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A Framework for Ethical
   Decision Making
Presented by
•   Nyla McCarthy, President
•   Catalysts for Change Consulting
•   1460 Evergreen Ave NE
•   Salem, Or 97301
•   Email: nyla@teleport.com
•   Website: www.nylamccarthy.net

Materials copyrighted. Please contact me for usage.
The Framework Overview
•   Step One: Describe the problem
•   Step Two: Determine whether there is
    an ethical issue or an ethical dilemma
•   Step Three: Identify and rank the key
    values and principles
•   Step Four: Gather your information
The Framework, continued
•   Step Five: Review any applicable Code
    of Ethics
•   Step Six: Determine the options
•   Step Seven: Select a course of action
The Framework, continued
•   Step Eight: Put your plan into action.
•   Step Nine: Evaluate the results

Don’t forget!
Step Ten: Submit cases to your ethical
  review team or board regularly for
  review
Step One: Describe the
     Problem
•   Ethical problems are always embedded
    in a context.
•   Circumstances impact upon the
    problem definition (for whom does the
    problem exist? What is the setting?)
•   Beware of the tendency to look toward
    the clinical or purely legal perspective
    for guidance.
Step Two: Determine
     Whether There Is an Ethical
     Dilemma

•   “Dilemma”– greek origin
      di- two
      limos-horns,
    “Two horned”
Step Two: Determine
     Whether There Is an Ethical
     Dilemma
•   X versus Y
•   ____ versus ____
•   “good” versus “bad” options
•   “good” versus “good” options
•   “bad” versus “bad” options
Step Two: Determine
     Whether There Is an Ethical
     Dilemma
•   Dilemma becomes ethical when the
    good or bad options seem to have a
    moral component

(eg. confidentiality vs. prevention of harm, self
  determination vs. worker’s perception of
  client’s best interests, freedom vs. safety)
Step Two: Determine
     Whether There Is an Ethical
     Dilemma
•   Terms of an ethical dilemma must be
    ethical in nature, not legal.
•   If something is a law, you then have the
    ethical choice to follow the law or not.
Step Two: Determine
      Whether There Is an Ethical
      Dilemma
•   If you find it easy to articulate the perceived
    best interest as being on one side, you might
    ask, “who determines what is in the best
    interest?” You? Courts? Client? Family?
•   Remember, most individuals will probably
    perceive their own preferences as being in
    their own best interest.
Step Three: Identify and
     Rank the Key Values and
     Principles
•   What reasons can you provide for
    prioritizing one competing value over
    another?
•   Understand that a resolution to a
    dilemma which goes against an
    individual’s personal set of values has
    very little chance of success.
Step Four: Gather Your
      Information
•   Do you have all the known facts?
•   Do you understand the applicable laws or
    legalities?
•   Do you have all relevant policies available to
    review?
•   Are you clear about the individual’s views
    and personal values?
    * Don’t hesitate to seek out consultation.
Step Five: Review Any
      Applicable Code of Ethics
•   Not legal documents, but professionals are
    bound to tenets and can be sued for breach
•   Look for the following:
    -- mission statement
    -- values base of the organization
    -- ethical principles to guide practice
    -- ethical standards
•   Codes can be revised or updated as needed
Step Five: Model Code
•   The Napsa Code of Ethics is an
    excellent model. Let’s take a look…..
Step Six: Determine the
     Options
•   List all possible actionable options
•   Weigh the cost/benefits of each option
•   Seek out additional points of view
Step Seven: Select a Course of
     Action
1)   Discard the least desirable option.
2)   Discard any which you can not put
     into action.
3)   Discard any options which violate the
     values systems of those affected.
4)   Recognize that your final choice will
     be impacted by your personal values.
Step Eight: Put Your Plan
     Into Action
•   Reflect on the outcomes with a sense
    that you have truly approached this
    ethical dilemma with the best of
    intentions and to the best of your
    ability.
Step Nine: Evaluate
•   Evaluate the consequences for each
    person involved (client, family
    members, co-workers, agency, etc.)
•   Consider submitting your most difficult
    cases to an ethics review board or peer
    consultants for feedback.
Step Ten
•   Discuss the case with your ethical
    review committee or board

•   Don’t have one? Create one.
•   Need help? Give me a call and we can
    design one which will work for you
Activity
•   Small group case study review
•   Debrief
Case Study Small Groups
•   Select a recorder/reporter
•   Read the case together
•   Follow the framework steps as possible
•   Discuss and define the primary ethical
    dilemma within each case
•   Discuss the steps as a group
•   Come up with a plan of action
•   Present findings and discuss process
The Bird in the Hand
•   A new take on an old fable…
Thank you!

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A framework for ethical decision making

  • 1. A Framework for Ethical Decision Making
  • 2. Presented by • Nyla McCarthy, President • Catalysts for Change Consulting • 1460 Evergreen Ave NE • Salem, Or 97301 • Email: nyla@teleport.com • Website: www.nylamccarthy.net Materials copyrighted. Please contact me for usage.
  • 3. The Framework Overview • Step One: Describe the problem • Step Two: Determine whether there is an ethical issue or an ethical dilemma • Step Three: Identify and rank the key values and principles • Step Four: Gather your information
  • 4. The Framework, continued • Step Five: Review any applicable Code of Ethics • Step Six: Determine the options • Step Seven: Select a course of action
  • 5. The Framework, continued • Step Eight: Put your plan into action. • Step Nine: Evaluate the results Don’t forget! Step Ten: Submit cases to your ethical review team or board regularly for review
  • 6.
  • 7. Step One: Describe the Problem • Ethical problems are always embedded in a context. • Circumstances impact upon the problem definition (for whom does the problem exist? What is the setting?) • Beware of the tendency to look toward the clinical or purely legal perspective for guidance.
  • 8. Step Two: Determine Whether There Is an Ethical Dilemma • “Dilemma”– greek origin di- two limos-horns, “Two horned”
  • 9. Step Two: Determine Whether There Is an Ethical Dilemma • X versus Y • ____ versus ____ • “good” versus “bad” options • “good” versus “good” options • “bad” versus “bad” options
  • 10. Step Two: Determine Whether There Is an Ethical Dilemma • Dilemma becomes ethical when the good or bad options seem to have a moral component (eg. confidentiality vs. prevention of harm, self determination vs. worker’s perception of client’s best interests, freedom vs. safety)
  • 11. Step Two: Determine Whether There Is an Ethical Dilemma • Terms of an ethical dilemma must be ethical in nature, not legal. • If something is a law, you then have the ethical choice to follow the law or not.
  • 12. Step Two: Determine Whether There Is an Ethical Dilemma • If you find it easy to articulate the perceived best interest as being on one side, you might ask, “who determines what is in the best interest?” You? Courts? Client? Family? • Remember, most individuals will probably perceive their own preferences as being in their own best interest.
  • 13. Step Three: Identify and Rank the Key Values and Principles • What reasons can you provide for prioritizing one competing value over another? • Understand that a resolution to a dilemma which goes against an individual’s personal set of values has very little chance of success.
  • 14. Step Four: Gather Your Information • Do you have all the known facts? • Do you understand the applicable laws or legalities? • Do you have all relevant policies available to review? • Are you clear about the individual’s views and personal values? * Don’t hesitate to seek out consultation.
  • 15. Step Five: Review Any Applicable Code of Ethics • Not legal documents, but professionals are bound to tenets and can be sued for breach • Look for the following: -- mission statement -- values base of the organization -- ethical principles to guide practice -- ethical standards • Codes can be revised or updated as needed
  • 16. Step Five: Model Code • The Napsa Code of Ethics is an excellent model. Let’s take a look…..
  • 17. Step Six: Determine the Options • List all possible actionable options • Weigh the cost/benefits of each option • Seek out additional points of view
  • 18. Step Seven: Select a Course of Action 1) Discard the least desirable option. 2) Discard any which you can not put into action. 3) Discard any options which violate the values systems of those affected. 4) Recognize that your final choice will be impacted by your personal values.
  • 19. Step Eight: Put Your Plan Into Action • Reflect on the outcomes with a sense that you have truly approached this ethical dilemma with the best of intentions and to the best of your ability.
  • 20. Step Nine: Evaluate • Evaluate the consequences for each person involved (client, family members, co-workers, agency, etc.) • Consider submitting your most difficult cases to an ethics review board or peer consultants for feedback.
  • 21. Step Ten • Discuss the case with your ethical review committee or board • Don’t have one? Create one. • Need help? Give me a call and we can design one which will work for you
  • 22. Activity • Small group case study review • Debrief
  • 23. Case Study Small Groups • Select a recorder/reporter • Read the case together • Follow the framework steps as possible • Discuss and define the primary ethical dilemma within each case • Discuss the steps as a group • Come up with a plan of action • Present findings and discuss process
  • 24.
  • 25. The Bird in the Hand • A new take on an old fable…