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ASSOCIATION OF MUTUAL FUNDS IN INDIA
One Indiabulls centre, Tower 2, Wing B, 701, 7
th
Floor, 841, Senapati Bapat Marg,
Elphinstone Road, Mumbai - 400013
REGISTRATION FORM FOR INDIVIDUAL / SENIOR CITIZENS
NAME OF THE APPLICANT
FIRST NAME :
MIDDLE NAME :
LAST NAME :
GENDER :
F M
DATE OF BIRTH :
D D M M Y Y Y Y
PERMANENT ACCOUNT NUMBER (PAN) :
WHETHER KYD COMPLIANT :
YES NO
If yes, attach a copy of KYD acknowledgement
TEST DETAILS
CERTIFICATE NUMBER :
DATE OF PASSING TEST :
D D M M Y Y Y Y
CPE CERTIFICATE DETAILS (ONLY FOR SENIOR CITIZENS)
CPE CERT. NO. :
DATE OF CPE :
D D M M Y Y Y Y
&
D D M M Y Y Y Y
1.6 *1.8cm W *
H Two Colour
Photographs
2
ADDRESS :
CITY :
PIN CODE :
STATE :
COUNTRY :
TELEPHONE NUMBER :
MOBILE NUMBER :
E-MAIL ID :
QUALIFICATIONS
COURSE :
UNIVERSITY/INSTITUTE :
YEAR OF PASSING :
Y Y Y Y
BANK DETAILS
NAME OF THE BANK :
BRANCH :
ACCOUNT NUMBER :
MICR/ NEFT :
ACCOUNT TYPE
SB CURRENT ANY OTHER (Please Specify) :-
3
PAYMENT DETAILS
DEMAND DRAFT NUMBER :
DD DATE :
M M D D Y Y Y Y
AMOUNT :
DRAWN ON (Name of the Bank and Branch) :
SIGNATURE OF THE APPLICANT :
PLACE :
DATE :
M M D D Y Y Y Y
UNDERTAKING
I hereby apply for allotment of AMFI Registration Number (ARN) by Association of Mutual Funds in India (AMFI). I
acknowledge that allotment of ARN is solely for the purpose of enabling me to empanel with AMC for distribution of
Mutual Fund schemes.
I warrant that I will canvass business of mutual fund products in accordance with SEBI Regulations and AMFI
Guidelines and Norms for Intermediaries (AGNI) including Code of Conduct and any Rules and Regulations that may
be framed or amended by SEBI/ AMFI from time to time.
I confirm that I have truthfully filled up the Form above and supplied all the information therein which is considered
relevant for the purposes of allotment of ARN. I shall promptly notify AMFI of any changes in the information during
the period ARN is in force.
I understand that allotment of ARN by AMFI is in accordance with the requirement stipulated by SEBI for marketing
Mutual Fund product and should not, in any way, be deemed to imply that AMFI takes any responsibility for any of my
acts as intermediary or has vouched for my credentials as intermediary and I shall bring this to the notice of all
concerned while acting as intermediary.
I undertake that any breach of Guidelines and Code of Conduct or any Rules and Regulations framed by SEBI/ AMFI
will render my registration liable to be cancelled.
DATE: (SIGNATURE OF THE APPLICANT)
PLACE:
4
The prescribed fees can be paid only by demand draft in favour of the 'Association of Mutual Funds
in India' payable at the location of the CAMS office to which the form is submitted.
DOCUMENTS TO BE SUBMITTED ALONGWITH THE APPLICATION
PLEASE ( √ ) AGAINST DOCUMENTS ATTACHED
SENIOR CITIZENS
CATEGORY, IN TERMS OF
SEBI CIRCULAR DATED
JUNE 24, 2010
DD Rs. 3000/-
Two Stamp Size Colour Photographs
Copy of NISM Continuing Professional Education for Mutual Fund
Distributors
Copy of KYD acknowledgement
INDIVIDUALS
DD Rs. 3000/-
Two Stamp Size Colour Photographs
Copy of Passing Certificate for NISM Series V-A - Mutual Fund
Distributors Certification Examination
Copy of KYD acknowledgement
ACKNOWLEDGEMENT
Received Registration Form from ________________________________________________________
along with a Demand Draft No. _________________ dated _________________ for Rs. __________
(Rs.__________________ _______________________________________) being Fees for Registration
with AMFI.
(SIGNATURE OF THE RECEIVER)

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Individual form new

  • 1. 1 ASSOCIATION OF MUTUAL FUNDS IN INDIA One Indiabulls centre, Tower 2, Wing B, 701, 7 th Floor, 841, Senapati Bapat Marg, Elphinstone Road, Mumbai - 400013 REGISTRATION FORM FOR INDIVIDUAL / SENIOR CITIZENS NAME OF THE APPLICANT FIRST NAME : MIDDLE NAME : LAST NAME : GENDER : F M DATE OF BIRTH : D D M M Y Y Y Y PERMANENT ACCOUNT NUMBER (PAN) : WHETHER KYD COMPLIANT : YES NO If yes, attach a copy of KYD acknowledgement TEST DETAILS CERTIFICATE NUMBER : DATE OF PASSING TEST : D D M M Y Y Y Y CPE CERTIFICATE DETAILS (ONLY FOR SENIOR CITIZENS) CPE CERT. NO. : DATE OF CPE : D D M M Y Y Y Y & D D M M Y Y Y Y 1.6 *1.8cm W * H Two Colour Photographs
  • 2. 2 ADDRESS : CITY : PIN CODE : STATE : COUNTRY : TELEPHONE NUMBER : MOBILE NUMBER : E-MAIL ID : QUALIFICATIONS COURSE : UNIVERSITY/INSTITUTE : YEAR OF PASSING : Y Y Y Y BANK DETAILS NAME OF THE BANK : BRANCH : ACCOUNT NUMBER : MICR/ NEFT : ACCOUNT TYPE SB CURRENT ANY OTHER (Please Specify) :-
  • 3. 3 PAYMENT DETAILS DEMAND DRAFT NUMBER : DD DATE : M M D D Y Y Y Y AMOUNT : DRAWN ON (Name of the Bank and Branch) : SIGNATURE OF THE APPLICANT : PLACE : DATE : M M D D Y Y Y Y UNDERTAKING I hereby apply for allotment of AMFI Registration Number (ARN) by Association of Mutual Funds in India (AMFI). I acknowledge that allotment of ARN is solely for the purpose of enabling me to empanel with AMC for distribution of Mutual Fund schemes. I warrant that I will canvass business of mutual fund products in accordance with SEBI Regulations and AMFI Guidelines and Norms for Intermediaries (AGNI) including Code of Conduct and any Rules and Regulations that may be framed or amended by SEBI/ AMFI from time to time. I confirm that I have truthfully filled up the Form above and supplied all the information therein which is considered relevant for the purposes of allotment of ARN. I shall promptly notify AMFI of any changes in the information during the period ARN is in force. I understand that allotment of ARN by AMFI is in accordance with the requirement stipulated by SEBI for marketing Mutual Fund product and should not, in any way, be deemed to imply that AMFI takes any responsibility for any of my acts as intermediary or has vouched for my credentials as intermediary and I shall bring this to the notice of all concerned while acting as intermediary. I undertake that any breach of Guidelines and Code of Conduct or any Rules and Regulations framed by SEBI/ AMFI will render my registration liable to be cancelled. DATE: (SIGNATURE OF THE APPLICANT) PLACE:
  • 4. 4 The prescribed fees can be paid only by demand draft in favour of the 'Association of Mutual Funds in India' payable at the location of the CAMS office to which the form is submitted. DOCUMENTS TO BE SUBMITTED ALONGWITH THE APPLICATION PLEASE ( √ ) AGAINST DOCUMENTS ATTACHED SENIOR CITIZENS CATEGORY, IN TERMS OF SEBI CIRCULAR DATED JUNE 24, 2010 DD Rs. 3000/- Two Stamp Size Colour Photographs Copy of NISM Continuing Professional Education for Mutual Fund Distributors Copy of KYD acknowledgement INDIVIDUALS DD Rs. 3000/- Two Stamp Size Colour Photographs Copy of Passing Certificate for NISM Series V-A - Mutual Fund Distributors Certification Examination Copy of KYD acknowledgement ACKNOWLEDGEMENT Received Registration Form from ________________________________________________________ along with a Demand Draft No. _________________ dated _________________ for Rs. __________ (Rs.__________________ _______________________________________) being Fees for Registration with AMFI. (SIGNATURE OF THE RECEIVER)