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The Aviation Security Service
                     of New Zealand
                        Asia-Pacific A VSEC 2011
                             Canberra, Australia
                              29-30 March 2011

Mark T. Everitt
General Manager
Aviation Security Service
New Zealand
Ensuring effective security through
    intelligence, international
 compliance and quality systems
Christchurch
                                 22/02/2011




 Ensuring effective security
     through intelligence,
international compliance and
        quality systems
Threat Scenario Planning

The following slides highlight major areas of risk or scenarios that
     were developed from previous years planning sessions.

   The scenarios were revisited and updated at the 2010 strategic
planning session to reflect the current climate. These scenarios will
be considered in the development of the current business planning
    process and updating of Avsec’ s risk management profile.
shock                                             legislative / Governance         business        management

Terrorist Event       Natural             Pandemic or       Global Conflict     Statutory         Loss of         Significant        Change in
                      Disaster            Bio security                          Decisions         Confidence in   Change in          Management
                                                                                                  Avsec           Business           Leadership

                                 scenarios                                                  scenarios             scenarios          scenarios

Terrorist threat in   Natural             Pandemic such     NZ participates     “Open borders     Avsec action    Global finance     Loss of key
NZ;                   disaster            as Spanish flu,   in a major          arrangements”     impacts on      market decline     managers;
Acts of unlawful      impacting on        SARS etc; and     conflict, or        (at Avsec         stakeholder     / recession;       Diverging
interference on a     NZ aviation;        Bio security      tarnished by        locations)        confidence      New Zealand        views and
domestic flight;      Critical            such as Foot      association;        between           (reputational   economy in         opinions of
Acts of unlawful      infrastructure      and Mouth.        Deterioration       Australia and     risk);          decline;           Managers; and
interference to an    damage; and                           in Pacific Island   New Zealand;      Government      Change in          Management
airport terminal or   Significant                           affairs.            Cargo             establishes a   tourist traffic;   in-sourcing /
infrastructure,       environmental                                             screening;        single border   Fluctuations in    out-sourcing.
including front-of-   issues or                                                 Increased         agency; and     global oil
house terminal        disaster.                                                 domestic          Avsec subject   prices;
areas;                                                                          aircraft          to industrial   Significant
Acts of unlawful                                                                screening;        action.         currency
interference to an                                                              Increase in                       fluctuations;
outbound flight;                                                                ICAO and other                    Failure of Air
Acts of unlawful                                                                regulatory /                      New Zealand
interference to an                                                              airline                           or other major
outbound maritime                                                               requirements;                     airline;
vessel;                                                                         and                               .
Continued……                                                                     Avsec model is
                                                                                perceived as
                                                                                too expensive
                                                                                (Govt could
                                                                                force.
shock                                        legislative / Governance         business        management

Terrorist Event         Natural             Pandemic or    Global Conflict   Statutory        Loss of         Significant         Change in
                        Disaster            Bio security                     Decisions        Confidence in   Change in           Management
                                                                                              Avsec           Business            Leadership

                                   scenarios                                             scenarios            scenarios           scenarios

Continued…..                                                                  Continued…..                    Continued…….
Threat due to a                                                              and                              Reconfiguration
failure arising from                                                         Governance                       of air travel
security /                                                                   changes to                       routes in NZ;
intelligence vetting.                                                        Avsec.                           Change in airport
Australia / Pacific                                                                                           ownership (e.g.
terrorism; and                                                                                                overseas
Another significant                                                                                           ownership or
terrorism incident                                                                                            resulting from
that impacts on air                                                                                           Auckland super
travel                                                                                                        city merger);
                                                                                                              Change in
                                                                                                              funding stream;
                                                                                                              Part of Avsec
                                                                                                              role is assumed
                                                                                                              by another
                                                                                                              entity;
                                                                                                              One provider of
                                                                                                              security in the
                                                                                                              Pacific Islands;
                                                                                                              and
                                                                                                              Failure of Avsec
                                                                                                              Insurance
                                                                                                              Underwriters.
The Aviation Security drivers to the responses
to the threat, must relate to the analysis of the
 threat itself, not because of the lack of robust
         Risk Management Procedures
Risk Management Strategies
Access           Weapons and      Dangerous       Unruly          Intelligence
Control                                           Passengers
                 Explosives       Goods
CAA Rules                                         Education
                 ICAO             ICAO
                 Conventions
                                  IATA
                 Civil Aviation
                 Act


                    Aviation Security Service Interventions

Patrols          Audit Reports    IATA Training   Cabin Crew      Risk
                                                  Training        Assessment
Identity Cards   Investigation    Recurrent
                                  T esting        Investigation   Deploy
Gate Guards      Prosecution                                      resources
                                                  Prosecution
Recurrent        Recurrent                                        accordingly to
T esting         T esting                                         counter the
                                                                  threat
Managing Risk                 CAR 140
                              Aviation
                              Security
                              Service



              • The National Interest

 CAR 172      • Contracting States’ obligations to ICAO
                                                          CAR 108
 Airways
                                                          Airlines
Corporation   • Civil Aviation Act

              • Aviation Crimes Act

              • Civil Aviation Rules
 CAR 139                                                  CAR 109
 Airports     • National Aviation Security Programme      Air Cargo



                            Airport Security
                              Committees
Quality
Annex 17, Standard 3.4.4
requires that:

Each Contracting State shall require the appropriate authority
to develop, implement and maintain a national civil aviation
security quality control programme to determine compliance
with and validate the effectiveness of its national civil aviation
security programme
Avsec’ s Quality and Management Systems are
based on:

•   ISO Certification – ISO 9001:2000

•   Civil Aviation Rule Part 140

•   Civil Aviation Rule Part 141

•   Moving to ISO 14001 certification

•   Risk Management Approach
•   ISO Certification 9001:2000

    - Requirements for a quality management system are set out in
      the ISO standard

    - For effective functioning the organisation has to identify and
      manage numerous linked activities

    - Based on a process approach

    - Measures performance and effectiveness


     Processes subject to continuous improvement
Vanuatu Supervisor Albert Nasse demonstrating the finer points of the new HBS Machine to New
Zealand Aviation Security Service, General Manager, Mark Everitt and New Zealand High
Commissioner, Jeff Langley
Thank you

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The Aviation Security Service of NZ

  • 1. The Aviation Security Service of New Zealand Asia-Pacific A VSEC 2011 Canberra, Australia 29-30 March 2011 Mark T. Everitt General Manager Aviation Security Service New Zealand
  • 2. Ensuring effective security through intelligence, international compliance and quality systems
  • 3. Christchurch 22/02/2011 Ensuring effective security through intelligence, international compliance and quality systems
  • 4. Threat Scenario Planning The following slides highlight major areas of risk or scenarios that were developed from previous years planning sessions. The scenarios were revisited and updated at the 2010 strategic planning session to reflect the current climate. These scenarios will be considered in the development of the current business planning process and updating of Avsec’ s risk management profile.
  • 5. shock legislative / Governance business management Terrorist Event Natural Pandemic or Global Conflict Statutory Loss of Significant Change in Disaster Bio security Decisions Confidence in Change in Management Avsec Business Leadership scenarios scenarios scenarios scenarios Terrorist threat in Natural Pandemic such NZ participates “Open borders Avsec action Global finance Loss of key NZ; disaster as Spanish flu, in a major arrangements” impacts on market decline managers; Acts of unlawful impacting on SARS etc; and conflict, or (at Avsec stakeholder / recession; Diverging interference on a NZ aviation; Bio security tarnished by locations) confidence New Zealand views and domestic flight; Critical such as Foot association; between (reputational economy in opinions of Acts of unlawful infrastructure and Mouth. Deterioration Australia and risk); decline; Managers; and interference to an damage; and in Pacific Island New Zealand; Government Change in Management airport terminal or Significant affairs. Cargo establishes a tourist traffic; in-sourcing / infrastructure, environmental screening; single border Fluctuations in out-sourcing. including front-of- issues or Increased agency; and global oil house terminal disaster. domestic Avsec subject prices; areas; aircraft to industrial Significant Acts of unlawful screening; action. currency interference to an Increase in fluctuations; outbound flight; ICAO and other Failure of Air Acts of unlawful regulatory / New Zealand interference to an airline or other major outbound maritime requirements; airline; vessel; and . Continued…… Avsec model is perceived as too expensive (Govt could force.
  • 6. shock legislative / Governance business management Terrorist Event Natural Pandemic or Global Conflict Statutory Loss of Significant Change in Disaster Bio security Decisions Confidence in Change in Management Avsec Business Leadership scenarios scenarios scenarios scenarios Continued….. Continued….. Continued……. Threat due to a and Reconfiguration failure arising from Governance of air travel security / changes to routes in NZ; intelligence vetting. Avsec. Change in airport Australia / Pacific ownership (e.g. terrorism; and overseas Another significant ownership or terrorism incident resulting from that impacts on air Auckland super travel city merger); Change in funding stream; Part of Avsec role is assumed by another entity; One provider of security in the Pacific Islands; and Failure of Avsec Insurance Underwriters.
  • 7.
  • 8. The Aviation Security drivers to the responses to the threat, must relate to the analysis of the threat itself, not because of the lack of robust Risk Management Procedures
  • 9. Risk Management Strategies Access Weapons and Dangerous Unruly Intelligence Control Passengers Explosives Goods CAA Rules Education ICAO ICAO Conventions IATA Civil Aviation Act Aviation Security Service Interventions Patrols Audit Reports IATA Training Cabin Crew Risk Training Assessment Identity Cards Investigation Recurrent T esting Investigation Deploy Gate Guards Prosecution resources Prosecution Recurrent Recurrent accordingly to T esting T esting counter the threat
  • 10.
  • 11. Managing Risk CAR 140 Aviation Security Service • The National Interest CAR 172 • Contracting States’ obligations to ICAO CAR 108 Airways Airlines Corporation • Civil Aviation Act • Aviation Crimes Act • Civil Aviation Rules CAR 139 CAR 109 Airports • National Aviation Security Programme Air Cargo Airport Security Committees
  • 12.
  • 13. Quality Annex 17, Standard 3.4.4 requires that: Each Contracting State shall require the appropriate authority to develop, implement and maintain a national civil aviation security quality control programme to determine compliance with and validate the effectiveness of its national civil aviation security programme
  • 14. Avsec’ s Quality and Management Systems are based on: • ISO Certification – ISO 9001:2000 • Civil Aviation Rule Part 140 • Civil Aviation Rule Part 141 • Moving to ISO 14001 certification • Risk Management Approach
  • 15. ISO Certification 9001:2000 - Requirements for a quality management system are set out in the ISO standard - For effective functioning the organisation has to identify and manage numerous linked activities - Based on a process approach - Measures performance and effectiveness Processes subject to continuous improvement
  • 16. Vanuatu Supervisor Albert Nasse demonstrating the finer points of the new HBS Machine to New Zealand Aviation Security Service, General Manager, Mark Everitt and New Zealand High Commissioner, Jeff Langley
  • 17.