asdfghjklasdfghjkasdfghjksdfghjkdsfghjksdfghj

2. Learning Objectives
• What is meant by Securities
• Functions of Securities
Market
• Regulator
• Participants

3. • Securities:

4. Scrips

5. • Functions of Securities Market:
– A place where buy/sell securities
– Enable companies to raise resources
– Transfer of resources
• Securities one can invest in:
– shares
– Bonds and debentures
– Government securites
– Derivative products
– Units of mutual funds

6. • Regulator:
– Need
• absence of perfect competition
• Protecting investors interest
• Control the functioning of participants
– Who regulates securities market
• Department of Economic Affairs (DEA)
• Reserve Bank of India
• SEBI

7. • SEBI and It’s role
– Established under section 3 of SEBI act 1992
– Statutory power
• Protecting investors interest
• Promoting the development of the securities
market
• Regulating the securities market
– Jurisdiction extends over corporate in the
issuance of capital and transfer of securities
in addition to all intermediaries and persons
associated with securities market.

14. • Participants
– Who are the participants
• Issuer of securities
• Investors in securities
• Intermediaries
– Is it necessary to transact through
intermediaries
• Mandatory as per SCRA
• Maintain an account with depository
• Deposit money with banker to an issue
• Get guidance

15. • Segment of securities market
– Primary market
– Secondary market