The word Vulnerability is derived from a Latin verb “vulnerare” which means “to cause damage or injury”. vulnerability refers to “the tendency of something to be damaged.
The Oxford English Dictionary defines “vulnerability” as “the quality or state of being exposed to the possibility of being attacked or harmed, either physically or emotionally.
Vulnerable groups are physically, mentally, or socially disadvantaged persons who may be unable to meet their basic needs and may therefore require specific assistance.
Refer to segments of the population that are more susceptible to experiencing harm, discrimination, or disadvantage due to various factors such as their social, economic, geographic location, or physical circumstances. These groups may face increased risks, have limited access to resources or opportunities, and require specific support and protection to ensure their well-being and equal participation in society.
Vulnerable groups can vary across different contexts, but some common examples include children, elderly, persons with disabilities, women and girls, ethnic and racial minorities, immigrants and migrants, refugees and displaced persons etc.
It is important to note that these groups are not mutually exclusive, and individuals can belong to multiple vulnerable groups simultaneously.
Persons who are relatively or absolutely incapable of protecting their own interests.
They may have insufficient power, intelligence, resources, strength or other needed attributes to protect their own interests through informed consent.
limited capacity or freedom to give or decline consent.
Each person when measured against the highest standards of capability is relatively vulnerable.
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Vulnerable groups .pptx
1. UNIVERSITY OF GONDAR
COLLAGE OF MEDICINE AND HEALTH SCINCES
DEPARTMENT OF OPTOMETRY
Medical ethics presentation on vulnerable groups
By Seblework Adugna and Getachew Kassahun
FEBRUARY, 2023
GONDAR, ETHIOPIA
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2. Objectives
• At the end of this session you are expected to:
Define vulnerability and identify vulnerable groups
Understand causes of vulnerability
Explain about protection of special populations
Identify mitigation procedures to protect vulnerable groups.
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3. Outline
Definitions of vulnerability
Causes of Vulnerability
Challenges of Identifying Vulnerability and Vulnerable Groups
Lists of Vulnerable groups
Informed Consent
Protection of special populations
Mitigating Procedures for Protection of Vulnerable Subjects
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4. Definition
The word Vulnerability is derived from a Latin verb “vulnerare” which
means “to cause damage or injury”. vulnerability refers to “the tendency
of something to be damaged.
The Oxford English Dictionary defines “vulnerability” as “the quality or
state of being exposed to the possibility of being attacked or harmed,
either physically or emotionally.
Vulnerable groups are physically, mentally, or socially disadvantaged
persons who may be unable to meet their basic needs and may therefore
require specific assistance. 4
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5. Causes of Vulnerability
• Serious Health Conditions: Subject is not in a condition to understand the
procedure or give consent due to unconsciousness or trauma
• Inability to make decision: Not able to make decision due to cognitive
disability or lack of communicative inability
• Economic: Patients who do not have proper resources to get proper care
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6. Challenges of Identifying Vulnerability and Vulnerable Groups
1.Defining vulnerability is difficult - vulnerability can stem from external shocks and it also
depends on historical, cultural, social, environmental, political, and economic conditions of a
given setting.
2) Determinants of vulnerability range from socioeconomic status and living conditions to
the power structures that underpin social organization.
3) No universally accepted approach for measuring vulnerability.
4) Vulnerability is dynamic with evolving changes and heterogeneous even with the same
vulnerable group
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7. 5.There is no inclusive process of engaging relevant stakeholders especially
lack of engagement of local communities.
6) Lack of aggregated data – ex) population statistics
7) Insufficient technical skills and resources in capturing inequality and social
injustice – this puts vulnerable groups at even greater risk of falling further
behind.
Challenges of Identifying Vulnerability and Vulnerable Groups
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9. Who are vulnerable groups?...
• Persons who are relatively or absolutely incapable of protecting their own
interests.
• They may have insufficient power, intelligence, resources, strength or
other needed attributes to protect their own interests through informed
consent.
• limited capacity or freedom to give or decline consent.
• Each person when measured against the highest standards of capability is
relatively vulnerable.
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10. Vulnerable groups
WHO considers children, pregnant women, elderly people, malnourished
people and ill people are particularly vulnerable.
United Nations High Commission for Refugees (UNHCR,2005) identified
women, survivors of violence, people with physical or mental disabilities
and ethnic minorities as vulnerable groups.
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11. Vulnerable groups
Infants
Children
Disabled individuals
Elderly and frail
Child Abuse/ Neglect
Domestic Violence
Sexual Assault/Abuse
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Comatose patients
Patients on mechanical
ventilation
Substance Abuse
Mental Retardation
Patient in crisis
12. Kinds of Vulnerability
Kinds of Vulnerability Sample Vulnerable Population
Cognitive or communicative Children, fetuses, decisionally impaired, seriously ill
Institutional or deferential Prisoners, students, employees
Medical Terminally or incurably ill patients
Economic Impoverished populations
Social Racial, ethnic, sexuality minorities
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13. Involvement of Vulnerable Subjects
• The proposed involvement of hospitalized patients, other
institutionalized persons, or disproportionate numbers of racial or
ethnic minorities or persons of low socioeconomic status should
be justified.
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15. Uncomprehending Subjects
Persons unable to understand and cooperate may defeat purpose
of the research or harm themselves
Includes:
• Mentally retarded
• Uneducated
• Senile -having the weakness or disease of old
• Linguistically disadvantaged
• Inebriated / intoxicated
• Unconscious
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16. Sick Subjects
• Illness is indicative of the disturbance of the capacity to perform
roles and tasks effectively
• Types:
• Persons with prolonged chronic illness – more prone to take risks to
gain relief, even if remote
• Depressed persons
• Suffering persons
• Emergency cases
• Hospitalized patients
• Dying
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17. Dependent Subjects
• Dependence by virtue (asset, good quality, good feature …) of relationship
with investigator
• Types of dependence:
– Administrative availability – patients, students, employees, prisoners,
etc.
– Threatened relationships – fear of jeopardizing (put in danger)
relationships if they refuse to participate
– Poor subjects – unable to secure money by ordinary means
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18. Minority Groups
Determined by age, race, sex, ethnicity, etc.
Culturally different – indigenous peoples
Elderly
– Ageism - deep and profound prejudice (injustice) against the
elderly
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19. Subjects in Unusual Circumstances
• Sexual abuse / rape victims
• Domestic violence victims
• HIV-AIDS / STD cases
• Victims of war
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20. Use of vulnerable persons
Not forbidden by ethical codes or regulations
Need for justification for their inclusion
• Unsuitability of less vulnerable populations
• Use of mitigation (easing) to address vulnerability
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21. Informed Consent
• Upholds autonomy or respect for persons
• Requires:
• Legal capacity to give consent
• Free power of choice, without undue force or coercion
• Fiduciary relationship (duty to protect) between investigator and
subject
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22. How Vulnerabilities May Compromise Consent ?
Kinds of Vulnerability Possible Threat to Consent
Cognitive or communicative Lack of understanding, appreciation or reasoning with
consent information
Institutional or deferential Difficulty saying no
Medical
May be desperate for a cure and use biased reasoning;
cognitive deficits
Economic May be unduly influenced
Social May less information due to bias among IRBs or researchers;
language barriers
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23. Protection of Special Populations
Fetuses, pregnant women and human in virtro-fertilization
o Appropriate studies on animals and non pregnant individuals have
been conducted
o Minimal risk
o Investigators should have no part and no procedures introduced to
terminate pregnancy or determine viability of fetus
o No inducement (monetary, etc.) to terminate pregnancy
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24. Protection of Special Populations…
• Prisoners
IRB not related to prison
One prisoner or prison representative in IRB
No special privileges to prisoners recruited to the study
Fair selection of prisoner subjects
Risks commensurate to risks of non prisoners
Information given in understandable language
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25. Protection of Special Populations…
• Regular hospital patients should not be deprived of standards of
care.
• Determination of appropriate subject population related to risks
in study intervention.
• Use of less risky subjects if possible.
• Vulnerability issues should take higher precedence than
investigator convenience
• Risk of washout periods should assessed.
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26. Protection of Special Populations…
• Children
• Permission of parents or guardians required
• Children’s assent
• Documentation of consent and assent
• State wards may be included in research
IRB approval
Appointment of ward for the child 26
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27. Addressing Placebo Concerns
Regulation of placebo controls
• No permanent damage
• Clinical equipoise
• Access to available therapy after the study
Undertaken under controlled circumstances
• Limited period of time
• Done in a hospital
• Monitoring by physicians 27
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28. Mitigating Procedures for Protection of Vulnerable Subjects
• Exclusion of vulnerable subjects.
• Increased capacity of vulnerable subjects to give free consent
• Improvement of quality of consent process.
• Creative and innovative ways of giving information and improving comprehension.
• Institutional policies regarding recruitment of patients, students, etc.
• Careful calculation of fees paid to participants.
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29. Mitigating Procedures for Protection of Vulnerable Subjects…
• Adherence to confidentiality rules.
• Setting up physical structures to ensure protection of privacy
• Debriefing procedures after data gathering
• Counseling subjects at risks
• Avoiding circumstances that will expose subjects to social risks or
stigmatization during the research process
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30. 1. World Medical Association (WMA). Declaration of Helsinki - Ethical Principles for Medical Research
Involving Human Subjects, Seoul, Korea, October 2008.
2. International Ethical Guidelines for Health-related Research Involving Humans. Prepared by the
Council for International Organizations of Medical Sciences (CIOMS) in collaboration with WHO.
3. GIZ, The Vulnerability Sourcebook: Concept and guidelines for standardized vulnerability assessments
https://www.preventionweb.net/files/38849_38849vulnerabilitysourcebookguideli.pdf
References
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: Having spatially distributed demographic data helps quantifying the population at risk of or affected by a disaster.
National Bioethics Advisory Commission
Informed Consent and Assent Process and Forms
“Informed consent” is the voluntary agreement of an individual, or his or her authorized representative, who has the legal capacity to give consent, and who exercises free power of choice without any form of constraint or coercion to participate in research. Consenting is a process where the researcher clearly communicates the risks and benefits of the study, the voluntary nature of participation in the study, and the expectations from the subject if they agree to participate in the study. Informed consent is a conversation between the researcher and potential research participants, and the consent form is a record of this conversation.
“Assent” is a term used to express willingness to participate in research by persons who are by definition too young to give informed consent but are old enough to understand the proposed research in general, its expected risks and possible benefits, and the activities expected of them as subjects. Assent by itself is not sufficient, however. If assent is given, informed consent must still be obtained from the subject’s parents or guardian. A person 18 years and older are considred adult and therefore one who can provide consent without parental permission.
Informed consent is not a single event or just a form to be signed – rather, it is an educational process that takes place between the investigator and the prospective subject. The informed consent and assent process is usually documented with a consent form and an assent form signed by the research participant and/or read to the research participant. In certain cases, documentation of consent may be waived and an information sheet used instead.
In vitro fertilization (IVF) is the joining of a woman's egg and a man's sperm in a laboratory dish. In vitro means outside the body. Fertilization means the sperm has attached to and entered the egg.
Description
Normally, an egg and sperm are fertilized inside a woman's body. If the fertilized egg attaches to the lining of the womb and continues to grow, a baby is born about 9 months later. This process is called natural or unassisted conception.
IVF is a form of assisted reproductive technology (ART). This means special medical techniques are used to help a woman become pregnant. It is most often tried when other, less expensive fertility techniques have failed.
There are five basic steps to IVF:
Step 1: Stimulation, also called super ovulation
Medicines, called fertility drugs, are given to the woman to boost egg production.
Normally, a woman produces one egg per month. Fertility drugs tell the ovaries to produce several eggs.
During this step, the woman will have regular transvaginal ultrasounds to examine the ovaries and blood tests to check hormone levels.
Step 2: Egg retrieval
A minor surgery, called follicular aspiration, is done to remove the eggs from the woman's body.
The surgery is done in the doctor's office most of the time. The woman will be given medicines so she does not feel pain during the procedure. Using ultrasound images as a guide, the health care provider inserts a thin needle through the vagina into the ovary and sacs (follicles) containing the eggs. The needle is connected to a suction device, which pulls the eggs and fluid out of each follicle, one at a time.
The procedure is repeated for the other ovary. There may be some cramping after the procedure, but it will go away within a day.
In rare cases, a pelvic laparoscopy may be needed to remove the eggs. If a woman does not or cannot produce any eggs, donated eggs may be used.
Step 3: Insemination and fertilization
The man's sperm is placed together with the best quality eggs. The mixing of the sperm and egg is called insemination.
Eggs and sperm are then stored in an environmentally controlled chamber. The sperm most often enters (fertilizes) an egg a few hours after insemination.
If the doctor thinks the chance of fertilization is low, the sperm may be directly injected into the egg. This is called intracytoplasmic sperm injection (ICSI).
Many fertility programs routinely do ICSI on some of the eggs, even if things appear normal.
Watch this video about:Intracytoplasmic sperm injection
Step 4: Embryo culture
When the fertilized egg divides, it becomes an embryo. Laboratory staff will regularly check the embryo to make sure it is growing properly. Within about 5 days, a normal embryo has several cells that are actively dividing.
Couples who have a high risk of passing a genetic (hereditary) disorder to a child may consider pre-implantation genetic diagnosis (PGD). The procedure is most often done 3 to 5 days after fertilization. Laboratory scientists remove a single cell or cells from each embryo and screen the material for specific genetic disorders.
According to the American Society for Reproductive Medicine, PGD can help parents decide which embryos to implant. This decreases the chance of passing a disorder onto a child. The technique is controversial and not offered at all centers.
Step 5: Embryo transfer
Embryos are placed into the woman's womb 3 to 5 days after egg retrieval and fertilization.
The procedure is done in the doctor's office while the woman is awake. The doctor inserts a thin tube (catheter) containing the embryos into the woman's vagina, through the cervix, and up into the womb. If an embryo sticks to (implants) in the lining of the womb and grows, pregnancy results.
More than one embryo may be placed into the womb at the same time, which can lead to twins, triplets, or more. The exact number of embryos transferred is a complex issue that depends on many factors, especially the woman's age.
Unused embryos may be frozen and implanted or donated at a later date.
What is the Institutional Review Board (IRB)?
The Institutional Review Board (IRB) is an administrative body established to protect the rights and welfare of human research subjects recruited to participate in research activities conducted under the auspices of the institution with which it is affiliated.
The IRB is charged with the responsibility of reviewing, prior to its initiation, all research (whether funded or not) involving human participants. The IRB is concerned with protecting the welfare, rights, and privacy of human subjects. The IRB has the authority to approve, exempt, disapprove, monitor, and require modifications in all research activities that fall within its jurisdiction as specified by both the federal regulations and institutional policy. The IRB shall have at least five members of varying backgrounds in order to provide complete and adequate review of human research and its institutional, legal, scientific, and social implication
Before taking part in a clinical trial, they are asked for their assent.
Assent means that they agree to take part.
They may also dissent, which means they do not agree.
Unlike informed consent, assent is not always required by law, though IRBs may require it.
Equipoise a situation in which things are perfectly balanced
Confidentiality is one of the core duties of medical practice. It requires health care providers to keep a patient's personal health information private unless consent to release the information is provided by the patient.