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International Research Consortium
for Food and Nutrition Security and
Sustainable agriculture:
an EU-AU partnership
Supported under the EU Horizon 2020 Instrument
15 Sep. 2022
Impact Pathways
Let’s make a Difference …
Theory of Change & Impact
Pathways (TCIP) as a Method
for the AU-EU Partnership
WP2 | Stefan A. Haffner
German Aerospace Center - DLR
Work Package 2 | Actors, Alliances & Policies
EU-AU Research and Innovation Partnership on
Food and Nutrition Security and Sustainable Agriculture (FNSSA Partnership)
©
DLR-Earth
Observation
Center
(EOC)
AU-EU-Region
82 countries
1,5 billion people
Why the Theories of Change and
Impact Pathways (TCIP)
Method for the AU-EU Region?
Is a handful of experts sufficient to
define the basis for the AU-EU
Cooperation in R&I on FNSSA ???
EU-AU Research and Innovation Partnership on
Food and Nutrition Security and Sustainable Agriculture (FNSSA Partnership)
©
DLR-Earth
Observation
Center
(EOC)
AU-EU-Region
82 countries
1,5 billion people
Why the Theories of Change and
Impact Pathways (TCIP)
Method for the AU-EU Region?
A Partnership needs to build on
the sovereignty, the responsibility
and the creativity and intelligence
of each of its actors.
EC
AUC
82 member states
Diversity
of
Expertise
EU-AU Research and Innovation Partnership on
Food and Nutrition Security and Sustainable Agriculture (FNSSA Partnership)
Agendas …
• Research & Innovation
• Capacity Building
Roadmaps
Situation
Analysis
Impact
Pathways
Desired …
• Outputs
• Outcomes
• Impact
Participation via Theories of Change and Impact Pathways (TCIP) in Cyclic Programmes
Analysis …
• Problems & Causes
• Context
• Stakeholders
• SWOT
Elements and Process
… Deduction of indicators
for a Monitoring, Evaluation
and Learning (MEL) concept
towards an Impact Analysis
MEL
2
1 3
4
EU-AU Research and Innovation Partnership on
Food and Nutrition Security and Sustainable Agriculture (FNSSA Partnership)
Time
Agenda
Implementation Output  Outcome  Impact
Unforeseen Impact
in Complex Systems
New TCIP after a Cycle
to start a new one
TCIP starts a
Programme Cycle
1 2
Cooperation & Learning
in Complex Systems
Participation via Theories of Change and Impact Pathways (TCIP) in Cyclic Programmes
EU-AU Research and Innovation Partnership on
Food and Nutrition Security and Sustainable Agriculture (FNSSA Partnership)
Time
Participation via Theories of Change and Impact Pathways (TCIP) in Cyclic Programmes
Mechanism for the Cooperation …
1
10 Years ?
2
10 Years ?
X
10 Years ?
… a succession of AU-EU Programme and Innovation Cycles
with continuously updated and improved TCIPs
EU-AU Research and Innovation Partnership on
Food and Nutrition Security and Sustainable Agriculture (FNSSA Partnership)
©
DLR-Earth
Observation
Center
(EOC)
AU-EU-Region
82 countries
1,5 billion people
The Development of Theories of
Change and Impact Pathways (TCIP) as
a Function of the AU-EU IRC Platform
The TCIP Method stands
for making an analysis that
informs impact pathways.
EU-AU Research and Innovation Partnership on
Food and Nutrition Security and Sustainable Agriculture (FNSSA Partnership)
©
DLR-Earth
Observation
Center
(EOC)
AU-EU-Region
82 countries
1,5 billion people
A Theory of Change and Impact Pathways
(TCIP) for the AU-EU IRC Platform
Major problem in the
platform building process …
Main causes of the fragmented cooperation
landscape in the AU-EU Region …
• Lack of knowledge management and
communication mechanisms and frameworks
• Lack of coordination infrastructures
• Unaddressed diversity of actors and needs for
capacity building
Fragmented actions and networks of actors
in the field of FNSSA in the AU-EU Region
EU-AU Research and Innovation Partnership on
Food and Nutrition Security and Sustainable Agriculture (FNSSA Partnership)
©
DLR-Earth
Observation
Center
(EOC)
AU-EU-Region
82 countries
1,5 billion people
A Theory of Change and Impact Pathways
(TCIP) for Clusters in the AU-EU Region?
How is the cluster issue addressed in
the 82 member states?
Where are the gaps?
Which support do clusters need?
EU-AU Research and Innovation Partnership on
Food and Nutrition Security and Sustainable Agriculture (FNSSA Partnership)
©
DLR-Earth
Observation
Center
(EOC)
AU-EU-Region
82 countries
1,5 billion people
The Development of Theories of
Change and Impact Pathways (TCIP) as
a Function of the AU-EU IRC Platform
The TCIP Method stands
for making an analysis that
informs impact pathways.
EU-AU Research and Innovation Partnership on
Food and Nutrition Security and Sustainable Agriculture (FNSSA Partnership)
©
DLR-Earth
Observation
Center
(EOC)
AU-EU-Region
82 countries
1,5 billion people
The Development of Theories of
Change and Impact Pathways (TCIP) as
a Function of the AU-EU IRC Platform
• Each member state should finance ~3-5
national experts from different sectors and
disciplines to contribute to an AU-EU TCIP
• AUC and EC should finance the coordination
of the TCIP development process (~1-2 years)
with inputs from up to 82 member states,
based on the AU-EU HLPD Roadmap (2016)
• Establishment or fostering existing national
focal points and their long-term coordination
• Institutionalising the successions of
program cycles in the AU-EU Partnership
via the TCIP method in a long-term
cyclic programming approach
EU-AU Research and Innovation Partnership on
Food and Nutrition Security and Sustainable Agriculture (FNSSA Partnership)
©
DLR-Earth
Observation
Center
(EOC)
AU-EU-Region
82 countries
1,5 billion people
The Development of Theories of
Change and Impact Pathways (TCIP) as
a Function of the AU-EU IRC Platform
Thank
you
Merci
Shukran
ً‫ﺍ‬‫ُﻜﺮ‬‫ﺷ‬
Asante
Sana
Enkosi
Obrigada
Kiitos
Danke
አመሰግናለሁ
e dupe
Ke a
leboga
• Each member state should finance ~3-5
national experts from different sectors and
disciplines to contribute to an AU-EU TCIP
• AUC and EC should finance the coordination
of the TCIP development process (~1-2 years)
with inputs from up to 82 member states,
based on the AU-EU HLPD Roadmap (2016)
• Establishment or fostering existing national
focal points and their long-term coordination
• Institutionalising the successions of
program cycles in the AU-EU Partnership
via the TCIP method in a long-term
cyclic programming approach

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TCIP Method for the AU-EU Cooperation.ppt

  • 1. International Research Consortium for Food and Nutrition Security and Sustainable agriculture: an EU-AU partnership Supported under the EU Horizon 2020 Instrument 15 Sep. 2022 Impact Pathways Let’s make a Difference … Theory of Change & Impact Pathways (TCIP) as a Method for the AU-EU Partnership WP2 | Stefan A. Haffner German Aerospace Center - DLR Work Package 2 | Actors, Alliances & Policies
  • 2. EU-AU Research and Innovation Partnership on Food and Nutrition Security and Sustainable Agriculture (FNSSA Partnership) © DLR-Earth Observation Center (EOC) AU-EU-Region 82 countries 1,5 billion people Why the Theories of Change and Impact Pathways (TCIP) Method for the AU-EU Region? Is a handful of experts sufficient to define the basis for the AU-EU Cooperation in R&I on FNSSA ???
  • 3. EU-AU Research and Innovation Partnership on Food and Nutrition Security and Sustainable Agriculture (FNSSA Partnership) © DLR-Earth Observation Center (EOC) AU-EU-Region 82 countries 1,5 billion people Why the Theories of Change and Impact Pathways (TCIP) Method for the AU-EU Region? A Partnership needs to build on the sovereignty, the responsibility and the creativity and intelligence of each of its actors. EC AUC 82 member states Diversity of Expertise
  • 4. EU-AU Research and Innovation Partnership on Food and Nutrition Security and Sustainable Agriculture (FNSSA Partnership) Agendas … • Research & Innovation • Capacity Building Roadmaps Situation Analysis Impact Pathways Desired … • Outputs • Outcomes • Impact Participation via Theories of Change and Impact Pathways (TCIP) in Cyclic Programmes Analysis … • Problems & Causes • Context • Stakeholders • SWOT Elements and Process … Deduction of indicators for a Monitoring, Evaluation and Learning (MEL) concept towards an Impact Analysis MEL 2 1 3 4
  • 5. EU-AU Research and Innovation Partnership on Food and Nutrition Security and Sustainable Agriculture (FNSSA Partnership) Time Agenda Implementation Output  Outcome  Impact Unforeseen Impact in Complex Systems New TCIP after a Cycle to start a new one TCIP starts a Programme Cycle 1 2 Cooperation & Learning in Complex Systems Participation via Theories of Change and Impact Pathways (TCIP) in Cyclic Programmes
  • 6. EU-AU Research and Innovation Partnership on Food and Nutrition Security and Sustainable Agriculture (FNSSA Partnership) Time Participation via Theories of Change and Impact Pathways (TCIP) in Cyclic Programmes Mechanism for the Cooperation … 1 10 Years ? 2 10 Years ? X 10 Years ? … a succession of AU-EU Programme and Innovation Cycles with continuously updated and improved TCIPs
  • 7. EU-AU Research and Innovation Partnership on Food and Nutrition Security and Sustainable Agriculture (FNSSA Partnership) © DLR-Earth Observation Center (EOC) AU-EU-Region 82 countries 1,5 billion people The Development of Theories of Change and Impact Pathways (TCIP) as a Function of the AU-EU IRC Platform The TCIP Method stands for making an analysis that informs impact pathways.
  • 8. EU-AU Research and Innovation Partnership on Food and Nutrition Security and Sustainable Agriculture (FNSSA Partnership) © DLR-Earth Observation Center (EOC) AU-EU-Region 82 countries 1,5 billion people A Theory of Change and Impact Pathways (TCIP) for the AU-EU IRC Platform Major problem in the platform building process … Main causes of the fragmented cooperation landscape in the AU-EU Region … • Lack of knowledge management and communication mechanisms and frameworks • Lack of coordination infrastructures • Unaddressed diversity of actors and needs for capacity building Fragmented actions and networks of actors in the field of FNSSA in the AU-EU Region
  • 9. EU-AU Research and Innovation Partnership on Food and Nutrition Security and Sustainable Agriculture (FNSSA Partnership) © DLR-Earth Observation Center (EOC) AU-EU-Region 82 countries 1,5 billion people A Theory of Change and Impact Pathways (TCIP) for Clusters in the AU-EU Region? How is the cluster issue addressed in the 82 member states? Where are the gaps? Which support do clusters need?
  • 10. EU-AU Research and Innovation Partnership on Food and Nutrition Security and Sustainable Agriculture (FNSSA Partnership) © DLR-Earth Observation Center (EOC) AU-EU-Region 82 countries 1,5 billion people The Development of Theories of Change and Impact Pathways (TCIP) as a Function of the AU-EU IRC Platform The TCIP Method stands for making an analysis that informs impact pathways.
  • 11. EU-AU Research and Innovation Partnership on Food and Nutrition Security and Sustainable Agriculture (FNSSA Partnership) © DLR-Earth Observation Center (EOC) AU-EU-Region 82 countries 1,5 billion people The Development of Theories of Change and Impact Pathways (TCIP) as a Function of the AU-EU IRC Platform • Each member state should finance ~3-5 national experts from different sectors and disciplines to contribute to an AU-EU TCIP • AUC and EC should finance the coordination of the TCIP development process (~1-2 years) with inputs from up to 82 member states, based on the AU-EU HLPD Roadmap (2016) • Establishment or fostering existing national focal points and their long-term coordination • Institutionalising the successions of program cycles in the AU-EU Partnership via the TCIP method in a long-term cyclic programming approach
  • 12. EU-AU Research and Innovation Partnership on Food and Nutrition Security and Sustainable Agriculture (FNSSA Partnership) © DLR-Earth Observation Center (EOC) AU-EU-Region 82 countries 1,5 billion people The Development of Theories of Change and Impact Pathways (TCIP) as a Function of the AU-EU IRC Platform Thank you Merci Shukran ً‫ﺍ‬‫ُﻜﺮ‬‫ﺷ‬ Asante Sana Enkosi Obrigada Kiitos Danke አመሰግናለሁ e dupe Ke a leboga • Each member state should finance ~3-5 national experts from different sectors and disciplines to contribute to an AU-EU TCIP • AUC and EC should finance the coordination of the TCIP development process (~1-2 years) with inputs from up to 82 member states, based on the AU-EU HLPD Roadmap (2016) • Establishment or fostering existing national focal points and their long-term coordination • Institutionalising the successions of program cycles in the AU-EU Partnership via the TCIP method in a long-term cyclic programming approach