SlideShare a Scribd company logo
1 of 50
Business Memo Template
MEMORANDUM
TO:
FROM:
DATE:
SUBJECT:
I'm writing to inform you that [reason for writing memo].
As our company continues to grow … [evidence or reason to
support your opening paragraph].
Please let me know if you have any questions. In the meantime,
I'd appreciate your cooperation as [official business
information] takes place.
Header:
In your header, you'll want to clearly label your content
"Memorandum" so your readers know exactly they're receiving.
Then, you'll want to include "TO", "FROM", "DATE", and
"SUBJECT". This information is relevant for providing content,
like who you're addressing, and why.
Paragraph One:
In the first paragraph, you'll want to quickly and clearly state
the purpose of your memo. You might begin your sentence with
the phrase, "I'm writing to inform you … " or "I'm writing to
request ... ". A memo is meant to be short, clear, and to-the-
point. You'll want to deliver your most critical information
upfront, and then use subsequent paragraphs as opportunities to
dive into more detail.
Paragraph Two:
In the second paragraph, you'll want to provide context or
supporting evidence. For instance, let's say your memo is
informing the company of an internal re-organization. If this is
the case, paragraph two should say something like, "As our
company continues to grow, we've decided it makes more sense
to separate our video production team from our content team.
This way, those teams can focus more on their individual
goals."
Paragraph Three:
In the third paragraph, you'll want to include your specific
request of each employee -- if you're planning a team outing,
this is the space you'd include, "Please RSVP with dietary
restrictions," or "Please email me with questions."
On the contrary, if you're informing staff of upcoming
construction to the building, you might say, "I'd appreciate your
cooperation during this time." Even if there isn't any specific
action you expect from employees, it's helpful to include how
you hope they'll handle the news and whether you expect them
to do something in response to the memo.
V ie w s fro m t h e B e n c h
Understanding the 14th Amendment
Editor’s Note: The following short essays appeared in the Law
Day special edition sponsored by the Utah State Bar; the Utah
Judiciary, and the Utah Commission on Civic & Character
Education. The special edition was included in the print version
of
Utah's leading newspapers. Although written with a lay
audience in mind, these essays contain worthwhile messages,
and we
reprint them here, with the authors' permission, in case any o f
our readers missed them.
Bending Toward Justice
by Judge J. Frederic Voros, Jr., Presiding Judge, Utah Court o f
Appeals
T w i c e in the last month - once in a
law office and once in an art museum - 1
saw a print of a 1963 painting by
Norman Rockwell. He called it “The
Problem We All Live With.” It depicts a
six-year-old girl walking to school. Two
deputy U.S. marshals walk ahead of her,
two behind. The girl, dressed in a white
dress and carrying her schoolbooks, is African-American. Her
name is Ruby Bridges.
The school was William Frantz Elementary in New Orleans.
Rockwell shows the girl and the marshals but not the
protestors. They were throwing things and shouting. We can all
imagine the hateful things they shouted. But the girl walked on.
One of the marshals later recalled, “She showed a lot of
courage. She never cried. She didn’t whimper. She just marched
along like a little soldier.”
White parents kept their children home from school and
teachers refused to teach. For over a year Ruby’s teacher,
Barbara Henry, taught Ruby one-on-one “as if she were teaching
a whole class." But not that first day. Amid all the commotion,
Ruby spent the day in the principal’s office. On the second day,
a
white Methodist minister named Lloyd Anderson Foreman
walked his five-year-old daughter through the angry mob. Later
more white children began to attend, some teachers returned,
and protests subsided.
Ruby’s family paid a price for daring to claim the promise of
equality. Her father lost his job, their local grocery store
refused
Volume 30 No. 3
to sell to them, and her sharecropping grandparents lost their
land. But the Bridges family also had allies. Neighbors hired
her
father, protected their house, and walked behind the marshals’
car on the way to school. Fifty years later, Ruby Bridges and
the
minister’s daughter, Pam Foreman Testroet, met again at a
Frantz Elementary School reunion - sisters in the struggle to
transform American democracy.
Paving the way for the integration of Frantz Elementary School
was the United States Supreme Court’s decision in Brown v.
Board o f Education, 347 U.S. 483 (1954). A unanimous Court
held that racially segregated public schools denied black
Americans equal protection of the law under the Fourteenth
Amendment to the United States Constitution.
That amendment, adopted in 1868, states in part, “No state shall
make or enforce any law which shall abridge the privileges or
immunities of citizens of the United States; nor shall any state
deprive any person of life, liberty, or property, without due
process of law; nor deny to any person within its jurisdiction
the
equal protection of the laws.” As Justice Harlan wrote for the
Court in 1896, that amendment declares, “All citizens are equal
before the law." Gibson v. Mississippi, 162 U.S. 565,591
(1896).
But equality under the law is easier to promise than to deliver;
Constitutional promises are not self-executing. Equality must be
won one battle at a time - some fought by soldiers at places
like Gettysburg and Cold Harbor, some fought by civilians at
places like the Edmund Pettus Bridge and William Frantz
Elementary School. But these battles have indeed transformed
American democracy.
N orm an R o ckw e ll's The Problem We All Live With c o u rte
s y of the N orm an R ockw ell estate.
Only 6% of Americans were entitled to vote in the election of
1789; really, only landed white men could be said to be “equal
before the law.” But thanks to the Reconstruction Amendments,
African Americans, female Americans, and gay Americans can
now claim a measure of equality under the Constitution. So far
the history of America has borne out the words often attributed
to Dr. Martin Luther King, “The arc of the moral universe is
long, but it bends toward justice.”
But battles remain to be fought - the mass incarceration of
young black men comes to mind. Realizing the promise of
equality, more fully transforming American democracy, will
require many more Americans with the courage and moral
conviction of Ruby Bridges.
Gender Discrimination and the 14th Amendment:
Equality Under the Law
by Judge Michele Christiansen, Utah Court o f Appeals
At the heart o f the United States
Constitution's guarantee o f equal
protection lies the simple command that
the government must treat all citizens
as competent and worthy individuals,
not simply as a stereotype.
- Justice Sandra Day O'Connor
I t was only 145 years ago, in 1873, that the United States
Supreme Court issued its infamous decision rejecting female
lawyer Myra BradwelTs bid for a law license. Bradwell sought
to
challenge the Illinois law that barred women from obtaining law
licenses and argued that her right to a livelihood was protected
by the United States Constitution. The Court observed that the
“difference in the respective spheres and destinies of man and
11
Views from the Bench
Vi
ew
s f
rom
th
e B
en
ch woman” prevented women like Bradwell from assuming an
equal place beside men in the workforce because “ [t] he
natural and proper timidity and delicacy which belongs to the
female sex evidently unfits it for many of the occupations of
civil
life." Bradwell v. State, 16 Wall. 130,141 (1873). The Court’s
decision treated Bradwell not as an equal citizen under the law,
but instead limited Bradwell’s ambitions to practice law
alongside her husband due to a characteristic over which she
had no control - her sex. Bradwell’s challenge to the Illinois
law was based on the Fourteenth Amendment to the United
States Constitution. Just five years before the decision in
Bradwell’s case, on July 28,1868, the Fourteenth
Amendment to the United States Constitution was
ratified by the required three-fourths of the
states. The Equal Protection Clause of that
amendment provides that, “no State sh a ll...
deny to any person within its jurisdiction the
equal protection of the laws.” Thus, the
plain language of the Equal Protection
Clause imposes a duty on state actors to treat
similarly-situated individuals alike. However,
using equal protection constitutional principles
to protect against gender discrimination has been a
relatively recent idea, and the recognition of American
women as equal citizens and possessors of constitutionally-
protected rights has only slowly evolved over the course of our
country’s history.
For many years, the prevailing notion was that state and federal
governments could withhold from women the same
opportunities
afforded to men. As recognized by the Supreme Court in
Frontiero v. Richardson, these notions contributed to our
nation’s “long and unfortunate history of sex discrimination.” It
was not until the middle of the twentieth century that the
Supreme Court began to apply equal protection principles to
strike down government practices of racial discrimination and
became receptive to arguments about the applicability of equal
protection principles to gender discrimination. While duly
enacted legislation is generally presumed valid and federal
courts are not meant to be agents of social change, the
Constitution requires courts to consider state action that makes
suspect distinctions between similarly-situated groups of people
with varying levels of skepticism.
The level of scrutiny applied to an equal protection claim is
relevant because it often affects the outcome of the case; the
more rigorous the scrutiny of the governmental action, the
more likely that state action is to be ruled unconstitutional.
Courts traditionally analyze alleged equal protection violations
using one of the following three standards of review: strict
scrutiny, intermediate scrutiny, or rational basis review. Since
1971, the Supreme Court has held that laws or government
policies that draw distinctions on the basis of gender are subject
to heightened intermediate judicial scrutiny.
Of course, this does not mean that no law can discriminate or
make classifications, only that a law cannot
discriminate on an improper basis. To be sure,
the sexes are not alike in every regard and the
Supreme Court has upheld differential
treatment of men and women based on
relevant sex-specific biological differences,
‘“inherent differences’ between men and
w om en.. .remain cause for celebration,” U.S.
v. Virginia, 518 U.S. 515, 533 (1996). Thus,
the Equal Protection Clause cannot and should
not be read in a way that requires absolute equality
for everyone, but rather can be legitimately applied in a
way to provide both genders freedom from discrimination, as
one’s gender bears no relation to one’s ability to perform or
contribute to society. As Justice Ginsburg stated in U.S. v.
Virginia, the Court has repeatedly recognized that equal
protection requires that both genders have “equal opportunity
to aspire, achieve, participate in and contribute to society based
on their individual talents and capacities.” Id. at 516. As equal
members of society, women’s contribution to our communities,
schools, businesses, and courts can be accomplished through
the application of the same qualities that male citizens have
undertaken for years - intelligence, hard work, patience, and a
commitment to integrity, honesty and fair dealing - and
shouldn't be limited because of stereotypical notions.
Fortunately, the Supreme Court has recognized that general-
izations about women no longer justify denying them equal
opportunities. Myra Bradwell would be proud.
12
A Prim er f o r Young People - Due Process in Juvenile Court
by Judge Michael F. Leavitt, Fifth District Juvenile Court
T h e clock on the c a r’s dashboard reads
“ 12:17” as you pull into the driveway.
Once again, you have violated your twelve
o'clock curfew. “Dad is gonna be so
m ad,” you m utter as you scram ble out of
the car to get inside. As you open the front
door, your father is seated in his easy
chair with reading glasses perched on the
end of his nose and book in hand.
“You are late,” he says. “Again.”
“But, Dad, 1 can e x p la in ...”
He cuts you off. “Not another word. You’re grounded for a
week.”
And just like that, in a m atter of seconds, you were charged,
tried, and sentenced for failure to obey curfew without a chance
to even state your case.
When young people are charged with allegations that would be
crim es if committed by adults, they often have to come to
juvenile court to answer to those allegations. Many assum e that
their encounter with the juvenile court judge will be just like
dad in the middle of the night. Not so. While parents
(unfortunately!) are not bound to the due process provisions of
the United States and Utah Constitutions, juvenile courts are.
That m eans that when young people attend juvenile court, they
have the right to have a judge hear them out, to explain
themselves, and even require a prosecutor to prove beyond a
reasonable doubt that they violated the law.
It has not always been that way. Before 1967, juvenile courts
were extremely informal. To focus on rehabilitation, rath er
than
punishm ent, the prevailing belief was that informality allowed
courts the flexibility to find out about a child and determine
how to best send them down a law-abiding path to a successful
adulthood. As such, proponents asserted that this did not
necessarily require a formal trial, notice of possible
consequences,
o r the right of the juvenile to talk to an attorney.
Good intentions, but the informality often led to unfair results.
This becam e evident in the United States Supreme Court
landm ark decision, In re Gault. Back in 1964, Gerald Gault was
a fifteen-vear-old boy living in Arizona who was arrested, along
with a buddy, for making an “obscene" phone call to a neighbor.
At the time he was picked up, Gerald’s parents were at w ork
and
no one attempted to notify them of Iris arrest. He was taken to
youth detention where his mother, after her own investigation as
to his whereabouts, discovered him later that evening.
The next afternoon, Gerald, his m other and b rother appeared
before the judge in his cham bers. Only the judge and two
probation officers were present. Mrs. Cook, the recipient of the
infamous phone call, was not. The court placed no one under
oath; n o r did the court reco rd o r transcribe the proceeding.
According to later testimony from those present, the judge
questioned Gerald about the call. The judge claimed Gerald
admitted to making it, while his m other later testified that he
only admitted to dialing a phone num ber and handing the
phone
to his friend. After the informal discussion, the judge decided to
"think about it” and sent Gerald back to detention w here he
rem ained for five days. Upon release, he was allowed to return
home, but was informed to return to court a few days later.
At the next hearing, the judge h eard further statements about
whether Gerald was involved in making the call. There
remained
a disagreement about what he actually said o r did. In spite of
this, the judge sentenced Gerald to be removed from his home
and placed in the State Industrial School until he turned
twenty-one years old.
At no point was Gerald given the right to talk to an attorney, the
right to hear evidence from his accuser o r ask h er questions, or
even have p rio r notice that he might be removed from his
p arents’ custody for the rem ainder of his childhood.
Ultimately, Gerald’s case m ade it all the way to the United
States
Supreme Court. There, the Court held that “due process has a
role
to play” in juvenile courts. It held that children have the right to
notice of the allegations in advance of a hearing o r trial with an
opportunity to prepare. They have the right to have an attorney
present and the right to confront witnesses and cross-exam ine
them, and they have the right not to testify against themselves.
13
Views from the Bench
Vie
ws
fro
m
the
B
en
ch In the spirit of Gault, Utah law includes additional requirem
ents
to en sure that juveniles enjoy fundamental fairness in
delinquency
cases. They have the right to call their p arents an d an attorney
immediately if they are arrested. They have the right to have
their p arents p resen t at all proceedings (even if you do not
want
them th e re ). Juvenile courts a re req u ired to release
juveniles
being held in detention to their p arents unless specific findings
are m ade justifying continued detention. In fact, just this year,
the Utah Legislature am ended the Juvenile Court Act,
establishing
additional legal req uirem ents for juvenile courts to co nsid er
before placing o r keeping young people in detention o r
removing
them from their p aren ts’ custody.
Ultimately, the law cannot req u ire mom o r dad to listen to
your
explanation for being late, w h ether it be a flat tire, falling
asleep
at your friend’s house, o r your cellphone battery dying. But if
you find yourself in juvenile court, the Fourteenth Amendment
req uires your juvenile co urt judge to listen an d co nsid er the
excuse. Ju st m ake it a good one.
Lady Justice and the Equal Protection Clause
by Judge Paul C. Farr, Third District Justice Court
O ne evening while eating d in ner with
my family, I was su rp rised w hen one of my
children inform ed m e that I was “the
m an.” This com m ent was not in the “you
a re aw esom e” sense of the phrase. Rather,
its connotation was “you rep resen t the
oppressive governm ental system that holds
us dow n.” Oddly enough, I was unaw are
that as a judge, I might be thought of in that way. I had
previously
h eard of "the m an,” although I h ad never personally met
him.
As I reflected for a bit, I recalled in my youth that I too had
occasionally manifest som e resentm ent for “the m an.” Here I
was, sitting in my kitchen, realizing that I had becom e “the m
an.”
I graduated from high school in a small Utah farming
community, attended local colleges, an d graduated from law
school (the first in my family to do so ). In 2010, after ten years
of law practice, I was appointed to the judiciary as a justice
co urt judge. Ju st as h app ens to the many o th er judges, I put
on
the black rob e and becam e a representative of the judicial
system o r as my c hildren p ut it, “the m an .”
Judicial systems are often represented by a statue known as
Lady
Justice. In one h an d Lady Justice holds a scale, representing h
er
duty to weigh the m erits of each side of a case in o rd e r to
reach
a decision. In the o th er hand she holds a sword, representing
h er authority to act o r im pose judgm ent. Perhaps Lady Ju
stice’s
m ost im portant feature is a blindfold, which rep resen ts the
concept that justice is blind. Lady Justice weighs the m erits of
a
case and im poses judgm ent that is blind to the individual
characteristics of the parties before her.
Consider this key language of the Fourteenth Amendment to the
U.S. Constitution: “n o r shall any s ta te ... deny to any p erson
within its jurisdiction the equal protection of the laws.” In both
the creation an d enforcem ent of the law all people a re to be
treated equal, without regard to individual characteristics.
Generally, a legislature may n ot create a law that treats
different
categories of people differently. For example, a law that sets a
speed limit at 50 m ph for right-handed individuals but 70 mph
for those that are left-handed would violate the Equal
Protection
Clause. Similarly, a judge may not apply the law differently to
different categories of people. For example, w hen on trial for
theft if a judge afforded all right-handed defendants the right to
be rep resen ted by an attorney but denied that right to those
that
w ere left-handed, that would violate the Equal Protection
Clause
(as well as o th er constitutional rights).
These im portant rights are applied in Utah courts on a daily
basis.
In 2016 there w ere 6 46,488 cases filed in Utah’s different
courts. As indicated below, these cases w ere p re sid ed over
by
244 judges, magistrates and com m issioners (all grouped below
as judges, including those that serve part-tim e).
• Utah Suprem e Court: 5 judges, 585 cases
14
• Utah Court of Appeals: 7 judges, 946 cases
• Utah District Courts: 83 judges, 171,620 cases
• Utah Juvenile Courts: 33 judges, 30,434 cases
• Utah Justice Courts: 98 judges, 428,809 cases
• Utah Federal District Court: 18 judges (including 3
bankruptcy judges and 6 senior judges), 2,443 civil/criminal
cases and 11,651 bankruptcy cases
Each of these courts and judges play different roles. However,
all are responsible for ensuring equal protection of the laws for
all individuals appearing before them. It is critical to the
public’s confidence in our judicial system that judges always
“wear” Lady Justice’s blindfold so that justice may truly be
blind
and that all may receive equal protection under the law.
It is an honor to serve the people of Utah as a judge. It is my
goal, as I am sure it is the goal of most judges, to apply the law
as written by the legislature (the people’s representatives), to
apply the law equally, consistently and fairly, and to treat
everyone that comes into court with the professionalism and
respect due even' member of our community. In doing my part,
I envision the day when my children view me not as "the man,”
but as the blindfolded lady with a sword!
Fighting fo r justice to fa irly compensate those
injured by wrongful conduct o f others
D E W S N U P // K IN G / OLSEN // W O REL / HAVAS /
M O R TEN SEN
dkowlaw.com ■ 801.533.0400 or 8 00.40 4.8520
15
Views from the Bench
Copyright of Utah Bar Journal is the property of Utah State Bar
and its content may not be
copied or emailed to multiple sites or posted to a listserv
without the copyright holder's
express written permission. However, users may print,
download, or email articles for
individual use.
WHAT'S DIFFERENT ABOUT THE THIRTEENTH
AMENDMENT,
AND WHY DOES IT MATTER?
JAMES GRAY POPE*
When I entered law school back in 1980, the Thirteenth Amend-
ment beckoned as the noblest and most fascinating of all
constitu-
tional provisions. Most spectacularly, it had singlehandedly
trans-
formed the Constitution of the United States from that of a slave
nation to that of a modern republic' From my point of view as a
re-
cently laid-off ship welder, it also mattered that the Thirteenth
Amendment is the only currently operative constitutional
provision
that addresses the law of labor, having displaced the fugitive
slave
("held to Service or Labour") clause.^ Moreover, the Thirteenth
Amendment stands out as the sole rights guarantee that protects
not
only against government, but also against private concentrations
of
power, including multi-national corporations.' Yet, to put it
mildly,
others did not share my fascination. In fact, many considered it
a
waste of time to converse about an Amendment that, in their
view,
had been conclusively consigned to the dustbin of history. They
agreed with me that tihe Amendment was unique but, to my
frustra-
tion, they found it to be uniquely suited for narrow
interpretation.
Why? We might speculate that some people oppose broad inter-
pretation because they fear the likely substantive outcomes. The
same
f"eatures that attracted a laid-off ship welder might well repel
others,
and for similarly result-oriented reasons. Over time, however, I
have
come to believe that at least part of the explanation may be
found in
the distinctively difficult interpretive questions posed by the
Amend-
ment. Part I of this Essay discusses four unique features of the
Gopyright © 2011 by James Gray Pope.
* Professor of Law & Sidney Reitman Scholar, Rutgers
University School of
Newark.
1. On the centrality of slavery to the original United States
Gonstitution, iee ALFRED
W. BLUMROSEN & RUTH G. BLUMROSEN, SLAVE
NATION: H O W SLAVERY UNITED THE
GoLONiES & SPARKED THE AMERICAN REVOLUTION
171-202 (2006); DAVID
WALDSTREICHER, SLAVERY'S GONSTITUTION: FROM
REVOLUTION TO RATIFICATION 3-20
(2009).
2. On the labor dimension of the Amendment, see Lea S.
VanderVelde, The Labor Vi-
sion ofthe Thirteenth Amendment, 138 U. PA. L. REV. 437
(1989).
3. The Givil Rights Gases, 109 U.S. 3, 20 (1883); United States
v. Kozminski, 487 U.S.
931,932(1988).
189
190 MARYLAND LAW REVIEW [Vol. 71:189
Amendment that give rise to interpretive questions of unfamiliar
kinds. The difficulty of these questions may help to account for
why,
approaching the sesquicentennial of the Amendment, courts
have yet
to make any serious attempt at answering them, and the Amend-
ment—in spite of its potentially broad scope—remains limited
to a
few, narrowly circumscribed doctrines." To put the point
positively,
scholars may have a crucial role to play in puzzling out these
unfami-
liar and difficult questions, so as to unblock the development of
Thir-
teenth Amendment jurisprudence. Specifically, Part I suggests
that
the Amendment is: (1) the only constitutional provision that
man-
dates the official identification and protection of unenumerated
rights; (2) the only constitutional provision that calls for the
devel-
opment of rights protections based on the dynamics of a
nongovern-
mental system (the First Amendment "system of freedom of
expres-
sion" notwithstanding); (3) the only constitutional provision
that
directiy commands the government to undertake a project of
social
transformation; and (4) the only constitutional rights guarantee
that
is generally acknowledged to attack relations of subjugation and
ex-
ploitation.
Part II of the Essay considers three purportedly unique features
of the Amendment that have been invoked as reasons to limit its
scope and relevance. Specifically, the Amendment has been
said: (1)
to be uniquely unambiguous, and therefore unsuited for
interpreta-
tion; (2) to require uniquely bright-line or "absolute" doctrines;
and
(3) to be uniquely limited by its historical context or purposes.
Upon
examination, however, these claims appear misplaced.
1. FOUR UNIQUE FEATURES OF THE THIRTEENTH
AMENDMENT
1. The Thirteenth Amendment is the only constitutional
provision that
clearly mandates the official identification and enforcement of
unenumerated
rights. From the earliest congressional debates to the most
recent
court decisions, nobody has doubted that Section 1 of the
Thirteenth
Amendment guarantees certain fundamental rights.^ Nor has it
been
4. On the potentially broad scope of the Amendment, iee Akhil
Reed Amar, Remember
the Thirteenth, 10 CONST. COMMENT. 403 (1993). On its
currentiy truncated scope, iee Al-
e x a n d e r Tsesis, The Thirteenth Amendment's Revolutionary
Aims, in THE PROMISES OF LiBERTi':
T H E HISTORY AND CONTEMPORARY RELEVANCE OF
THE THIRTEENTH AMENDMENT 1, 13-14
(Alexander Tsesis ed., 2010) [hereinafter THE PROMISES OF
LIBERTY] .
5. See, e.g, CONG. GLOBE, 38th Cong., lstSess. 2990 (1864)
(Rep. IngersoU) (explain-
ing that the Thirteenth Amendment was created to protect
"certain inalienable rights" in-
cluding the "right to till the soil, to earn his bread by the sweat
of his brow, and enjoy the
rewards of his own labor"); The Civil Rights Cases, 109 U.S. at
22; Jones v. Alfred H. Mayer
Co., 392 U.S. 409, 441-44 (1968); Tsesis, THE PROMISES OF
LIBERTY, supra note 4, at 10-12;
2011] WHAT'S DIFFERENT ABOUT THE 13TH
AMENDMENT 191
questioned either that Section 1 authorizes courts to enforce
those
rights or that Section 2 empowers Congress to do the same.''
Yet, the
Amendment mentions no right. Instead, courts and Congress are
left
with the task of determining what rights are necessary to negate
the
prohibited conditions of slavery and involuntary servitude. By
con-
trast, the Ninth Amendment declares the existence of
unenumerated
rights, but provides no criteria for recognizing them and says
nothing
about who is to identify or enforce them.^
This feature would not be remarkable if the only rights guaran-
teed were the "right to be free from slavery" and the "right to be
free
from involuntary servitude."* Immediately following
ratification,
southern states adopted that position. They enacted "Black
Codes"
that enforced labor discipline on freed people using vagrancy
laws,
restrictions on mobility, and a variety of other measures that
differed
significantiy from slavery but also infringed basic freedoms like
the
right to change employers. The great majority of northerners,
how-
ever, reacted to the Black Codes vwth outrage. While
southerners
held that the Amendment did nothing more than abolish the
specific
conditions of slavery and involuntary servitude, northerners
assumed
"that when the positive law of slavery fell away, the former
slave was
left with a broad panoply of basic civil rights."^ Under
authority of
the Thirteenth Amendment, Congress prompdy enacted this
view in-
to law. The Civil Rights Act of 1866 guaranteed a set of rights
that ex-
tended far beyond those necessary to negate a condition of
slavery or
involuntary servitude (narrowly defined as forced labor),
including
"the same r i g h t . . . as is enjoyed by white citizens" to "make
and en-
force contracts, to sue, be parties, and give evidence, inherit,
pur-
chase, lease, sell, hold, and convey real and personal
property."'" The
Peonage Act of 1867 prohibited "voluntary" as well as
involuntary
peonage without any racial referent."
MICHAEL VORENBERG, FINAL FREEDOM: T H E CIVIL
WAR, THE ABOLITION OE SLAVERY, AND
THE THIRTEENTH AMENDMENT 235 (2001 ) ; VanderVelde,
supra note 2, at 443-504.
6. Secdon 1 is self-enforcing. The Civil Rights Cases, 109 U.S.
at 20, 23. Secdon 2 pro-
vides: "Congress shall have power to enforce this árdele by
appropriate legislation." U.S.
CONST, amend. XIII.
7. The Amendment reads in full: "The enumeradon in the
Consdtution, of certain
rights, shall not be construed to deny or disparage others
retained by the people." U.S.
CONST, amend. IX.
8. Guam Soc'y of Obstetricians & Gynecologists v. Ada, 100
F.3d 691, 700 (9th Cir.
1996); United States v. Kozminski, 487 U.S. 931, 934 (1988).
9. William M. Wiecek, Emancipation and Civic Status: The
American Experience, 1865-
1915, in T H E PROMISES OF LIBERTY, supra note 4, at
78,83.
10. CivilRightsActof 1866, ch. 31, § 1,14 Stat 27.
11. Peonage Act of 1867, ch. 187, § 1, 14 Stat 546.
192 MARYLAND LAW REVIEW [Vol. 71:189
Today, Thirteenth Amendment rights claims generally fall into
one of two categories: rights to be free from certain forms of
race dis-
crimination, conceptualized as "badges and incidents of
slavery," and
rights of labor freedom, analyzed under the involuntary
servitude
clause.'^ Scholars have proposed standards for assessing
particular
rights claims in both categories, but—reflecting the general
underde-
velopment of Thirteenth Amendment doctrine—no standard has
been clearly articulated or consistentiy applied by the courts.'*
The
choice of such a standard might be facilitated by taking into
account
the following additional features of the Amendment.
2. The Thirteenth Amendment is the only constitutional
provision that
calls for the development of rights protections based on the
dynamics of a non-
governmental system. There is a natural tendency to interpret
broad or
ambiguous rights guarantees in relation to their functions in the
con-
stitutional system of govemment. Eor example, the Equal
Protection
Clause has been read to establish the principle of one-person,
one-
vote on the ground that the "right to vote freely for the
candidate of
one's choice is of the essence of a democratic society, and any
restric-
tions on that right strike at the heart of representative
government."'"
But judges and legal scholars are also drawn to engage in
systemic in-
terpretation outside the governmental context. Consider, for
exam-
ple, the Eirst Amendment's Eree Speech Clause. Thomas
Emerson
famously conceptualized free speech rights as components of a
system
of freedom of expression designed not only to facilitate
political dis-
cussion, but also to promote individual self-realization and the
search
for truth. Emerson's book. The System of Freedom of
Expression, has been
12. In cases involving race discrimination, the question has
hinged on whether the
particular type of race discrimination (for example, in the sale
or rental of housing) con-
stitutes a "badge or incident" of slavery. See, e.g., Jones v.
Alfred H. Mayer Co., 392 U.S.
409, 440-41 (1968). In cases involving race-neutral
infringements of the freedom of labor,
on the other hand, the issue usually centers on the extent and
nature of employer control.
See, e.g, Kozminski, 487 U.S. at 948; Pollock v. Williams, 322
U.S. 4, 18 (1944).
13. William M. Carter, Jr., Race, Rights, and the Thirteenth
Amendment: Defining the Badges
and Incidents of Slavery, 40 U.C. DAVIS L. REV. 1311, 1313-
14, 1320, 1366 (2007) (noting the
absence of any standard for identifying badges or incidents of
slavery and proposing that
the determination should hinge on "whether the identity of the
victim and the nature of
the injury demonstrate a concrete link to the system of chattel
slavery"); James Gray Pope,
Contract, Race, and Freedom of Labor in the Constitutional Law
of "Involuntary Servitude," 119
YALE LJ. 1474, 1478-79 (2010) (noting the absence of any
standard for assessing labor
rights claims and arguing that the Court should adopt as a
general standard the approach
used in Pollock, 322 U.S. at 18, namely that a claimed labor
right is protected under the
Amendment if it is necessary to provide workers with the
"power below" and employers the
"incentive above" to prevent "a harsh overlordship or
unwholesome conditions of work").
14. Reynolds v. Sims, 337 U.S. 533, 555 (1964); JOHN HART
ELY, DEMOCRACY AND
DISTRUST: A THEORY OF JUDICIAL REVIEW 116-18
(1980).
2011] WHAT'S DIFFERENT ABOUT THE 13TH
AMENDMENT 193
cited in no fewer than twenty-two Supreme Court opinions.'^
The
Court has also deployed a more pardcularized systemic model of
free
speech, the "marketplace of ideas," which is said to be "open"
and
"uninhibited."'*^ But the text of the First Amendment, which
states
simply that "Congress shall make no law . . . abridging the
freedom of
speech," provides no apparent sancdon for either Congress or
the
courts to design and insdtute a free speech system.
By contrast, the text of the Thirteenth Amendment expressly
mandates a systemic approach. Slavery and involuntary
servitude are
not just things that happen to individuals; they are systems of
labor
control. During the congressional debates, proponents and oppo-
nents of the Amendment spoke of "a conflict between two
systems; a
controversy between right and wrong," of changing "their
system of
labor from compulsory to voluntary," of choosing between
slavery, on
the one hand, and "free insdtudons and free labor" on the other,
and
of supplandng slavery with the "system of free labor."" In this
view,
the abolidon of slavery and involuntary servitude necessarily
entailed
the establishment of a free labor system. In Pollock v. Williams,
the Su-
preme Court confirmed that one "undoubted aim of the
Thirteenth
Amendment. . . was not merely to end slavery but to maintain a
sys-
tem of completely free and voluntary labor throughout the
United
States."'* It would appear, then, that the Thirteenth Amendment
af-
firmadvely commands both Congress and the courts to ascertain
what
rights are necessary to ensure the permanent exdncdon of the
slave
labor system and the ongoing operation of a free labor system.
Only once, however, has the Supreme Court provided a glimpse
into the nature of this system. In Pollock, the Court struck down
a law
that restricted the right to quit work and thus imposed "forced
la-
bor."'" But the Court's reasoning, which centered on the
operation
of the "general basic system of free labor," swept more broadly.
"[I]n
general," wrote Jusdce Robert Jackson, "the defense against
oppres-
15. THOMAS I. EMERSON, T H E SYSTEM OF FREEDOM OF
EXPRESSION (1971); Lexis
search of Supreme Court cases for "System of Freedom of
Expression" within the same
sentence as "Emerson," conducted Oct 6, 2011.
16. Citizens United v. FEC, 130 S. Ct 876, 896, 906 (2010)
(quoting Virginia v. Hicks,
539 U.S. 113, 119 (2003) & N.Y. State Bd. of Elections v.
Lopez Torres, 552 U.S. 196, 208
(2008)).
17. CONG. GLOBE, 38th Cong., 1st Sess. 2615 (1864) (Rep.
Morris); id. at 1440 (Sen.
Harian); id. at 2944 (Rep. Higby); id. at 2983 (Rep. Mallory);
see also id. at 2685 (Rep. Kel-
Iey asserting that the Amendment would "establish freedom as a
permanent institution,
and make it universal").
18. 322U.S. 4, 17(1944).
19. Id. at 17-18.
194 MARYLAND LAW REVIEW [Vol. 71:189
sive hours, pay, working conditions, or treatment is the right to
change employers. When the master can compel and the laborer
cannot escape the obligation to go on, there is no power below
to re-
dress and no incentive above to relieve a harsh overlordship or
un-
wholesome conditions of work."^" How does "the right to
change
employers" generate this "power below" and "incentive above"?
Jus-
tice Jackson did not explain, but the logic seems clear. As long
as
workers effectively enjoy that right, then employers that exert
harsh
domination and impose unwholesome conditions should be
punished
with quits, while those who offer better terms should be
rewarded
with loyalty. But what if the right to change employers by itself
failed
to produce this result? What if, for example, employers formed
a car-
tel and refused to hire any workers who would not submit to
starva-
tion wages? Then, by the logic of the systemic approach,
workers
would also need the right to set the wages for which they were
willing
to work. '̂ Pollock thus suggests, as Archibald Cox pointed out
long
ago, that the standard for determining whether a given labor
right is
protected by the Thirteenth Amendment hinges on whether it is
ne-
cessary to provide workers with the "power below" and
employers the
"incentive above" to prevent "a harsh overlordship or
unwholesome
conditions of work."̂ ^ Since Pollock, however, the Court has
refrained
from systemic analysis, leaving this as another area awaiting
future de-
velopment.
3. Alone among constitutional provisions, the Thirteenth
Amendment
directly commands the govemment to undertake a project of
social transforma-
tion. Many newly enacted laws change social practice, and some
do so
in dramatic and far-reaching ways. The Nineteenth Amendment,
for
example, instandy conferred voting rights on millions of
women. And
that shift, in turn, altered the field of interpretation on other
issues
involving women's rights: Could the same Constitution that
welcomed
women into the polity as full voting members simultaneously
permit
legislatures to treat them as inferiors in other realms? Some
courts
thought not, and read the Amendment "to have implications for
mat-
20. Id. at 18. On the right to change employers, see Shaw v.
Fisher, 102 S.E. 325 (S.G.
1920). In Shaw, the South Garolina Supreme Gourt held that the
Thirteenth Amendment
had "annulled" the tort of hiring a laborer who was under a
contractual obligation to work
for another, though there was no legal or physical restraint on
the laborer's right to quit,
and no finding that he could not have worked with family
members, found some other
means of support, or departed the state. Id. at 326, 327. At
stake, evidently, was the labor-
er's right to participate in the free labor system.
21. For a more detailed discussion of this point, see Pope,
supranote 13, at 1533-36.
22. Pollock, 322 U.S. at 18; Archibald Gox, Strikes, Picketing
and the Constitution, 4 VAND.
L. REV. 574, 576-77(1951).
2011] WHAT'S DIFFERENT ABOUT THE 13TH
AMENDMENT 195
ters other than voting, including matters concerning the law of
mar-
riage."^^ We might say, then, that the Nineteenth Amendment
worked a transformation by declaring a new right, directing the
gov-
ernment to enforce it, and causing ripple effects beyond the
scope of
the newly declared right The Thirteenth Amendment issued a
dif-
ferent kind of transformative command, directiy banning the
social
practices of slavery and involuntary servitude. A women's rights
equivalent might have proclaimed something like "Patriarchy
shall
not exist within the United States."
This type of command commits the government to root out the
prohibited practice wherever it appears and to enact whatever
meas-
ures might be necessary to prevent it from recurring. The
Thirteenth
Amendment imposes this difficult and continuing duty on both
Con-
gress (by virtue of Section 2) and the courts (because the
Amendment
is self-enforcing). With regard to an enumerated right, like the
right
of women to vote or the right to speak freely, courts and
Congress
might reasonably consider their job done once individuals
possess an
effective legal entitiement to exercise the right. But Thirteenth
Amendment rights cannot be considered successful unless they
are
actually exercised to ensure that "[n] either slavery nor
involuntary
servitude . . . shall exist. . . ."^^ In light of events since 1865,
this pro-
nunciamento recalls to mind the tale of Cnut the Great, who
report-
edly set up his throne on a beach and commanded that the tide
not
rise to wet his robes. As illustrated by the Black Codes of the
late
1860s, no sooner has one form of servitude been eliminated than
others will emerge to replace it. Despite the Peonage Act of
1867,
backed up by broad Supreme Court interpretations, old-
fashioned
debt peonage remained common in southern agriculture through
the
1960s.̂ '̂ Recent decades have seen the emergence of new forms
of
slavery, grouped under the label of "human trafficking" or the
"new
slavery."^^ By any definition, involuntary servitude continues
to exist
in the United States today. ̂ ^ This poses an ongoing challenge
for
2 3 . Reva B. Siegel, She the People: The Nineteenth
Amendment, Sex Equality, Federalism, and
the Family, 115 HARV. L. REV. 947, 953 (2002).
24. U.S. C O N S T , a m e n d . XIII (emphasis a d d e d ) .
25. See PETE DANIEL, THE SHADOW OF SLAVERY:
PEONAGE IN THE SOUTH, 1901-1969,
170-92 (1990); DANIELA. NOVAK, THE WHEEL OF
SERVITUDE: B L A G K F O R G E D LABOR AFTER
SLAVERY 4 6 - 6 2 (1978).
2 6 . SEE, E.G., KEVIN BALES, DISPOSABLE PEOPLE: NEW
SLAVERY IN THE GLOBAL ECONOMY
(rev. ed. 2004) (1999).
27. See KEVIN BALES & RON SOODALTER, THE SLAVE
NEXT DOOR: HUMAN TRAFFICKING
AND SLAVERY IN A M E R I C A T O D A Y (2009).
196 MARYLAND LAW REVIEW [Vol. 71:189
courts. Congress, and all Americans who take seriously fidelity
to the
Constitution.
4. The Thirteenth Amendment is the only constitutional rights
guarantee
that is generally acknowledged to attack relations of
subjugation and exploita-
tion. As Abraham Lincoln pointed out in 1864, the concept of
"liber-
ty" could support either effective freedom for all or the
"liberty" to
dominate and exploit others: "With some the word liberty may
mean
for each man to do as he pleases with himself, and the product
of his
labor; while with others the same word may mean for some men
to do
as they please with other men, and the product of other men's
la-
bor. "̂ ^ Similarly, the phrase "equal protection of the laws" has
been
read to require "equal" protection of dominant and subordinate
ra-
cially defined groups, thereby blocking targeted affirmative
action on
behalf of the latter with the effect, arguably, of preserving
white racial
privilege.^^ By contrast, the Thirteenth Amendment direcdy
attacks
relations of domination and exploitation. "Slavery" and
"servitude"
involve, by definition, relations between masters and
subordinates.
Slavery is the "state of entire subjection of one person to the
will of
another," while servitude is the "state of voluntary or
involuntary ser-
vice to a master."'" Admittedly, the text leaves a loophole; it
could be
read to permit a worker "voluntarily" to enter into a contract for
servi-
tude that would then become involuntary by virtue of the
enforce-
ment mechanisms available to the employer. The Supreme Court
re-
jected that approach a century ago, however, reasoning that the
Amendment was intended "to render impossible any state of
bon-
dage; to make labor free, by prohibiting that control by which
the
personal service of one man is disposed of or coerced for
another's
28. Tsesis, supra note 4, at 9 (quoting Abraham Lincoln, At the
Fair in Baldmore, in
Aid of the Sanitary Commission (April 18, 1864), in
ABRAHAM LINCOLN, THE MARTYR'S
MONUMENT 252 (The American News Co. ed., 1865)).
29. See Adarand Constructors, Inc. v. Pena, 515 U.S. 200, 201,
226 (1995) (holding that
strict scrutiny applies to benign as well as invidious racial
classificadons because "it may not
always be clear that a so-called preference is in fact benign").
This doctrine provides white
people with an effecdve consdtudonal right to enjoy the benefits
of past societal discrimi-
nadon as well as present discriminadon that cannot be proven to
be intendonal. See Der-
rick Bell, Xerces and the Affirmative Action Myth, 57 GEO.
WASH. L. REV. 1595, 1609 (1989);
Cheryl I. Harris, Whiteness as Property, 106 HARV. L. REV.
1707, 1766-77 (1993).
30. NOAH WEBSTER, AN AMERICAN DICTIONARY OF
THE ENGLISH LANGUAGE 1241,1207
(1865); see also Hodges v. United States, 203 U.S. 1, 17 (1906)
(defining servitude as "'the
state of voluntary or compulsory subjecdon to a master'");
JOSEPH E. WORCESTER, A
DICTIONARY OF THE ENGLISH LANGUAGE 1314,1352
(1860) (defining slavery as "[t]he state
of absolute subjection to the will of another" while defining
servitude as "[t]he state or
condition of a servant, or more commonly of a slave; slavery;
bondage").
2011] WHAT'S DIFFERENT ABOUT THE 13TH
AMENDMENT 197
benefit which is the essence of involuntary servitude."*' The
concept
of "badges and incidents of slavery" incorporates this focus on
domi-
nation. The Amendment is concerned not with the irrationality
or
unfairness of race-based decisionmaking in the abstract, but
with its
function as a badge of slavery. Thus, what made housing
discrimina-
tion objectionable in fones v. Alfred H. Mayer Co. was its
functional
equivalence to the Black Codes in securing "the exclusion of
Negroes
from white communities," in "herd[ing them] into ghettos," and
in
depriving them of the important right to buy property based on
"the
color of their skin."*^
The question is thus raised: What kinds of domination and ex-
ploitation fall within the scope of the Amendment? Scholars
have
proposed a wide variety of applications including, for example,
child
abuse, spouse abuse, forced childbearing, and the denial of
basic
rights to immigrant workers.** These claims, in turn, pose the
doc-
trinal question: By what criteria should such claims be
addressed?
The current limitation to intentional race discrimination and
coerced
labor appears arbitrary in light of the Amendment's text, which
is not
restricted to forms of slavery or servitude based on race or
targeted at
productive labor. Scholars have proposed a wide variety of
criteria in
the course of advocating various types of claims, but we have
yet to
conduct a sustained discussion of the question.
II. THREE PURPORTEDLY UNIQUE EEATURES OF THE
AMENDMENT
THAT MAY N O T BE
1. The Thirteenth Amendment does not appear to be uniquely
unambi-
guous or unsuited for interpretation. In the Slaughter-House
Cases, a major-
ity of the Supreme Court signed on to the view that the words of
the
Thirteenth Amendment "seem hardly to admit of construction,
so vi-
gorous is their expression."*" Since I began studying the
Amendment
three decades ago, many people have told me that I was wasting
my
31. Bailey V. Alabama, 219 U.S. 219, 241 (1911). For a detailed
discussion of the cases,
see Pope, supra note 13, at 1481-91.
32. 392 U.S. 409, 441 (1968); iee also Rebecca E. Zietlow, Free
at Last! Anti-Subordination
and the Thirteenth Amendment, 90 B.U. L. REV. 255, 284
(2010).
33. See, e.g., Akhil Reed Amar & Daniel Widawsky, Child
Abuse as Slavery: A Thirteenth
Amendment Response to DeShaney, 105 HARV. L. REV. 1359
(1992); Joyce E. McConnell,
Beyond Metaphor: Battered Women, Involuntary Servitude, and
the Thirteenth Amendment, 4 YALE
J. L. & FEMINISM 207 (1992); Andrew Koppelman, Forced
Labor Revisited: The Thirteenth
Amendment and Abortion, in THE PROMISES OE LIBERTY,
supra note 4, at 226; Maria Ontive-
ros. Immigrant Workers and the Thirteenth Amendment, in THE
PROMISES OF LIBERTY, supra
note 4, at 279.
34. 83 U.S. (16 Wall.) 36, 69 (1873).
198 MARYLAND LAW REVIEW [Vol. 71:189
dme because of this purportedly undeniable fact. Upon
examinadon,
however, the text of the Amendment appears to raise its full
share of
interpredve quandaries. For example, the quesdon of what
makes ac-
don "involuntary" or coerced has long been a topic of sharp
disputa-
don among philosophers.^* Nor is it obvious what consdtutes
"servi-
tude," a term that has been used to describe reladons ranging
from
ordinary "service" to full-blown "slavery."^^ More broadly, the
inclu-
sion of the phrase "involuntary servitude," in addidon to the
narrower
term "slavery," raises the possibility that the Amendment might
have
been "purposely left to gather meaning from experience" and
that it
might have "created new meanings of freedom even for the
twendeth
and twenty-first centuries."^' Then there is the clause permitdng
sla-
very "as a punishment for crime whereof the party shall have
been du-
ly convicted." Is convict labor truly "a punishment for crime"
when
insdtuted with the economic purpose or effect of removing jobs
from
the free labor system and depressing the "working condidons
and liv-
ing standards" of free workers?** For a final example, the
concept of
badges of slavery raises numerous quesdons ranging from the
validity
of the doctrine itself to various possible applicadons, for
example to
the denial of important rights based on immigradon status.''^
2. The Thirteenth Amendment does not appear to require
uniquely
bright-line or "absolute" doctrines. Beginning with moral
abolidonists like
William Lloyd Garrison, there has been a tendency to view
slavery as a
uniquely horrific evil that is sharply disdnguishable from other,
more
nuanced forms of oppression. Kevin Bales, a leading scholar of
present-day abolidonism, maintains that slavery amounts to the
"theft
35. See, e.g., GERTRUDE EzoRSKY, FREEDOM IN THE
WORKPLACE? 5-14 (2007); ROBERT
NoziCK, ANARCHY, STATE AND UTOPIA 262-64 (1974);
ROBERT J. STEINFELD, COERCION,
CONTRACT, AND FREE LABOR IN THE NINETEENTH
CENTURY 1-26 (2001). For a discussion
of the concept as used in the Thirteenth Amendment, see Pope,
supra note 13, at 1527-36.
36. For a discussion of various definitions, see Pope, supra note
13, at 1503-07.
37. Note, The "New " Thirteenth Amendment: A Preliminary
Analysis, 82 HARV. L. REV. 1294,
1301 (1969); David Brion Davis, Foreword: The Rocky Road to
Freedom: Crucial Barriers to Aboli-
tion in the Antebellum Years, in THE PROMISES OE
LIBERTY, supra note 4, at xi, xxiii.
38. Pollock V. Williams, 322 U.S. 4, 18 (1944) (observing tiiat
die "[r]esulting depres-
sion of working conditions and living standards affects not only
the laborer under the sys-
tem [of forced labor], but every other with whom his labor
comes in competition"). On
convict labor as an economically driven policy with negative
effects on free labor, see Da-
vid M. O'Shinsky, Convict Labor in the Post-Civil War South,
in THE PROMISES OF LIBERTY, su-
pra n o t e 4, at 100, 103-06, 111-15; ALEX LICHTENSTEIN,
TWICE THE WORK OF F R E E LABOR:
T H E P O L I T I C A L E C O N O M Y O F C O N V I C T L
A B O R IN T H E N E W S O U T H ( 1996).
39. George A. Rutherglen, The Badges and Incidents of Slavery
and the Power of Congress to
Enforce the Thirteenth Amendment, in THE PROMISES OF
LIBERTY, supra n o t e 4, at 163, 177;
Maria L. Ontiveros, Immigrant Workers' Rights in a Post-
Hoffman World—Organizing Around the
Thirteenth Amendment, 18 GEO. IMMIGR. L J . 651, 6 7 7 - 7 8
(2004).
2011] WHAT'S DIFFERENT ABOUT THE 13TH
AMENDMENT 199
of an entire life" and that it is "more closely related to the
concentra-
tion camp than to questions of bad working conditions.'"'" This
sen-
timent finds jurisprudential expression in the idea that
Thirteenth
Amendment rights should be demarcated by bright-line
doctrines so
that protection can be "absolute" (i.e., not subject to balancing)
with-
in their scope. For example, Archibald Cox acknowledged that
de-
spite purposive arguments of "considerable force" to the
contrary, the
Amendment should protect only rights that could be exercised
by in-
di'viduals acting alone because protection for associational
rights
could not be absolute in view of the compelling public interest
in re-
gulating them.'"
Upon refiection, however, this approach of exclusive absolutism
appears unworkable and ill-advised. No right is truly absolute.
Even
the individual right to cease work, for example, would not
protect a
surgeon who quits during an operation or a bus driver who
abandons
her bus in the middle of a desert. And if the concern is to
prevent the
erosion of core rights by ad hoc balancing, there is nothing to
prevent
the application of hard-edged rules to certain core rights (for
exam-
ple, those that by definition are necessary to negate a condition
of sla-
very or involuntary servitude), while applying balancing tests
ranging
from strict to relatively deferential scrutiny to other rights. This
would seem to accord better with the Amendment's purpose not
sole-
ly to eliminate the prohibited conditions of slavery and
involuntary
servitude, narrowly defined, but to leave in their place a free
labor sys-
tem.*^ Furthermore, and most importantly, an exclusively
absolutist
approach is not likely to be effective. However distinctive the
evil of
slavery might be, it does not follow that its effective
elimination can be
accomplished with a narrow set of absolute rights. Even Kevin
Bales
has argued that various free labor rights, including the right to
form
and join unions, may be essential to the practical elimination of
sla-
very.**
40. BALES, supra note 26, at 7.
41. Gox, supra note 22, at 577, 579.
42. See iM//ra text accompanying notes 18-22.
43. Bales has joined with Ron Soodalter in proposing that the
protections of the Na-
tional Labor Relations Act (which guarantees the rights to
organize and engage in con-
certed activities) be extended to all American agricultural and
domestic workers on the
grounds that "otherwise, as recent history has shovm, they will
continue to be more sus-
ceptible to enslavement than other workers in America" and
that, where free and enslaved
workers labor in close proximity, organized free workers can
provide economical and
highly effective enforcement service. BALES & SOODALTER,
supra note 27, at 263. Building
on the work of Bales, Soodalter, and others, I have suggested
elsewhere that a Thirteenth
Amendment free labor approach to labor and sex trafficking
might usefully supplement
200 MARYLAND LAW REVIEW [Vol. 71:189
3. The Thirteenth Amendment is not uniquely limited by its
historical
context or purposes. The notion that the Thirteenth Amendment
has
present-day relevance is often met with the objection that it was
enacted to eliminate slavery, and that was accomplished long
ago.
Proponents of this view can point to the Supreme Court's
observation
that the "obvious purpose" of the clause was to "forbid all
shades and
conditions of African slavery" including, for example, long-
term ap-
prenticeships, serfdom, Mexican peonage, and the "Chinese
coolie"
labor system.** Arguments that the Amendment applies to less
egre-
gious forms of labor control are sometimes met by claims that
this
would "demean" the suffering of enslaved Africans.
The fact that the Thirteenth Amendment was enacted to accom-
plish a specific historical purpose does not, however,
differentiate it
from other constitutional rights guarantees. The Free Speech
Clause
of the First Amendment was adopted to outiaw prior restraints
on
speech, for example, and the Equal Protection Clause of the
Four-
teenth to protect against race discrimination in the area of civil
(as
opposed to political and social) rights. Eventually, however, the
Su-
preme Court focused on the broad wording of those provisions
and
approached them as sources of principles and not as freeze-
frame
bans on specific historical practices. As a result, the Free
Speech
Clause now protects against punishment of speech as well as
prior re-
straints, and the Equal Protection Clause against sex as well as
race
discrimination, and against discrimination pertaining to social
and
political as well as civil rights. Furthermore, upon refiection, it
ap-
pears perverse to single out the Thirteenth Amendment for
crabbed,
freeze-frame interpretation on the ground that applying the
usual
methods of interpretation would demean the suffering of
African
slaves. Today, nearly a century-and-a-half after the
Amendment's ra-
tification, workers of color continue to be concentrated in the
most
dangerous, unhealthy, and poorly remunerated sectors of the
econo-
my. Being born with black skin has roughly the same impact on
a
worker's prospects of employment as a felony conviction."^ As
in
1865, workers of color stand to gain from full and eJBfective
enforce-
the prevailing approach of criminal prohibition. James Gray
Pope, A Free Labor Approach to
Human Trafficking, 158 U. PA. L. REV. 1849 (2010).
44. Slaughter-House Cases, 83 U.S. (16Wall.) 36, 69, 72 (1873);
iee aiso Butier v. Perry,
240 U.S. 328, 332-33 (1916) (opining that tiie Amendment
covers only the historical prac-
tice of African chattel slavery along with "forms of compulsory
labor akin to African slavery
which, in practical operation, would tend to produce like
undesirable results").
45. Devah Pager, The Mark of a Criminal Record, 108 A M . J .
SOC. 937, 955-62 (2003)
(study involving four testers posing as job applicants, two black
and two white, one of each
racial category with a felony conviction and one without).
2011 ] WHAT' S DIFFERENT ABOUT THE 1 3TH
AMENDMENT 201
ment of the Amendment. Thus, it is not surprising that, instead
of
claiming special ownership of the Amendment, African-
American
workers have welcomed its application to workers of all colors
in situa-
tions quite different from nineteenth century chattel slavery.
With as-
sistance from the New Orleans Workers Center for Racial
Justice
("NOWCRJ"), for example, workers trafficked from South Asia
chal-
lenged their conditions as amounting to involuntary servitude
under
the Thirteenth Amendment. NOWCRJ Director Saket Soni
reported
that "the African-American community, which is also part of
our
membership, didn't say 'You don't have the right to say this is
invo-
luntary servitude.' Instead, they said 'you know what, that
reminds us
of what's been going on dovm here for a long time.'"*''
III. CONCLUSION
The past few years have seen an undeniable surge of scholarly
in-
terest in the Thirteenth Amendment. Some people view this as a
boon, a long overdue reassessment of an underutilized and
vitally im-
portant constitutional provision. Others see it as a misguided
attempt
to read a "wish list" of present-day demands into a provision
that has
been deservedly relegated to obscurity. Whichever one's point
of
view, controversies arising from the four unique features of the
Amendment discussed here are likely to exert an important
influence
on the outcome. If, as argued above in Part I, the Amendment
clear-
ly mandates the identification of unenumerated rights, then what
standard should guide that determination? And if the
Amendment
calls for a systemic approach to the elimination of slavery and
its re-
placement by free labor, then what are the defining attributes of
a
free labor system, and what rights are essential to its operation?
Fur-
ther, if the Amendment commands the government to undertake
a
difficult and as yet incomplete social transformation, then how
can
this imperative be met? Finally, if the Amendment
unambiguously at-
tacks relations defined by subjugation and domination, then how
is
the constitutionally objectionable level of subjugation and
domina-
tion to be determined?
46. Saket Soni, Speech at the Left Forum (March 21, 2010)
(available at
http;//www.radioproject.org/2010/08/working-beyond-unions-
labor-day-special-encore/)
(last visited O c t 6, 2011). Historically, black workers
analogized labor injuncdons to sla-
very and invoked the Thirteenth Amendment. See JOE
WILLIAM TROTTER, JR., COAL,
CLASS, AND COLOR 114 (1990) (quodng black miners'
tesdmony before Congress);
WlLLLM E. FORBATH, LAW AND THE SHAPING OF THE
AMERICAN LABOR MOVEMENT 138-39
(1991) (quodng black unionist's newspaper árdele).
202 MARYLAND LAW REVIEW [Vol. 71:189
It is often said that the Thirteenth Amendment is uniquely un-
suited for the kind of probing interpretation that will be
necessary to
answer such questions. People have insisted that it is uniquely
unam-
biguous and therefore unfit for interpretation, that it is uniquely
ab-
solute and therefore in need of simple, bright-line boundaries,
and
that it is uniquely limited to its historical context and therefore
inap-
plicable to present-day practices. As argued in Part II above,
however,
these claims appear to be without any principled basis, and
therefore
give us no excuse for interpreting the Thirteenth Amendment
with
any less diligence and thoroughness than we apply to other
constitu-
tional provisions.
Copyright of Maryland Law Review is the property of
University of Maryland - School of Law and its content
may not be copied or emailed to multiple sites or posted to a
listserv without the copyright holder's express
written permission. However, users may print, download, or
email articles for individual use.

More Related Content

More from felicidaddinwoodie

Business UseWeek 1 Assignment #1Instructions1. Plea.docx
Business UseWeek 1 Assignment #1Instructions1. Plea.docxBusiness UseWeek 1 Assignment #1Instructions1. Plea.docx
Business UseWeek 1 Assignment #1Instructions1. Plea.docxfelicidaddinwoodie
 
Business UsePALADIN ASSIGNMENT ScenarioYou are give.docx
Business UsePALADIN ASSIGNMENT ScenarioYou are give.docxBusiness UsePALADIN ASSIGNMENT ScenarioYou are give.docx
Business UsePALADIN ASSIGNMENT ScenarioYou are give.docxfelicidaddinwoodie
 
Business UsePractical Connection WorkThis work is a writte.docx
Business UsePractical Connection WorkThis work is a writte.docxBusiness UsePractical Connection WorkThis work is a writte.docx
Business UsePractical Connection WorkThis work is a writte.docxfelicidaddinwoodie
 
Business System AnalystSUMMARY· Cognos Business.docx
Business System AnalystSUMMARY· Cognos Business.docxBusiness System AnalystSUMMARY· Cognos Business.docx
Business System AnalystSUMMARY· Cognos Business.docxfelicidaddinwoodie
 
Business StrategyOrganizations have to develop an international .docx
Business StrategyOrganizations have to develop an international .docxBusiness StrategyOrganizations have to develop an international .docx
Business StrategyOrganizations have to develop an international .docxfelicidaddinwoodie
 
Business StrategyGroup BCase Study- KFC Business Analysis.docx
Business StrategyGroup BCase Study- KFC Business Analysis.docxBusiness StrategyGroup BCase Study- KFC Business Analysis.docx
Business StrategyGroup BCase Study- KFC Business Analysis.docxfelicidaddinwoodie
 
Business Strategy Differentiation, Cost Leadership, a.docx
Business Strategy Differentiation, Cost Leadership, a.docxBusiness Strategy Differentiation, Cost Leadership, a.docx
Business Strategy Differentiation, Cost Leadership, a.docxfelicidaddinwoodie
 
Business Research Methods, 11e, CooperSchindler1case.docx
Business Research Methods, 11e, CooperSchindler1case.docxBusiness Research Methods, 11e, CooperSchindler1case.docx
Business Research Methods, 11e, CooperSchindler1case.docxfelicidaddinwoodie
 
Business RequirementsReference number Document Control.docx
Business RequirementsReference number Document Control.docxBusiness RequirementsReference number Document Control.docx
Business RequirementsReference number Document Control.docxfelicidaddinwoodie
 
Business ProposalThe Business Proposal is the major writing .docx
Business ProposalThe Business Proposal is the major writing .docxBusiness ProposalThe Business Proposal is the major writing .docx
Business ProposalThe Business Proposal is the major writing .docxfelicidaddinwoodie
 
Business ProjectProject Progress Evaluation Feedback Form .docx
Business ProjectProject Progress Evaluation Feedback Form .docxBusiness ProjectProject Progress Evaluation Feedback Form .docx
Business ProjectProject Progress Evaluation Feedback Form .docxfelicidaddinwoodie
 
BUSINESS PROCESSES IN THE FUNCTION OF COST MANAGEMENT IN H.docx
BUSINESS PROCESSES IN THE FUNCTION OF COST MANAGEMENT IN H.docxBUSINESS PROCESSES IN THE FUNCTION OF COST MANAGEMENT IN H.docx
BUSINESS PROCESSES IN THE FUNCTION OF COST MANAGEMENT IN H.docxfelicidaddinwoodie
 
Business Process Management JournalBusiness process manageme.docx
Business Process Management JournalBusiness process manageme.docxBusiness Process Management JournalBusiness process manageme.docx
Business Process Management JournalBusiness process manageme.docxfelicidaddinwoodie
 
Business Process DiagramACCESS for ELL.docx
Business Process DiagramACCESS for ELL.docxBusiness Process DiagramACCESS for ELL.docx
Business Process DiagramACCESS for ELL.docxfelicidaddinwoodie
 
Business Plan[Your Name], OwnerPurdue GlobalBUSINESS PLANDate.docx
Business Plan[Your Name], OwnerPurdue GlobalBUSINESS PLANDate.docxBusiness Plan[Your Name], OwnerPurdue GlobalBUSINESS PLANDate.docx
Business Plan[Your Name], OwnerPurdue GlobalBUSINESS PLANDate.docxfelicidaddinwoodie
 
Business PlanCover Page  Name of Project, Contact Info, Da.docx
Business PlanCover Page  Name of Project, Contact Info, Da.docxBusiness PlanCover Page  Name of Project, Contact Info, Da.docx
Business PlanCover Page  Name of Project, Contact Info, Da.docxfelicidaddinwoodie
 
Business Planning and Program Planning A strategic plan.docx
Business Planning and Program Planning          A strategic plan.docxBusiness Planning and Program Planning          A strategic plan.docx
Business Planning and Program Planning A strategic plan.docxfelicidaddinwoodie
 
Business Plan In your assigned journal, describe the entity you wil.docx
Business Plan In your assigned journal, describe the entity you wil.docxBusiness Plan In your assigned journal, describe the entity you wil.docx
Business Plan In your assigned journal, describe the entity you wil.docxfelicidaddinwoodie
 
Business Plan Part IVPart IV of the Business PlanPart IV of .docx
Business Plan Part IVPart IV of the Business PlanPart IV of .docxBusiness Plan Part IVPart IV of the Business PlanPart IV of .docx
Business Plan Part IVPart IV of the Business PlanPart IV of .docxfelicidaddinwoodie
 
BUSINESS PLAN FORMAT          Whether you plan to apply for a bu.docx
BUSINESS PLAN FORMAT          Whether you plan to apply for a bu.docxBUSINESS PLAN FORMAT          Whether you plan to apply for a bu.docx
BUSINESS PLAN FORMAT          Whether you plan to apply for a bu.docxfelicidaddinwoodie
 

More from felicidaddinwoodie (20)

Business UseWeek 1 Assignment #1Instructions1. Plea.docx
Business UseWeek 1 Assignment #1Instructions1. Plea.docxBusiness UseWeek 1 Assignment #1Instructions1. Plea.docx
Business UseWeek 1 Assignment #1Instructions1. Plea.docx
 
Business UsePALADIN ASSIGNMENT ScenarioYou are give.docx
Business UsePALADIN ASSIGNMENT ScenarioYou are give.docxBusiness UsePALADIN ASSIGNMENT ScenarioYou are give.docx
Business UsePALADIN ASSIGNMENT ScenarioYou are give.docx
 
Business UsePractical Connection WorkThis work is a writte.docx
Business UsePractical Connection WorkThis work is a writte.docxBusiness UsePractical Connection WorkThis work is a writte.docx
Business UsePractical Connection WorkThis work is a writte.docx
 
Business System AnalystSUMMARY· Cognos Business.docx
Business System AnalystSUMMARY· Cognos Business.docxBusiness System AnalystSUMMARY· Cognos Business.docx
Business System AnalystSUMMARY· Cognos Business.docx
 
Business StrategyOrganizations have to develop an international .docx
Business StrategyOrganizations have to develop an international .docxBusiness StrategyOrganizations have to develop an international .docx
Business StrategyOrganizations have to develop an international .docx
 
Business StrategyGroup BCase Study- KFC Business Analysis.docx
Business StrategyGroup BCase Study- KFC Business Analysis.docxBusiness StrategyGroup BCase Study- KFC Business Analysis.docx
Business StrategyGroup BCase Study- KFC Business Analysis.docx
 
Business Strategy Differentiation, Cost Leadership, a.docx
Business Strategy Differentiation, Cost Leadership, a.docxBusiness Strategy Differentiation, Cost Leadership, a.docx
Business Strategy Differentiation, Cost Leadership, a.docx
 
Business Research Methods, 11e, CooperSchindler1case.docx
Business Research Methods, 11e, CooperSchindler1case.docxBusiness Research Methods, 11e, CooperSchindler1case.docx
Business Research Methods, 11e, CooperSchindler1case.docx
 
Business RequirementsReference number Document Control.docx
Business RequirementsReference number Document Control.docxBusiness RequirementsReference number Document Control.docx
Business RequirementsReference number Document Control.docx
 
Business ProposalThe Business Proposal is the major writing .docx
Business ProposalThe Business Proposal is the major writing .docxBusiness ProposalThe Business Proposal is the major writing .docx
Business ProposalThe Business Proposal is the major writing .docx
 
Business ProjectProject Progress Evaluation Feedback Form .docx
Business ProjectProject Progress Evaluation Feedback Form .docxBusiness ProjectProject Progress Evaluation Feedback Form .docx
Business ProjectProject Progress Evaluation Feedback Form .docx
 
BUSINESS PROCESSES IN THE FUNCTION OF COST MANAGEMENT IN H.docx
BUSINESS PROCESSES IN THE FUNCTION OF COST MANAGEMENT IN H.docxBUSINESS PROCESSES IN THE FUNCTION OF COST MANAGEMENT IN H.docx
BUSINESS PROCESSES IN THE FUNCTION OF COST MANAGEMENT IN H.docx
 
Business Process Management JournalBusiness process manageme.docx
Business Process Management JournalBusiness process manageme.docxBusiness Process Management JournalBusiness process manageme.docx
Business Process Management JournalBusiness process manageme.docx
 
Business Process DiagramACCESS for ELL.docx
Business Process DiagramACCESS for ELL.docxBusiness Process DiagramACCESS for ELL.docx
Business Process DiagramACCESS for ELL.docx
 
Business Plan[Your Name], OwnerPurdue GlobalBUSINESS PLANDate.docx
Business Plan[Your Name], OwnerPurdue GlobalBUSINESS PLANDate.docxBusiness Plan[Your Name], OwnerPurdue GlobalBUSINESS PLANDate.docx
Business Plan[Your Name], OwnerPurdue GlobalBUSINESS PLANDate.docx
 
Business PlanCover Page  Name of Project, Contact Info, Da.docx
Business PlanCover Page  Name of Project, Contact Info, Da.docxBusiness PlanCover Page  Name of Project, Contact Info, Da.docx
Business PlanCover Page  Name of Project, Contact Info, Da.docx
 
Business Planning and Program Planning A strategic plan.docx
Business Planning and Program Planning          A strategic plan.docxBusiness Planning and Program Planning          A strategic plan.docx
Business Planning and Program Planning A strategic plan.docx
 
Business Plan In your assigned journal, describe the entity you wil.docx
Business Plan In your assigned journal, describe the entity you wil.docxBusiness Plan In your assigned journal, describe the entity you wil.docx
Business Plan In your assigned journal, describe the entity you wil.docx
 
Business Plan Part IVPart IV of the Business PlanPart IV of .docx
Business Plan Part IVPart IV of the Business PlanPart IV of .docxBusiness Plan Part IVPart IV of the Business PlanPart IV of .docx
Business Plan Part IVPart IV of the Business PlanPart IV of .docx
 
BUSINESS PLAN FORMAT          Whether you plan to apply for a bu.docx
BUSINESS PLAN FORMAT          Whether you plan to apply for a bu.docxBUSINESS PLAN FORMAT          Whether you plan to apply for a bu.docx
BUSINESS PLAN FORMAT          Whether you plan to apply for a bu.docx
 

Recently uploaded

How to Make a Pirate ship Primary Education.pptx
How to Make a Pirate ship Primary Education.pptxHow to Make a Pirate ship Primary Education.pptx
How to Make a Pirate ship Primary Education.pptxmanuelaromero2013
 
Alper Gobel In Media Res Media Component
Alper Gobel In Media Res Media ComponentAlper Gobel In Media Res Media Component
Alper Gobel In Media Res Media ComponentInMediaRes1
 
18-04-UA_REPORT_MEDIALITERAСY_INDEX-DM_23-1-final-eng.pdf
18-04-UA_REPORT_MEDIALITERAСY_INDEX-DM_23-1-final-eng.pdf18-04-UA_REPORT_MEDIALITERAСY_INDEX-DM_23-1-final-eng.pdf
18-04-UA_REPORT_MEDIALITERAСY_INDEX-DM_23-1-final-eng.pdfssuser54595a
 
Incoming and Outgoing Shipments in 1 STEP Using Odoo 17
Incoming and Outgoing Shipments in 1 STEP Using Odoo 17Incoming and Outgoing Shipments in 1 STEP Using Odoo 17
Incoming and Outgoing Shipments in 1 STEP Using Odoo 17Celine George
 
Software Engineering Methodologies (overview)
Software Engineering Methodologies (overview)Software Engineering Methodologies (overview)
Software Engineering Methodologies (overview)eniolaolutunde
 
Full Stack Web Development Course for Beginners
Full Stack Web Development Course  for BeginnersFull Stack Web Development Course  for Beginners
Full Stack Web Development Course for BeginnersSabitha Banu
 
Historical philosophical, theoretical, and legal foundations of special and i...
Historical philosophical, theoretical, and legal foundations of special and i...Historical philosophical, theoretical, and legal foundations of special and i...
Historical philosophical, theoretical, and legal foundations of special and i...jaredbarbolino94
 
KSHARA STURA .pptx---KSHARA KARMA THERAPY (CAUSTIC THERAPY)————IMP.OF KSHARA ...
KSHARA STURA .pptx---KSHARA KARMA THERAPY (CAUSTIC THERAPY)————IMP.OF KSHARA ...KSHARA STURA .pptx---KSHARA KARMA THERAPY (CAUSTIC THERAPY)————IMP.OF KSHARA ...
KSHARA STURA .pptx---KSHARA KARMA THERAPY (CAUSTIC THERAPY)————IMP.OF KSHARA ...M56BOOKSTORE PRODUCT/SERVICE
 
DATA STRUCTURE AND ALGORITHM for beginners
DATA STRUCTURE AND ALGORITHM for beginnersDATA STRUCTURE AND ALGORITHM for beginners
DATA STRUCTURE AND ALGORITHM for beginnersSabitha Banu
 
Framing an Appropriate Research Question 6b9b26d93da94caf993c038d9efcdedb.pdf
Framing an Appropriate Research Question 6b9b26d93da94caf993c038d9efcdedb.pdfFraming an Appropriate Research Question 6b9b26d93da94caf993c038d9efcdedb.pdf
Framing an Appropriate Research Question 6b9b26d93da94caf993c038d9efcdedb.pdfUjwalaBharambe
 
Roles & Responsibilities in Pharmacovigilance
Roles & Responsibilities in PharmacovigilanceRoles & Responsibilities in Pharmacovigilance
Roles & Responsibilities in PharmacovigilanceSamikshaHamane
 
call girls in Kamla Market (DELHI) 🔝 >༒9953330565🔝 genuine Escort Service 🔝✔️✔️
call girls in Kamla Market (DELHI) 🔝 >༒9953330565🔝 genuine Escort Service 🔝✔️✔️call girls in Kamla Market (DELHI) 🔝 >༒9953330565🔝 genuine Escort Service 🔝✔️✔️
call girls in Kamla Market (DELHI) 🔝 >༒9953330565🔝 genuine Escort Service 🔝✔️✔️9953056974 Low Rate Call Girls In Saket, Delhi NCR
 
Employee wellbeing at the workplace.pptx
Employee wellbeing at the workplace.pptxEmployee wellbeing at the workplace.pptx
Employee wellbeing at the workplace.pptxNirmalaLoungPoorunde1
 
internship ppt on smartinternz platform as salesforce developer
internship ppt on smartinternz platform as salesforce developerinternship ppt on smartinternz platform as salesforce developer
internship ppt on smartinternz platform as salesforce developerunnathinaik
 
Capitol Tech U Doctoral Presentation - April 2024.pptx
Capitol Tech U Doctoral Presentation - April 2024.pptxCapitol Tech U Doctoral Presentation - April 2024.pptx
Capitol Tech U Doctoral Presentation - April 2024.pptxCapitolTechU
 
Interactive Powerpoint_How to Master effective communication
Interactive Powerpoint_How to Master effective communicationInteractive Powerpoint_How to Master effective communication
Interactive Powerpoint_How to Master effective communicationnomboosow
 

Recently uploaded (20)

How to Make a Pirate ship Primary Education.pptx
How to Make a Pirate ship Primary Education.pptxHow to Make a Pirate ship Primary Education.pptx
How to Make a Pirate ship Primary Education.pptx
 
Alper Gobel In Media Res Media Component
Alper Gobel In Media Res Media ComponentAlper Gobel In Media Res Media Component
Alper Gobel In Media Res Media Component
 
18-04-UA_REPORT_MEDIALITERAСY_INDEX-DM_23-1-final-eng.pdf
18-04-UA_REPORT_MEDIALITERAСY_INDEX-DM_23-1-final-eng.pdf18-04-UA_REPORT_MEDIALITERAСY_INDEX-DM_23-1-final-eng.pdf
18-04-UA_REPORT_MEDIALITERAСY_INDEX-DM_23-1-final-eng.pdf
 
Incoming and Outgoing Shipments in 1 STEP Using Odoo 17
Incoming and Outgoing Shipments in 1 STEP Using Odoo 17Incoming and Outgoing Shipments in 1 STEP Using Odoo 17
Incoming and Outgoing Shipments in 1 STEP Using Odoo 17
 
Software Engineering Methodologies (overview)
Software Engineering Methodologies (overview)Software Engineering Methodologies (overview)
Software Engineering Methodologies (overview)
 
Full Stack Web Development Course for Beginners
Full Stack Web Development Course  for BeginnersFull Stack Web Development Course  for Beginners
Full Stack Web Development Course for Beginners
 
Historical philosophical, theoretical, and legal foundations of special and i...
Historical philosophical, theoretical, and legal foundations of special and i...Historical philosophical, theoretical, and legal foundations of special and i...
Historical philosophical, theoretical, and legal foundations of special and i...
 
OS-operating systems- ch04 (Threads) ...
OS-operating systems- ch04 (Threads) ...OS-operating systems- ch04 (Threads) ...
OS-operating systems- ch04 (Threads) ...
 
KSHARA STURA .pptx---KSHARA KARMA THERAPY (CAUSTIC THERAPY)————IMP.OF KSHARA ...
KSHARA STURA .pptx---KSHARA KARMA THERAPY (CAUSTIC THERAPY)————IMP.OF KSHARA ...KSHARA STURA .pptx---KSHARA KARMA THERAPY (CAUSTIC THERAPY)————IMP.OF KSHARA ...
KSHARA STURA .pptx---KSHARA KARMA THERAPY (CAUSTIC THERAPY)————IMP.OF KSHARA ...
 
DATA STRUCTURE AND ALGORITHM for beginners
DATA STRUCTURE AND ALGORITHM for beginnersDATA STRUCTURE AND ALGORITHM for beginners
DATA STRUCTURE AND ALGORITHM for beginners
 
Framing an Appropriate Research Question 6b9b26d93da94caf993c038d9efcdedb.pdf
Framing an Appropriate Research Question 6b9b26d93da94caf993c038d9efcdedb.pdfFraming an Appropriate Research Question 6b9b26d93da94caf993c038d9efcdedb.pdf
Framing an Appropriate Research Question 6b9b26d93da94caf993c038d9efcdedb.pdf
 
Model Call Girl in Tilak Nagar Delhi reach out to us at 🔝9953056974🔝
Model Call Girl in Tilak Nagar Delhi reach out to us at 🔝9953056974🔝Model Call Girl in Tilak Nagar Delhi reach out to us at 🔝9953056974🔝
Model Call Girl in Tilak Nagar Delhi reach out to us at 🔝9953056974🔝
 
Roles & Responsibilities in Pharmacovigilance
Roles & Responsibilities in PharmacovigilanceRoles & Responsibilities in Pharmacovigilance
Roles & Responsibilities in Pharmacovigilance
 
call girls in Kamla Market (DELHI) 🔝 >༒9953330565🔝 genuine Escort Service 🔝✔️✔️
call girls in Kamla Market (DELHI) 🔝 >༒9953330565🔝 genuine Escort Service 🔝✔️✔️call girls in Kamla Market (DELHI) 🔝 >༒9953330565🔝 genuine Escort Service 🔝✔️✔️
call girls in Kamla Market (DELHI) 🔝 >༒9953330565🔝 genuine Escort Service 🔝✔️✔️
 
Employee wellbeing at the workplace.pptx
Employee wellbeing at the workplace.pptxEmployee wellbeing at the workplace.pptx
Employee wellbeing at the workplace.pptx
 
internship ppt on smartinternz platform as salesforce developer
internship ppt on smartinternz platform as salesforce developerinternship ppt on smartinternz platform as salesforce developer
internship ppt on smartinternz platform as salesforce developer
 
9953330565 Low Rate Call Girls In Rohini Delhi NCR
9953330565 Low Rate Call Girls In Rohini  Delhi NCR9953330565 Low Rate Call Girls In Rohini  Delhi NCR
9953330565 Low Rate Call Girls In Rohini Delhi NCR
 
TataKelola dan KamSiber Kecerdasan Buatan v022.pdf
TataKelola dan KamSiber Kecerdasan Buatan v022.pdfTataKelola dan KamSiber Kecerdasan Buatan v022.pdf
TataKelola dan KamSiber Kecerdasan Buatan v022.pdf
 
Capitol Tech U Doctoral Presentation - April 2024.pptx
Capitol Tech U Doctoral Presentation - April 2024.pptxCapitol Tech U Doctoral Presentation - April 2024.pptx
Capitol Tech U Doctoral Presentation - April 2024.pptx
 
Interactive Powerpoint_How to Master effective communication
Interactive Powerpoint_How to Master effective communicationInteractive Powerpoint_How to Master effective communication
Interactive Powerpoint_How to Master effective communication
 

Business Memo TemplateMEMORANDUMTOFROMDATESUB.docx

  • 1. Business Memo Template MEMORANDUM TO: FROM: DATE: SUBJECT: I'm writing to inform you that [reason for writing memo]. As our company continues to grow … [evidence or reason to support your opening paragraph]. Please let me know if you have any questions. In the meantime, I'd appreciate your cooperation as [official business information] takes place. Header: In your header, you'll want to clearly label your content "Memorandum" so your readers know exactly they're receiving. Then, you'll want to include "TO", "FROM", "DATE", and "SUBJECT". This information is relevant for providing content, like who you're addressing, and why. Paragraph One: In the first paragraph, you'll want to quickly and clearly state the purpose of your memo. You might begin your sentence with the phrase, "I'm writing to inform you … " or "I'm writing to request ... ". A memo is meant to be short, clear, and to-the- point. You'll want to deliver your most critical information upfront, and then use subsequent paragraphs as opportunities to
  • 2. dive into more detail. Paragraph Two: In the second paragraph, you'll want to provide context or supporting evidence. For instance, let's say your memo is informing the company of an internal re-organization. If this is the case, paragraph two should say something like, "As our company continues to grow, we've decided it makes more sense to separate our video production team from our content team. This way, those teams can focus more on their individual goals." Paragraph Three: In the third paragraph, you'll want to include your specific request of each employee -- if you're planning a team outing, this is the space you'd include, "Please RSVP with dietary restrictions," or "Please email me with questions." On the contrary, if you're informing staff of upcoming construction to the building, you might say, "I'd appreciate your cooperation during this time." Even if there isn't any specific action you expect from employees, it's helpful to include how you hope they'll handle the news and whether you expect them to do something in response to the memo. V ie w s fro m t h e B e n c h Understanding the 14th Amendment Editor’s Note: The following short essays appeared in the Law Day special edition sponsored by the Utah State Bar; the Utah Judiciary, and the Utah Commission on Civic & Character Education. The special edition was included in the print version of
  • 3. Utah's leading newspapers. Although written with a lay audience in mind, these essays contain worthwhile messages, and we reprint them here, with the authors' permission, in case any o f our readers missed them. Bending Toward Justice by Judge J. Frederic Voros, Jr., Presiding Judge, Utah Court o f Appeals T w i c e in the last month - once in a law office and once in an art museum - 1 saw a print of a 1963 painting by Norman Rockwell. He called it “The Problem We All Live With.” It depicts a six-year-old girl walking to school. Two deputy U.S. marshals walk ahead of her, two behind. The girl, dressed in a white dress and carrying her schoolbooks, is African-American. Her name is Ruby Bridges. The school was William Frantz Elementary in New Orleans. Rockwell shows the girl and the marshals but not the protestors. They were throwing things and shouting. We can all imagine the hateful things they shouted. But the girl walked on. One of the marshals later recalled, “She showed a lot of courage. She never cried. She didn’t whimper. She just marched along like a little soldier.” White parents kept their children home from school and teachers refused to teach. For over a year Ruby’s teacher, Barbara Henry, taught Ruby one-on-one “as if she were teaching a whole class." But not that first day. Amid all the commotion, Ruby spent the day in the principal’s office. On the second day, a
  • 4. white Methodist minister named Lloyd Anderson Foreman walked his five-year-old daughter through the angry mob. Later more white children began to attend, some teachers returned, and protests subsided. Ruby’s family paid a price for daring to claim the promise of equality. Her father lost his job, their local grocery store refused Volume 30 No. 3 to sell to them, and her sharecropping grandparents lost their land. But the Bridges family also had allies. Neighbors hired her father, protected their house, and walked behind the marshals’ car on the way to school. Fifty years later, Ruby Bridges and the minister’s daughter, Pam Foreman Testroet, met again at a Frantz Elementary School reunion - sisters in the struggle to transform American democracy. Paving the way for the integration of Frantz Elementary School was the United States Supreme Court’s decision in Brown v. Board o f Education, 347 U.S. 483 (1954). A unanimous Court held that racially segregated public schools denied black Americans equal protection of the law under the Fourteenth Amendment to the United States Constitution. That amendment, adopted in 1868, states in part, “No state shall make or enforce any law which shall abridge the privileges or immunities of citizens of the United States; nor shall any state deprive any person of life, liberty, or property, without due process of law; nor deny to any person within its jurisdiction the equal protection of the laws.” As Justice Harlan wrote for the Court in 1896, that amendment declares, “All citizens are equal
  • 5. before the law." Gibson v. Mississippi, 162 U.S. 565,591 (1896). But equality under the law is easier to promise than to deliver; Constitutional promises are not self-executing. Equality must be won one battle at a time - some fought by soldiers at places like Gettysburg and Cold Harbor, some fought by civilians at places like the Edmund Pettus Bridge and William Frantz Elementary School. But these battles have indeed transformed American democracy. N orm an R o ckw e ll's The Problem We All Live With c o u rte s y of the N orm an R ockw ell estate. Only 6% of Americans were entitled to vote in the election of 1789; really, only landed white men could be said to be “equal before the law.” But thanks to the Reconstruction Amendments, African Americans, female Americans, and gay Americans can now claim a measure of equality under the Constitution. So far the history of America has borne out the words often attributed to Dr. Martin Luther King, “The arc of the moral universe is long, but it bends toward justice.” But battles remain to be fought - the mass incarceration of young black men comes to mind. Realizing the promise of equality, more fully transforming American democracy, will require many more Americans with the courage and moral conviction of Ruby Bridges. Gender Discrimination and the 14th Amendment: Equality Under the Law by Judge Michele Christiansen, Utah Court o f Appeals
  • 6. At the heart o f the United States Constitution's guarantee o f equal protection lies the simple command that the government must treat all citizens as competent and worthy individuals, not simply as a stereotype. - Justice Sandra Day O'Connor I t was only 145 years ago, in 1873, that the United States Supreme Court issued its infamous decision rejecting female lawyer Myra BradwelTs bid for a law license. Bradwell sought to challenge the Illinois law that barred women from obtaining law licenses and argued that her right to a livelihood was protected by the United States Constitution. The Court observed that the “difference in the respective spheres and destinies of man and 11 Views from the Bench Vi ew s f rom th e B en ch woman” prevented women like Bradwell from assuming an
  • 7. equal place beside men in the workforce because “ [t] he natural and proper timidity and delicacy which belongs to the female sex evidently unfits it for many of the occupations of civil life." Bradwell v. State, 16 Wall. 130,141 (1873). The Court’s decision treated Bradwell not as an equal citizen under the law, but instead limited Bradwell’s ambitions to practice law alongside her husband due to a characteristic over which she had no control - her sex. Bradwell’s challenge to the Illinois law was based on the Fourteenth Amendment to the United States Constitution. Just five years before the decision in Bradwell’s case, on July 28,1868, the Fourteenth Amendment to the United States Constitution was ratified by the required three-fourths of the states. The Equal Protection Clause of that amendment provides that, “no State sh a ll... deny to any person within its jurisdiction the equal protection of the laws.” Thus, the plain language of the Equal Protection Clause imposes a duty on state actors to treat similarly-situated individuals alike. However, using equal protection constitutional principles to protect against gender discrimination has been a relatively recent idea, and the recognition of American women as equal citizens and possessors of constitutionally- protected rights has only slowly evolved over the course of our country’s history. For many years, the prevailing notion was that state and federal governments could withhold from women the same opportunities afforded to men. As recognized by the Supreme Court in Frontiero v. Richardson, these notions contributed to our nation’s “long and unfortunate history of sex discrimination.” It was not until the middle of the twentieth century that the Supreme Court began to apply equal protection principles to
  • 8. strike down government practices of racial discrimination and became receptive to arguments about the applicability of equal protection principles to gender discrimination. While duly enacted legislation is generally presumed valid and federal courts are not meant to be agents of social change, the Constitution requires courts to consider state action that makes suspect distinctions between similarly-situated groups of people with varying levels of skepticism. The level of scrutiny applied to an equal protection claim is relevant because it often affects the outcome of the case; the more rigorous the scrutiny of the governmental action, the more likely that state action is to be ruled unconstitutional. Courts traditionally analyze alleged equal protection violations using one of the following three standards of review: strict scrutiny, intermediate scrutiny, or rational basis review. Since 1971, the Supreme Court has held that laws or government policies that draw distinctions on the basis of gender are subject to heightened intermediate judicial scrutiny. Of course, this does not mean that no law can discriminate or make classifications, only that a law cannot discriminate on an improper basis. To be sure, the sexes are not alike in every regard and the Supreme Court has upheld differential treatment of men and women based on relevant sex-specific biological differences, ‘“inherent differences’ between men and w om en.. .remain cause for celebration,” U.S. v. Virginia, 518 U.S. 515, 533 (1996). Thus, the Equal Protection Clause cannot and should not be read in a way that requires absolute equality
  • 9. for everyone, but rather can be legitimately applied in a way to provide both genders freedom from discrimination, as one’s gender bears no relation to one’s ability to perform or contribute to society. As Justice Ginsburg stated in U.S. v. Virginia, the Court has repeatedly recognized that equal protection requires that both genders have “equal opportunity to aspire, achieve, participate in and contribute to society based on their individual talents and capacities.” Id. at 516. As equal members of society, women’s contribution to our communities, schools, businesses, and courts can be accomplished through the application of the same qualities that male citizens have undertaken for years - intelligence, hard work, patience, and a commitment to integrity, honesty and fair dealing - and shouldn't be limited because of stereotypical notions. Fortunately, the Supreme Court has recognized that general- izations about women no longer justify denying them equal opportunities. Myra Bradwell would be proud. 12 A Prim er f o r Young People - Due Process in Juvenile Court by Judge Michael F. Leavitt, Fifth District Juvenile Court T h e clock on the c a r’s dashboard reads “ 12:17” as you pull into the driveway. Once again, you have violated your twelve o'clock curfew. “Dad is gonna be so m ad,” you m utter as you scram ble out of the car to get inside. As you open the front door, your father is seated in his easy chair with reading glasses perched on the end of his nose and book in hand.
  • 10. “You are late,” he says. “Again.” “But, Dad, 1 can e x p la in ...” He cuts you off. “Not another word. You’re grounded for a week.” And just like that, in a m atter of seconds, you were charged, tried, and sentenced for failure to obey curfew without a chance to even state your case. When young people are charged with allegations that would be crim es if committed by adults, they often have to come to juvenile court to answer to those allegations. Many assum e that their encounter with the juvenile court judge will be just like dad in the middle of the night. Not so. While parents (unfortunately!) are not bound to the due process provisions of the United States and Utah Constitutions, juvenile courts are. That m eans that when young people attend juvenile court, they have the right to have a judge hear them out, to explain themselves, and even require a prosecutor to prove beyond a reasonable doubt that they violated the law. It has not always been that way. Before 1967, juvenile courts were extremely informal. To focus on rehabilitation, rath er than punishm ent, the prevailing belief was that informality allowed courts the flexibility to find out about a child and determine how to best send them down a law-abiding path to a successful adulthood. As such, proponents asserted that this did not necessarily require a formal trial, notice of possible consequences, o r the right of the juvenile to talk to an attorney. Good intentions, but the informality often led to unfair results.
  • 11. This becam e evident in the United States Supreme Court landm ark decision, In re Gault. Back in 1964, Gerald Gault was a fifteen-vear-old boy living in Arizona who was arrested, along with a buddy, for making an “obscene" phone call to a neighbor. At the time he was picked up, Gerald’s parents were at w ork and no one attempted to notify them of Iris arrest. He was taken to youth detention where his mother, after her own investigation as to his whereabouts, discovered him later that evening. The next afternoon, Gerald, his m other and b rother appeared before the judge in his cham bers. Only the judge and two probation officers were present. Mrs. Cook, the recipient of the infamous phone call, was not. The court placed no one under oath; n o r did the court reco rd o r transcribe the proceeding. According to later testimony from those present, the judge questioned Gerald about the call. The judge claimed Gerald admitted to making it, while his m other later testified that he only admitted to dialing a phone num ber and handing the phone to his friend. After the informal discussion, the judge decided to "think about it” and sent Gerald back to detention w here he rem ained for five days. Upon release, he was allowed to return home, but was informed to return to court a few days later. At the next hearing, the judge h eard further statements about whether Gerald was involved in making the call. There remained a disagreement about what he actually said o r did. In spite of this, the judge sentenced Gerald to be removed from his home and placed in the State Industrial School until he turned twenty-one years old. At no point was Gerald given the right to talk to an attorney, the right to hear evidence from his accuser o r ask h er questions, or
  • 12. even have p rio r notice that he might be removed from his p arents’ custody for the rem ainder of his childhood. Ultimately, Gerald’s case m ade it all the way to the United States Supreme Court. There, the Court held that “due process has a role to play” in juvenile courts. It held that children have the right to notice of the allegations in advance of a hearing o r trial with an opportunity to prepare. They have the right to have an attorney present and the right to confront witnesses and cross-exam ine them, and they have the right not to testify against themselves. 13 Views from the Bench Vie ws fro m the B en ch In the spirit of Gault, Utah law includes additional requirem ents to en sure that juveniles enjoy fundamental fairness in delinquency cases. They have the right to call their p arents an d an attorney immediately if they are arrested. They have the right to have
  • 13. their p arents p resen t at all proceedings (even if you do not want them th e re ). Juvenile courts a re req u ired to release juveniles being held in detention to their p arents unless specific findings are m ade justifying continued detention. In fact, just this year, the Utah Legislature am ended the Juvenile Court Act, establishing additional legal req uirem ents for juvenile courts to co nsid er before placing o r keeping young people in detention o r removing them from their p aren ts’ custody. Ultimately, the law cannot req u ire mom o r dad to listen to your explanation for being late, w h ether it be a flat tire, falling asleep at your friend’s house, o r your cellphone battery dying. But if you find yourself in juvenile court, the Fourteenth Amendment req uires your juvenile co urt judge to listen an d co nsid er the excuse. Ju st m ake it a good one. Lady Justice and the Equal Protection Clause by Judge Paul C. Farr, Third District Justice Court O ne evening while eating d in ner with my family, I was su rp rised w hen one of my children inform ed m e that I was “the m an.” This com m ent was not in the “you a re aw esom e” sense of the phrase. Rather, its connotation was “you rep resen t the oppressive governm ental system that holds us dow n.” Oddly enough, I was unaw are that as a judge, I might be thought of in that way. I had
  • 14. previously h eard of "the m an,” although I h ad never personally met him. As I reflected for a bit, I recalled in my youth that I too had occasionally manifest som e resentm ent for “the m an.” Here I was, sitting in my kitchen, realizing that I had becom e “the m an.” I graduated from high school in a small Utah farming community, attended local colleges, an d graduated from law school (the first in my family to do so ). In 2010, after ten years of law practice, I was appointed to the judiciary as a justice co urt judge. Ju st as h app ens to the many o th er judges, I put on the black rob e and becam e a representative of the judicial system o r as my c hildren p ut it, “the m an .” Judicial systems are often represented by a statue known as Lady Justice. In one h an d Lady Justice holds a scale, representing h er duty to weigh the m erits of each side of a case in o rd e r to reach a decision. In the o th er hand she holds a sword, representing h er authority to act o r im pose judgm ent. Perhaps Lady Ju stice’s m ost im portant feature is a blindfold, which rep resen ts the concept that justice is blind. Lady Justice weighs the m erits of a case and im poses judgm ent that is blind to the individual characteristics of the parties before her. Consider this key language of the Fourteenth Amendment to the U.S. Constitution: “n o r shall any s ta te ... deny to any p erson within its jurisdiction the equal protection of the laws.” In both
  • 15. the creation an d enforcem ent of the law all people a re to be treated equal, without regard to individual characteristics. Generally, a legislature may n ot create a law that treats different categories of people differently. For example, a law that sets a speed limit at 50 m ph for right-handed individuals but 70 mph for those that are left-handed would violate the Equal Protection Clause. Similarly, a judge may not apply the law differently to different categories of people. For example, w hen on trial for theft if a judge afforded all right-handed defendants the right to be rep resen ted by an attorney but denied that right to those that w ere left-handed, that would violate the Equal Protection Clause (as well as o th er constitutional rights). These im portant rights are applied in Utah courts on a daily basis. In 2016 there w ere 6 46,488 cases filed in Utah’s different courts. As indicated below, these cases w ere p re sid ed over by 244 judges, magistrates and com m issioners (all grouped below as judges, including those that serve part-tim e). • Utah Suprem e Court: 5 judges, 585 cases 14 • Utah Court of Appeals: 7 judges, 946 cases • Utah District Courts: 83 judges, 171,620 cases • Utah Juvenile Courts: 33 judges, 30,434 cases
  • 16. • Utah Justice Courts: 98 judges, 428,809 cases • Utah Federal District Court: 18 judges (including 3 bankruptcy judges and 6 senior judges), 2,443 civil/criminal cases and 11,651 bankruptcy cases Each of these courts and judges play different roles. However, all are responsible for ensuring equal protection of the laws for all individuals appearing before them. It is critical to the public’s confidence in our judicial system that judges always “wear” Lady Justice’s blindfold so that justice may truly be blind and that all may receive equal protection under the law. It is an honor to serve the people of Utah as a judge. It is my goal, as I am sure it is the goal of most judges, to apply the law as written by the legislature (the people’s representatives), to apply the law equally, consistently and fairly, and to treat everyone that comes into court with the professionalism and respect due even' member of our community. In doing my part, I envision the day when my children view me not as "the man,” but as the blindfolded lady with a sword! Fighting fo r justice to fa irly compensate those injured by wrongful conduct o f others D E W S N U P // K IN G / OLSEN // W O REL / HAVAS / M O R TEN SEN dkowlaw.com ■ 801.533.0400 or 8 00.40 4.8520 15 Views from the Bench
  • 17. Copyright of Utah Bar Journal is the property of Utah State Bar and its content may not be copied or emailed to multiple sites or posted to a listserv without the copyright holder's express written permission. However, users may print, download, or email articles for individual use. WHAT'S DIFFERENT ABOUT THE THIRTEENTH AMENDMENT, AND WHY DOES IT MATTER? JAMES GRAY POPE* When I entered law school back in 1980, the Thirteenth Amend- ment beckoned as the noblest and most fascinating of all constitu- tional provisions. Most spectacularly, it had singlehandedly trans- formed the Constitution of the United States from that of a slave nation to that of a modern republic' From my point of view as a re- cently laid-off ship welder, it also mattered that the Thirteenth Amendment is the only currently operative constitutional provision that addresses the law of labor, having displaced the fugitive slave ("held to Service or Labour") clause.^ Moreover, the Thirteenth Amendment stands out as the sole rights guarantee that protects not
  • 18. only against government, but also against private concentrations of power, including multi-national corporations.' Yet, to put it mildly, others did not share my fascination. In fact, many considered it a waste of time to converse about an Amendment that, in their view, had been conclusively consigned to the dustbin of history. They agreed with me that tihe Amendment was unique but, to my frustra- tion, they found it to be uniquely suited for narrow interpretation. Why? We might speculate that some people oppose broad inter- pretation because they fear the likely substantive outcomes. The same f"eatures that attracted a laid-off ship welder might well repel others, and for similarly result-oriented reasons. Over time, however, I have come to believe that at least part of the explanation may be found in the distinctively difficult interpretive questions posed by the Amend- ment. Part I of this Essay discusses four unique features of the Gopyright © 2011 by James Gray Pope. * Professor of Law & Sidney Reitman Scholar, Rutgers University School of Newark. 1. On the centrality of slavery to the original United States Gonstitution, iee ALFRED W. BLUMROSEN & RUTH G. BLUMROSEN, SLAVE
  • 19. NATION: H O W SLAVERY UNITED THE GoLONiES & SPARKED THE AMERICAN REVOLUTION 171-202 (2006); DAVID WALDSTREICHER, SLAVERY'S GONSTITUTION: FROM REVOLUTION TO RATIFICATION 3-20 (2009). 2. On the labor dimension of the Amendment, see Lea S. VanderVelde, The Labor Vi- sion ofthe Thirteenth Amendment, 138 U. PA. L. REV. 437 (1989). 3. The Givil Rights Gases, 109 U.S. 3, 20 (1883); United States v. Kozminski, 487 U.S. 931,932(1988). 189 190 MARYLAND LAW REVIEW [Vol. 71:189 Amendment that give rise to interpretive questions of unfamiliar kinds. The difficulty of these questions may help to account for why, approaching the sesquicentennial of the Amendment, courts have yet to make any serious attempt at answering them, and the Amend- ment—in spite of its potentially broad scope—remains limited to a few, narrowly circumscribed doctrines." To put the point positively, scholars may have a crucial role to play in puzzling out these unfami-
  • 20. liar and difficult questions, so as to unblock the development of Thir- teenth Amendment jurisprudence. Specifically, Part I suggests that the Amendment is: (1) the only constitutional provision that man- dates the official identification and protection of unenumerated rights; (2) the only constitutional provision that calls for the devel- opment of rights protections based on the dynamics of a nongovern- mental system (the First Amendment "system of freedom of expres- sion" notwithstanding); (3) the only constitutional provision that directiy commands the government to undertake a project of social transformation; and (4) the only constitutional rights guarantee that is generally acknowledged to attack relations of subjugation and ex- ploitation. Part II of the Essay considers three purportedly unique features of the Amendment that have been invoked as reasons to limit its scope and relevance. Specifically, the Amendment has been said: (1) to be uniquely unambiguous, and therefore unsuited for interpreta- tion; (2) to require uniquely bright-line or "absolute" doctrines; and (3) to be uniquely limited by its historical context or purposes. Upon examination, however, these claims appear misplaced. 1. FOUR UNIQUE FEATURES OF THE THIRTEENTH
  • 21. AMENDMENT 1. The Thirteenth Amendment is the only constitutional provision that clearly mandates the official identification and enforcement of unenumerated rights. From the earliest congressional debates to the most recent court decisions, nobody has doubted that Section 1 of the Thirteenth Amendment guarantees certain fundamental rights.^ Nor has it been 4. On the potentially broad scope of the Amendment, iee Akhil Reed Amar, Remember the Thirteenth, 10 CONST. COMMENT. 403 (1993). On its currentiy truncated scope, iee Al- e x a n d e r Tsesis, The Thirteenth Amendment's Revolutionary Aims, in THE PROMISES OF LiBERTi': T H E HISTORY AND CONTEMPORARY RELEVANCE OF THE THIRTEENTH AMENDMENT 1, 13-14 (Alexander Tsesis ed., 2010) [hereinafter THE PROMISES OF LIBERTY] . 5. See, e.g, CONG. GLOBE, 38th Cong., lstSess. 2990 (1864) (Rep. IngersoU) (explain- ing that the Thirteenth Amendment was created to protect "certain inalienable rights" in- cluding the "right to till the soil, to earn his bread by the sweat of his brow, and enjoy the rewards of his own labor"); The Civil Rights Cases, 109 U.S. at 22; Jones v. Alfred H. Mayer Co., 392 U.S. 409, 441-44 (1968); Tsesis, THE PROMISES OF LIBERTY, supra note 4, at 10-12;
  • 22. 2011] WHAT'S DIFFERENT ABOUT THE 13TH AMENDMENT 191 questioned either that Section 1 authorizes courts to enforce those rights or that Section 2 empowers Congress to do the same.'' Yet, the Amendment mentions no right. Instead, courts and Congress are left with the task of determining what rights are necessary to negate the prohibited conditions of slavery and involuntary servitude. By con- trast, the Ninth Amendment declares the existence of unenumerated rights, but provides no criteria for recognizing them and says nothing about who is to identify or enforce them.^ This feature would not be remarkable if the only rights guaran- teed were the "right to be free from slavery" and the "right to be free from involuntary servitude."* Immediately following ratification, southern states adopted that position. They enacted "Black Codes" that enforced labor discipline on freed people using vagrancy laws, restrictions on mobility, and a variety of other measures that differed significantiy from slavery but also infringed basic freedoms like the right to change employers. The great majority of northerners, how- ever, reacted to the Black Codes vwth outrage. While
  • 23. southerners held that the Amendment did nothing more than abolish the specific conditions of slavery and involuntary servitude, northerners assumed "that when the positive law of slavery fell away, the former slave was left with a broad panoply of basic civil rights."^ Under authority of the Thirteenth Amendment, Congress prompdy enacted this view in- to law. The Civil Rights Act of 1866 guaranteed a set of rights that ex- tended far beyond those necessary to negate a condition of slavery or involuntary servitude (narrowly defined as forced labor), including "the same r i g h t . . . as is enjoyed by white citizens" to "make and en- force contracts, to sue, be parties, and give evidence, inherit, pur- chase, lease, sell, hold, and convey real and personal property."'" The Peonage Act of 1867 prohibited "voluntary" as well as involuntary peonage without any racial referent." MICHAEL VORENBERG, FINAL FREEDOM: T H E CIVIL WAR, THE ABOLITION OE SLAVERY, AND THE THIRTEENTH AMENDMENT 235 (2001 ) ; VanderVelde, supra note 2, at 443-504. 6. Secdon 1 is self-enforcing. The Civil Rights Cases, 109 U.S. at 20, 23. Secdon 2 pro- vides: "Congress shall have power to enforce this árdele by
  • 24. appropriate legislation." U.S. CONST, amend. XIII. 7. The Amendment reads in full: "The enumeradon in the Consdtution, of certain rights, shall not be construed to deny or disparage others retained by the people." U.S. CONST, amend. IX. 8. Guam Soc'y of Obstetricians & Gynecologists v. Ada, 100 F.3d 691, 700 (9th Cir. 1996); United States v. Kozminski, 487 U.S. 931, 934 (1988). 9. William M. Wiecek, Emancipation and Civic Status: The American Experience, 1865- 1915, in T H E PROMISES OF LIBERTY, supra note 4, at 78,83. 10. CivilRightsActof 1866, ch. 31, § 1,14 Stat 27. 11. Peonage Act of 1867, ch. 187, § 1, 14 Stat 546. 192 MARYLAND LAW REVIEW [Vol. 71:189 Today, Thirteenth Amendment rights claims generally fall into one of two categories: rights to be free from certain forms of race dis- crimination, conceptualized as "badges and incidents of slavery," and rights of labor freedom, analyzed under the involuntary servitude clause.'^ Scholars have proposed standards for assessing particular rights claims in both categories, but—reflecting the general underde-
  • 25. velopment of Thirteenth Amendment doctrine—no standard has been clearly articulated or consistentiy applied by the courts.'* The choice of such a standard might be facilitated by taking into account the following additional features of the Amendment. 2. The Thirteenth Amendment is the only constitutional provision that calls for the development of rights protections based on the dynamics of a non- governmental system. There is a natural tendency to interpret broad or ambiguous rights guarantees in relation to their functions in the con- stitutional system of govemment. Eor example, the Equal Protection Clause has been read to establish the principle of one-person, one- vote on the ground that the "right to vote freely for the candidate of one's choice is of the essence of a democratic society, and any restric- tions on that right strike at the heart of representative government."'" But judges and legal scholars are also drawn to engage in systemic in- terpretation outside the governmental context. Consider, for exam- ple, the Eirst Amendment's Eree Speech Clause. Thomas Emerson famously conceptualized free speech rights as components of a system of freedom of expression designed not only to facilitate political dis- cussion, but also to promote individual self-realization and the
  • 26. search for truth. Emerson's book. The System of Freedom of Expression, has been 12. In cases involving race discrimination, the question has hinged on whether the particular type of race discrimination (for example, in the sale or rental of housing) con- stitutes a "badge or incident" of slavery. See, e.g., Jones v. Alfred H. Mayer Co., 392 U.S. 409, 440-41 (1968). In cases involving race-neutral infringements of the freedom of labor, on the other hand, the issue usually centers on the extent and nature of employer control. See, e.g, Kozminski, 487 U.S. at 948; Pollock v. Williams, 322 U.S. 4, 18 (1944). 13. William M. Carter, Jr., Race, Rights, and the Thirteenth Amendment: Defining the Badges and Incidents of Slavery, 40 U.C. DAVIS L. REV. 1311, 1313- 14, 1320, 1366 (2007) (noting the absence of any standard for identifying badges or incidents of slavery and proposing that the determination should hinge on "whether the identity of the victim and the nature of the injury demonstrate a concrete link to the system of chattel slavery"); James Gray Pope, Contract, Race, and Freedom of Labor in the Constitutional Law of "Involuntary Servitude," 119 YALE LJ. 1474, 1478-79 (2010) (noting the absence of any standard for assessing labor rights claims and arguing that the Court should adopt as a general standard the approach used in Pollock, 322 U.S. at 18, namely that a claimed labor right is protected under the Amendment if it is necessary to provide workers with the
  • 27. "power below" and employers the "incentive above" to prevent "a harsh overlordship or unwholesome conditions of work"). 14. Reynolds v. Sims, 337 U.S. 533, 555 (1964); JOHN HART ELY, DEMOCRACY AND DISTRUST: A THEORY OF JUDICIAL REVIEW 116-18 (1980). 2011] WHAT'S DIFFERENT ABOUT THE 13TH AMENDMENT 193 cited in no fewer than twenty-two Supreme Court opinions.'^ The Court has also deployed a more pardcularized systemic model of free speech, the "marketplace of ideas," which is said to be "open" and "uninhibited."'*^ But the text of the First Amendment, which states simply that "Congress shall make no law . . . abridging the freedom of speech," provides no apparent sancdon for either Congress or the courts to design and insdtute a free speech system. By contrast, the text of the Thirteenth Amendment expressly mandates a systemic approach. Slavery and involuntary servitude are not just things that happen to individuals; they are systems of labor control. During the congressional debates, proponents and oppo- nents of the Amendment spoke of "a conflict between two systems; a
  • 28. controversy between right and wrong," of changing "their system of labor from compulsory to voluntary," of choosing between slavery, on the one hand, and "free insdtudons and free labor" on the other, and of supplandng slavery with the "system of free labor."" In this view, the abolidon of slavery and involuntary servitude necessarily entailed the establishment of a free labor system. In Pollock v. Williams, the Su- preme Court confirmed that one "undoubted aim of the Thirteenth Amendment. . . was not merely to end slavery but to maintain a sys- tem of completely free and voluntary labor throughout the United States."'* It would appear, then, that the Thirteenth Amendment af- firmadvely commands both Congress and the courts to ascertain what rights are necessary to ensure the permanent exdncdon of the slave labor system and the ongoing operation of a free labor system. Only once, however, has the Supreme Court provided a glimpse into the nature of this system. In Pollock, the Court struck down a law that restricted the right to quit work and thus imposed "forced la- bor."'" But the Court's reasoning, which centered on the operation of the "general basic system of free labor," swept more broadly. "[I]n general," wrote Jusdce Robert Jackson, "the defense against
  • 29. oppres- 15. THOMAS I. EMERSON, T H E SYSTEM OF FREEDOM OF EXPRESSION (1971); Lexis search of Supreme Court cases for "System of Freedom of Expression" within the same sentence as "Emerson," conducted Oct 6, 2011. 16. Citizens United v. FEC, 130 S. Ct 876, 896, 906 (2010) (quoting Virginia v. Hicks, 539 U.S. 113, 119 (2003) & N.Y. State Bd. of Elections v. Lopez Torres, 552 U.S. 196, 208 (2008)). 17. CONG. GLOBE, 38th Cong., 1st Sess. 2615 (1864) (Rep. Morris); id. at 1440 (Sen. Harian); id. at 2944 (Rep. Higby); id. at 2983 (Rep. Mallory); see also id. at 2685 (Rep. Kel- Iey asserting that the Amendment would "establish freedom as a permanent institution, and make it universal"). 18. 322U.S. 4, 17(1944). 19. Id. at 17-18. 194 MARYLAND LAW REVIEW [Vol. 71:189 sive hours, pay, working conditions, or treatment is the right to change employers. When the master can compel and the laborer cannot escape the obligation to go on, there is no power below to re- dress and no incentive above to relieve a harsh overlordship or un-
  • 30. wholesome conditions of work."^" How does "the right to change employers" generate this "power below" and "incentive above"? Jus- tice Jackson did not explain, but the logic seems clear. As long as workers effectively enjoy that right, then employers that exert harsh domination and impose unwholesome conditions should be punished with quits, while those who offer better terms should be rewarded with loyalty. But what if the right to change employers by itself failed to produce this result? What if, for example, employers formed a car- tel and refused to hire any workers who would not submit to starva- tion wages? Then, by the logic of the systemic approach, workers would also need the right to set the wages for which they were willing to work. '̂ Pollock thus suggests, as Archibald Cox pointed out long ago, that the standard for determining whether a given labor right is protected by the Thirteenth Amendment hinges on whether it is ne- cessary to provide workers with the "power below" and employers the "incentive above" to prevent "a harsh overlordship or unwholesome conditions of work."̂ ^ Since Pollock, however, the Court has refrained from systemic analysis, leaving this as another area awaiting future de-
  • 31. velopment. 3. Alone among constitutional provisions, the Thirteenth Amendment directly commands the govemment to undertake a project of social transforma- tion. Many newly enacted laws change social practice, and some do so in dramatic and far-reaching ways. The Nineteenth Amendment, for example, instandy conferred voting rights on millions of women. And that shift, in turn, altered the field of interpretation on other issues involving women's rights: Could the same Constitution that welcomed women into the polity as full voting members simultaneously permit legislatures to treat them as inferiors in other realms? Some courts thought not, and read the Amendment "to have implications for mat- 20. Id. at 18. On the right to change employers, see Shaw v. Fisher, 102 S.E. 325 (S.G. 1920). In Shaw, the South Garolina Supreme Gourt held that the Thirteenth Amendment had "annulled" the tort of hiring a laborer who was under a contractual obligation to work for another, though there was no legal or physical restraint on the laborer's right to quit, and no finding that he could not have worked with family members, found some other means of support, or departed the state. Id. at 326, 327. At stake, evidently, was the labor- er's right to participate in the free labor system.
  • 32. 21. For a more detailed discussion of this point, see Pope, supranote 13, at 1533-36. 22. Pollock, 322 U.S. at 18; Archibald Gox, Strikes, Picketing and the Constitution, 4 VAND. L. REV. 574, 576-77(1951). 2011] WHAT'S DIFFERENT ABOUT THE 13TH AMENDMENT 195 ters other than voting, including matters concerning the law of mar- riage."^^ We might say, then, that the Nineteenth Amendment worked a transformation by declaring a new right, directing the gov- ernment to enforce it, and causing ripple effects beyond the scope of the newly declared right The Thirteenth Amendment issued a dif- ferent kind of transformative command, directiy banning the social practices of slavery and involuntary servitude. A women's rights equivalent might have proclaimed something like "Patriarchy shall not exist within the United States." This type of command commits the government to root out the prohibited practice wherever it appears and to enact whatever meas- ures might be necessary to prevent it from recurring. The Thirteenth Amendment imposes this difficult and continuing duty on both Con-
  • 33. gress (by virtue of Section 2) and the courts (because the Amendment is self-enforcing). With regard to an enumerated right, like the right of women to vote or the right to speak freely, courts and Congress might reasonably consider their job done once individuals possess an effective legal entitiement to exercise the right. But Thirteenth Amendment rights cannot be considered successful unless they are actually exercised to ensure that "[n] either slavery nor involuntary servitude . . . shall exist. . . ."^^ In light of events since 1865, this pro- nunciamento recalls to mind the tale of Cnut the Great, who report- edly set up his throne on a beach and commanded that the tide not rise to wet his robes. As illustrated by the Black Codes of the late 1860s, no sooner has one form of servitude been eliminated than others will emerge to replace it. Despite the Peonage Act of 1867, backed up by broad Supreme Court interpretations, old- fashioned debt peonage remained common in southern agriculture through the 1960s.̂ '̂ Recent decades have seen the emergence of new forms of slavery, grouped under the label of "human trafficking" or the "new slavery."^^ By any definition, involuntary servitude continues to exist in the United States today. ̂ ^ This poses an ongoing challenge for
  • 34. 2 3 . Reva B. Siegel, She the People: The Nineteenth Amendment, Sex Equality, Federalism, and the Family, 115 HARV. L. REV. 947, 953 (2002). 24. U.S. C O N S T , a m e n d . XIII (emphasis a d d e d ) . 25. See PETE DANIEL, THE SHADOW OF SLAVERY: PEONAGE IN THE SOUTH, 1901-1969, 170-92 (1990); DANIELA. NOVAK, THE WHEEL OF SERVITUDE: B L A G K F O R G E D LABOR AFTER SLAVERY 4 6 - 6 2 (1978). 2 6 . SEE, E.G., KEVIN BALES, DISPOSABLE PEOPLE: NEW SLAVERY IN THE GLOBAL ECONOMY (rev. ed. 2004) (1999). 27. See KEVIN BALES & RON SOODALTER, THE SLAVE NEXT DOOR: HUMAN TRAFFICKING AND SLAVERY IN A M E R I C A T O D A Y (2009). 196 MARYLAND LAW REVIEW [Vol. 71:189 courts. Congress, and all Americans who take seriously fidelity to the Constitution. 4. The Thirteenth Amendment is the only constitutional rights guarantee that is generally acknowledged to attack relations of subjugation and exploita- tion. As Abraham Lincoln pointed out in 1864, the concept of "liber- ty" could support either effective freedom for all or the
  • 35. "liberty" to dominate and exploit others: "With some the word liberty may mean for each man to do as he pleases with himself, and the product of his labor; while with others the same word may mean for some men to do as they please with other men, and the product of other men's la- bor. "̂ ^ Similarly, the phrase "equal protection of the laws" has been read to require "equal" protection of dominant and subordinate ra- cially defined groups, thereby blocking targeted affirmative action on behalf of the latter with the effect, arguably, of preserving white racial privilege.^^ By contrast, the Thirteenth Amendment direcdy attacks relations of domination and exploitation. "Slavery" and "servitude" involve, by definition, relations between masters and subordinates. Slavery is the "state of entire subjection of one person to the will of another," while servitude is the "state of voluntary or involuntary ser- vice to a master."'" Admittedly, the text leaves a loophole; it could be read to permit a worker "voluntarily" to enter into a contract for servi- tude that would then become involuntary by virtue of the enforce- ment mechanisms available to the employer. The Supreme Court re- jected that approach a century ago, however, reasoning that the
  • 36. Amendment was intended "to render impossible any state of bon- dage; to make labor free, by prohibiting that control by which the personal service of one man is disposed of or coerced for another's 28. Tsesis, supra note 4, at 9 (quoting Abraham Lincoln, At the Fair in Baldmore, in Aid of the Sanitary Commission (April 18, 1864), in ABRAHAM LINCOLN, THE MARTYR'S MONUMENT 252 (The American News Co. ed., 1865)). 29. See Adarand Constructors, Inc. v. Pena, 515 U.S. 200, 201, 226 (1995) (holding that strict scrutiny applies to benign as well as invidious racial classificadons because "it may not always be clear that a so-called preference is in fact benign"). This doctrine provides white people with an effecdve consdtudonal right to enjoy the benefits of past societal discrimi- nadon as well as present discriminadon that cannot be proven to be intendonal. See Der- rick Bell, Xerces and the Affirmative Action Myth, 57 GEO. WASH. L. REV. 1595, 1609 (1989); Cheryl I. Harris, Whiteness as Property, 106 HARV. L. REV. 1707, 1766-77 (1993). 30. NOAH WEBSTER, AN AMERICAN DICTIONARY OF THE ENGLISH LANGUAGE 1241,1207 (1865); see also Hodges v. United States, 203 U.S. 1, 17 (1906) (defining servitude as "'the state of voluntary or compulsory subjecdon to a master'"); JOSEPH E. WORCESTER, A DICTIONARY OF THE ENGLISH LANGUAGE 1314,1352 (1860) (defining slavery as "[t]he state
  • 37. of absolute subjection to the will of another" while defining servitude as "[t]he state or condition of a servant, or more commonly of a slave; slavery; bondage"). 2011] WHAT'S DIFFERENT ABOUT THE 13TH AMENDMENT 197 benefit which is the essence of involuntary servitude."*' The concept of "badges and incidents of slavery" incorporates this focus on domi- nation. The Amendment is concerned not with the irrationality or unfairness of race-based decisionmaking in the abstract, but with its function as a badge of slavery. Thus, what made housing discrimina- tion objectionable in fones v. Alfred H. Mayer Co. was its functional equivalence to the Black Codes in securing "the exclusion of Negroes from white communities," in "herd[ing them] into ghettos," and in depriving them of the important right to buy property based on "the color of their skin."*^ The question is thus raised: What kinds of domination and ex- ploitation fall within the scope of the Amendment? Scholars have proposed a wide variety of applications including, for example, child abuse, spouse abuse, forced childbearing, and the denial of
  • 38. basic rights to immigrant workers.** These claims, in turn, pose the doc- trinal question: By what criteria should such claims be addressed? The current limitation to intentional race discrimination and coerced labor appears arbitrary in light of the Amendment's text, which is not restricted to forms of slavery or servitude based on race or targeted at productive labor. Scholars have proposed a wide variety of criteria in the course of advocating various types of claims, but we have yet to conduct a sustained discussion of the question. II. THREE PURPORTEDLY UNIQUE EEATURES OF THE AMENDMENT THAT MAY N O T BE 1. The Thirteenth Amendment does not appear to be uniquely unambi- guous or unsuited for interpretation. In the Slaughter-House Cases, a major- ity of the Supreme Court signed on to the view that the words of the Thirteenth Amendment "seem hardly to admit of construction, so vi- gorous is their expression."*" Since I began studying the Amendment three decades ago, many people have told me that I was wasting my 31. Bailey V. Alabama, 219 U.S. 219, 241 (1911). For a detailed
  • 39. discussion of the cases, see Pope, supra note 13, at 1481-91. 32. 392 U.S. 409, 441 (1968); iee also Rebecca E. Zietlow, Free at Last! Anti-Subordination and the Thirteenth Amendment, 90 B.U. L. REV. 255, 284 (2010). 33. See, e.g., Akhil Reed Amar & Daniel Widawsky, Child Abuse as Slavery: A Thirteenth Amendment Response to DeShaney, 105 HARV. L. REV. 1359 (1992); Joyce E. McConnell, Beyond Metaphor: Battered Women, Involuntary Servitude, and the Thirteenth Amendment, 4 YALE J. L. & FEMINISM 207 (1992); Andrew Koppelman, Forced Labor Revisited: The Thirteenth Amendment and Abortion, in THE PROMISES OE LIBERTY, supra note 4, at 226; Maria Ontive- ros. Immigrant Workers and the Thirteenth Amendment, in THE PROMISES OF LIBERTY, supra note 4, at 279. 34. 83 U.S. (16 Wall.) 36, 69 (1873). 198 MARYLAND LAW REVIEW [Vol. 71:189 dme because of this purportedly undeniable fact. Upon examinadon, however, the text of the Amendment appears to raise its full share of interpredve quandaries. For example, the quesdon of what makes ac- don "involuntary" or coerced has long been a topic of sharp disputa-
  • 40. don among philosophers.^* Nor is it obvious what consdtutes "servi- tude," a term that has been used to describe reladons ranging from ordinary "service" to full-blown "slavery."^^ More broadly, the inclu- sion of the phrase "involuntary servitude," in addidon to the narrower term "slavery," raises the possibility that the Amendment might have been "purposely left to gather meaning from experience" and that it might have "created new meanings of freedom even for the twendeth and twenty-first centuries."^' Then there is the clause permitdng sla- very "as a punishment for crime whereof the party shall have been du- ly convicted." Is convict labor truly "a punishment for crime" when insdtuted with the economic purpose or effect of removing jobs from the free labor system and depressing the "working condidons and liv- ing standards" of free workers?** For a final example, the concept of badges of slavery raises numerous quesdons ranging from the validity of the doctrine itself to various possible applicadons, for example to the denial of important rights based on immigradon status.''^ 2. The Thirteenth Amendment does not appear to require uniquely bright-line or "absolute" doctrines. Beginning with moral abolidonists like
  • 41. William Lloyd Garrison, there has been a tendency to view slavery as a uniquely horrific evil that is sharply disdnguishable from other, more nuanced forms of oppression. Kevin Bales, a leading scholar of present-day abolidonism, maintains that slavery amounts to the "theft 35. See, e.g., GERTRUDE EzoRSKY, FREEDOM IN THE WORKPLACE? 5-14 (2007); ROBERT NoziCK, ANARCHY, STATE AND UTOPIA 262-64 (1974); ROBERT J. STEINFELD, COERCION, CONTRACT, AND FREE LABOR IN THE NINETEENTH CENTURY 1-26 (2001). For a discussion of the concept as used in the Thirteenth Amendment, see Pope, supra note 13, at 1527-36. 36. For a discussion of various definitions, see Pope, supra note 13, at 1503-07. 37. Note, The "New " Thirteenth Amendment: A Preliminary Analysis, 82 HARV. L. REV. 1294, 1301 (1969); David Brion Davis, Foreword: The Rocky Road to Freedom: Crucial Barriers to Aboli- tion in the Antebellum Years, in THE PROMISES OE LIBERTY, supra note 4, at xi, xxiii. 38. Pollock V. Williams, 322 U.S. 4, 18 (1944) (observing tiiat die "[r]esulting depres- sion of working conditions and living standards affects not only the laborer under the sys- tem [of forced labor], but every other with whom his labor comes in competition"). On convict labor as an economically driven policy with negative effects on free labor, see Da- vid M. O'Shinsky, Convict Labor in the Post-Civil War South,
  • 42. in THE PROMISES OF LIBERTY, su- pra n o t e 4, at 100, 103-06, 111-15; ALEX LICHTENSTEIN, TWICE THE WORK OF F R E E LABOR: T H E P O L I T I C A L E C O N O M Y O F C O N V I C T L A B O R IN T H E N E W S O U T H ( 1996). 39. George A. Rutherglen, The Badges and Incidents of Slavery and the Power of Congress to Enforce the Thirteenth Amendment, in THE PROMISES OF LIBERTY, supra n o t e 4, at 163, 177; Maria L. Ontiveros, Immigrant Workers' Rights in a Post- Hoffman World—Organizing Around the Thirteenth Amendment, 18 GEO. IMMIGR. L J . 651, 6 7 7 - 7 8 (2004). 2011] WHAT'S DIFFERENT ABOUT THE 13TH AMENDMENT 199 of an entire life" and that it is "more closely related to the concentra- tion camp than to questions of bad working conditions.'"'" This sen- timent finds jurisprudential expression in the idea that Thirteenth Amendment rights should be demarcated by bright-line doctrines so that protection can be "absolute" (i.e., not subject to balancing) with- in their scope. For example, Archibald Cox acknowledged that de- spite purposive arguments of "considerable force" to the contrary, the Amendment should protect only rights that could be exercised by in-
  • 43. di'viduals acting alone because protection for associational rights could not be absolute in view of the compelling public interest in re- gulating them.'" Upon refiection, however, this approach of exclusive absolutism appears unworkable and ill-advised. No right is truly absolute. Even the individual right to cease work, for example, would not protect a surgeon who quits during an operation or a bus driver who abandons her bus in the middle of a desert. And if the concern is to prevent the erosion of core rights by ad hoc balancing, there is nothing to prevent the application of hard-edged rules to certain core rights (for exam- ple, those that by definition are necessary to negate a condition of sla- very or involuntary servitude), while applying balancing tests ranging from strict to relatively deferential scrutiny to other rights. This would seem to accord better with the Amendment's purpose not sole- ly to eliminate the prohibited conditions of slavery and involuntary servitude, narrowly defined, but to leave in their place a free labor sys- tem.*^ Furthermore, and most importantly, an exclusively absolutist approach is not likely to be effective. However distinctive the evil of slavery might be, it does not follow that its effective elimination can be
  • 44. accomplished with a narrow set of absolute rights. Even Kevin Bales has argued that various free labor rights, including the right to form and join unions, may be essential to the practical elimination of sla- very.** 40. BALES, supra note 26, at 7. 41. Gox, supra note 22, at 577, 579. 42. See iM//ra text accompanying notes 18-22. 43. Bales has joined with Ron Soodalter in proposing that the protections of the Na- tional Labor Relations Act (which guarantees the rights to organize and engage in con- certed activities) be extended to all American agricultural and domestic workers on the grounds that "otherwise, as recent history has shovm, they will continue to be more sus- ceptible to enslavement than other workers in America" and that, where free and enslaved workers labor in close proximity, organized free workers can provide economical and highly effective enforcement service. BALES & SOODALTER, supra note 27, at 263. Building on the work of Bales, Soodalter, and others, I have suggested elsewhere that a Thirteenth Amendment free labor approach to labor and sex trafficking might usefully supplement 200 MARYLAND LAW REVIEW [Vol. 71:189 3. The Thirteenth Amendment is not uniquely limited by its
  • 45. historical context or purposes. The notion that the Thirteenth Amendment has present-day relevance is often met with the objection that it was enacted to eliminate slavery, and that was accomplished long ago. Proponents of this view can point to the Supreme Court's observation that the "obvious purpose" of the clause was to "forbid all shades and conditions of African slavery" including, for example, long- term ap- prenticeships, serfdom, Mexican peonage, and the "Chinese coolie" labor system.** Arguments that the Amendment applies to less egre- gious forms of labor control are sometimes met by claims that this would "demean" the suffering of enslaved Africans. The fact that the Thirteenth Amendment was enacted to accom- plish a specific historical purpose does not, however, differentiate it from other constitutional rights guarantees. The Free Speech Clause of the First Amendment was adopted to outiaw prior restraints on speech, for example, and the Equal Protection Clause of the Four- teenth to protect against race discrimination in the area of civil (as opposed to political and social) rights. Eventually, however, the Su- preme Court focused on the broad wording of those provisions and approached them as sources of principles and not as freeze-
  • 46. frame bans on specific historical practices. As a result, the Free Speech Clause now protects against punishment of speech as well as prior re- straints, and the Equal Protection Clause against sex as well as race discrimination, and against discrimination pertaining to social and political as well as civil rights. Furthermore, upon refiection, it ap- pears perverse to single out the Thirteenth Amendment for crabbed, freeze-frame interpretation on the ground that applying the usual methods of interpretation would demean the suffering of African slaves. Today, nearly a century-and-a-half after the Amendment's ra- tification, workers of color continue to be concentrated in the most dangerous, unhealthy, and poorly remunerated sectors of the econo- my. Being born with black skin has roughly the same impact on a worker's prospects of employment as a felony conviction."^ As in 1865, workers of color stand to gain from full and eJBfective enforce- the prevailing approach of criminal prohibition. James Gray Pope, A Free Labor Approach to Human Trafficking, 158 U. PA. L. REV. 1849 (2010). 44. Slaughter-House Cases, 83 U.S. (16Wall.) 36, 69, 72 (1873); iee aiso Butier v. Perry,
  • 47. 240 U.S. 328, 332-33 (1916) (opining that tiie Amendment covers only the historical prac- tice of African chattel slavery along with "forms of compulsory labor akin to African slavery which, in practical operation, would tend to produce like undesirable results"). 45. Devah Pager, The Mark of a Criminal Record, 108 A M . J . SOC. 937, 955-62 (2003) (study involving four testers posing as job applicants, two black and two white, one of each racial category with a felony conviction and one without). 2011 ] WHAT' S DIFFERENT ABOUT THE 1 3TH AMENDMENT 201 ment of the Amendment. Thus, it is not surprising that, instead of claiming special ownership of the Amendment, African- American workers have welcomed its application to workers of all colors in situa- tions quite different from nineteenth century chattel slavery. With as- sistance from the New Orleans Workers Center for Racial Justice ("NOWCRJ"), for example, workers trafficked from South Asia chal- lenged their conditions as amounting to involuntary servitude under the Thirteenth Amendment. NOWCRJ Director Saket Soni reported that "the African-American community, which is also part of our
  • 48. membership, didn't say 'You don't have the right to say this is invo- luntary servitude.' Instead, they said 'you know what, that reminds us of what's been going on dovm here for a long time.'"*'' III. CONCLUSION The past few years have seen an undeniable surge of scholarly in- terest in the Thirteenth Amendment. Some people view this as a boon, a long overdue reassessment of an underutilized and vitally im- portant constitutional provision. Others see it as a misguided attempt to read a "wish list" of present-day demands into a provision that has been deservedly relegated to obscurity. Whichever one's point of view, controversies arising from the four unique features of the Amendment discussed here are likely to exert an important influence on the outcome. If, as argued above in Part I, the Amendment clear- ly mandates the identification of unenumerated rights, then what standard should guide that determination? And if the Amendment calls for a systemic approach to the elimination of slavery and its re- placement by free labor, then what are the defining attributes of a free labor system, and what rights are essential to its operation? Fur- ther, if the Amendment commands the government to undertake a difficult and as yet incomplete social transformation, then how
  • 49. can this imperative be met? Finally, if the Amendment unambiguously at- tacks relations defined by subjugation and domination, then how is the constitutionally objectionable level of subjugation and domina- tion to be determined? 46. Saket Soni, Speech at the Left Forum (March 21, 2010) (available at http;//www.radioproject.org/2010/08/working-beyond-unions- labor-day-special-encore/) (last visited O c t 6, 2011). Historically, black workers analogized labor injuncdons to sla- very and invoked the Thirteenth Amendment. See JOE WILLIAM TROTTER, JR., COAL, CLASS, AND COLOR 114 (1990) (quodng black miners' tesdmony before Congress); WlLLLM E. FORBATH, LAW AND THE SHAPING OF THE AMERICAN LABOR MOVEMENT 138-39 (1991) (quodng black unionist's newspaper árdele). 202 MARYLAND LAW REVIEW [Vol. 71:189 It is often said that the Thirteenth Amendment is uniquely un- suited for the kind of probing interpretation that will be necessary to answer such questions. People have insisted that it is uniquely unam- biguous and therefore unfit for interpretation, that it is uniquely ab- solute and therefore in need of simple, bright-line boundaries, and
  • 50. that it is uniquely limited to its historical context and therefore inap- plicable to present-day practices. As argued in Part II above, however, these claims appear to be without any principled basis, and therefore give us no excuse for interpreting the Thirteenth Amendment with any less diligence and thoroughness than we apply to other constitu- tional provisions. Copyright of Maryland Law Review is the property of University of Maryland - School of Law and its content may not be copied or emailed to multiple sites or posted to a listserv without the copyright holder's express written permission. However, users may print, download, or email articles for individual use.