1. Rational. Objective. Independent.
Smart Investor Services
Smart Investor was established to provide an easier, risk managed, more efficient way for individuals
to invest in their financial security. We provide a range of services to help clients accomplish their most
important financial goals.
Wealth Management Retirement Plans
We collaborate with our clients as they articulate Smart Investor is a Prudent Expert and serves as
what’s most important to them. Based on a client’s an ERISA 405(d)(1) Independent Fiduciary and
specific needs, we establish a flexible action 3(38) Investment Manager to Plan Sponsors, and
plan designed to attain their financial objectives, provides on-going monitoring and Plan Participant
including estate and income tax efficiencies, progress review services.
education, insurance and special needs, while
benefiting from our institutional, risk management Charitable Remainder Trust
investment process. Administrative Services
9 Each client’s action plan is monitored on an We provide full administrative services, including
on-going basis and clients receive personal investment management and coordinate tax
quarterly investment progress reports. preparation, for institutional and individual clients
9 For our Entrepreneur and Business Owner who are benefiting from the lifetime income, tax
clients, we address the special concerns they benefits and charitable objectives offered by this
face with business succession and maximizing type of trust.
the value of their business assets as part of
their overall financial picture.
9 For our Ophthalmologist clients, we address the
specific business and professional challenges in
today’s medical practices.
Services
5800 Stanford Ranch Rd, Bldg 800, Rocklin, CA 95765 9 Toll-Free: 800.540.0624 9 www.smart-investor.cc