communication (GSM) constant quality of service (QoS). All system networks have become a major commercial vendors continuously seek to improve success. Currently, penetration levels approach functionality by adding improved features with 100 percent in some European countries. The every base station subsystem (BSS) software rapid increase in subscriber numbers prompted release. If fully exploited, this continuous network operators to increase investment in evolution of functionality can result in network infrastructure by embarking on significantly improved QoS and more efficient aggressive network rollout projects aiming to use of network infrastructure. expand system coverage and capacity. Increasing This paper describes a review of the functionality demand for mobile services and competition for and parameter values of an Ericsson™ GSM market share led many operators to dedicate network containing approximately 150 base most of their resources to network deployment. transceiver stations (BTSs) with three cells per Under these circumstances, the industry BTS and main sector configuration of 0-120-240 eventually developed the mindset of “roll out degrees [1]. This review began as an optimization now and optimize later.” project 6 months after completion of the post- Until the late 1990s, most network operators launch optimization phase. During this period, competed purely on coverage, considered the traffic increased substantially and the network most important differentiator among the offered was expanded to satisfy capacity demand as well services. Having “signal bars” on phones was all as to extend coverage. that mattered, even though calls were failing in A number of features were evaluated and fine- many cases. Users expected to see signal bars on tuned. These features are listed below, followed by their phones everywhere. Focused mainly on an a short technical description of each and the agressive buildout strategy, several operators philosophy of the performed changes, the exact continued to use default parameter values settings selected, and a statistical evaluation of the without fully exploiting the available function- results. The seven functions discussed below apply ality of the given system. to Ericsson BSS R8 and R9 (Releases 8 and 9). Network pre- and post-launch optimization is a • Frequency hopping useful mechanism to ensure good performance after commercial launch of the service. However, • Mobile station dynamic power control Michael Pipikakis as the network expands and traffic increases, the • Cell load sharing dmpipika@bechtel.com benefits of post-launch optimization may be lost. • Locating penalty timers ________________________________ 1 Ericsson’s GSM application • Flow control timers © 2004 Bechtel Corporation. All rights reserved. 17
  • 2. ABBREVIATIONS, ACRONYMS, AND TERMS BCCH broadcast control channel GSM global system for mobile communication BSC base station controller HSN hopping sequence number BSIC base station identity code MAHO mobile assisted handover BSS base station subsystem MS mobile station BTS base transceiver station QoS quality of service C/I carrier-to-interference (ratio) SACCH slow associated control CLS cell load sharing channel CP central processor SDCCH standalone dedicated control CTR cell traffic recording channel DCR dropped call rate TCH traffic channel DPC dynamic power control UL uplink FH frequency hopping ERICSSON PARAMETERS ACCMIN minimum signal strength to PSSBQ penalty value for bad quality access the cell PSSHF penalty value for failed BSRXSUFF received by the BTS handover sufficient signal strength PTIMBQ penalty timer for bad signal level quality CLSACC CLS traffic accept PTIMHF penalty timer for handover CLSLEVEL CLS level failure EVALTYPE evaluation type QCOMPUL uplink signal quality compensation factor HIHYST high-signal-strength hysteresis QDESUL quality desired for uplink HODWNQA handovers due to downlink signal quality RHYST region hysteresis HOTOKCL handovers to K cells RXLEV measured signal strength level HOTOLCL handovers to L cells RXQUAL measured signal quality HOUPLQA handovers due to uplink signal quality SSDES signal strength desired HYSTSEP signal strength level between TALLOC time between TCH high and low strength cells allocations KHYST K-criterion hysteresis TCALLS counter for TCH allocation attempts LCOMPUL uplink signal strength compensation factor TCONGAS congestion timer for immediate TCH assignments LHYST L-criterion hysteresis TCONGHO congestion timer for handover LOHYST low-signal-strength TCH assignments hysteresis TURGEN time for urgent handover MSRXSUFF received by the mobile sufficient signal strength level • Cell selection and access different frequencies. Each cell uses a predefined • Signal strength measurement criteria in the set of frequencies, among which the connection locating algorithm hops according to a specified pattern (i.e., cyclic or random) 217 times per second. The radio environment between a mobile station (MS) and a FREQUENCY HOPPING BTS is subject to variations due to multipath F requency hopping (FH) means that multiple frequencies are used to transmit speech or data in a single connection. The basic principle fading and cumulative interference. FH can improve the radio environment, providing frequency diversity against the multipath fading involves transmitting consecutive bursts at and averaging the overall interference. See [2]. 18 Bechtel Telecommunications Technical Journal
  • 3. Parameter Adjustment and Evaluation Cyclically sequenced baseband FH was 2.3 introduced at launch in traffic channels (TCHs) 2.0 and standalone dedicated control channels (SDCCHs). With this pattern, all available 1.7 DCR (%) frequencies of a cell are used with a consecutive order in a call or signaling connection. For 1.4 instance, a connection in a three-frequency (f1, f2, f3) cell will show the following burst-to-burst 1.1 pattern: 0.8 …f3, f2, f1, f3, f2, f1, f3, f2, f1, f3, f2, f1,… Cyclic FH Random FH 0.5 With reuse-pattern frequency planning, cyclic 1/12 1/22 2/1 2/11 2/21 3/3 3/13 3/23 4/2 4/12 Date (MM/DD) hopping may result in connections in cells that are reusing the same frequencies to get in phase Figure 1. Network DCR After Implementation of Random Hopping Sequence with one another, hopping “hand in hand” but both TCHs and SDCCHs. The algorithm losing the benefit of interference averaging. calculates a power order according to BTS received signal strength and BTS measured Random FH was proposed, which introduces a quality. The first term introduces MS power pseudo random hopping sequence, according to reduction based on a desired value—signal parameter hopping sequence number (HSN). Up strength desired (SSDES)2. The second term to 63 different FH patterns not correlated with introduces compensation for bad quality, one another can be defined. The burst-to-burst according to a desired value for signal quality— pattern would look as follows: quality desired for uplink (QDESUL)2. The MS …f3, f1, f2, f2, f1, f3, f3, f2, f1, f1, f2, f1,… power capabilities are a limiting factor. The MS power cannot be reduced beyond the minimum Carefully choosing HSN values for cells using the output power of the MS (for phase 2 MSs, the same frequency groups was expected to increase dynamic power range is 8 dBm to 33 dBm). the interference averaging gains of FH. Parameter Adjustment and Evaluation Random FH was introduced in all cells, with an MS DPC was initially introduced with the HSN per cell based on the base station identity following settings for desired values and code (BSIC) plan (HSN = 63 – BSIC), which was weighting factors: also planned to differentiate between co-channel cells. • SSDES = –94 dBm Old values: HOP = ON, HSN = 0 => Results in • QDESUL = 10 cyclic hopping (HOP is the Ericsson cell level • Uplink signal strength compensation factor Considerable parameter to enable hopping) (LCOMPUL)2 = 50 network New values: HOP = ON, HSN = (63 – BSIC) => • Uplink signal quality compensation factor performance Results in random hopping (QCOMPUL)2 = 30 gains can be As can be seen from the results in Figure 1, a These initial values correspond to an aggressive made by fully considerable improvement in QoS was achieved. power-down regulation aiming to minimize utilizing the The dropped call rate (DCR) decreased by uplink interference. However, it was observed available approximately 20 percent. from analyzing drive test files and cell traffic recording (CTR) files that the settings could lead functionality to performance deterioration. For instance, a and fine-tuning MOBILE STATION DYNAMIC POWER CONTROL connection with received signal strength the network (RXLEV)2 = –80 dBm and received signal quality M S dynamic power control (DPC) is a feature parameters (RXQUAL)2 = 5, given the previous settings, that controls the output power of an MS so would be further down-regulated in steps of using statistics that the BTS receives a desired uplink signal to evaluate 2 dB, despite the obvious quality problem. strength level. MS DPC helps reduce MS battery consumption, protects against possible BTS After studying the case, a more reasonable value the results. receiver saturation, and reduces overall uplink of SSDES = –88 dBm was introduced, while interference. QDESUL was set to zero. Also, compensation factor LCOMPUL, which introduces a slope in the The MS DPC algorithm is implemented on the _________________________________ base station controller (BSC) and performed for 2 An Ericsson DPC parameter September 2004 • Volume 2, Number 2 19
  • 4. power reduction, was set to 100. This setting optimization activities. The minute-Erlang per corresponds to maximum uplink regulation (no drop index is inversely proportional to the slope) because the algorithm was expected to DCR index. work rapidly on “good” signals. Quality Due to the new settings for SSDES, the average compensation parameter QCOMPUL was set to power received on the uplink is greater than 60 to enhance up-regulation in case of inter- before, so the risk of a connection dropping due to ference and to give the connection a chance to weak signal strength on the uplink should overcome the bad quality by increasing the decrease. Since the main reason for uplink quality output power. For a more detailed description of is also believed to be the strength of the MS the algorithm, see [3]. transmitted signal power, bad quality drops on the Figure 2 shows the positive effect of the changes uplink should also decrease with the new settings. on the MS DPC settings in terms of dropped In Figure 3, the improvement trend can be connections due to uplink quality and uplink verified by examining the handover reasons due signal strength. The indices “min-ERLANG/ to uplink (UL) quality. UL_QUAL-DROP” (minutes of traffic carried before a call drop due to uplink signal quality occurs) and “min-ERLANG/UL_SS-DROP” CELL LOAD SHARING (minutes of traffic carried before a call drop due 1,400 to uplink signal strength occurs) were used. 300 C ell load sharing (CLS) is a feature that distributes traffic among neighboring cells at high traffic load to reduce congestion and better minErl/UL_QA_DROP 1,300 280 use the available resources. minErl/UL_SS_DROP 1,200 The CLS algorithm works by monitoring traffic Number of Minutes minErl/UL_SS_DROP 260 1,100 load for every cell in terms of idle TCHs. When 1,000 240 the number of idle TCHs in a given cell, expressed as a percentage of the total, falls below 900 220 the CLS level (CLSLEVEL)3, traffic is shifted from 800 200 this cell to prevent it from being congested. 700 Connections close to the cell border, within an 180 area determined by region hysteresis (RHYST)3, 600 Old MS DPC Settings New MS DPC Settings are handed over to any neighboring cell 500 160 5/5 5/7 5/9 5/11 5/13 5/15 5/17 5/19 5/21 5/23 5/25 5/27 considered suitable to accept traffic, i.e., whose Date (MM/DD) percentage of idle TCHs is greater than the value Figure 2. Effect of New MS Power Control Settings CLS traffic accept (CLSACC)3. The indices presented in Figure 2 are TCH drops Drawbacks of the feature are the increased due to bad uplink quality and low uplink signal number of handovers and a considerable increase strength related to the traffic carried by the in BSC central processor (CP) load. For a detailed system. The indices “minErl/UL_QA_DROP” description of the functionality and algorithm, and “minErl/UL_SS_DROP” express the minutes see [4]. of traffic the system carries before a drop occurs due to bad uplink quality or low uplink signal Parameter Adjustment and Evaluation strength. The minute-Erlang method was used The CLS feature was introduced networkwide to because it is more sensitive to changes and thus cope with unevenly distributed traffic among more accurately evaluates the effectiveness of cells, to use the available resources efficiently, 24 and to increase the total capacity. The New MS DPC Settings original parameter set was CLSLEVEL = 23, 23 CLSACC = 55, and RHYST = 75, meaning that 22 CLS evaluations for a cell started when the idle number of TCHs fell below 23 percent, while a (%) 21 cell accepted CLS traffic only if 55 percent or 20 more of its resources were idle. 19 Statistical analysis indicated that with these settings, the success rate of CLS handovers was 18 4/25 5/2 5/9 5/16 5/23 5/30 poor, mainly because of the high values of Date (MM/DD) _________________________________ Figure 3. Effect on Handovers due to UL Quality of new MS Power Control Settings 3 An Ericsson CLS parameter 20 Bechtel Telecommunications Technical Journal
  • 5. CLSLEVEL and CLSACC. A more reasonable setting was introduced, where a cell would more 1,000,000 CLS Attempts easily accept CLS handovers (CLSACC = 25) and CLS Success would not start CLS evaluations as soon 800,000 Number of Attempts (CLSLEVEL = 15). Also, RHYST was set to 100, New CLS Settings maximizing the area around the nominal cell 600,000 border where CLS could take place. In Figure 4, the impact of the change can be seen. 400,000 Cell load sharing became more effective, since CLS calculations were limited, practically 200,000 maintaining the same number of successful CLS handovers. This development had a positive 0 effect on the BSC CP load. 3/6 3/13 3/20 3/27 4/3 4/10 4/17 4/24 5/1 5/8 5/15 5/22 5/29 Date (MM/DD) Figure 4. Effect of CLS Parameter Changes LOCATING PENALTY TIMERS originating channel within 10 seconds. Hand- P enalty timers for bad signal quality over success improved as a direct result of (PTIMBQ)4 and for handover failure reducing the possibility of attempted connections (PTIMHF)4 specify the time in seconds for which to a cell suffering from poor quality. the respective penalty values in decibels, namely The reduction of mobile connections lost during penalty value for bad quality (PSSBQ)4 and handover can be seen in Figure 6. In addition to penalty value for failed handover (PSSHF)4, are the improvements in ping-pong effect and applied to a cell’s neighbors. handover success rate, the timer change also When an urgent handover is successfully had a positive effect on network dropout performed that resulted from bad quality due to performance. In a typical GSM network, nearly downlink, uplink, or both, the originating cell is penalized with PSSBQ decibels to prevent 96.5 25 immediate hand-back to this cell. The original cell Success 96.0 is penalized because bad radio conditions might Ping-pong 20 Ping-pong Handovers (%) still be in effect there; also, the original bad 95.5 quality cell is most likely the best cell from 15 a strictly signal strength point of view. Under a 95.0 (%) similar philosophy, handover to a cell where 94.5 10 a handover failure occurred is inhibited for a time determined by timer PTIMHF [5]. 94.0 5 Parameter Adjustment and Evaluation 93.5 Penalty Timer Changes Penalty values PSSBQ and PSSHF were both set 93.0 0 to 50 dB to remove the penalized cells from the 4/17 4/20 4/23 4/26 4/29 5/2 5/5 5/8 5/11 5/14 5/17 5/20 5/23 5/26 5/29 6/1 Date (MM/DD) locating algorithm evaluations. However, the Figure 5. Effect of Penalty Timer Changes on Network Handover Performance lengths of the timers, PTIMBQ = 10 sec and PTIMHF = 5 sec (original settings), were thought to be insufficient to give radio conditions in the 0.95 penalized cell a chance to improve. The lengths of 0.90 the two timers must be carefully chosen, on the 0.85 other hand, to predict handover performance of fast-moving subscribers. A very high value may 0.80 lead to call drops due to handover being inhibited 0.75 (%) for a time not matching the user’s mobility. The 0.70 new time settings selected were PTIMBQ = 15 sec 0.65 and PTIMHF = 12 sec. 0.60 Figure 5 shows the effect of this change in 0.55 handover performance. The term “ping-pong” Penalty Timer Changes 0.50 indicates the percentage of handovers back to the 4/15 4/25 5/5 5/15 5/25 6/4 _________________________________ Date (MM/DD) Figure 6. Effect of Penalty Timer Changes on Percent of Mobiles Lost During Handover 4 An Ericsson locating algorithm parameter September 2004 • Volume 2, Number 2 21
  • 6. 30 percent of the total dropped calls occur during congestion because congestion timers TCONGAS handover, which is considered a sensitive task in and TCONGHO count every allocation attempt. the radio environment. By increasing TALLOC, the measured figures for congestion during handover and assignment A more reliable way to assess the overall dropout will be closer to the true, customer-perceived performance is to determine the MSs lost during congestion. handover in relation to the total traffic. This data is shown in Figure 7, where a clear and steadily Figure 8 shows the measured congestion trend increasing trend is apparent for the index after the change was performed, indicating that “minErl/MSLOST” (minute-Erlangs per MS lost the overall measured congestion rate during the during handover). busy hour is reduced. Reducing the number of 400 channel allocation attempts can also have a minErl/MSLOST positive effect on the BSC CP load. 350 300 CELL SELECTION AND ACCESS S minErl/MSLOST ome of the parameters controlling MS idle mode 250 behavior during cell selection and system access are critical for the system’s performance. Minimum 200 signal strength to access the cell (ACCMIN)6 is a 150 cell-level parameter that determines the minimum Penalty Timer Changes received signal strength at the MS required to access 100 the system. When an MS first tries to camp to a cell, 4/17 4/24 5/1 5/8 5/15 5/22 5/29 the MS decodes ACCMIN, which is transmitted on Date (MM/DD) the system information messages of the broadcast Figure 7. Effect of Penalty Timer Changes on Mobiles Lost During Handover in Relation to Traffic control channel (BCCH), and compares it to the actual signal strength the MS measures. If ACCMIN is higher, the MS is not allowed to camp to the cell FLOW CONTROL TIMERS because the MS is considered to be at poor radio F low control timer time between TCH allocations (TALLOC)5 gives the time in slow associated control channel (SACCH) periods conditions. Parameter Adjustment and Evaluation (480 msec) between consecutive TCH allocation Depending on the setting of ACCMIN, the cell attempts, from the channel allocation algorithm, radius (in idle mode) can be modified. ACCMIN if the first TCH allocation attempt fails. The timer was originally set to –107 dBm to improve the is used during assignment when the BSC customer perception of the available coverage. attempts to find an idle TCH for data or speech However, such perceived improvement was and also during handover. No candidate list is achieved at the risk of an increased number of call prepared from the locating algorithm before the set-up failures, since MSs at poor radio conditions timer expires unless an urgency is detected, in were allowed to access the system. Additionally, which case the new list for handover is sent the mobile equipment static sensitivity is limited within the time specified by the timer for urgent to approximately –104 dBm for most of the handover (TURGEN)5. handsets available, so lower signals are not practically measurable. Parameter Adjustment and Evaluation Parameter TALLOC specifies the pace at which A lower ACCMIN value also meant that fewer allocation attempts counted by the Ericsson BSC subscribers were able to respond to paging counter for TCH allocation attempts (TCALLS)5 messages and that poor paging performance are repeated when congestion is counted by the could result [6]. Ericsson congestion timer for immediate TCH To improve call set-up performance and assignments (TCONGAS)5 or by the Ericsson minimize the risk of SDCCH dropped congestion timer for handover TCH assignments connections, ACCMIN was set to the quoted (TCONGHO)5. A decision was made to change mobile static sensitivity of –104 dBm and the the original setting from two SAACH periods to SDCCH drop rate was monitored. The expected four to limit the number of allocation attempts improvements were verified by a 22 percent per event (assignment or handover). Multiple reduction in SDCCH drops, as shown in Figure 9. allocation attempts increase the overall measured _________________________________ _________________________________ 5 An Ericsson flow control parameter 6 An Ericsson access parameter 22 Bechtel Telecommunications Technical Journal
  • 7. 50 SIGNAL STRENGTH MEASUREMENT CRITERIA IN 45 THE LOCATING ALGORITHM Bid Congestion Handover 40 T he locating algorithm implemented in the BSC controls cell selection in dedicated (i.e., call) mode and determines handover decisions. 35 30 Bid Congestion Assignment The main objectives of handover are to maintain 25 (%) call continuity and quality and to control cell size 20 and handover borders to minimize total network 15 interference. 10 The inputs to the locating algorithm are signal 5 TALLOC = 2 TALLOC = 4 strength and quality measurements from the MS 0 (the so-called mobile assisted handover [MAHO]) 5/11 5/13 5/15 5/17 5/19 5/21 5/23 5/25 5/27 5/29 5/31 6/2 6/4 6/6 6/8 Date (MM/DD) and from the BTS. The output is a list of candidate Figure 8. Difference of Measured Congestion After Flow Control Timer Change cells for handover, ranked in descending order according to preferences and constraints intro- strength level (MSRXSUFF)7 and received by duced by other features and by the settings of the the BTS sufficient signal strength level algorithm itself. The locating algorithm works (BSRXSUFF)7. High-signal-strength cells are continuously for all active MSs and completes a ranked according to the L criterion and the cycle every SAACH period (480 msec). rest according to the K criterion. The signal strength measurements reported by • Ericsson-3, where ranking is performed only the MS and the BTS are evaluated according to according to the K criterion, but two separate comparison criteria that can be selected with hysteresis values are used. different settings in the locating algorithm. The first is the signal strength or K criterion and the Parameter Adjustment and Evaluation second is the path loss or L criterion. They are used Before this exercise, only the K criterion was used to compare reported values for serving and for handover calculations. The hysteresis was set neighboring cells to determine the optimum cell to K-criterion hysteresis (KHYST)7 = 4 dB. ranking and the handover borders. Hysteresis is a signal strength offset that is added In the K-criterion mode, the comparisons are to the actual reported value for the serving cell to performed purely according to the received prevent unnecessary ping-pong handovers at the signal strength (i.e., cells measured with higher border between two cells. The L criterion was signal strength are ranked higher). Hence, an introduced in an attempt to further improve increase in the output power of a cell signifies network handover performance. Sufficient expansion of its service area. This criterion seeks condition parameters MSRXSUFF = –86 dBm and to maximize the carrier-to-interference (C/I) ratio BSRXSUFF = –92 dBm determine the breaking by maximizing “C.” point between L and K ranking. Cells reporting with signal strength values greater than both In the L-criterion mode, path loss is taken into levels are considered suitable for L ranking, account. Cells with lower path loss are ranked where an increased hysteresis value, L-criterion higher, and the output power of each cell does hysteresis (LHYST)7 = 7 dB, is used. The not affect the calculations. The criterion actually remaining cells are K ranked with a hysteresis favors cells with low output power; thus, KHYST = 4 dB. improvement in C/I ratio is attempted by 3.0 decreasing the total interference. However, L ranking can sometimes lead to a locally lower 2.5 C/I ratio than K ranking. Two cell ranking SDCCH Drop Rate (%) algorithms are available, set by BSC parameter evaluation type (EVALTYPE)7 [5]: 2.0 • Ericsson-1-2, which uses both L and 1.5 K ranking. The candidate cells are separated into high- and low-signal cells by comparing 1.0 received signals to the following parameters for downlink and uplink, respectively: 0.5 received by the mobile sufficient signal 4/30 5/5 5/10 5/15 5/20 5/25 5/30 6/4 6/9 _________________________________ Date (MM/DD) Figure 9. SDCCH Drop Rate Before and After ACCMIN Change 7 An Ericsson locating parameter September 2004 • Volume 2, Number 2 23
  • 8. 3.0 The Ericsson-3 algorithm was also tested. The main difference from the previous K-ranked-only 2.5 algorithm is that, depending on the received downlink signal strength, one of two hysteresis 2.0 values is used. The signal strength level (%) between high and low strength cells 1.5 (HYSTSEP)7 = –86 dBm parameter specifies whether the serving cell is a high or low strength 1.0 K Only K+L Ericsson-3 cell, allowing a larger high-signal-strength Criterion hysteresis (HIHYST)7 = 7 dB or a smaller low- 0.5 signal-strength hysteresis (LOHYST)7 = 4 dB to 5/14 5/16 5/18 5/20 5/22 5/24 5/26 5/28 5/30 6/1 6/3 6/5 6/7 6/9 Date (MM/DD) be applied. The purpose of the high hysteresis Figure 10. Handovers per Call per Evaluation Criterion values for both tested algorithms is to prevent unnecessary handovers in the cell borders when 3.0 x 106 radio conditions permit. 2.5 x 106 In Figure 10 the reduction in the total number of handovers in the system due to the increased Number of Handover Causes 2.0 x 106 hysteresis in both testing cases can be verified. It is noteworthy that the L-criterion algorithm 1.5 x 106 seems to introduce the highest (25 percent) reduction in the handovers, as expressed by the 1.0 x 106 handovers per call index. 0.5 x 106 Figure 11 shows the following handover areas: HOTOKCL LOWHYST HIHYST handovers to K cells (HOTOKCL)7, handovers to HOTOLCL HOUPLQA HODWNQA 0 K Only K+L Eric-3 L cells (HOTOLCL)7, low hysteresis (LOWHYST), 5/1 5/5 5/9 5/13 5/17 5/21 5/25 5/29 6/2 6/6 (HIHYST), handovers due to uplink signal quality Date (MM/DD) (HOUPLQA)7, and handovers due to downlink Figure 11. Handover Causes per Evaluation Criterion signal quality (HODWNQA)7. 0.90 280 The portion of handovers performed with the 0.85 L criterion in the first case and with the HIHYST 0.80 250 value in the second can well justify the previous deviation. Up to 30 percent of total handovers in minErl/MSLOST 0.75 220 both cases take place with the use of the increased (%) 0.70 hysteresis values, which means that the 190 0.65 handovers are actually delayed. The result is a 160 total handover reduction, if averaged over the 0.60 Over Total Handovers whole network. 0.55 minErl/MSLOST 130 K Only K+L Eric-3 As already mentioned, handover is considered a 0.50 100 task with a high risk of call drop. Figure 12 shows 5/1 5/4 5/7 5/11 5/14 5/17 5/20 5/23 5/26 5/29 6/1 6/4 6/7 Date (MM/DD) the effect of the tested settings in call drop Figure 12. Mobiles Lost During Handover per Evaluation Criterion performance of the handover algorithm. 96.5 25 Handover dropouts, expressed as a percentage of HO Success 96.0 total handovers, may initially convey that the Ping-pong 20 situation worsened with the new settings. Ping-pong Handovers (%) 95.5 Nevertheless, what matters is the absolute 15 number of failures actually experienced by the 95.0 subscriber; since the total number of handovers 94.5 10 decreased, this difference is not substantial. (%) To emphasize this point, the index 94.0 “minErl/MSLOST,” giving Erlang minutes of 5 93.5 K Only K+L Eric-3 traffic carried out per handover dropout, is also depicted. Inspecting this index, it is clear that the 93.0 0 5/1 5/4 5/7 5/11 5/14 5/17 5/20 5/23 5/26 5/29 6/1 6/4 6/7 L-criterion algorithm appears much improved, Date (MM/DD) while the performance of the Ericsson-3 Figure 13. Handover Success Rate and Ping-pong Rate per Evaluation Criterion algorithm is rather ambiguous. 24 Bechtel Telecommunications Technical Journal
  • 9. The superiority of the L-criterion algorithm over TRADEMARK the Ericsson-3 algorithm is also apparent in Ericsson is a trademark or registered trademark Figure 13; the ping-pong handovers (i.e., of Telefonaktiebolaget LM Ericsson. handovers back to the originating cell within 10 seconds) are reduced in both cases. This reduction is a direct consequence of the hysteresis REFERENCES values of 7 dB introduced in both algorithms. [1] “Radio Network Parameters and Cell Design However, the L-criterion algorithm shows the Data” – Ericsson CME20 Documentation. best performance in this field, meaning that more [2] “User description, Frequency Hopping” – accurate and reliable handover decisions Ericsson CME20 Documentation. accompany this algorithm, exactly as predicted [3] “User description, MS Dynamic Power Control” – by theory. Ericsson CME20 Documentation. [4] “User description, Cell Load Sharing” – The only disadvantage of the L-criterion algorithm Ericsson CME20 Documentation. appears to be the handover success percentage, [5] “User description, Locating” – Ericsson CME20 half a decimal unit below the previous figures. The Documentation. same applies for the Ericsson-3 algorithm, which [6] “User description, Idle Mode Behaviour” – can be attributed to the lower number of handover Ericsson CME20 Documentation. commands. It can be assumed that, due to various radio problems, a significant number of handover failures always exist in the network. This assumed BIOGRAPHY value can be highlighted or hidden, in a statistical Michael Pipikakis is a network sense, depending on the volume of the total planning and wireless tech- nology manager for Bechtel's sample. It is believed that careful optimization and Europe, Africa, Middle East, individual neighbor cell inspection of the and Southwest Asia Region. He network’s handover performance can further supports ongoing and new improve this figure. projects and new business development; writes guidelines As a result, the K-L combination algorithm was and procedures for mobile eventually introduced. Further improvement can network design, planning, and optimization; and participates in technology forums. be achieved by fine-tuning sufficient level parameters BSRXSUFF and MSRXSUFF to Michael is a mobile networks specialist with 17 years identify a balanced breakpoint for cell ranking. of experience in the telecommunications industry, including more than 11 years in RF planning, design, Also, different LHYST values can be tried. optimization, and management of the end-to-end performance of cellular networks. Before joining Bechtel, Michael held various CONCLUSIONS management positions in the Vodafone Group's radio A ll of the optimization-related changes were system design and optimization department and development department over a 10-year period; made in a controlled manner so that their worked for Cellnet UK and GEC Marconi UK; and was effectiveness could be measured and evaluated. a telecommunications operator in the Greek Navy. At the end of the project, the average daily DCR From 1999 to 2003, he was a member of the Vodafone was reduced by 30 percent, and the average Global Forum for UMTS design harmonization. minute-Erlang per drop was increased by almost Michael has a BEng Honors in Electronics Engineering 45 percent. At that point, a foundation was with Computing and Business from Kingston created for further fine-tuning as the network University in Surrey, England, and an HND in Radio Communications Systems Design from the Polytechnic expands in response to increases in traffic and School of Athens, Greece. He is a member of the subscriber base. Institution of Electrical Engineers. As has been shown, considerable network performance gains can be made by fully utilizing the available functionality and fine-tuning the network parameters using statistics to evaluate the results. September 2004 • Volume 2, Number 2 25