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ACS EMERGING & DEEP TECH WEBINAR:
THE RISE OF AI AND DATA SCIENCE
AND ITS IMPACT ON ETHICS AND
GOVERNANCE
Dr Kelvin Ross
kelvin.ross@kjr.com.au
Dr Kelvin Ross is an entrepreneur, technologist and researcher. He currently holds a number of roles,
including Founder & Chairman of KJR, a mid-tier IT consultancy, Adjunct Associate Professor in Intelligent
and Integrated Systems at Griffith University, and Director at IntelliHQ, a non-profit innovation Centre
focused on Artificial Intelligence in healthcare at Gold Coast University Hospital, and a medical research
data platform startup, Datarwe.
He has over 25 years of experience in advanced technology commencing with safety-critical systems in
the military, then moving on to transportation, banking, financial markets, government and healthcare
systems. He has participated in several successful and unsuccessful technology startups, as well
numerous successful and unsuccessful technology implementation programmes in medium and large
enterprises.
DATA
Interventions
Sensors
Outcomes
Driverless Car
Journey
Data
Actions
Goals
DATA
Interventions
Bio-signals
Outcomes
Precision Medicine
Journey
Data
Actions
Goals
ICU – a data science treasure trove
Data
Models
Outcomes
Clinical Decision Support
0
kph
00
arterial
Stopped at traffic light
straight
day
PREDICT
Fatigue
+15 mins
+30 mins
+1 hr
+2 hr
Stress
Heart Arythmia
Stroke Risk
Diabetes Risk
Davos 2017
"You have to think about how you
develop trust for any new technology”
Ginni Rometty, IBM CEO
"There are some things that machines
can do that perhaps they shouldn't do”
Satya Nadella, Microsoft CEO
INSIGHTS PREDICTIONS ACTIONS
DATA
SCIENCE
MACHINE
LEARNING
ARTIFICIAL
INTELLIGENCE
What is Machine Learning
Source: Sinovation Ventures, https://pandaily.com/kai-fu-lee-9-years-of-sinovation-ventures-parallel-tech-universes-and-vc-ai/
Deep Learning
Class Truth Infer Loss
Chihuahua 1.0 0.214 +0.786
Labrador 0.0 0.769 -0.769
inference
back propagation
Machine Learning Datasets
Super
Model
Sample
Bias
Overfitted Data
Training
optimised
with sample
biased data
Chihuahua or Muffin
Scaling Improves Performance
More info: https://hbr.org/cover-story/2017/07/the-business-of-artificial-intelligence
Humans
Source: ARTIFICIAL INTELLIGENCE THE NEXT DIGITAL FRONTIER?, McKinsey Global Institute, June 2017,
http://www.mckinsey.com/mgi
AI Titans
https://www.forbes.com/sites/forbestechcouncil/2017/12/05/these-seven-countries-are-in-a-race-to-rule-the-world-with-ai/
Race To Rule The World
Key to AI Competitiveness
Mass
Unemployment
Killer Bots
The Trolley Dilemma
https://www.youtube.com/watch?v=nhCh1pBsS80
https://www.forbes.com/sites/kashmirhill/2012/02/16/how-target-figured-
out-a-teen-girl-was-pregnant-before-her-father-did
How Target Figured Out A Teen Girl
Was Pregnant Before Her Father Did
Training Bias
• Algorithm reflecting
underlying training
data bias
• Institutionalised behaviour
captured in training data
• Reinforced in feedback
loop
• Hidden variables
• Less explicit correlations,
e.g. postcode
http://wpj.dukejournals.org/content/33/4/111.full.pdf+html
https://www.propublica.org/article/machine-bias-risk-assessments-in-criminal-sentencing
Algorithmic Racial Profiling
Social Impacts
Entry Qualification HR Selection
Credit Scoring Sentencing
https://www.reuters.com/article/us-amazon-com-jobs-automation-insight/amazon-
scraps-secret-ai-recruiting-tool-that-showed-bias-against-women-idUSKCN1MK08G
Amazon scraps secret AI recruiting tool
that showed bias against women
Young Women Leaders in AI
www.womeninai.com.au
RoboDebt
1. Oversight
2. Explainability
3. Appeal
http://www.innovationaus.com/2017/09/
Medcraft-on-ethics-and-algorithms
“Businesses and government
must be held accountable for their
use of computer algorithms and big
data and transparency should be
the first priority”
Greg Medcraft
ASIC Chairman
The app says you
require surgery in
the next 24 hours.
How did it
decide that?
It doesn’t say, but it
does have an AUC
of 0.94!
The app says
you require
surgery in the
next 24 hours as
your blood
pressure is low,
ECG rhythm is
irregular, and
protein test
returned positive.
https://www.washingtonpost.com/technology/2019/03/21/facebook-reexamine-how-
recently-live-videos-are-flagged-after-christchurch-shooting/
https://www.nytimes.com/2019/03/30/technology/mark-zuckerberg-facebook-regulation-explained.html
1. Harmful Content
2. Election Integrity
3. Privacy
4. Data Portability
Fake News
https://www.theverge.com/2019/11/7/20953040/openai-text-
generation-ai-gpt-2-full-model-release-1-5b-parameters https://www.ccn.com/fake-text-ai-worse-deepfakes/
Google Duplex (0:42)
https://www.engadget.com/2019/04/15/amazon
-shareholder-vote-facial-recognition/
Facial Recognition
https://www.computerworld.com.au/article/660138/mi
crosoft-turned-down-facial-recognition-sales-human-
rights-concerns/
China Social Score
https://www.business2community.com/world-
news/social-credibility-social-control-china-
plans-rate-every-citizen-2020-02045390
Data Monopolies
https://www.wsj.com/articles/google-s-secret-project-nightingale-gathers-personal-health-data-on-millions-of-americans-11573496790
https://www.technologyreview.com/s/613170/emtech-digital-dawn-song-adversarial-machine-learning/
Adversarial Attacks
https://keenlab.tencent.com/en/whitepapers/Experimental_Security_Research_of_Tesla_Autopilot.pdf
Small stickers on the ground trick Tesla autopilot into steering into opposing traffic lane
Researchers design patch to make people ‘virtually invisible’ to AI detectors
https://www.computerworld.com.au/article/660283/researchers-design-patch-make-people-virtually-invisible-ai-detectors/
PerfectionistheenemyofthegoodVoltaire
General
Data
Protection
Regulation
• Effective 25 May 2018
• Automated individual decision-making, including profiling (Article 22) is made
contestable. Citizens now have the right to question and fight decisions that
affect them that have been made on a purely algorithmic basis.
https://en.wikipedia.org/wiki/General_Data_Protection_Regulation
Australian Data Sharing
• Privacy Acts (Federal and States)
• Consumer Data Rights
• https://consumerdatastandards.org.au
• https://www.oaic.gov.au/consumer-data-right/about-the-
consumer-data-right/
• Office of the National Data Commissioner
• https://www.datacommissioner.gov.au/resources/discus
sion-paper
https://consult.industry.gov.au/strategic-policy/artificial-intelligence-ethics-framework/
https://consult.industry.gov.au/strategic-
policy/artificial-intelligence-ethics-framework/
Australia’s
Response
https://consult.industry.gov.au/strategic-policy/artificial-intelligence-ethics-framework/
Australian Human Rights Commission
https://tech.humanrights.gov.au/sites/default/files/2019-
Medical Big Data & AI
• Challenging
• TGA SAMD
Classification
• Health Acts / Privacy
Acts
• Human Research
Ethics Committee –
NHMRC
• Site Specific
Agreements with
Hospitals
https://www.tga.gov.au/sites/default/files/presentation-proposed-reforms-
regulation-software-including-software-medical-device-consultation-results.pdf
https://www.tga.gov.au/sites/default/files/submission-consultation-regulation-
software-including-software-medical-device-samd-ranzcr.pdf
http://spectrum.ieee.org/the-human-
os/biomedical/devices/fda-assembles-team-to-oversee-ai-
revolution-in-health
https://www.forbes.com/sites/theapothecary/2016/08/
19/artificial-intelligence-machine-learning-and-the-
fda/#496e49d31aa1
https://www.fda.gov/media/122535/download
FDA: Proposed Regulatory Framework for
Modifications to AI/ML based SAMD
UK NHS - Code of conduct for data-driven
health and care technology
1. Understand users, their needs and the context
2. Define the outcome and how the technology will contribute to it
3. Use data that is in line with appropriate guidelines for the purpose for which it
is being used
4. Be fair, transparent and accountable about what data is being used
5. Make use of open standards
6. Be transparent about the limitations of the data used
7. Show what type of algorithm is being developed or deployed, the ethical
examination of how the data is used, how its performance will be validated
and how it will be integrated into health and care provision
8. Generate evidence of effectiveness for the intended use and value for money
9. Make security integral to the design
10. Define the commercial strategy
https://www.gov.uk/government/publications/code-of-conduct-for-data-driven-health-and-care-technology/
initial-code-of-conduct-for-data-driven-health-and-care-technology
Software 2.0 Stack Andrej Karpathy, Tesla
https://vimeo.com/274274744
Supporting developers to learn optimal rules (ML architectures and
weights) from example inputs and outputs
2 main areas supporting teams:
- Label
- Maintain surrounding “Data Infrastructure”
- Visualise datasets
- Create/edit labels
- Bubble up likely mislabeled examples
- Suggest data to label
- Flag labeler disagreements
- ...
Software 1.0
Software 2.0
Supporting developers to write rules (programs) to produce
outputs from inputs
E.g. IDEs, Test Automation
https://www.youtube.com/watch?v=Ucp0TTmvqOE&t=1h51m05s
Tesla Data Engine
Source: http://readwrite.com/2014/01/01/three-reasons-your-startup-needs-devops-or-else
Modelling Evaluation Deployment Surveillance
TRAIN
TEST
Model
A/B
Test
Apply To
Production
Data
Monitor
Production
Interactions
Initial
Data
Further production data iteratively evolves model
Phase 1 Phase 2 Phase 3 Phase 4
Lab Single
Site
Multi
Site
Market
Surveillance
Clinical Trial Model
Closing Remarks
1. Extend human capability using
big data and AI
2. New classes of risk
3. Regulation is inevitable
4. Assurance, Test & Evaluation
will be key
Questions?
kelvin.ross@kjr.com.au
@kelvinjross
Meet
Nadia
http://www.abc.net.au/news/2017-09-21/government-stalls-ndis-virtual-assistant-voiced-by-cate-blanchet/8968074
Lyrebird.AI
http://www.abc.net.au/catalyst/stories/4718816.htm
Video: 40:45 - 44:10
Catalyst – Meet The Avatars
Uncanny Valley
The concept of the uncanny valley suggests humanoid objects which appear almost, but
not exactly, like real human beings elicit uncanny, or strangely familiar, feelings of
eeriness and revulsion in observers.
https://en.wikipedia.org/wiki/Uncanny_valley

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The Rise of AI and Data Science: Ethics and Governance Challenges

Editor's Notes

  1. The opportunity
  2. Where data can be used – emphasise collaboration with ANZICS data group, and Melbourne institutions
  3. Andrew Ng, ex Baidu head of AI https://www.youtube.com/watch?v=21EiKfQYZXc 33:00