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Change
Management
Nawanan Theera-Ampornpunt, MD, PhD
November 20, 2017
Except where
citing other works
2
People-Process-Technology
Technology
ProcessPeople
3
Health IT Successes & Failures
Kaplan & Harris-Salamone (2009)
4
Health IT Successes & Failures
What success is
• Different ideas and definitions of success
• Need more understanding of different stakeholder
views & more longitudinal and qualitative studies
of failure
What makes it so hard
• Communication, Workflow, & Quality
• Difficulties of communicating across different
groups makes it harder to identify requirements
and understand workflow
Kaplan & Harris-Salamone (2009)
5
Health IT Successes & Failures
What We Know—Lessons from Experience
• Provide incentives, remove disincentives
• Identify and mitigate risks
• Allow resources and time for training, exposure,
and learning to input data
• Learn from the past and from others
Kaplan & Harris-Salamone (2009)
6
1st Edition
Leviss (Editor)
(2010)
H.I.T. or Miss: Lessons Learned from Health
Information Technology Implementations
2nd Edition
Leviss (Editor)
(2013)
7
Health IT Change Management
Lorenzi & Riley (2000)
8
Health IT Change Management
Lorenzi & Riley (2000)
9
Health IT Change Management
Lorenzi & Riley (2000)
10
Health IT Change Management
Lorenzi & Riley (2000)
11
Considerations for a successful
implementation of CPOE
Ash et al. (2003)
Considerations
Motivation for implementation
CPOE vision, leadership, and personnel
Costs
Integration: Workflow, health care processes
Value to users/Decision support systems
Project management and staging of implementation
Technology
Training and Support 24 x 7
Learning/Evaluation/Improvement
12
Minimizing MD’s Change Resistance
• Involve physician champions
• Create a sense of ownership through
communications & involvement
• Understand their values
• Be attentive to climate in the organization
• Provide adequate training & support
Riley & Lorenzi (1995)
13
Reasons for User Involvement
• Better understanding of needs & requirements
• Leveraging user expertise about their tasks &
how organization functions
• Assess importance of specific features for
prioritization
• Users better understand project, develop realistic
expectations
• Venues for negotiation, conflict resolution
• Sense of ownership
• Pare & Sicotte (2006): Physician ownership
important for clinical information systems
Ives & Olson (1984)
14
Critical Success Factors in Health IT Projects
Theera-Ampornpunt (2011)
Communications of plans & progresses
Physician & non-physician user involvement
Attention to workflow changes
Well-executed project management
Adequate user training
Organizational learning
Organizational innovativeness
15
The “Special People”
Ash et al. (2003)
16
The “Special People”
Ash et al. (2003)
• Administrative
Leadership Level
– CEO
• Provides top
level support and
vision
• Holds steadfast
• Connects with
the staff
• Listens
• Champions
– CIO
• Selects champions
• Gains support
• Possesses vision
• Maintains a thick skin
– CMIO
• Interprets
• Possesses vision
• Maintains a thick skin
• Influences peers
• Supports the clinical
support staff
• Champions
17
The “Special People”
Ash et al. (2003)
• Clinical Leadership
Level
– Champions
• Necessary
• Hold steadfast
• Influence peers
• Understand other
physicians
– Opinion leaders
• Provide a balanced
view
• Influence peers
– Curmudgeons
• “Skeptic who is
usually quite vocal
in his or her disdain
of the system”
• Provide feedback
• Furnish leadership
– Clinical advisory
committees
• Solve problems
• Connect units
18
The “Special People”
Ash et al. (2003)
• Bridger/Support level
– Trainers &
support team
• Necessary
• Provide help at the
elbow
• Make changes
• Provide training
• Test the systems
– Skills
• Possess clinical
backgrounds
• Gain skills on the
job
• Show patience,
tenacity, and
assertiveness
19
References
• Ash JS, Stavri PZ, Dykstra R, Fournier L. Implementing computerized physician order
entry: the importance of special people. Int J Med Inform. 2003 Mar; 69(2-3):235-50.
• Ash JS, Stavri PZ, Kuperman GJ. A consensus statement on considerations for a
successful CPOE implementation. J Am Med Inform Assoc. 2003 May-Jun;10(3):229-
34.
• Ives B, Olson MH. User involvement and MIS success: a review of research. Manage
Sci. 1984 May;30(5):586-603.
• Kaplan B, Harris-Salamone KD. Health IT success and failure: recommendations from
the literature and an AMIA workshop. J Am Med Inform Assoc. 2009 May-
Jun;16(3):291-9.
• Lorenzi NM, Riley RT. Managing change: an overview. J Am Med Inform Assoc. 2000
Mar-Apr;7(2):116-24.
• Paré G, Sicotte C, Jacques H. The effects of creating psychological ownership on
physicians’ acceptance of clinical information systems. J Am Med Inform Assoc. 2006
Mar-Apr;13(2):197-205.
• Riley RT, Lorenzi NM. Gaining physician acceptance of information technology
systems. Med Interface. 1995 Nov;8(11):78-80, 82-3.
• Theera-Ampornpunt N. Thai hospitals' adoption of information technology: a theory
development and nationwide survey [dissertation]. Minneapolis (MN): University of
Minnesota; 2011 Dec. 376 p.

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สไลด์บรรยายประกอบการศึกษาดูงานระบบเวชระเบียนอิเล็กทรอนิกส์ ณ โรงพยาบาลรามาธิบดี ของโรงพยาบาลเทศบาลนครนครศรีธรรมราช เรื่อง Change Management (November 20, 2017)

  • 1. Change Management Nawanan Theera-Ampornpunt, MD, PhD November 20, 2017 Except where citing other works
  • 3. 3 Health IT Successes & Failures Kaplan & Harris-Salamone (2009)
  • 4. 4 Health IT Successes & Failures What success is • Different ideas and definitions of success • Need more understanding of different stakeholder views & more longitudinal and qualitative studies of failure What makes it so hard • Communication, Workflow, & Quality • Difficulties of communicating across different groups makes it harder to identify requirements and understand workflow Kaplan & Harris-Salamone (2009)
  • 5. 5 Health IT Successes & Failures What We Know—Lessons from Experience • Provide incentives, remove disincentives • Identify and mitigate risks • Allow resources and time for training, exposure, and learning to input data • Learn from the past and from others Kaplan & Harris-Salamone (2009)
  • 6. 6 1st Edition Leviss (Editor) (2010) H.I.T. or Miss: Lessons Learned from Health Information Technology Implementations 2nd Edition Leviss (Editor) (2013)
  • 7. 7 Health IT Change Management Lorenzi & Riley (2000)
  • 8. 8 Health IT Change Management Lorenzi & Riley (2000)
  • 9. 9 Health IT Change Management Lorenzi & Riley (2000)
  • 10. 10 Health IT Change Management Lorenzi & Riley (2000)
  • 11. 11 Considerations for a successful implementation of CPOE Ash et al. (2003) Considerations Motivation for implementation CPOE vision, leadership, and personnel Costs Integration: Workflow, health care processes Value to users/Decision support systems Project management and staging of implementation Technology Training and Support 24 x 7 Learning/Evaluation/Improvement
  • 12. 12 Minimizing MD’s Change Resistance • Involve physician champions • Create a sense of ownership through communications & involvement • Understand their values • Be attentive to climate in the organization • Provide adequate training & support Riley & Lorenzi (1995)
  • 13. 13 Reasons for User Involvement • Better understanding of needs & requirements • Leveraging user expertise about their tasks & how organization functions • Assess importance of specific features for prioritization • Users better understand project, develop realistic expectations • Venues for negotiation, conflict resolution • Sense of ownership • Pare & Sicotte (2006): Physician ownership important for clinical information systems Ives & Olson (1984)
  • 14. 14 Critical Success Factors in Health IT Projects Theera-Ampornpunt (2011) Communications of plans & progresses Physician & non-physician user involvement Attention to workflow changes Well-executed project management Adequate user training Organizational learning Organizational innovativeness
  • 16. 16 The “Special People” Ash et al. (2003) • Administrative Leadership Level – CEO • Provides top level support and vision • Holds steadfast • Connects with the staff • Listens • Champions – CIO • Selects champions • Gains support • Possesses vision • Maintains a thick skin – CMIO • Interprets • Possesses vision • Maintains a thick skin • Influences peers • Supports the clinical support staff • Champions
  • 17. 17 The “Special People” Ash et al. (2003) • Clinical Leadership Level – Champions • Necessary • Hold steadfast • Influence peers • Understand other physicians – Opinion leaders • Provide a balanced view • Influence peers – Curmudgeons • “Skeptic who is usually quite vocal in his or her disdain of the system” • Provide feedback • Furnish leadership – Clinical advisory committees • Solve problems • Connect units
  • 18. 18 The “Special People” Ash et al. (2003) • Bridger/Support level – Trainers & support team • Necessary • Provide help at the elbow • Make changes • Provide training • Test the systems – Skills • Possess clinical backgrounds • Gain skills on the job • Show patience, tenacity, and assertiveness
  • 19. 19 References • Ash JS, Stavri PZ, Dykstra R, Fournier L. Implementing computerized physician order entry: the importance of special people. Int J Med Inform. 2003 Mar; 69(2-3):235-50. • Ash JS, Stavri PZ, Kuperman GJ. A consensus statement on considerations for a successful CPOE implementation. J Am Med Inform Assoc. 2003 May-Jun;10(3):229- 34. • Ives B, Olson MH. User involvement and MIS success: a review of research. Manage Sci. 1984 May;30(5):586-603. • Kaplan B, Harris-Salamone KD. Health IT success and failure: recommendations from the literature and an AMIA workshop. J Am Med Inform Assoc. 2009 May- Jun;16(3):291-9. • Lorenzi NM, Riley RT. Managing change: an overview. J Am Med Inform Assoc. 2000 Mar-Apr;7(2):116-24. • Paré G, Sicotte C, Jacques H. The effects of creating psychological ownership on physicians’ acceptance of clinical information systems. J Am Med Inform Assoc. 2006 Mar-Apr;13(2):197-205. • Riley RT, Lorenzi NM. Gaining physician acceptance of information technology systems. Med Interface. 1995 Nov;8(11):78-80, 82-3. • Theera-Ampornpunt N. Thai hospitals' adoption of information technology: a theory development and nationwide survey [dissertation]. Minneapolis (MN): University of Minnesota; 2011 Dec. 376 p.