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Proc. Natl. Acad. Sci. USA
Vol. 88, pp. 2854-2858, April 1991
Biochemistry


Calorimetric determination of the enthalpy change for the a-helix
to coil transition of an alanine peptide in water
     (L-alanine helix/peptide hydrogen bond/helix-coil enthalpy)
J. MARTIN SCHOLTZ*, SUSAN MARQUSEE*t, ROBERT L. BALDWIN**, EUNICE J. YORK§, JOHN M. STEWART§,
MARCELO SANTORO¶1, AND D. WAYNE BOLEN¶
*Department of Biochemistry, Stanford University School of Medicine, Stanford, CA 94305; §Department of Biochemistry, University of Colorado Health
Sciences Center, Denver, CO 80262; and IDepartment of Chemistry and Biochemistry, Southern Illinois University, Carbondale, IL 62901
Contributed by Robert L. Baldwin, December 7, 1990

ABSTRACT           The enthalpy change (AM) accompanying the                        size and purify. Compound I represents a compromise be-
a-helix to random coil transition in water has been determined                      tween these conflicting considerations. Synthesis of I began
calorimetrically for a 50-residue peptide of defined sequence                       soon after the discovery that the sequence AEAAK, used as
that contains primarily alanine. The enthalpy of helix forma-                       a repeating unit, forms stable helices when there are three
tion is one of the basic parameters needed to predict thermal                       repeats (9). The possible ion pairs formed by the Glu-, Lys'
unfolding curves for peptide helices and it provides a starting                     residues with an i, i + 3 spacing make only a minor contri-
point for analysis of the peptide hydrogen bond. The experi-                        bution to helix stability; the major factor in helix formation is
mental uncertainty in AM reflects the fact that the transition                      the high helix propensity of the alanine residues (1).
curve is too broad to measure in its entirety, which precludes                         Calorimetric measurements of Al have been reported for
fitting the baselines directly. A lower limit for All of unfolding,                 a-helix formation by poly(L-glutamic acid) (10) and poly(L-
0.9 kcal/mol per residue, is given by assuming that the change                      lysine) (11), and noncalorimetric estimates of AH have been
in heat capacity (ACp) is zero, and allowing the baseline to                        reported for these and other polypeptides (ref. 12 and review
intersect the transition curve at the lowest measured Cp value.                     in ref. 13). The theory of Zimm and Rice (14) has been used
Use of the van't Hoff equation plus least-squares fitting to                        to take account of the ionization of poly(L-glutamic acid) and
determine a more probable baseline gives AH = 1.3 kcal/mol                          poly(L-lysine) (12, 13). These ionizable polypeptides form
per residue. Earlier studies of poly(L-lysine) and poly(L-                          random coils when fully ionized and often aggregate when
glutamate) have given 1.1 kcal/mol per residue. Those inves-                        fully uncharged; thus, monomeric helix formation can be
tigations, along with our present result, suggest that the side                     achieved only in conditions of partial ionization. A compar-
chain has little effect on AH. The possibility that the peptide                     ison of the value of AH for alanine helix formation with those
hydrogen bond shows a correspondingly large Al, and the                             for lysine and glutamic acid, which have long ionizable side
implications for protein stability, are discussed.                                  chains, should reveal whether the dominant contribution to
                                                                                    AH is made by the a-helix backbone.
Although it has the smallest side chain except for glycine,
alanine has one of the highest helix propensities (1-4) of the
amino acids in the genetic code: alanine-rich peptides as short                                   MATERIALS AND METHODS
as 16 residues form isolated a-helices in water (1). This fact                        Peptide Synthesis and Purification. Peptide synthesis was
suggests that the a-helix is an intrinsically stable structure in                   performed on a Biosearch 9500 automatic synthesizer with
water and that larger side chains, as well as polar side chains,                    stepwise solid-phase procedures (15) using a tert-butoxycar-
more often detract from helix stability than add to it. Studies                     bonyl (Boc)/benzyl strategy and HF cleavage. p-Methylbenz-
with model compounds (5-8) have given differing estimates                           hydrylamine (MBHA, polystyrene/1% divinylbenzene) resin
of the stability of the amide hydrogen bond in water but agree                      was used to give the C-terminal amide. Double couplings and
that competing hydrogen bonds to water drastically limit the                        capping by acylation with acetylimidazole were employed
stability of the amide hydrogen bond. Measurement of the                            routinely. A third coupling with a 1-hydroxybenzotriazole-
enthalpy change (All) and the heat capacity change (ACp) for                        benzotriazolyloxotris(dimethylamino)phosphonium hexaflu-
alanine helix formation should provide important information                        orophosphate active ester (16) was used when monitoring by
about the energetics of the peptide hydrogen bond, which is                         the qualitative Kaiser test showed the coupling to be incom-
one of the fundamental constants of protein stability. We                           plete. The synthesis was performed on a 0.4-mmol scale
expect that the temperature-independent component of AH                             starting with Boc-Phe-MBHA resin. The crude peptide was
should reflect the peptide hydrogen bond and van der Waals                          purified first by gel filtration on Sephadex G-50 in 0.1 M
contacts, and the hydrophobic interactions will be reflected                        acetic acid, then by reverse-phase HPLC on Vydac large-
in ACp.                                                                             pore (300 A) C4 resin with gradients of acetonitrile in
   We report the calorimetric measurement of AH for a-helix                         0.1% trifluoroacetic acid. Amino acid composition was de-
formation by a 50-residue peptide, I, whose sequence is                             termined with a Beckman 6300 amino acid analyzer after
                     Ac-Y(AEAAKA)8F-NH2.                                            hydrolysis for 22 hr at 1100C in 6 M HCl.
                                                                                      Circular Dichroism (CD) Measurements. CD spectra were
The results give the enthalpy of formation of a monomeric                           taken on an Aviv 6ODS spectropolarimeter equipped with a
helix of defined sequence and length. Short peptides give                           Hewlett-Packard 89100A temperature control unit. Cuvettes
broad thermal unfolding transition curves and small heats of                        with 10- or 1-mm pathlengths were employed. Ellipticity is
unfolding, whereas long polypeptides are difficult to synthe-
                                                                                    Abbreviations: DSC, differential scanning calorimetry; AHVH, van't
                                                                                    Hoff enthalpy change; AH~, calorimetric enthalpy change.
The publication costs of this article were defrayed in part by page charge          tPresent address: Department of Biology, Massachusetts Institute of
payment. This article must therefore be hereby marked "advertisement"                Technology, Cambridge, MA 02139.
in accordance with 18 U.S.C. §1734 solely to indicate this fact.                    tTo whom reprint requests should be addressed.
                                                                             2854
Biochemistry: Scholtz et al.                                             Proc. Natl. Acad. Sci. USA 88 (1991)              2855
   reported as mean molar residue ellipticity, [6] (degcm2.            investigate the thermodynamics of the helix-coil transition
   dmol-h), and was calibrated with (+)-10-camphorsulfonic            associated with the polypeptide backbone, we desire a pep-
   acid (17). CD samples were prepared by diluting aqueous            tide that contains minimal side-chain interactions. This pep-
   stock solutions of peptide either with 1 mM sodium citrate/1       tide appears to be well suited for this purpose.
   mM sodium phosphate/i mM sodium borate containing the                 The peptide contains, in addition to the eight AEAAKA
   indicated amount of NaCl or with 1 mM potassium phosphate          repeats, blocked N- and C-terminal residues that eliminate
   containing KF. In either case the pH was adjusted with HCl         the unfavorable interaction of the two charged termini with
   and KOH or NaOH to pH 7.0 at room temperature. Stock               the helix macrodipole. The peptide also contains a single
   peptide concentration was determined by measuring tyrosine         tyrosine residue, so that peptide concentration can be deter-
   absorbance in phosphate-buffered 6 M guanidine hydrochlo-          mined accurately by tyrosine absorbance (1, 18). Peptide
   ride, pH 6.0, as described (1, 18).                                purity was ascertained by reverse-phase HPLC on C4, C18,
     Differential Scanning Calorimetry (DSC). Scanning cal-           and diphenyl resins to be >95%, and amino acid analysis gave
   orimetry experiments were performed in degassed, pH 7.0,           the expected composition. The molecular weight of the
   1.0 mM phosphate buffer containing 0.1 M NaCl. The peptide         peptide was confirmed by fast atom bombardment mass
  concentration in the DSC cell was 1.72 mg/ml (0.366 mM) as          spectrometry [calculated (M+H)+, 4703.3; found, 4703.1
  determined by tyrosine absorbance (18). The experiments             gmol-1].
  were performed with a MicroCal MC-2 differential scanning              CD Spectra. The CD spectra of the peptide recorded at
  calorimeter (MicroCal, Northampton, MA) at a scanning rate          several different temperatures throughout the thermal tran-
  of about 10C/min under nitrogen pressure of 30 psi (206.7           sition between helix and coil are shown in Fig. 1. The
  kPa). Data analysis software was supplied by MicroCal and           low-temperature spectra are typical of those found for a-he-
  Ernesto Freire. For analysis, the raw data, in the form of heat     lical peptides with minima at 222 and 208 nm and a maximum
  flow (mcal min-1; 1 cal = 4.184 J) were converted to excess         at 195 nm (19). The thermal transition shows an apparent
  Cp (kcal mol - K-) by dividing each data point of the thermal      isodichroic point at 202 nm, suggesting that all residues are
  scan of peptide I by the scan rate (K min-1). The raw data         either a-helical or random-coil, with no alternative residue
  from a thermal scan of buffer vs. buffer, also corrected for       conformations.
  scan rate, were then subtracted. The resulting data were then          CD Thermal Unfolding Curves. We measured the thermal
  divided by the number of moles of I contained in the sample        unfolding curves of I by CD in order to determine the curve
 cell to give the excess Cp scan for peptide I.                      of percent helix versus temperature. This information pro-
     DSC Data Analysis. Because of the broad thermal transition      vides a useful check on finding the correct baselines for the
 of this peptide, it is not possible to determine the pre- and       DSC experiments. The thermal unfolding curves of the
 posttransition baselines necessary for a complete analysis of       peptide, measured by CD at 222 nm, are shown in Fig. 2 for
 the calorimetric data. As a result, we are unable to determine      several different peptide concentrations. The melting curves
 ACp for the transition. To analyze the DSC data, we assumed         are superimposable, indicating that the peptide is monomo-
 ACp = 0 and employed two strategies in handling the baseline        lecular at these concentrations. Data obtained by heating and
 problem.                                                           cooling experiments are identical, demonstrating the revers-
    The first strategy was to construct a baseline (or to "floor"   ibility of the thermal transition from 0 to 70'C; however,
 the data) at the lowest excess Cp appearing in the scan and
 then fit the resulting set of data. This procedure provides an     prolonged exposure of the peptide solution to temperatures
 underestimate of the calorimetric enthalpy change (AHc,,),         >70'C diminishes this reversibility. Both reversibility and
 since the shape of the endotherm and the value of the van't        monomolecularity are required for analysis of the thermo-
 Hoff enthalpy change (AHVH) indicate that the endotherm is         dynamics of the helix-coil transition.
 incomplete in the temperature range covered by the DSC                 The difficulty of defining the CD baselines for the 100%
data.                                                               helix and 100% coiled forms of the peptide limits our analysis
    The second strategy involved an attempt to estimate the         of the transition. We investigated two different approaches to
baseline Cp by means of a least-squares minimization proce-         solving this problem. The first was to assume that the peptide
dure. Starting with the endotherm obtained by flooring the          is fully helical at 0°C, and to treat the helix-coil transition as
data to the lowest excess Cp, the baseline was systematically       a two-state reaction. The observed value for [61222 at 0°C was
lowered by increments of 50 cal mol-'-K-1, and the data were        then used together with a [10222 value of 0 for the fully coiled
fitted at each assumed baseline by setting ACp to zero while        form of the peptide to calculate the fraction helix at each
allowing AHcw and AHVH to float. The sum of the squares of          temperature lfH(l)] and AHVH. The second method used to
the residuals (SSR) for each fit was recorded for each new
baseline. The assumed Cp baseline resulting in the smallest
SSR was taken as the best estimate of the baseline, and the
corresponding values of AHVH and AHca, are reported as our
best estimates of these thermodynamic parameters.

                          RESULTS
   Peptide Design and Synthesis. The sequence of the peptide
used in these studies, I, is based upon one of the peptides first
described by Marqusee and Baldwin (9). It is a longer version
of their (i, i + 3)E,K peptide, which contains glutamic acid
and lysine always separated by two alanine residues. There
are eight blocks of the simple repeat AEAAKA. The i, i + 3
spacing of the glutamic and lysine residues was selected                    190     200    210     220     230    240    250     260
because side-chain interactions are minimal, when compared                                       Wavelength, nm
with the i, i + 4 arrangement of the glutamic and lysine               FIG. 1. CD spectra of peptide I recorded at temperatures in 20°
residues which stabilize the helix by forming intrahelical ion      increments from 0C (lowest curve at 222 nm) to 800C (highest curve
pairs. These stabilizing interactions have not been demon-          at 222 nm). The spectra were recorded at a peptide concentration of
strated with the (i, i + 3)E,K peptides. Since we wish to           8.50 ,uM in 1 mM potassium phosphate (pH 7.0) containing 0.1 M KF.
2856                      Biochemistry: Scholtz et al.                                                  Proc. Natl. Acad. Sci. USA 88 (1991)
                                                                       I     I        Table 2. Helix-coil Al values determined from DSC data
   E                         aa g                  .                                                  AAHlca, kcal mol'             AHVH, kcal mol-1
   E         30       -
                                    go                                                Sample Per peptide Per residue Per peptide Per residue
   -0
                                                                                         1*          45.8            0.92          13.8           0.28
    0)
   e)                                                                                    2*          40.5            0.81          14.0           0.28
   ~0 20                                               aft                               it          67.6            1.35          11.0           0.22
  C,,

                                                       a                                 2t          60.0            1.20          11.3           0.23
  0I              10                                   a
                                                                                        Values were obtained by fitting DSC scans to the 50-mer, assuming
   x
        cm
        cm
             10                                                   a
                                                                  C                   ACp = 0 while allowing AHcaj and AHVH to float.
                                                                                      *The baseline was imposed by "flooring" the DSC data such that the
                                                                               '       baseline intersects the DSC data at the point of lowest excess ACP
                                                                           . 70
                                                                            .         ~~~(viz., at 90°C).
                                                                                      tThe baseline for this fitting was arrived at by truncating the data at
                  0          10          20   30        40
                                              Temperature, OC
                                                             50       60    70   80
                                                                                       750C and successively lowering the "floored" baseline to obtain the
                                                                                       baseline giving a minimum in the sum of squares of residuals for
  FIG. 2. Thermal unfolding curves for peptide I as monitored by                       fitting (see Materials and Methods). An example of the fitted data
CD. The concentrations of I for each experiment were 4.30 AM (A),                      is given as a solid line in Fig. 3.
8.60 gM (o), and 16.59 /AM (u). The solid poil nts represent data                     the most probable baseline. The baseline was successively
obtained from cooling experiments on the same saimples as indicated
above.                                                                                lowered in Cp increments of 50 cal         molP'K-l and a fitting
                                                                                      was performed for each new baseline, assuming ACp = 0 and
derive AHVH from the CD thermal unfolding curves involved                             allowing AHcaj and AHVH to float. When the sum of squares
a least-squares fit of the observed [61222 t( the van't Hoff                          of the residuals for each fitting reached a minimum, the
equation for a two-state process, allowiing temperature-                              baseline Cp at that minimum was taken as the most probable
dependent CD baselines for both the fully helical {[I]H(T)}                           baseline. Fig. 3 presents the best fit of the data, using this as
and fully coiled {[O]c(T)} forms of the pepitide. The values                          the most probable baseline. Table 2 provides the best-fit
calculated by the two methods are given in ITable 1.                                  values for AHcaj and AHVH using this baseline. The AHvH
   There are two primary reasons for calcul;ating AHVH. The                           values determined by CD (Table 1) and by DSC (Table 2)
first is to find out whether a single value of AHVH is able to                        agree satisfactorily, indicating that the spectroscopic and
describe the observed thermal unfolding cl irve. If the fit is                        calorimetric probes are monitoring the same temperature-
satisfactory, this AHVH value can be used to estimate, by                             dependent process.
extrapolation, the high-temperature and low'-temperature re-
gions of the curve, which cannot be measurred directly. The                                                  DSUSO
second is to compare the AHVH values calc:ulated from CD                                                    DISCUSSION
and DSC; if the two values are the same, it i implies that each                         Enthalpy of a-Helix Formation in Water. The alanine-based
technique is monitoring the same temperIature-dependent                               a-helix forms a stable structure in water because of the
process, regardless of the validity of the t%vo-state assump-                         favorable enthalpy of helix formation. The present study
tion.                                                                                 places Allcal of a-helix formation in the neighborhood of -1
   DSC. The broad DSC endotherm observred for peptide I                               kcal per mol per residue (Table 2). This result supports the
creates a number of technical difficulties in evaluation of                           explanation for the high helix-forming propensity of alanine
AHvH and AHcw associated with the the rmal transition.                                (2) in which the a-helix backbone is stable in water.
Analysis of the thermal transition curves, the erefore, requires                         The broad thermal unfolding transition, observed by both
knowledge of the initial and final portions of the transition, in                     CD and DSC measurements, is typical for small helical
addition to information about the thermal baseline within the                         peptides. The broadness of the transition precludes any
transition zone.                                                                      analysis of the ACP for helix formation and forces us to
   We used two approaches to estimate the O baseline in the                           evaluate AH without the benefit of well-defined baselines.
DSC scans. The first method, in which a flat baseline was                             The two methods of applying baselines to the DSC scans
constructed by requiring the baseline to i intersect the en-                          provide practical ranges for AHal accompanying the helix-
dotherm at the lowest Cp, does a poor job if fitting the data                         coil transition. Simply flooring the DSC data to the smallest
at high temperatures, suggesting the endothe rm is incomplete                         Cp of the scan and integrating the area under the curve gives
in this temperature range (data not shown). This procedure                            a lower limit for AHcal of 43 kcal per mol of peptide. Use of
truncates the data, and consequently this ap proach underes-                          a systematic least-squares procedure for determining the
timates AHcal; values of Alcal and AHvH obt ained in this way                         baseline of the DSC scans gives an estimate for AHcal of 64
are given in Table 2.                                                                 kcal per mol of peptide. Thus, the helix-coil AH per residue
   One interpretation of the poor fit at high temperatures is                         is a minimum of 0.86 kcal per mol, with the best estimate of
that effects of irreversibility begin above 70)0C and might be                        AHcaj being around 1.3 kcal per mol per residue.
responsible for the aberrant fit. Accordingl ly, we truncated                            Calorimetric measurements of AH for the helix-coil tran-
the data at 750C and considered another appiroach to defining                         sition in water have been reported for two ionizable poly-
                                                                                      peptides: poly(L-glutamic acid) (10) and poly(L-lysine) (11).
Table 1.                  AHVH determined from CD data                                Both studies place AH for helix formation in the neighbor-
                                                AHrvH, kcal mol-1                     hood of -1.1 kcal per mol per residue, after correction for the
              [6]H(T)*                                                                heat of ionization of the side chains. The polypeptides
Method                          [OIc(T)* Per pep)tide Per residue                     containing either L-glutamate or L-lysine form a-helices only
   1           -35,200              0           11.4          0.23                    under conditions of partial ionization; the fully charged forms
   2       103T -40,000 -46T + 640             11.(           0.22                    are not helical, whereas the uncharged forms aggregate. It is
*Values for the fully helical form, [6]H(T), and fully coiled form,                   only under conditions of partial ionization that either of these
 [6]c(T), of the peptide are expressed in deg-cm2 -d mol1 with Tin C.                 polypeptides adopts a helical structure. This places restric-
 The two methods used to calculate AHVH are desccribed in Materials                   tions on the experimental conditions available and necessi-
 and Methods.                                                                         tates correcting the observed AH for the ionization of the side
Biochemistry: Scholtz et al.                                                  Proc. NatL. Acad. Sci. USA 88 (1991)                2857
          1000




          750

     y



    Cl)   500
    cw
                                                                                                                     FIG. 3. DSC scan for peptide
    a)
    0
                                                                                                                  I, truncated at 750C to avoid com-
    x
    w
                                                                                                                  plications from irreversibility. The
                                                                                                                  peptide concentration was 1.72
          250                           b                              all                                        mg/ml in 1 mM potassium phos-
                                                                                                                  phate (pH 7.00) containing 0.1 M
                                                                                                                  NaCl. The baseline used was de-
                                                                                                                  termined using the second proce-
                                                                                                                  dure described in Materials and
                                                                                                                  Methods. The solid curve was
                                                                             E,                     B   e         generated using parameters from
            -50         -25         0           25         50            5    100             125           150   Table 3; AHVH = 11.3 kcal per mol
                                                                                                                  of peptide, AHcl, = 60.0 kcal per
                                                     Temperature, 0C                                              mol of peptide.
   chains. In spite of the differences between poly(L-glutamate),                show stronger association and might be held together by two
   poly(L-lysine), and the L-alanine-based peptide, each calori-                 amide hydrogen bonds, have been studied by Susi et al. (7,
   metric study gives essentially the same value for the enthalpy                23). A complicating feature of the results for lactam dimers,
   of helix formation in water, indicating that AH is determined                 as noted by Susi and Ard (23), is that "dimerization" of
   chiefly by main-chain interactions.                                           e-caprolactam is not a two-state reaction, and they suggested
      The theory of the a-helix-random coil transition, which is                 that hydrophobic interactions might be involved in driving its
   based on a statistical mechanical model for helix formation,                  association.
   shows that the helix-coil transition is not a two-state reac-                   Another model compound study, which may be more
  tion, even for short peptides. For a-helix formation by an                    applicable to strictly aqueous solution, comes from Suri et al.
  infinite-chain polypeptide, the AH,,/AHVH ratio is found to                   (8). By measuring the second virial coefficients for interac-
  be C-1/2 (20), where o-is the nucleation constant (in the range               tion between several pairs of solutes in water, and by
  of 10-3 to 10-4; see refs. 13 and 14) and a-1/2 can be thought                interpreting the results with a group additivity principle, they
  of as the length of the cooperative unit. For shorter peptides,               found a significant attractive interaction between NH and CO
  AHCa/AHVH is a function of chain length, and values of AHVH                   groups in water; they limited their studies to moderately
  that are smaller than AH~a, are expected for all chain lengths.               dilute solutions (<1 M) in order to obtain results character-
  We have confirmed this basic prediction of helix-coil tran-                   istic of aqueous solution. This precaution is not feasible in the
  sition theory, that AHcw >> AHVH (and therefore that a-helix                  other model compound studies cited above.
  formation is far from being a two-state reaction), by our                        In addition to the model compound studies designed to
  measurements of AHc, and AHVH (Table 2).                                     estimate the strength of the amide hydrogen bond in water,
     Comparison of the AH of Helix Formation with Model                        there have also been theoretical treatments of the problem
 Compound Studies. There have been several studies of the                      (24, 25). In a molecular dynamics simulation of the associa-
 formation in water of dimers, and possibly also higher                        tion of N-methylacetamide in water, Jorgensen (24) found
 oligomers, of compounds such as urea (5), N-methylaceta-                      that association is driven by a dipolar interaction, not by
 mide (6), and c-valerolactam (7) that might be held together                  formation of amide hydrogen bonds. Sneddon et al. (25) used
 by amide hydrogen bonds. There is general agreement that                      a similar simulation method to study the interaction between
 the dimers formed are weak and that the net strength of the                   two formamide molecules in water and in an apolar solvent.
 amide hydrogen bond in water must be quite weak. There is                     They found that the hydrogen-bonded dimer is more stable in
 disagreement, however, about whether specific dimer for-                      water than in an apolar solvent, but the Gibbs energy of amide
 mation is observed at all and whether amide hydrogen bonds                    hydrogen bond formation in water is roughly zero. These
 are responsible for dimer formation. Moreover, the model                      results illustrate the problems of using model compounds and
 compound studies give differing estimates of AH ofthe amide                   studies of dimer formation to investigate the properties of the
hydrogen bond in water.                                                        amide hydrogen bond in water. In contrast, peptide a-helix
    Schellman (5) used accurate literature data for the heat of               formation is a monomolecular reaction that can be studied in
dilution of urea solutions to show that urea dimer formation                  dilute solution and yields several peptide hydrogen bonds
is likely and that AH of dimer formation corresponds to -1.5                  formed for each helical molecule.
kcal per mol per putative amide hydrogen bond. Schonert                           One particularly germane theoretical treatment of the
and Stroth (21) found that binding of urea to simple peptides                 stability of the a-helix in water comes from Ooi and Oobatake
has similar thermodynamic properties to the urea dimer                        (26). Using parameters derived from the thermodynamics of
studied by Schellman; they pointed out, however, that un-                     protein unfolding and from model compound studies of the
certainty in estimating small dimerization constants has a                    effects of water on the unfolded and folded forms of a protein,
large effect on the estimated AH. Further studies of the urea                 they are able to predict AH and its temperature dependence
dimer system by Barone et al. (22) gave results consistent                    for an isolated alanine a-helix in water. Their results suggest
with Schellman's original estimate. Dimeric lactams, which                    that helix formation is enthalpy-driven, and the predicted AH
2858      Biochemistry: Scholtz et al.                                                 Proc. NatL. Acad. Sci. USA 88 (1991)
for unfolding of a 40-residue alanine helix (0.86 kcal per mol            1. Marqusee, S., Robbins, V. H. & Baldwin, R. L. (1989) Proc.
per residue) is close to the AHcw we observe for our peptide.                Natl. Acad. Sci. USA 86, 5286-5290.
They are also able to estimate the temperature dependence of              2. Padmanabhan, S., Marqusee, S., Ridgeway, T., Laue, T. M. &
AH (that is, ACp). They predict that ACp is small (2.0 cal per               Baldwin, R. L. (1990) Nature (London) 344, 268-270.
mol of residue per K), and that the major contribution to the             3. Ihara, S., Ooi, T. & Takahashi, S. (1982) Biopolymers 21,
large AH for helix formation is temperature-independent.                     131-145.
                                                                          4. Takahashi, S., Kim, E.-H., Hibino, T. & Ooi, T. (1989)
Their work suggests that hydrogen bond formation and van                     Biopolymers 28, 995-1009.
der Waals contacts should be the dominant factors stabilizing             5. Schellman, J. A. (1955) C. R. Trav. Lab. Carlsberg 29, 223-
the a-helix. Further work is needed to test this prediction.                 229.
   Implications for Protein Folding and Structure. One of the             6. Klotz, I. M. & Franzen, J. S. (1962) J. Am. Chem. Soc. 84,
fundamental constants of protein stability is the strength of                3461-3466.
the peptide hydrogen bond in water. For a typical globular                7. Susi, H., Timasheff, S. N. & Ard, J. S. (1964) J. Biol. Chem.
protein, the majority of the backbone amides are involved in                 239, 3051-3054.
hydrogen-bonding interactions in the folded protein, and                  8. Suri, S. K., Spitzer, J. J., Wood, R. H., Abel, E. G. & Thomp-
most of these amides are fully solvated in the unfolded                      son, P. T. (1985) J. Solution Chem. 14, 781-794.
                                                                          9. Marqusee, S. & Baldwin, R. L. (1987) Proc. Nat!. Acad. Sci.
protein. Our results place Al for helix formation in the                     USA 84, 8898-8902.
neighborhood of -1 kcal per mol per residue. It appears that             10. Rialdi, G. & Hermans, J. (1966) J. Am. Chem. Soc. 88,
the major contribution to this AH comes from the peptide                     5719-5720.
backbone itself, which suggests the enthalpy of the peptide              11. Chou, P. Y. & Scheraga, H. A. (1971) Biopolymers 10, 657-
hydrogen bond is substantial. Even if this enthalpic contri-                 680.
bution to the stability of the folded protein is unique to the           12. Hermans, J. (1966) J. Phys. Chem. 70, 510-515.
a-helix, -1 kcal per mol per residue would still represent a             13. Ptitsyn, 0. B. (1972) Pure Appl. Chem. 31, 227-244.
major factor in the stability of protein structure. Further work         14. Zimm, B. H. & Rice, S. A. (1960) Mol. Phys. 3, 391-407.
is required to analyze the factors contributing to AH for                15. Stewart, J. M. & Young, J. D. (1984) Solid Phase Peptide
a-helix formation and to determine whether the peptide                       Synthesis (Pierce, Rockford, IL).
                                                                         16. Hudson, D. (1988) J. Org. Chem. 53, 617-624.
hydrogen bonds found in 8-sheets and p-turns also show                   17. Chen, G. C. & Yang, J. T. (1977) Anal. Lett. 10, 1195-1207.
large values of AH.                                                      18. Brandts, J. F. & Kaplan, L. J. (1973) Biochemistry 12, 2011-
                                                                             2024.
   We thank the National Institutes of Health Clinical Mass Spec-        19. Woody, R. W. (1985) in The Peptides, eds. Udenfriend, S.,
trometry Resource, University of Colorado, supported by Grant                Meienhofer, J. & Hruby, J. R. (Academic, New York), Vol. 7,
RRO1152, and the Massachusetts Institute of Technology Mass                  pp. 15-114.
Spectrometry Facility, supported by National Institutes of Health        20. Applequist, J. (1963) J. Chem. Phys. 38, 934-941.
Center for Research Resources Grant RR00316, for the fast atom           21. Schonert, H. & Stroth, L. (1981) Biopolymers 20, 817-831.
bombardment mass spectra. We thank Robert J. Binard for amino            22. Barone, G., Castronuovo, G., Del Vecchio, P. & Giancola, C.
acid analysis and Doug Barrick, Hong Qian, and John Schellman for            (1989) J. Chem. Soc. Faraday Trans. 1 85, 2087-2097.
critical review of the manuscript. J. M. Scholtz is a Public Health      23. Susi, H. & Ard, J. S. (1969) J. Phys. Chem. 73, 2240-2241.
Service Postdoctoral Fellow (GM13451). S.M. acknowledges sup-            24. Jorgensen, W. L. (1989) J. Am. Chem. Soc. 111, 3370-3371.
port from the National Institutes of Health Medical Scientist Training   25. Sneddon, S. F., Tobias, D. J. & Brooks, C. L. (1989) J. Mol.
Program (GM7365). This work was supported by grants from the                 Biol. 209, 817-820.
National Institutes of Health (GM31475) and National Science Foun-       26. Ooi, T. & Oobatake, M. (1991) Proc. Natl. Acad. Sci. USA 88,
dation (DMB 8904394) to M.S. and D.W.B.                                      2859-2863.

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Dsc peptide

  • 1. Proc. Natl. Acad. Sci. USA Vol. 88, pp. 2854-2858, April 1991 Biochemistry Calorimetric determination of the enthalpy change for the a-helix to coil transition of an alanine peptide in water (L-alanine helix/peptide hydrogen bond/helix-coil enthalpy) J. MARTIN SCHOLTZ*, SUSAN MARQUSEE*t, ROBERT L. BALDWIN**, EUNICE J. YORK§, JOHN M. STEWART§, MARCELO SANTORO¶1, AND D. WAYNE BOLEN¶ *Department of Biochemistry, Stanford University School of Medicine, Stanford, CA 94305; §Department of Biochemistry, University of Colorado Health Sciences Center, Denver, CO 80262; and IDepartment of Chemistry and Biochemistry, Southern Illinois University, Carbondale, IL 62901 Contributed by Robert L. Baldwin, December 7, 1990 ABSTRACT The enthalpy change (AM) accompanying the size and purify. Compound I represents a compromise be- a-helix to random coil transition in water has been determined tween these conflicting considerations. Synthesis of I began calorimetrically for a 50-residue peptide of defined sequence soon after the discovery that the sequence AEAAK, used as that contains primarily alanine. The enthalpy of helix forma- a repeating unit, forms stable helices when there are three tion is one of the basic parameters needed to predict thermal repeats (9). The possible ion pairs formed by the Glu-, Lys' unfolding curves for peptide helices and it provides a starting residues with an i, i + 3 spacing make only a minor contri- point for analysis of the peptide hydrogen bond. The experi- bution to helix stability; the major factor in helix formation is mental uncertainty in AM reflects the fact that the transition the high helix propensity of the alanine residues (1). curve is too broad to measure in its entirety, which precludes Calorimetric measurements of Al have been reported for fitting the baselines directly. A lower limit for All of unfolding, a-helix formation by poly(L-glutamic acid) (10) and poly(L- 0.9 kcal/mol per residue, is given by assuming that the change lysine) (11), and noncalorimetric estimates of AH have been in heat capacity (ACp) is zero, and allowing the baseline to reported for these and other polypeptides (ref. 12 and review intersect the transition curve at the lowest measured Cp value. in ref. 13). The theory of Zimm and Rice (14) has been used Use of the van't Hoff equation plus least-squares fitting to to take account of the ionization of poly(L-glutamic acid) and determine a more probable baseline gives AH = 1.3 kcal/mol poly(L-lysine) (12, 13). These ionizable polypeptides form per residue. Earlier studies of poly(L-lysine) and poly(L- random coils when fully ionized and often aggregate when glutamate) have given 1.1 kcal/mol per residue. Those inves- fully uncharged; thus, monomeric helix formation can be tigations, along with our present result, suggest that the side achieved only in conditions of partial ionization. A compar- chain has little effect on AH. The possibility that the peptide ison of the value of AH for alanine helix formation with those hydrogen bond shows a correspondingly large Al, and the for lysine and glutamic acid, which have long ionizable side implications for protein stability, are discussed. chains, should reveal whether the dominant contribution to AH is made by the a-helix backbone. Although it has the smallest side chain except for glycine, alanine has one of the highest helix propensities (1-4) of the amino acids in the genetic code: alanine-rich peptides as short MATERIALS AND METHODS as 16 residues form isolated a-helices in water (1). This fact Peptide Synthesis and Purification. Peptide synthesis was suggests that the a-helix is an intrinsically stable structure in performed on a Biosearch 9500 automatic synthesizer with water and that larger side chains, as well as polar side chains, stepwise solid-phase procedures (15) using a tert-butoxycar- more often detract from helix stability than add to it. Studies bonyl (Boc)/benzyl strategy and HF cleavage. p-Methylbenz- with model compounds (5-8) have given differing estimates hydrylamine (MBHA, polystyrene/1% divinylbenzene) resin of the stability of the amide hydrogen bond in water but agree was used to give the C-terminal amide. Double couplings and that competing hydrogen bonds to water drastically limit the capping by acylation with acetylimidazole were employed stability of the amide hydrogen bond. Measurement of the routinely. A third coupling with a 1-hydroxybenzotriazole- enthalpy change (All) and the heat capacity change (ACp) for benzotriazolyloxotris(dimethylamino)phosphonium hexaflu- alanine helix formation should provide important information orophosphate active ester (16) was used when monitoring by about the energetics of the peptide hydrogen bond, which is the qualitative Kaiser test showed the coupling to be incom- one of the fundamental constants of protein stability. We plete. The synthesis was performed on a 0.4-mmol scale expect that the temperature-independent component of AH starting with Boc-Phe-MBHA resin. The crude peptide was should reflect the peptide hydrogen bond and van der Waals purified first by gel filtration on Sephadex G-50 in 0.1 M contacts, and the hydrophobic interactions will be reflected acetic acid, then by reverse-phase HPLC on Vydac large- in ACp. pore (300 A) C4 resin with gradients of acetonitrile in We report the calorimetric measurement of AH for a-helix 0.1% trifluoroacetic acid. Amino acid composition was de- formation by a 50-residue peptide, I, whose sequence is termined with a Beckman 6300 amino acid analyzer after Ac-Y(AEAAKA)8F-NH2. hydrolysis for 22 hr at 1100C in 6 M HCl. Circular Dichroism (CD) Measurements. CD spectra were The results give the enthalpy of formation of a monomeric taken on an Aviv 6ODS spectropolarimeter equipped with a helix of defined sequence and length. Short peptides give Hewlett-Packard 89100A temperature control unit. Cuvettes broad thermal unfolding transition curves and small heats of with 10- or 1-mm pathlengths were employed. Ellipticity is unfolding, whereas long polypeptides are difficult to synthe- Abbreviations: DSC, differential scanning calorimetry; AHVH, van't Hoff enthalpy change; AH~, calorimetric enthalpy change. The publication costs of this article were defrayed in part by page charge tPresent address: Department of Biology, Massachusetts Institute of payment. This article must therefore be hereby marked "advertisement" Technology, Cambridge, MA 02139. in accordance with 18 U.S.C. §1734 solely to indicate this fact. tTo whom reprint requests should be addressed. 2854
  • 2. Biochemistry: Scholtz et al. Proc. Natl. Acad. Sci. USA 88 (1991) 2855 reported as mean molar residue ellipticity, [6] (degcm2. investigate the thermodynamics of the helix-coil transition dmol-h), and was calibrated with (+)-10-camphorsulfonic associated with the polypeptide backbone, we desire a pep- acid (17). CD samples were prepared by diluting aqueous tide that contains minimal side-chain interactions. This pep- stock solutions of peptide either with 1 mM sodium citrate/1 tide appears to be well suited for this purpose. mM sodium phosphate/i mM sodium borate containing the The peptide contains, in addition to the eight AEAAKA indicated amount of NaCl or with 1 mM potassium phosphate repeats, blocked N- and C-terminal residues that eliminate containing KF. In either case the pH was adjusted with HCl the unfavorable interaction of the two charged termini with and KOH or NaOH to pH 7.0 at room temperature. Stock the helix macrodipole. The peptide also contains a single peptide concentration was determined by measuring tyrosine tyrosine residue, so that peptide concentration can be deter- absorbance in phosphate-buffered 6 M guanidine hydrochlo- mined accurately by tyrosine absorbance (1, 18). Peptide ride, pH 6.0, as described (1, 18). purity was ascertained by reverse-phase HPLC on C4, C18, Differential Scanning Calorimetry (DSC). Scanning cal- and diphenyl resins to be >95%, and amino acid analysis gave orimetry experiments were performed in degassed, pH 7.0, the expected composition. The molecular weight of the 1.0 mM phosphate buffer containing 0.1 M NaCl. The peptide peptide was confirmed by fast atom bombardment mass concentration in the DSC cell was 1.72 mg/ml (0.366 mM) as spectrometry [calculated (M+H)+, 4703.3; found, 4703.1 determined by tyrosine absorbance (18). The experiments gmol-1]. were performed with a MicroCal MC-2 differential scanning CD Spectra. The CD spectra of the peptide recorded at calorimeter (MicroCal, Northampton, MA) at a scanning rate several different temperatures throughout the thermal tran- of about 10C/min under nitrogen pressure of 30 psi (206.7 sition between helix and coil are shown in Fig. 1. The kPa). Data analysis software was supplied by MicroCal and low-temperature spectra are typical of those found for a-he- Ernesto Freire. For analysis, the raw data, in the form of heat lical peptides with minima at 222 and 208 nm and a maximum flow (mcal min-1; 1 cal = 4.184 J) were converted to excess at 195 nm (19). The thermal transition shows an apparent Cp (kcal mol - K-) by dividing each data point of the thermal isodichroic point at 202 nm, suggesting that all residues are scan of peptide I by the scan rate (K min-1). The raw data either a-helical or random-coil, with no alternative residue from a thermal scan of buffer vs. buffer, also corrected for conformations. scan rate, were then subtracted. The resulting data were then CD Thermal Unfolding Curves. We measured the thermal divided by the number of moles of I contained in the sample unfolding curves of I by CD in order to determine the curve cell to give the excess Cp scan for peptide I. of percent helix versus temperature. This information pro- DSC Data Analysis. Because of the broad thermal transition vides a useful check on finding the correct baselines for the of this peptide, it is not possible to determine the pre- and DSC experiments. The thermal unfolding curves of the posttransition baselines necessary for a complete analysis of peptide, measured by CD at 222 nm, are shown in Fig. 2 for the calorimetric data. As a result, we are unable to determine several different peptide concentrations. The melting curves ACp for the transition. To analyze the DSC data, we assumed are superimposable, indicating that the peptide is monomo- ACp = 0 and employed two strategies in handling the baseline lecular at these concentrations. Data obtained by heating and problem. cooling experiments are identical, demonstrating the revers- The first strategy was to construct a baseline (or to "floor" ibility of the thermal transition from 0 to 70'C; however, the data) at the lowest excess Cp appearing in the scan and then fit the resulting set of data. This procedure provides an prolonged exposure of the peptide solution to temperatures underestimate of the calorimetric enthalpy change (AHc,,), >70'C diminishes this reversibility. Both reversibility and since the shape of the endotherm and the value of the van't monomolecularity are required for analysis of the thermo- Hoff enthalpy change (AHVH) indicate that the endotherm is dynamics of the helix-coil transition. incomplete in the temperature range covered by the DSC The difficulty of defining the CD baselines for the 100% data. helix and 100% coiled forms of the peptide limits our analysis The second strategy involved an attempt to estimate the of the transition. We investigated two different approaches to baseline Cp by means of a least-squares minimization proce- solving this problem. The first was to assume that the peptide dure. Starting with the endotherm obtained by flooring the is fully helical at 0°C, and to treat the helix-coil transition as data to the lowest excess Cp, the baseline was systematically a two-state reaction. The observed value for [61222 at 0°C was lowered by increments of 50 cal mol-'-K-1, and the data were then used together with a [10222 value of 0 for the fully coiled fitted at each assumed baseline by setting ACp to zero while form of the peptide to calculate the fraction helix at each allowing AHcw and AHVH to float. The sum of the squares of temperature lfH(l)] and AHVH. The second method used to the residuals (SSR) for each fit was recorded for each new baseline. The assumed Cp baseline resulting in the smallest SSR was taken as the best estimate of the baseline, and the corresponding values of AHVH and AHca, are reported as our best estimates of these thermodynamic parameters. RESULTS Peptide Design and Synthesis. The sequence of the peptide used in these studies, I, is based upon one of the peptides first described by Marqusee and Baldwin (9). It is a longer version of their (i, i + 3)E,K peptide, which contains glutamic acid and lysine always separated by two alanine residues. There are eight blocks of the simple repeat AEAAKA. The i, i + 3 spacing of the glutamic and lysine residues was selected 190 200 210 220 230 240 250 260 because side-chain interactions are minimal, when compared Wavelength, nm with the i, i + 4 arrangement of the glutamic and lysine FIG. 1. CD spectra of peptide I recorded at temperatures in 20° residues which stabilize the helix by forming intrahelical ion increments from 0C (lowest curve at 222 nm) to 800C (highest curve pairs. These stabilizing interactions have not been demon- at 222 nm). The spectra were recorded at a peptide concentration of strated with the (i, i + 3)E,K peptides. Since we wish to 8.50 ,uM in 1 mM potassium phosphate (pH 7.0) containing 0.1 M KF.
  • 3. 2856 Biochemistry: Scholtz et al. Proc. Natl. Acad. Sci. USA 88 (1991) I I Table 2. Helix-coil Al values determined from DSC data E aa g . AAHlca, kcal mol' AHVH, kcal mol-1 E 30 - go Sample Per peptide Per residue Per peptide Per residue -0 1* 45.8 0.92 13.8 0.28 0) e) 2* 40.5 0.81 14.0 0.28 ~0 20 aft it 67.6 1.35 11.0 0.22 C,, a 2t 60.0 1.20 11.3 0.23 0I 10 a Values were obtained by fitting DSC scans to the 50-mer, assuming x cm cm 10 a C ACp = 0 while allowing AHcaj and AHVH to float. *The baseline was imposed by "flooring" the DSC data such that the ' baseline intersects the DSC data at the point of lowest excess ACP . 70 . ~~~(viz., at 90°C). tThe baseline for this fitting was arrived at by truncating the data at 0 10 20 30 40 Temperature, OC 50 60 70 80 750C and successively lowering the "floored" baseline to obtain the baseline giving a minimum in the sum of squares of residuals for FIG. 2. Thermal unfolding curves for peptide I as monitored by fitting (see Materials and Methods). An example of the fitted data CD. The concentrations of I for each experiment were 4.30 AM (A), is given as a solid line in Fig. 3. 8.60 gM (o), and 16.59 /AM (u). The solid poil nts represent data the most probable baseline. The baseline was successively obtained from cooling experiments on the same saimples as indicated above. lowered in Cp increments of 50 cal molP'K-l and a fitting was performed for each new baseline, assuming ACp = 0 and derive AHVH from the CD thermal unfolding curves involved allowing AHcaj and AHVH to float. When the sum of squares a least-squares fit of the observed [61222 t( the van't Hoff of the residuals for each fitting reached a minimum, the equation for a two-state process, allowiing temperature- baseline Cp at that minimum was taken as the most probable dependent CD baselines for both the fully helical {[I]H(T)} baseline. Fig. 3 presents the best fit of the data, using this as and fully coiled {[O]c(T)} forms of the pepitide. The values the most probable baseline. Table 2 provides the best-fit calculated by the two methods are given in ITable 1. values for AHcaj and AHVH using this baseline. The AHvH There are two primary reasons for calcul;ating AHVH. The values determined by CD (Table 1) and by DSC (Table 2) first is to find out whether a single value of AHVH is able to agree satisfactorily, indicating that the spectroscopic and describe the observed thermal unfolding cl irve. If the fit is calorimetric probes are monitoring the same temperature- satisfactory, this AHVH value can be used to estimate, by dependent process. extrapolation, the high-temperature and low'-temperature re- gions of the curve, which cannot be measurred directly. The DSUSO second is to compare the AHVH values calc:ulated from CD DISCUSSION and DSC; if the two values are the same, it i implies that each Enthalpy of a-Helix Formation in Water. The alanine-based technique is monitoring the same temperIature-dependent a-helix forms a stable structure in water because of the process, regardless of the validity of the t%vo-state assump- favorable enthalpy of helix formation. The present study tion. places Allcal of a-helix formation in the neighborhood of -1 DSC. The broad DSC endotherm observred for peptide I kcal per mol per residue (Table 2). This result supports the creates a number of technical difficulties in evaluation of explanation for the high helix-forming propensity of alanine AHvH and AHcw associated with the the rmal transition. (2) in which the a-helix backbone is stable in water. Analysis of the thermal transition curves, the erefore, requires The broad thermal unfolding transition, observed by both knowledge of the initial and final portions of the transition, in CD and DSC measurements, is typical for small helical addition to information about the thermal baseline within the peptides. The broadness of the transition precludes any transition zone. analysis of the ACP for helix formation and forces us to We used two approaches to estimate the O baseline in the evaluate AH without the benefit of well-defined baselines. DSC scans. The first method, in which a flat baseline was The two methods of applying baselines to the DSC scans constructed by requiring the baseline to i intersect the en- provide practical ranges for AHal accompanying the helix- dotherm at the lowest Cp, does a poor job if fitting the data coil transition. Simply flooring the DSC data to the smallest at high temperatures, suggesting the endothe rm is incomplete Cp of the scan and integrating the area under the curve gives in this temperature range (data not shown). This procedure a lower limit for AHcal of 43 kcal per mol of peptide. Use of truncates the data, and consequently this ap proach underes- a systematic least-squares procedure for determining the timates AHcal; values of Alcal and AHvH obt ained in this way baseline of the DSC scans gives an estimate for AHcal of 64 are given in Table 2. kcal per mol of peptide. Thus, the helix-coil AH per residue One interpretation of the poor fit at high temperatures is is a minimum of 0.86 kcal per mol, with the best estimate of that effects of irreversibility begin above 70)0C and might be AHcaj being around 1.3 kcal per mol per residue. responsible for the aberrant fit. Accordingl ly, we truncated Calorimetric measurements of AH for the helix-coil tran- the data at 750C and considered another appiroach to defining sition in water have been reported for two ionizable poly- peptides: poly(L-glutamic acid) (10) and poly(L-lysine) (11). Table 1. AHVH determined from CD data Both studies place AH for helix formation in the neighbor- AHrvH, kcal mol-1 hood of -1.1 kcal per mol per residue, after correction for the [6]H(T)* heat of ionization of the side chains. The polypeptides Method [OIc(T)* Per pep)tide Per residue containing either L-glutamate or L-lysine form a-helices only 1 -35,200 0 11.4 0.23 under conditions of partial ionization; the fully charged forms 2 103T -40,000 -46T + 640 11.( 0.22 are not helical, whereas the uncharged forms aggregate. It is *Values for the fully helical form, [6]H(T), and fully coiled form, only under conditions of partial ionization that either of these [6]c(T), of the peptide are expressed in deg-cm2 -d mol1 with Tin C. polypeptides adopts a helical structure. This places restric- The two methods used to calculate AHVH are desccribed in Materials tions on the experimental conditions available and necessi- and Methods. tates correcting the observed AH for the ionization of the side
  • 4. Biochemistry: Scholtz et al. Proc. NatL. Acad. Sci. USA 88 (1991) 2857 1000 750 y Cl) 500 cw FIG. 3. DSC scan for peptide a) 0 I, truncated at 750C to avoid com- x w plications from irreversibility. The peptide concentration was 1.72 250 b all mg/ml in 1 mM potassium phos- phate (pH 7.00) containing 0.1 M NaCl. The baseline used was de- termined using the second proce- dure described in Materials and Methods. The solid curve was E, B e generated using parameters from -50 -25 0 25 50 5 100 125 150 Table 3; AHVH = 11.3 kcal per mol of peptide, AHcl, = 60.0 kcal per Temperature, 0C mol of peptide. chains. In spite of the differences between poly(L-glutamate), show stronger association and might be held together by two poly(L-lysine), and the L-alanine-based peptide, each calori- amide hydrogen bonds, have been studied by Susi et al. (7, metric study gives essentially the same value for the enthalpy 23). A complicating feature of the results for lactam dimers, of helix formation in water, indicating that AH is determined as noted by Susi and Ard (23), is that "dimerization" of chiefly by main-chain interactions. e-caprolactam is not a two-state reaction, and they suggested The theory of the a-helix-random coil transition, which is that hydrophobic interactions might be involved in driving its based on a statistical mechanical model for helix formation, association. shows that the helix-coil transition is not a two-state reac- Another model compound study, which may be more tion, even for short peptides. For a-helix formation by an applicable to strictly aqueous solution, comes from Suri et al. infinite-chain polypeptide, the AH,,/AHVH ratio is found to (8). By measuring the second virial coefficients for interac- be C-1/2 (20), where o-is the nucleation constant (in the range tion between several pairs of solutes in water, and by of 10-3 to 10-4; see refs. 13 and 14) and a-1/2 can be thought interpreting the results with a group additivity principle, they of as the length of the cooperative unit. For shorter peptides, found a significant attractive interaction between NH and CO AHCa/AHVH is a function of chain length, and values of AHVH groups in water; they limited their studies to moderately that are smaller than AH~a, are expected for all chain lengths. dilute solutions (<1 M) in order to obtain results character- We have confirmed this basic prediction of helix-coil tran- istic of aqueous solution. This precaution is not feasible in the sition theory, that AHcw >> AHVH (and therefore that a-helix other model compound studies cited above. formation is far from being a two-state reaction), by our In addition to the model compound studies designed to measurements of AHc, and AHVH (Table 2). estimate the strength of the amide hydrogen bond in water, Comparison of the AH of Helix Formation with Model there have also been theoretical treatments of the problem Compound Studies. There have been several studies of the (24, 25). In a molecular dynamics simulation of the associa- formation in water of dimers, and possibly also higher tion of N-methylacetamide in water, Jorgensen (24) found oligomers, of compounds such as urea (5), N-methylaceta- that association is driven by a dipolar interaction, not by mide (6), and c-valerolactam (7) that might be held together formation of amide hydrogen bonds. Sneddon et al. (25) used by amide hydrogen bonds. There is general agreement that a similar simulation method to study the interaction between the dimers formed are weak and that the net strength of the two formamide molecules in water and in an apolar solvent. amide hydrogen bond in water must be quite weak. There is They found that the hydrogen-bonded dimer is more stable in disagreement, however, about whether specific dimer for- water than in an apolar solvent, but the Gibbs energy of amide mation is observed at all and whether amide hydrogen bonds hydrogen bond formation in water is roughly zero. These are responsible for dimer formation. Moreover, the model results illustrate the problems of using model compounds and compound studies give differing estimates of AH ofthe amide studies of dimer formation to investigate the properties of the hydrogen bond in water. amide hydrogen bond in water. In contrast, peptide a-helix Schellman (5) used accurate literature data for the heat of formation is a monomolecular reaction that can be studied in dilution of urea solutions to show that urea dimer formation dilute solution and yields several peptide hydrogen bonds is likely and that AH of dimer formation corresponds to -1.5 formed for each helical molecule. kcal per mol per putative amide hydrogen bond. Schonert One particularly germane theoretical treatment of the and Stroth (21) found that binding of urea to simple peptides stability of the a-helix in water comes from Ooi and Oobatake has similar thermodynamic properties to the urea dimer (26). Using parameters derived from the thermodynamics of studied by Schellman; they pointed out, however, that un- protein unfolding and from model compound studies of the certainty in estimating small dimerization constants has a effects of water on the unfolded and folded forms of a protein, large effect on the estimated AH. Further studies of the urea they are able to predict AH and its temperature dependence dimer system by Barone et al. (22) gave results consistent for an isolated alanine a-helix in water. Their results suggest with Schellman's original estimate. Dimeric lactams, which that helix formation is enthalpy-driven, and the predicted AH
  • 5. 2858 Biochemistry: Scholtz et al. Proc. NatL. Acad. Sci. USA 88 (1991) for unfolding of a 40-residue alanine helix (0.86 kcal per mol 1. Marqusee, S., Robbins, V. H. & Baldwin, R. L. (1989) Proc. per residue) is close to the AHcw we observe for our peptide. Natl. Acad. Sci. USA 86, 5286-5290. They are also able to estimate the temperature dependence of 2. Padmanabhan, S., Marqusee, S., Ridgeway, T., Laue, T. M. & AH (that is, ACp). They predict that ACp is small (2.0 cal per Baldwin, R. L. (1990) Nature (London) 344, 268-270. mol of residue per K), and that the major contribution to the 3. Ihara, S., Ooi, T. & Takahashi, S. (1982) Biopolymers 21, large AH for helix formation is temperature-independent. 131-145. 4. Takahashi, S., Kim, E.-H., Hibino, T. & Ooi, T. (1989) Their work suggests that hydrogen bond formation and van Biopolymers 28, 995-1009. der Waals contacts should be the dominant factors stabilizing 5. Schellman, J. A. (1955) C. R. Trav. Lab. Carlsberg 29, 223- the a-helix. Further work is needed to test this prediction. 229. Implications for Protein Folding and Structure. One of the 6. Klotz, I. M. & Franzen, J. S. (1962) J. Am. Chem. Soc. 84, fundamental constants of protein stability is the strength of 3461-3466. the peptide hydrogen bond in water. For a typical globular 7. Susi, H., Timasheff, S. N. & Ard, J. S. (1964) J. Biol. Chem. protein, the majority of the backbone amides are involved in 239, 3051-3054. hydrogen-bonding interactions in the folded protein, and 8. Suri, S. K., Spitzer, J. J., Wood, R. H., Abel, E. G. & Thomp- most of these amides are fully solvated in the unfolded son, P. T. (1985) J. Solution Chem. 14, 781-794. 9. Marqusee, S. & Baldwin, R. L. (1987) Proc. Nat!. Acad. Sci. protein. Our results place Al for helix formation in the USA 84, 8898-8902. neighborhood of -1 kcal per mol per residue. It appears that 10. Rialdi, G. & Hermans, J. (1966) J. Am. Chem. Soc. 88, the major contribution to this AH comes from the peptide 5719-5720. backbone itself, which suggests the enthalpy of the peptide 11. Chou, P. Y. & Scheraga, H. A. (1971) Biopolymers 10, 657- hydrogen bond is substantial. Even if this enthalpic contri- 680. bution to the stability of the folded protein is unique to the 12. Hermans, J. (1966) J. Phys. Chem. 70, 510-515. a-helix, -1 kcal per mol per residue would still represent a 13. Ptitsyn, 0. B. (1972) Pure Appl. Chem. 31, 227-244. major factor in the stability of protein structure. Further work 14. Zimm, B. H. & Rice, S. A. (1960) Mol. Phys. 3, 391-407. is required to analyze the factors contributing to AH for 15. Stewart, J. M. & Young, J. D. (1984) Solid Phase Peptide a-helix formation and to determine whether the peptide Synthesis (Pierce, Rockford, IL). 16. Hudson, D. (1988) J. Org. Chem. 53, 617-624. hydrogen bonds found in 8-sheets and p-turns also show 17. Chen, G. C. & Yang, J. T. (1977) Anal. Lett. 10, 1195-1207. large values of AH. 18. Brandts, J. F. & Kaplan, L. J. (1973) Biochemistry 12, 2011- 2024. We thank the National Institutes of Health Clinical Mass Spec- 19. Woody, R. W. (1985) in The Peptides, eds. Udenfriend, S., trometry Resource, University of Colorado, supported by Grant Meienhofer, J. & Hruby, J. R. (Academic, New York), Vol. 7, RRO1152, and the Massachusetts Institute of Technology Mass pp. 15-114. Spectrometry Facility, supported by National Institutes of Health 20. Applequist, J. (1963) J. Chem. Phys. 38, 934-941. Center for Research Resources Grant RR00316, for the fast atom 21. Schonert, H. & Stroth, L. (1981) Biopolymers 20, 817-831. bombardment mass spectra. We thank Robert J. Binard for amino 22. Barone, G., Castronuovo, G., Del Vecchio, P. & Giancola, C. acid analysis and Doug Barrick, Hong Qian, and John Schellman for (1989) J. Chem. Soc. Faraday Trans. 1 85, 2087-2097. critical review of the manuscript. J. M. Scholtz is a Public Health 23. Susi, H. & Ard, J. S. (1969) J. Phys. Chem. 73, 2240-2241. Service Postdoctoral Fellow (GM13451). S.M. acknowledges sup- 24. Jorgensen, W. L. (1989) J. Am. Chem. Soc. 111, 3370-3371. port from the National Institutes of Health Medical Scientist Training 25. Sneddon, S. F., Tobias, D. J. & Brooks, C. L. (1989) J. Mol. Program (GM7365). This work was supported by grants from the Biol. 209, 817-820. National Institutes of Health (GM31475) and National Science Foun- 26. Ooi, T. & Oobatake, M. (1991) Proc. Natl. Acad. Sci. USA 88, dation (DMB 8904394) to M.S. and D.W.B. 2859-2863.