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This is from class AH111Quality, Access and Cost
In a one to two page paper identify the impact that technology
has on quality, access, and cost of healthcare.
Be sure to cite your references.
This is Chapter 6 from the book:
Johnson, C.M., Mawhinney, T. C., & Redmon, W.K.
(2001). Handbook of organizational performance: Behavior
analysis and management.New York, NY: Sage The Hawthorn
Press, Inc
In-text citation:
(Johnson, Mawhinney & Redmon, 2001)
Chapter 6
Training and Development in Organizations: A Review of the
Organizational Behavior Management Literature
There are several excellent literature reviews and other
discussions on personnel training in organizations in the
industrial and organizational (I/O) psychology literature
(Campbell, 1971; Eden, 1987; Goldstein, 1980, 1991; Latham,
1988, 1989; Tannenbaum and Yukl, 1992; Wexley, 1984). These
works have had an impact on the field of training and have
contributed to the development and quality of training research.
With few exceptions, however, these reviews have ignored
organizational behavior management (OBM) training research.
The present chapter attempts to fill that gap and extend earlier
treatments of OBM training (Reid, Parsons, and Green, 1989;
Ross, 1982). The chapter begins with a review of the OBM
training literature followed by a critique and suggestions for
future research.
Space constraints preclude treatment of the entire training
literature from a behavior analytic perspective. Thus, I focus
primarily on research investigating the process of instruction
and skill acquisition of people employed in organizations.
Research investigating transfer of training strategies is not
emphasized because several excellent papers on generalization
and maintenance already exist in the I/O (Baldwin and Ford,
1988), education (Royer, 1979), and behavior analysis (Stokes
and Baer, 1977; Stokes and Osnes, 1989) literatures. Research
where training was peripheral to other organizational
interventions (e.g., Fox and Sulzer-Azaroff, 1989; Komaki,
Blood, and Holder, 1980; Rowe, 1981; Streff, Kalsher, and
Geller, 1993) is also excluded. Finally, research focusing
primarily on trainee reactions to programs is not discussed
(Reid and Parsons, 1995, 1996).
The author would like to express appreciation to Thomas S.
Critchfield, Richard K. Fleming, and the editors for their
comments on an earlier version of this chapter.
THE IMPORTANCE OF INSTRUCTION
Some suggest that training does not play as important a role in
behavior change as consequences. In a discussion of
organizational change, Murphy and Remnyi (1979) state that
antecedent stimulus control techniques are not likely to yield
long-term changes in behavior unless consequent stimuli are
controlled. Similarly, Geller (1990) notes that workshops and
training programs cannot maintain safe behavior or reduce work
injuries because natural contingencies are not in place to
support safe behavior. He stresses the importance of using
operant conditioning principles to maintain safe behavior.
While reinforcement is certainly important in maintaining
responses (Komaki, 1981/82; Kazdin, 1994), investigating how
to structure material to be learned so that responses are acquired
efficiently and in a cost-effective manner is worthy of study in
and of itself. This is especially true for those behaviors that
involve complex and interrelated sets of responses that jobs of
the future are more likely to include (Howell and Cooke, 1989).
Thus, training is viewed here as having a critical role in
behavior change processes.
TRAINING RESEARCH
The purpose of studies described in this section was to evaluate
effectiveness of training in terms of behavior change. This was
generally accomplished by measuring behavior and evaluating
performance before and after training.
Fawcett and Miller (1975) conducted a training study designed
to improve public speaking. Topics included how to structure a
talk (e.g., acknowledging the introduction, statement of
appreciation to introducer, greeting the audience, topic
introduction) and body movements such as hand movement and
eye sweeps. The program included written instructions, role-
playing, and performance feedback. Results showed the program
effectively increased the frequency of target behavior and the
speaker's performance ratings by members of the audience.
Maher (1981a) described a training project within which special
educators were taught how to develop individualized
educational programs (IEPs) for special education students. The
program concentrated on discussing the essential roles of IEP
components and skill development in developing educational
goals and objectives. Training in group conflict management
also was provided. Results indicated productivity with respect
to developing IEPs improved among educators involved in the
training project.
Hall and Hursch (1981/82) found that reading the training
manual and holding meetings with a consultant increased the
amount of time four university faculty spent on important tasks.
Self-reports of efficiency and satisfaction also improved. One
notable contribution of this study is that the authors presented
information on ways to obtain accurate, reliable, nonreactive
measures of time use. Some of the problems associated with
those methods complemented other work on reactivity in
behavioral observation (Haynes and Horn, 1982).
Maher (1982) also successfully implemented a time management
program to increase the amount of time nine classroom teachers
devoted to instructional behavior such as lecturing and holding
discussions. Program components included diagnosing time
management skills, analyzing time management problems,
developing and implementing a plan for more productive use of
time, and an evaluation phase in which trainees learned how to
evaluate their progress in the use of time management. The
program also included monthly social support meetings
designed to facilitate generalization and maintenance.
Maher (1984) described and evaluated a training program
designed to teach administrators OBM skills. Topics covered
included problem identification, program design,
implementation, behavior consequences, program evaluation,
and staff involvement in the intervention. Results suggested the
trainees were able to apply OBM techniques to improve
organizational performance.
Bruwelheide and Duncan (1985) described a means by which an
organization's labor relations course was evaluated. Supervisors
received training and then scored a videotape on the degree to
which the videotaped models adhered to the program principles.
Results showed that subjects did better on the posttest than the
pretest and that the trained group performed better on the test
than a group that did not receive training. While scoring the
participants’ performance in role-playing sessions would have
enhanced the meaningfulness of the learning measure, what was
noteworthy in this study is that the authors attempted to assess
the opportunities to engage in these behaviors both before and
after training. This is important because practitioners can
determine the percentage of opportunities on which responses
were emitted and adjust absolute frequency accordingly.
Welsh et al. (1989) extended work on improving meeting
effectiveness (Briscoe, Hoffman, and Bailey, 1975; Seekins,
Mathews, and Fawcett, 1984) by developing a manual designed
to improve the performance of meeting chairs. The manual
required little facilitator time and resulted in improved
performance on a skills generalization test.
Nordstrom, Lorenzi, and Hall (1990) instructed managers in city
government on OBM techniques. Results from skill acquisition
and performance measures showed that the managers learned the
material and employee performance improved. Managers also
were satisfied with the program.
Hopkins and colleagues (1986) conducted an intervention
designed to reduce employee exposure to toxic chemicals.
Training consisted of a description of behaviors that would
reduce exposure, along with a rationale of why those behaviors
would work. Modeling, answering trainee questions, daily
feedback, and reinforcement were other intervention
components. Results showed that the program worked.
Johnson and Fawcett (1994) trained three receptionists of a
human service agency to increase their frequency of courteous
behavior. They provided trainees with written instructions,
practice, and feedback on performance. The authors also
implemented a lottery system to enhance maintenance. While
some of the target behaviors appear to be outside the boundaries
of courteous service (e.g., asking closed-ended questions when
requesting factual information), the research is interesting and
results documented program effectiveness.
Wilson, Boni, and Hogg (1997) describe an intervention
designed to enhance courteous behavior of two police officers
and five public servants. The authors identified the target
behaviors through on-the-job observation, a literature review,
and a survey. Target behaviors included failing to smile or
having a sullen expression, failing to give an appropriate
greeting, keeping the customer waiting without
acknowledgment, talking to a colleague while attending to the
customer, having an abrupt or unfriendly tone of voice, failing
to give the customer full attention, and ending the exchange
abruptly. The training program included videos, discussions,
and handouts describing the target behaviors. One video
illustrated a discourteous interaction. The trainer played the
video again while stopping the tape at various times to discuss
the model's behavior. Trainees also viewed a modeling display
of appropriate behavior. The trainees’ supervisors also
participated in a training session designed to teach them how to
reinforce courteous behavior in subordinates and to correct
instances of discourteous acts. Results showed that the
frequency of courteous behavior increased and that there was
greater uniformity among the public servants’ percentages of
courteous behavior following the workshop. However,
performance decreased after a period of time.
Summary
A reasonable conclusion based on the ongoing research is that
training is a useful technique for changing a variety of
behaviors. What researchers need to ask and to investigate
further is the question of why training is effective in changing
behavior. Understanding why training works is important
because it enables researchers to develop better programs for
the target behaviors. For example, Maher (1982) described and
evaluated a time management program that appeared to have
been logically developed. Although we can conclude that the
program was effective, we do not know whether the methods
used were the most effective means by which people acquired
skills such as analyzing time management problems.
Incorporating the findings of the basic literature on learning
theory into program development and validating those findings
is one strategy that would increase our understanding of training
and skill acquisition of employees.
COMPARISON RESEARCH
Comparison research typically involves determining which of
two or more interventions is the most effective or efficient in
changing behavior. Studies reviewed here compared different
training techniques or compared training to other interventions.
Adams, Tallon, and Rimell (1980) compared the performance of
trainees who received either a lecture on how to use positive
reinforcement, or role-playing exercises supplemented with
feedback. The performance of people who received the lecture
improved initially after training, but declined thereafter. On the
other hand, the performance of those who were involved in role-
playing improved over time.
Brown and colleagues (1980) examined the effectiveness of
training and feedback on customer service behaviors such as
approaching customers, greeting them, and demonstrating
courtesy. The four-hour program covered the company's
courtesy standards, the relationship between customer service
and performance appraisals, and listening skills and complaint
handling. Training activities included viewing models,
completing worksheets, and role-playing. Results showed that
training had little effect on performance, but feedback improved
performance dramatically. One feature of the investigation was
the demonstration that the trained behaviors were associated
with an important organizational outcome (customer
satisfaction). One salesperson was told to perform alternately
all of the target customer responses and then none of the
behaviors for customer transactions. On average, customers who
were recipients of the trained behaviors reported they were
more satisfied than customers who were not exposed to the
trained behaviors.
Maher (1981b) examined the differential effects of an active
learning program (ALP) and an instructional learning program
(ILP) in the development of educational programs. The author
used social learning theory principles (Bandura, 1969) to
develop the ALP. The ALP emphasized discussion, rehearsal,
feedback, and social reinforcement. The ILP emphasized
lectures, discussion, and formal didactic presentations. Trainee
performance was evaluated in terms of quality and quantity of
educational programs developed after training. Results showed
that the active learning program was more effective than the
ILP. However, we do not know what aspects of the ALP
resulted in the program's superiority over the ILP. That is, we
do not know the differential contributing effects of ALP
components such as rehearsal or feedback. Moreover, the ALP
program included homework assignments whereas the ILP did
not. The impact of homework assignments on productivity, that
is, above and beyond the ALP, remains undetermined.
Hanel, Martin, and Koop (1982) prepared a self-study time
management guide and compared the effectiveness of that
manual in developing and maintaining time management to that
of a bestselling time management book. Participants in the self-
instructional group were asked to work on the manual for one
hour each day for eight days. People who used the popular-press
book were asked to read it, which the researchers said could be
accomplished within eight hours. Subjects in the self-study time
management guide group also were given guidelines on how to
use the manual; people in the bestseller group did not receive
guidelines. The manual contained exercises, thereby enabling
the participants to take a more active role in the learning
process than subjects in the bestseller group. Results showed
that the self-instructional group performed better than the
bestseller group, although no rationale was offered as to why
performance differences were expected. Moreover, although not
assessed directly, guidelines on how to use the manual and
supplemental exercises provided to the manual group may have
enhanced subsequent performance.
Ford (1984) examined training in a health care facility.
Specifically, he compared the relative effectiveness of a
traditional training approach with a personalized system of
instruction (PSI) approach. The traditional training methods
included lectures, videotapes, films, and demonstrations. The
personalized system of instruction in this study included
features such as self-paced instruction, subject mastery before
moving to new material, being able to work on multiple units
simultaneously, and allowances for repeating performance
evaluations. People trained with the PSI approach performed
better on the training learning measures and received higher
supervisory on-the-job performance ratings than those using the
traditional approach. Training efficiency indices also were
compared in this study. The percentage of people participating
in the PSI approach who completed the program was greater
than the percentage of people completing the alternative method
(100 percent versus 73 percent). In addition, it took less time
for the PSI participants to complete the program (47.32 hours
versus 165 hours). Clearly, the PSI approach was more effective
and efficient than the traditional learning approach.
Born, Gledhill, and Davis (1972) compared learning by subjects
exposed to different instructional methods. One group received
instruction via lectures; two other groups each received one of
two types of PSI instruction; and a fourth group rotated among
the three methods. Students in the PSI sessions performed better
on tests than students who received lectures, especially on essay
and fill-in-the-blank tests. Poor and average students appeared
to obtain the most benefit from PSI.
Born and Davis (1974) also found that students scored slightly
higher on knowledge tests after using the PSI approach than
after the lecture method. The PSI approach also appears to have
been the most costeffective method, as the preparation time for
the two instructional methods were equivalent.
Neef and colleagues (1991) conducted two studies that
essentially examined the effectiveness of modeling and role-
playing. Respite care providers viewed videotapes of models
providing respite care alone, with one other person, or as part of
a group. Overall training appeared effective as skills acquired
during instruction generalized to the job and in many instances
were maintained up to six months. The authors also reported
that presentation format had no effect on performance. The
experiment was replicated with subject participants from human
service agencies. Results indicated that training improved
performance, but presentation format (alone, dyad, and group)
had no effect on behavior.
Karlsson and Chase (1996) examined effects of prompting
procedures on college student acquisition of a computer
spreadsheet program. Continuous prompting involves telling the
learner what keys to punch during the entire learning process.
Fading is a strategy involving a gradual transfer of stimulus
control from the instructions to the computer interface (e.g.,
keyboard or mouse). One type of fading had students guess at
which keys to punch. The time interval before being told the
correct response increased on successive trials (i.e., prompt
delay). The second fading strategy involved discrimination (i.e.,
additional choices). Students had to identify which keys to
punch where the number of incorrect alternatives increased over
successive trials. Results showed that the college students who
had received continuous prompting made approximately twice
as many errors on a posttest than students receiving either of
the two fading strategies. Their theoretically-based research
clearly documents the advantages of having trainees take an
active role in the learning process.
Summary
The research reviewed here shows that training methods are
differentially effective, although the quality and quantity of
training such as the use of homework was not always controlled.
What OBM researchers need to discover is why certain training
techniques are better suited for developing target behavior than
other methods. For example, Ford (1984) demonstrated the
superiority of the PSI approach over the lecture method;
however, we cannot determine from the research why the
program was best suited for the target behaviors trained. An
extension of the research reported here would (a) clearly specify
the target behavior to be trained, and (b) identify the training
methods best suited for development of the behavior through
application of basic research on instructional design. A
systematic program of research of this nature should lead to the
development of guidelines that would enable trainers to match
training methods with different classes of target behaviors.
TRAINING AND MOTIVATION
Training is best suited for developing skills; it is not a very
efficient tool for resolving motivational problems unless the
instructional experiences target self-management behavior (e.g.,
Frayne and Latham, 1987; Latham and Frayne, 1989). The OBM
research reviewed in this section illustrates that training is not a
panacea for all organizational problems.
Quilitch (1975) compared the effects of memos, a workshop,
and publicly posted feedback on employee attendance. Results
indicated that neither the attendance memos nor training were
effective in improving attendance. Feedback was the only
intervention that improved attendance. In this situation training
was not warranted. The root of the problem was motivational.
Trainees did not exhibit a skill deficit; they demonstrated the
ability to come to work but did not do so on a consistent basis.
Geller and colleagues (1980) examined the relative
effectiveness of a memo stressing the importance of practicing
sanitation principles (hand washing), training, and feedback for
improving cafeteria employees’ sanitation behavior. After
collecting baseline data, some employees received a one-
paragraph memo about videotaping them as part of a project
focusing on hand washing. Some of the employees received
training a few days later. Training consisted of a thirty-minute
lecture and slide presentation on the importance of sanitation,
defining conditions that should be followed by hand washing,
and proper hand washing procedures. Performance feedback
commenced ten days following training. Results found the
memo to be initially effective in increasing hand washing
frequency, especially for conditions that should be followed by
hand washing, such as after touching hair. Training effects also
were weak. Feedback had the most pronounced effects on
sanitation behavior for both the trained and untrained
employees.
The Geller and colleagues (1980) study is another illustration of
a motivational issue, not a training problem. Training did not
appear necessary as the data showed that the no-training group
performed as well as the subjects in the training group when
both groups received performance feedback. While it is possible
that the feedback checklist sheets that subjects received taught
nontrainees when to wash their hands, no supporting evidence
was presented.
Conrin (1982) compared the relative effects of training
programs designed to improve the completion of projects versus
setting a target date for completing projects. The investigation
included four phases. The first part was a training phase in
which trainees were given written instructions on how to
complete behavioral data sheets and weekly behavioral reports
on clients of a developmental center. The trainer (the
employees’ supervisor) stressed the importance of correctly
completing the data sheets, explained the data system, reviewed
sample reports, and answered questions during training. A
psychologist gave the trainees blank data report forms
requesting that they be completed by a predetermined date in
the study's second phase. The psychologist gave the trainees
blank data sheets with no completion deadline during the third
phase of the investigation. The fourth phase was identical to the
second phase in that a target date was assigned. Results
indicated that trainees performed worst under the training-alone
phase. Reports were on average twenty days late. Trainees
performed best when given a deadline, where reports were on
average two days late. Reports were submitted an average of
nine days late during the third phase. The author concluded that
the target date procedure was more effective than training in
improving performance.
LaFleur and Hyten (1995) illustrate the importance of
specifying work procedures and organizing the various job
functions among hotel banquet staff. Hotel staff exhibited
problems setting out all necessary equipment for banquet
functions (e.g., napkins). Problems completing work as a unit
also occurred because supervisors would assign staff identical
tasks while leaving other tasks unassigned. The authors also
noted that they could not identify deficiencies in the staff that
precluded successful job performance. The treatment package
included goal setting, feedback, a training manual, and a task
checklist that were reviewed with the trainees as part of a
training workshop. Results showed that the total intervention
succeeded in changing staff behavior. However, it appears that
training may have had little impact on performance. Employees
who received the training prior to a second baseline data
collection period did not have markedly different setup
completion rates than the rates of recently hired employees who
did not participate in training prior to the second baseline data
collection period.
Summary
Successful training depends on several factors. As mentioned in
the previous section, specifying the target behavior is critical.
An analysis of whether the current behavior is a function of
motivation or a skill deficit is equally important because, as
each of the studies in this section show, training is not an
effective tool for improving inadequate performance due to lack
of effort. For example, the central issue in Conrin's (1982)
research involved motivation, not skill deficits. Skills training
is not appropriate in situations where people already possess
skills needed to execute desired behavior. Self-management
training (Kanfer, 1980; Marx, 1982) or the use of motivational
strategies such as goal setting (Locke and Latham, 1990) and
contingent reinforcement (Kazdin, 1994; Komaki, 1981/82) are
more appropriate.
PROGRAM DEVELOPMENT
Several OBM papers have focused on, or have implications for,
program development. Maher (1983) described a way to
implement programs that included a framework from which
implementation procedures can be derived. The implementation
procedure was called DURABLE. The first step in this seven-
step procedure, D (durable), is to meet with important people
and/or groups in the organization to discuss the proposed
intervention. U (understanding) refers to determining whether
the organization is ready for program implementation (cf. Davis
and Salasin, 1975). R (reinforcing) requires that management
reinforce the behavior of those responsible for implementing the
intervention. A (acquiring preconditions of successful
implementation) includes ensuring that the goals of the program
are clearly communicated and obtaining the budget necessary
for successful implementation. B (building) reflects the
importance of management exhibiting positive expectations
about the program to the organization's staff. L (learning)
includes providing activities to the implementors that enhance
their ability to perform their assignments. Finally, E
(evaluating) refers to assessing the extent to which the program
was implemented, and the degree to which the program
succeeded.
This article is important for two main reasons. First, it
emphasized identification of organizational contextual factors
to consider before implementing training (cf. Goldstein, 1991).
The sample questions Maher provides are also noteworthy and
should help practitioners gauge the likelihood of an
intervention's success.
Behavior taught in training should have support in terms of
whether emitting those behaviors actually leads to improved
performance. Surprisingly, there has been little systematic OBM
research on the identification of the most important behavior to
train prior to program implementation. Clark and colleagues
(1985) conducted research that is one notable exception. They
surveyed subordinates regarding the type of supervisory skills
they believed to be important in improving their satisfaction and
productivity. Other individuals observed videotapes of
supervisors and identified those behaviors likely to improve
productivity and job satisfaction. The authors also conducted a
literature search to identify good supervisory behavior. Clark et
al. developed vignettes containing interactions based on the
facilitative behaviors identified as well as interactions and
behaviors that were believed to have negative and no effect on
performance. Judges observed the vignettes and identified
behaviors they felt would improve, maintain, or decrease
performance. The authors developed a training program based
on the principles identified as important in improving job
performance. The program was found to be an effective means
of improving supervisor behavior.
Alavosius and Sulzer-Azaroff (1986) studied the effects of
feedback on safe lifting behavior. Although not a training study
per se, the study is included here because it illustrates how to
conduct a thorough task analysis. The authors based their
analysis of the steps involved in safe lifting by reviewing
training materials, consulting with a physical therapist, and
reviewing the lifting literature.
Jones, Fremouw, and Carples (1977) conducted an interesting
study examining the behavior of former trainees who became
trainers. Three teachers were trained in classroom management.
These three trainees then became trainers who instructed other
teachers in classroom management. Results showed that the
training worked. The frequency of student disruptive behavior
decreased in the trainee-trainers’ classrooms as well as in the
other teachers’ classrooms. One noteworthy feature of the
project is the effects of becoming a trainer on classroom
management performance. The two trainee-trainers who profited
least from their original training improved their classroom
management performance after training other teachers.
Van den Pol, Reid, and Fuqua (1983) extended our knowledge
of peer training. They trained directcare staff of a residential
facility how to respond to fires, manage aggressive resident
behavior, and aid residents experiencing convulsive seizures.
Peer training was successful. What makes this study noteworthy
is that the authors monitored the trainers’ behavior after they
provided instruction to others. The process of training others
resulted in further development of the trainers’ own skills in the
topics they taught. Trainer performance in topics not taught
declined over time. The van den Pol, Reid, and Fuqua (1983)
and Jones, Fremouw, and Carples (1977) studies demonstrate
the importance of spaced practice in learning. Using former
trainees as trainers is one way of providing them with the
opportunity to recall and practice previously acquired skills,
which is important for generalization and maintenance of their
own learned skills.
Summary
The research described here showed that the way programs are
developed impacts training. Researchers should extend this
body of literature by specifying the linkages among learning
theory, instructional design, and target behavior. Knowledge of
the linkages could be used to develop efficient and effective
training programs. For example, incorporating spaced practice
in the design of the program is one way to increase maintenance
of the behaviors Jones, Fremouw, and Carples (1977) and van
den Pol, Reid, and Fuqua (1983) investigated.
CRITIQUE AND FUTURE RESEARCH DIRECTIONS
Training and development of individuals in organizations has
received a great deal of attention from OBM researchers. To
date, investigations focusing on skill acquisition are in the
minority relative to the number of studies examining the
efficacy of reinforcement (Komaki, Blood, and Holder, 1980;
Runion, Watson, and McWhorter, 1978). This is not surprising
given radical behaviorism's emphasis on consequences in
behavior repertoire development.
We can conclude from the OBM training research that training
is an effective intervention. Organizational behavior
management researchers and practitioners also know how to
ensure generalization and maintenance of skills acquired in
training. Illustrations in the OBM literature also describe how
training fits into a broad range of techniques designed to bring
about behavior change. On the other hand, we have not learned
much about the generalizability of learning theory concepts in
employment settings. There is a gap in the OBM training
literature regarding knowledge of which instructional methods
or combinations thereof are maximally effective in facilitating
learning for classes of target behavior. Finally, we cannot
conclude confidently that many of the programs were costeffec-
tive.
Learning Principles
Little has been mentioned in the OBM training literature
concerning how laboratory-based learning principles (see Bower
and Hilgard, 1981; Catania, 1992; Honig and Staddon, 1977;
Mazur, 1990) are incorporated into instructional techniques. It
is almost as if readers have to accept at face value that
developers designed training programs to facilitate and
maximize acquisition and retention. One consequence is that
little of the research reviewed here advanced our knowledge
about the generalizability of basic learning principles to normal
adults functioning in work settings. Although this assertion
should not be construed as a criticism of OBM for
overemphasizing technology (cf. Geller, 1991), more research
needs to be done to increase understanding of human behavior
in the laboratory and in applied settings.
Studying learning theory concepts is necessary to increase
Understanding of how people acquire skills. For example,
induction, shaping, and fading are all important concepts in
understanding how learning occurs; however, I could not find
one OBM study that specifically addressed how these concepts
can be used to train employees more efficiently.
Investigations are needed that improve our understanding of
how strategies based on learning concepts such as induction,
fading, and shaping enhance and/or detract from the acquisition
of taxonomies of target work behaviors. Karlsson and Chase's
(1996) work with college students’ acquisition of a spreadsheet
program is one excellent illustration of needed research.
Another avenue of applied organizational research that is tied to
basic learning theory is to conduct experiments that lead to
development of a theoretically based set of rules indicating how
to best shape the skills necessary to troubleshoot malfunctions
in machinery.
Program Structure
In most of the articles reviewed here, researchers merely
described the training without explaining why they chose the
instructional methods. In some studies, authors described the
training program in only one or two sentences (see Johnson and
Fawcett, 1994, for an exception). Organizational behavior
management researchers need to focus more attention on
program design. Describing program design and why it is suited
for development of the target behavior serves two purposes. It
allows for empirical evaluation of instructional techniques and
enables readers to judge the degree to which the training
method adheres to sound instructional principles.
Organizational behavior management researchers and
practitioners need to consider why certain training techniques
are thought to be more effective and under what conditions they
should be maximally effective (e.g., course content, purpose of
training, etc.). Gagne's framework (Gag-ne, 1985; Gagne,
Briggs, and Wager, 1988) is relevant here. He described
different learning outcomes and the conditions needed to
facilitate the learning of those outcomes. Applying Gagne's
framework to training involves specifying the target behavior,
classifying the target behavior in type of learning outcomes, and
arranging instruction so that the relevant conditions for learning
are present (see Resnick, Wang, and Kaplan [1973] for an
illustration). Research of this kind is needed in OBM.
One method that has been used to evaluate different training
strategies is comparative research. Researchers who wish to
conduct comparative studies should review Van Houten (1987)
and Johnston (1988). Van Houten (1987) claimed that one
cannot indiscriminately compare training programs without
ensuring that each program is optimally effective. To compare
two programs (e.g., Programs A and B) where Program B is not
optimally developed, and then conclude that Program A is
superior to Program B is misleading because we do not know
whether differences would have existed had Program B been
developed adequately. While it is difficult to discern whether
most interventions in the comparison research section of this
chapter were optimally developed, Van Houten's article
deserves attention because some comparative intervention
research described previously did not appear to make fair
comparisons.
Johnston (1988) questioned the value of comparison research
for a variety of reasons, one of which being that the primary
focus of comparison research is on understanding procedures
rather than understanding behavior. He believes, like Van
Houten (1987), that a full understanding of the behavior and the
intervention is required before comparison studies are
conducted. Doing otherwise leads to results that have poor
generality. Johnston (1988) also adds that achieving full
understanding is a highly unlikely event. In the event that
complete understanding is achieved, it may be obvious which
procedure is better, thereby obviating the need to conduct
comparison research.
Van Houten (1987) and Johnston's (1988) papers have somewhat
different implications for organizational behavior management
researchers. While Van Houten (1987) suggests that comparison
research is important provided that the programs compared are
optimally developed, Johnston (1988) implies that comparison
research may not be necessary in most instances.
One tactic that bridges the views of both authors is component
analysis. Component analysis is used to understand the relative
and/or additive contributions of a part, or several parts, of a
strategy designed to predict and control a target behavior. It is
accomplished by manipulating the exposure of trainees to
features of the training program (e.g., role-playing exercises),
and assessing the impact of the manipulation on behavior. In
and of itself, a component analysis is not a research design.
Rather, it is a tactic that can be employed in a variety of within-
and between-subject research designs. Proper component
analysis research requires specification of the task,
identification of the desired learning outcome, and an
explanation of the rationale behind the application of basic
research on instructional methods to training program
development. Describing the rationale behind the intervention
involves some discussion of why we would expect the
component alteration/inclusion to modify behavior. Research
incorporating component analysis tactics integrates Van
Houten's (1987) and Johnston's (1988) comments because it
provides a justification for the intervention or any program
alteration, thereby (a) avoiding the appearance of
indiscriminately comparing methods, and (b) focusing attention
where it should be, on the target behavior. When done properly,
component analysis research results enable investigators to
ascertain what comDonents make the training intervention
effective, and is useful in developing optimal training programs.
Such research also increases under-standing of how to change
behavior efficiently.
Utility
The reporting of cost-benefit analysis is the exception rather
than the norm. Although the demonstration of utility poses
unique challenges and may have unanticipated effects (Latham
and Whyte, 1994), organizational decision-maker requests to
justify training necessitates the documentation of training value
(Morrow, Jarrett, and Rupinski, 1997). Some approaches to
cost-benefit analysis in the OBM literature include comparing
the cost-benefit ratios of two programs (Brown et al., 1980) and
logic (Alavosius and Sulzer-Azaroff, 1986). An alternative
means by which the value of a program is determined is through
a utility analysis, in which the cost of a program is examined
relative to the gain in productivity. Excellent references on how
to estimate training/intervention costs are found in the
industrial and organizational psychology literature (Cascio,
1982; Gold-stein, 1991).
More utility estimates should be reported in the OBM literature
while concurrently being sensitive to the organization's need to
remain competitive by keeping findings confidential (Balcazer
et al., 1989). The recommendation to justify the costs of
training is not new (Johnston et al., 1978; Mawhinney, 1975).
Unfortunately, the call has not been heeded.
Perhaps one reason why there are few reports of utility in the
OBM literature is that much of the training research occurred in
mental retardation facilities. Programs designed to increase the
effectiveness of people employed at mental retardation facilities
are not likely to demonstrate economic utility. That is, the gain
in dollars of improved client behavior as a result of staff
training is not likely to outweigh the cost of the intervention.
Evaluating these training programs in economic terms is
inappropriate because decision makers may be tempted to
conclude that such programs are not worthwhile.
Interventions aimed at helping directcare workers better manage
the behavior of developmentally disabled clients of residential
facilities should be evaluated on other criteria. For example,
Fleming, Oliver, and Bolton (1996) collected data on trainee
subordinates to assess, in part, the effectiveness of a
supervisory training program. Methot and colleagues (1996)
examined the effects of their training intervention on two levels
of supervision, frontline staff, and client behavior. Another
alternative to computing utility estimates on a single training
intervention is to evaluate the utility of different training
programs. Allison, Silverstein, and Galante (1992) illustrate the
approach in their work on monetary incentive systems.
CONCLUSION
Organizational behavior management research has focused on
evaluating the efficacy of training in a variety of settings. The
studies reviewed in this chapter indicate that while not a cure-
all, training can be an effective technique for changing
behavior. Training is essential to certain behavior changes. That
is, against a context of high instrumentality and great
reinforcement value for performing well, absence of knowledge
or skill needed to produce reinforcers will preclude both
performance and receipt of reinforcers contingent on it.
Much remains to be learned about how to train employees in the
job-related knowledge and skills they need to perform
effectively. Understanding how to best structure instructional
sequences to maximize learning and behavior change for
complex jobs is just one of the challenges facing researchers
and practitioners. I look forward to reading original research
addressing this and other substantive issues.
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62 S I N G L E - C A S E R E S E A R C H M E T H O D S
INTERIM SUMMARY
Because observing behavior continuously is demanding and
probably not feasible
in applied settings, many researchers utilize some version of
interval recording to
acquire a representative sample of the target behavior.Although
automated record-
ing devices are sometimes available, human observers are still
relied on frequently
to collect data in such settings. Humans can be fallible as
observers, but through
appropriate training their reliability and validity in collecting
data can be increased
substantially.
INTEROBSERVER AGREEMENT
Notice that in the previous section we referred to observers,
indicating that more
than one person may be observing and recording the relevant
behavior in a study.
The rationale behind this practice is fairly intuitive. Because
many studies in
applied settings may not allow for automated recording and
measurement, human
observers will be doing the business of data collection. As we
have seen, humans
are not infallible observers, even when well trained prior to the
study. As a means
of controlling for error and maintaining the integrity of the
observational and mea-
surement process, applied studies frequently employ two—and,
on rare occasions,
more than two—observers to collect data. Typically, a study
employs one primary
observer and one secondary observer. The primary observer
usually observes dur-
ing each and every session of a study. The secondary observer
usually observes,
concurrently but independently of the primary observer, during
some subset of the
sessions of a study; 20% to 33% of the total number of study
sessions is a sug-
gested standard in single-case research studies that use
observation recording sys-
tems. Data collected by the secondary observer serve essentially
as a check against
the data collected by the primary observer and permit the
researcher to calculate
indices of observational reliability or interobserver agreement.
We cannot be lulled into thinking, though, that just because we
have two indi-
viduals observing behavior the measures they provide will be
accurate and worthy
of supporting whatever conclusions they may prompt. This
means some effort
must be made to ensure the reliability of the observations made
by our human
observers. Interobserver agreement represents an objective
method of calculat-
ing the amount of correspondence between observers’ reports,
thus indicating
a measure of reliability for the collected data. Because human
observers are the
major source of data in many applied research projects, a
considerable dialogue
has emerged concerning interobserver agreement and how best
to assess it. The
issue is a complex one, and no consensus yet exists. We can
nevertheless present
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on 10/2/2016 7:30 PM via KAPLAN HIGHER ED (IA)
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Case Research Methods for the Behavioral and Health Sciences
Account: ns019078
some of the more frequently used methods for evaluating
interobserver agreement
and come to appreciate some of the thorny issues that surround
this topic.
Interobserver Agreement for Frequency/Rate Measures
One of the simplest ways to evaluate interobserver agreement
(also known in
the literature as interobserver reliability and interrater
reliability) is by calculat-
ing percentage agreement among observers. This essentially
amounts to counting
all observations made by the observers and identifying the
percentage of observa-
tions on which the observers agreed. For instance, say that two
observers count,
during a 12-hour period, how frequently a resident of a nursing
home initiates con-
versations with other residents. The primary observer records 11
such occur-
rences, and the secondary observer reports having observed 13
occurrences. By
simply dividing the smaller number by the larger, and then
multiplying by 100%,
we obtain a percentage agreement, in this case 11/13 × 100% =
85%. Although
this agreement would seem to be pretty high, the number does
not tell us whether
the two observers agreed or disagreed on specific instances of
the behavior.
Interobserver Agreement for Duration and Latency Measures
Recall that duration represents the amount of time that elapses
between the
onset and offset of the target behavior. Suppose two separate
observers collect
measures of exercise duration for a person recovering from a
stroke. Prior to cal-
culating agreement, the researcher must ensure that the
observers are collecting
data for exactly the same time period. It makes no sense to
check the reliability of
the observers’ data if this is not the case. Suppose that for the
designated observa-
tion period, one observer reports a duration of 37 minutes and 0
seconds, and the
second observer reports a duration of 40 minutes and 0 seconds.
To calculate
agreement, we simply divide the smaller number by the larger
number and multi-
ply by 100%. In this case, interobserver agreement would be
reported as 93%
(37 minutes/40 minutes × 100% = 92.5%). Calculating
agreement for latency,
which is the amount of time elapsing between a stimulus and the
target behavior,
follows the same formula. The shorter time period is divided by
the longer time
period and multiplied by 100% to render a percentage
agreement index.
Interobserver Agreement for
Interval Recording and Time Sampling
Calculating agreement for data obtained through interval
recording and time sam-
pling methods is a bit more involved because we are counting
not simply how often
the behavior occurred or how long it takes but rather the
percentage of intervals in
Chapter 3 � Observational Strategies 63
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AN: 688769 ; Morgan, David L., Morgan, Robin K..; Single-
Case Research Methods for the Behavioral and Health Sciences
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which our observers agree that the behavior did or did not
occur. Figure 3.2 depicts a
typical scoring sheet showing the recorded observations of two
observers for a
sequence of 15 successive intervals. Remember, the length of
the interval or how often
the behavior occurred during each interval does not matter. A
check is placed in the
box to indicate that, for that particular interval, the behavior
was observed to occur.
Given two observers and a dichotomous recording decision
(behavior occurred
or did not occur), four outcomes are possible for each interval.
Both observers
could record the occurrence of the behavior, in which case there
will be a check in
both of the corresponding interval boxes (see interval boxes 1–
5, 8, and 12–14 in
Figure 3.2). This first outcome represents an agreement between
the primary and
the secondary observer. It also is possible, of course, that both
observers record a
nonoccurrence, in which case both boxes will be left blank or
marked with an “X”
(see interval boxes 6, 9, and 11). This outcome also represents
an agreement. In
addition, the primary observer could record an occurrence while
the secondary
observer records a nonoccurrence (a disagreement). Finally, the
primary observer
could record a nonoccurrence while the secondary observer
records an occurrence
(also a disagreement—see interval boxes 7, 10, and 15 for
examples of disagree-
ments). We can quantify interobserver agreement for these data
by calculating the
overall percentage of agreement across intervals.
Two of the preceding interobserver outcomes are relatively
straightforward. If
both observers record an instance of behavior for the same
interval, we say that
agreement has occurred. If one observer records an instance of
behavior and the
other does not, we score this as a disagreement. The more
complicated outcome is
one for which neither observer scores an instance of behavior
(interval boxes 6, 9,
and 11). Although you might be tempted to view this as an
agreement, there are
conflicting views on this matter. If the behavior being observed
is very subtle or
tends to occur at very low rates, or if the interval is very brief,
then occurrences of
the behavior could go unnoticed by both observers. For this
reason, our confidence
in agreements of nonoccurrence is suspect relative to
agreements of occurrence.
Consequently, some authorities suggest that researchers should
report three
indices of interobserver agreement: (1) one for occurrences only
when behavior
is observed in 30% or fewer intervals; (2) one for
nonoccurrences only when
behavior is scored in 70% or more intervals; and (3) all boxes,
that is, occurrences
and nonoccurrences combined (Cooper, Heron, & Heward,
2007). Each of these
measures of interobserver agreement can be reported in
published studies, and
readers can interpret these reported levels of agreement and
make their own deci-
sions about the reliability of the measurement system. Let us
take a look at how
the data in Figure 3.2 would be calculated as interobserver
agreement percentages
using each of these three methods.
64 S I N G L E - C A S E R E S E A R C H M E T H O D S
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Occurrences Only. This method of calculating agreement uses
only those inter-
val boxes in which at least one, but possibly both, of the
observers (primary and/or
secondary) placed a check, indicating an occurrence of the
behavior. This means
that boxes 6, 9, and 11 are omitted from the calculation because
neither observer
recorded an occurrence. Thus, the calculation for occurrences
only becomes the
following: agreements on occurrence/agreements on occurrence
+ disagreements
on occurrence × 100% = % agreement on occurrence only or
9/12 × 100% =
0.75(100%) = 75% agreement on occurrence only.
Nonoccurrences Only. There are six interval boxes in Figure 3.2
in which a nonoc-
currence was recorded by one or both of the observers: boxes 6,
7, 9, 10, 11, and
15. This means that the calculation of interobserver agreement
can utilize only
these six boxes. Of these six intervals, both primary and
secondary observers
recorded nonoccurrences in three boxes (6, 9, and 11), and these
represent agree-
ments. Calculation of interobserver agreement for
nonoccurrences only reduces to
agreements on nonoccurrence/agreements on nonoccurrence +
disagreements on
nonoccurrence = % agreement on nonoccurrence only, or 3/6 ×
100% = 0.50(50%) =
50% agreement on nonoccurrence only.
Occurrences and Nonoccurrences. This measure of interobserver
agreement uti-
lizes all interval boxes, regardless of outcome (recorded
occurrences or nonoccur-
rences). For the data in Figure 3.2, the 15 interval boxes result
in the following
calculation of interobserver agreement agreements on
occurrences and non-
occurrences/agreements + disagreements on occurrences and
nonoccurrences = %
agreement on occurrences and nonoccurrences = 12/15 × 100%
= 0.8(100%) = 80%.
Clearly, the method of calculating interobserver agreement has
significant
implications, not only for these hypothetical data but for actual
data reported in the
literature. In the current example, calculations ranged from 50%
to 80% agree-
ment, a disparity that seems to justify recommendations that
researchers report
both calculated agreement percentages and their methods of
calculation. This
practice allows readers of the study to interpret the reported
levels of agreement
and make their own decisions about the reliability of the
measurement system.
Perhaps the bigger question to be addressed, however, is just
what makes for
acceptable levels of interobserver agreement when human
observers provide the
primary data for a study. This is not an easy question to answer
because there is
no magical level of interobserver agreement that defines a good
study, although
clearly researchers strive for high levels of reliability.
Generally speaking, sources
in the literature suggest that 80% constitutes a general guideline
for minimally
acceptable interobserver agreement, although even this level of
reliability may be
Chapter 3 � Observational Strategies 65
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insufficient when the behavior of interest is well defined and
commonly studied
(Miller, 1997). Other factors, such as the observational setting,
complexity of
operational definition, and whether multiple behaviors are being
observed simul-
taneously, may influence the level of agreement that would be
acceptable in a spe-
cific study. Interobserver agreement levels that fall below
acceptable standards
suggest that it might be a good idea to revisit the operational
definition or to retrain
the observers.
It is not unusual for interobserver agreement to fluctuate during
the course of a
study, particularly studies that entail long periods or phases of
observation and
data collection. The tendency for an observer to provide
inaccurate measures of
behavior over time is referred to as observer drift. This
phenomenon may be due
to fatigue, boredom, or simply forgetting to apply or
haphazardly applying the
operational definition. Whatever the cause, observer drift needs
to be attended to
in order to maintain measurement integrity. This can be done by
retraining
observers on the operational definition and conducting periodic
reliability checks
on observations. Observers who are aware that their
observations will be moni-
tored tend to be less susceptible to observer drift and provide
more reliable data
(Kent, O’Leary, Dretz, & Diament, 1979).
Reactivity
The social nature of human behavior has consequences as well
for subjects
whose behavior is being observed for research purposes.
Although it is sometimes
possible to observe behavior unobtrusively, without the subject
or client being
aware of the observation, this is frequently not the case in
behavioral and health
science research. More often, subjects and clients are fully
aware not only that
66 S I N G L E - C A S E R E S E A R C H M E T H O D S
Successive intervals
1 2 3 4 5 6 7 8 9 10 11 12 13 14 15
√ = target behavior was observed to occur in interval
(occurrence)
X = target behavior was not observed to occur in interval
(nonoccurrence)
Primary observer √ √ √ √ √ X √ √ X X X √ √ √ √
Secondary observer √ √ √ √ √ X X √ X √ X √ √ √ X
Figure 3.2 Calculating interobserver agreement for interval
recording
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their behavior is being observed but also of the purposes for
which it is being
observed. To understand why this may be important, all you
have to do is imagine
how your own behavior differs depending on whether you think
someone is or is
not watching you. A case in point is the encounter with the
uncooperative vending
machine. We have all had the frustrating experience of putting
our money into a
machine, making our selection, and standing helplessly by as
the machine fails to
deliver our requested food or drink. This is, of course, where
things get interest-
ing. People can become marvelously creative problem solvers
under this condi-
tion, and their behavior often runs the gamut from pressing
every button on the
machine to reaching their arms as far up into the machine as
they can to attempt-
ing to coax their selection out of the machine by slapping,
rocking, and otherwise
assaulting the mechanical monster. Naturally, the degree of
frustration actually
vented on the machine is largely determined by whether there is
an audience.
Vandalism, after all, is an act punishable by law.
When people behave in a different-from-usual manner in
response to being
observed by others, we say that reactivity has occurred. The
problem with reac-
tivity is that the behaviors observed may represent not the
person’s usual pattern
of behavior but rather an idiosyncratic response to being
observed. Any parent
who has ever visited an elementary classroom to observe his or
her child under-
stands the impact that his or her presence has, at least initially,
on the children. A
strange adult in the classroom is a very conspicuous change in
the classroom envi-
ronment, and some disruption of the daily routine is to be
expected. Fortunately,
reactivity tends to diminish with repeated observation (Haynes
& Horn, 1982).
Eventually, the children will habituate, or get used to, the
parent’s being present
and will settle down into their daily schedule. For the most part,
reactivity is prob-
lematic only during the initial portion of an observation period.
The threat that
reactivity poses is that our measures of behavior will paint an
artificial picture of
the target behavior. For this reason, it is often a good idea to
allow initial obser-
vation to continue long enough to establish whether reactivity
has occurred. If it
has, continuing observation and measurement will allow the
behavior to return to
its natural state, and this is essential if the data being collected
are to be used in
drawing meaningful inferences.
INTERIM SUMMARY
Before collecting the primary data for a study, researchers must
assess the reliabil-
ity of the behavioral measures reported by human observers.
Interobserver agree-
ment, reported as a percentage measure, can be calculated for
various dimensions of
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behavior, including response frequency/rate, duration, latency,
and occurrence or
nonoccurrence. Establishing sufficient levels of interobserver
agreement should
occur during training of observers and before formal data
collection begins for the
study. Finally, individuals being observed may behave in an
atypical manner in the
beginning stages of observation, a phenomenon known as
reactivity. Reactivity is
usually short lived, and researchers should allow for its effects
to diminish before
beginning data collection. In the next chapter, we will begin
considering the unique
strategies used to both monitor and graphically present the
repeated measures data
that are so instrumental to single-case research methodology.
KEY TERMS GLOSSARY
Observation The act of hearing, seeing, feeling, or otherwise
coming into contact
with some stimulus in the environment.
Operational definition Definition of a research variable based
on operations used
to measure the variable.
Response rate A dimension of behavior consisting of number of
responses
occurring during a period of time.
Duration A dimension of behavior consisting of time from onset
to offset of the
behavior.
Latency A dimension of behavior consisting of time between an
antecedent
stimulus and the onset of a behavior.
Intensity A dimension of behavior consisting of magnitude or
strength.
Environmental by-products A dimension of behavior consisting
of a lasting or
permanent impact on the environment produced by the behavior.
Interval recording A method of observation in which a specified
time period is
subdivided into shorter blocks and observation occurs
systematically for each
block.
Time sampling An interval recording strategy in which
observation and non-
observation intervals are alternated over a prolonged period of
time.
Reliability A measurement strategy or tool that renders
consistent and accurate
measures of a variable.
Interobserver agreement An objective method of calculating the
amount of
correspondence between observers’ reports.
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2 EVIDENCE-BASED STAFF TRAINING
ehavior analysts often share the job
duty of training support staff in
human service agencies to imple-
ment intervention plans for challenging
behavior (Macurik, O’Kane, Malanga,
& Reid, 2008) or teaching strategies
(Catania, Almeida, Liu-Constant, &
Reed, 2009; Rosales, Stone, & Rehfeldt,
2009) with consumers. In addition,
staff are often trained in general prin-
ciples and practices of behavior analysis
(Lerman, Tetreault, Hovanetz, Strobel,
& Garro, 2008). Disseminating infor-
mation about effective practices among
caregivers in this regard has become a
professionally expected responsibility of
behavior analysts (Lerman, 2009).
The importance of training human
service staff was recognized early in the
history of behavior analysis as it became
clear that making a large-scale impact on
consumers required effective training of
support staff (Frazier, 1972). Behavioral
researchers then began investigating
staff training procedures (see Miller &
Lewin, 1980; Reid & Whitman, 1983,
for reviews of the early research on staff
training). Researchers have continued to
examine the effects of staff training strat-
egies to allow for more effective and ef-
ficient use of behavioral procedures with
individuals with disabilities. Despite this
existing research, many staff in human
service agencies often do not acquire the
skills that the procedures are intended to
train (Casey & McWilliam, 2011; Clark,
Cushing, & Kennedy, 2004; Sturmey,
1998). Hence, if behavior analysts are
to successfully fulfill their staff-training
responsibilities, additional guidance on
best-practice implementation of staff
training strategies is warranted.
The purpose of this paper is to
describe an evidence-based protocol for
training human service staff. Although
this training technology has been dis-
cussed from several perspectives (e.g.,
Reid, O’Kane, & Macurik, 2011),
the focus here is on describing the
basic components of the training pro-
tocol for behavior analyst practitioners.
Suggestions are also provided for effec-
tively implementing the protocol based
on our training experience. Following a
summary of the evidence-based training
protocol, a brief case demonstration is
presented to illustrate its application.
Practical issues often related to the
overall success of staff training are then
offered for consideration.
Before describing the evidence-
based training protocol, it should be
noted that the focus of this training
model is on training performance skills.
Staff are trained to perform work duties
that they previously could not perform
prior to training. The model stands
in contrast to approaches that focus
primarily on enhancing knowledge or
verbal skills, which would allow them to
answer questions about the target skills.
Though knowledge enhancement is
clearly an important function of certain
training endeavors, the goal of this pro-
tocol is improved performance (Parsons
& Reid, 2012). The distinction between
training performance versus verbal skills
is important because of the different
outcomes expected as a function of the
training process and because different
training procedures are required. Early
behavioral research demonstrated that
staff training programs relying on verbal-
skill strategies (e.g., lectures, presentation
Evidence-Based Staff Training: A Guide for Practitioners
Marsha B . Parsons & Jeannia H . Rollyson
J . Iverson Riddle Center, Morganton, North Carolina
Dennis H . Reid
Carolina Behavior Analysis and Support Center
Behavior analysts in human service agencies are commonly
expected to train
support staff as one of their job duties. Traditional staff
training is usually
didactic in nature and generally has not proven particularly
effective. We
describe an alternative, evidence-based approach for training
performance
skills to human service staff. The description includes a
specific means of
conducting a behavioral skills training session with a group of
staff followed
by on-the-job training requirements. A brief case demonstration
then il-
lustrates application of the training approach and its apparent
effectiveness
for training staff in two distinct skill sets: use of most-to-least
prompting
within teaching procedures and use of manual signs. Practical
issues associ-
ated with applying evidence-based behavioral training are
presented with
a focus on providing training that is effective, efficient, and
acceptable to
staff trainees.
Keywords: behavioral skills training, evidence-based practices,
most-to-least
prompting, staff training
ABSTRACT
B
Behavior Analysis in Practice, 5(2), 2-11
3EVIDENCE-BASED STAFF TRAINING
of written and visual material) are effective for enhancing tar-
geted knowledge, but often are ineffective for teaching trainees
to perform newly targeted job skills (Gardner, 1972). Thus,
programs that rely heavily on verbal-skill training approaches
typically prove ineffective in creating a meaningful impact on
the job performance of human service staff (Alavosius &
Sulzer-
Azaroff, 1990; Petscher & Bailey, 2006; Phillips, 1998).
A Protocol for Evidence-Based Staff Training
Evidence-based staff training consists of performance- and
competency-based strategies (Reid et al., 2003). The phrase per-
formance-based refers to what the trainer and trainees do (i.e.,
actively perform the specific responses being trained) during
the
training. The phrase competency-based refers to the practice
of continuing training until trainees competently demonstrate
the skills of concern (i.e., meet established mastery criteria).
Specifically, the training is data-based; observational data are
obtained to document that trainees demonstrate the target
skills at established proficiency criteria. More recently, this ap-
proach to staff training (i.e., instructions, modeling, practice,
and feedback until mastery is achieved) has been referred to
as behavioral skills training or BST (Miles & Wilder, 2009;
Nigro-Bruzzi & Sturmey, 2010; Sarokoff & Sturmey, 2004).
The procedures and literature described here are generally
consistent with the research and procedures described as BST,
though the specific procedural steps may vary slightly. A basic
protocol for conducting a BST session is presented in Table 1.
The protocol consists of six steps, each of which is described
in subsequent sections. This protocol is designed for training
staff using a group format; however, the same basic steps can be
used when training an individual staff member though some
variations may be needed for individual implementation such
as with behavioral coaching (Rodriguez, Loman, & Horner,
2009) and when all training occurs in-vivo or on the job (Miles
& Wilder, 2009).
Step 1: Describe the Target Skill
The first training step involves the trainer providing a
rationale for the importance of the skill being trained and a de-
scription of the behaviors required to perform the skill (Willner,
Braukmann, Kirigin, Fixsen, Phillips, & Wolf, 1977). This step
is generally referred to as instructions in the BST model. To
adequately complete this step, trainers must behaviorally define
the target skill using a tool such as a performance checklist of
necessary staff actions (Lattimore, Stephens, Favell, & Risley,
1984).
Step 2: Provide a Succinct Written Description of the Target
Skill
Following a vocal description of the target skill, trainers
should provide each trainee with a written description of the
target behaviors that constitute the skill. The performance
checklist referred to in Step 1 often serves this function. The
trainer may also need to provide a written summary of pre-
cisely what staff should do in different situations (Macurik et
al., 2008), such as when being trained to implement a plan to
reduce challenging behavior. The description should be suc-
cinct and focus on exactly what needs to be done to perform
the target skill.
Many trainers fail to provide a succinct, written descrip-
tion of the target skill (Reid, Parsons, & Green, 2012, Chapter
4). Instead of providing staff trainees with a written summary,
they are referred to a lengthier document (e.g., a formal be-
havior plan) available in a central location. Our experience
suggests that a number of staff typically will not access the plan
to review the information when needed. Documents such as
plans for challenging behavior frequently contain much more
information than what staff need to implement the plan (e.g.,
background consumer information, assessment processes used
to develop the plan), though the information is important for
other purposes.
Step 3: Demonstrate the Target Skill
Once trainees have heard and read a description of the ac-
tions to perform the target skill, the trainer should demonstrate
how to perform the skill. This step, referred to as modeling in
BST, can usually be readily accomplished by using a role-play
process (Adams, Tallon, & Rimell, 1980), and particularly
when two trainers are present. One trainer plays the role of a
staff member and the other trainer plays the role of a consumer
(if the target skill involves interacting with a consumer). It
is critical that role-play demonstrations be well-scripted and
rehearsed prior to the training session to ensure an accurate
and fluent demonstration of all key components of the target
skill. If a second trainer is not available, a trainee can assist in
the demonstration. In the latter case, the trainer must provide
detailed instructions to the trainee to ensure the trainee knows
exactly what should be done during the demonstration. We
have also found it helpful for trainer(s) to stop or “freeze” at
certain points and describe what is being done and why to help
Training step Trainer action
Step 1 Describe the target skill
Step 2 Provide a succinct, written
description of the skill
Step 3 Demonstrate the target skill
Step 4 Require trainee practice of the
target skill
Step 5 Provide feedback during practice
Step 6 Repeat Steps 4 and 5 to mastery
Table 1. Behavioral Skills Training Protocol for Conducting a
Training Session With a Group of Staff
4 EVIDENCE-BASED STAFF TRAINING
trainees attend to key actions being demonstrated. Alternatively,
video models have been effectively incorporated into BST as
the
demonstration component for teaching staff various skills such
as conducting discrete-trial instruction (Catania et al., 2009;
Sarakoff & Sturmey, 2004) and use of picture communication
systems (Rosales et al., 2009).
Step 4: Require Trainee Practice of the Target Skill
After demonstration of the target skill, trainees rehearse
performing the skill in a role play similar to the trainer demon-
stration (Adams et al., 1980). Instructions are given to organize
trainees such that one can play the role of the consumer (again,
if relevant) and one can demonstrate the target skill while
other trainees observe. All trainees must practice performing
the target skill.
The trainee practice step, referred to as rehearsal in BST,
is frequently omitted during staff training (Reid et al., 2012,
Chapter 4). In many staff training programs, only vocal and
written descriptions of the target skill are provided, perhaps
supplemented with a demonstration. This omission likely
occurs because the practice component requires significant
time investment for each trainee to practice the skill. However,
practicing the skill is a critical feature for the success of BST
and should be required of each trainee to produce effective
performance (Nigro-Bruzzi & Sturmey, 2010; Rosales et al.,
2009).
Step 5: Provide Performance Feedback During Practice
The fifth step of the training protocol is for trainers to
provide feedback to the trainees as they practice performing the
target skill. Trainers should circulate among the trainees to ob-
serve their performance and provide individualized supportive
and corrective feedback (Parsons & Reid, 1995). Supportive
feedback entails describing to the trainee exactly what s/he
performed correctly and corrective feedback involves specify-
ing what was not performed correctly. Corrective feedback also
involves providing instruction about exactly how to perform
any aspects of the target skill performed incorrectly in order to
facilitate proficient future performance of the skill. Generally
we recommend providing feedback following completion of a
given role play in contrast to interrupting an ongoing role-play
activity to provide feedback.
Observing trainees and providing feedback to each trainee
requires time and effort on the part of trainers. This is another
reason that it is often beneficial to have two trainers present,
and especially if the number of trainees exceeds four or five.
Providing individualized feedback is as critical to the training
process as the trainee practice component, and must involve
each trainee.
Step 6: Repeat Steps 4 and 5 to Mastery
The final step in a BST session is to repeat Steps 4 and 5
until each trainee performs the target skill proficiently (Nigro-
Bruzzi & Sturmey, 2010). Trainers should establish a mastery
criterion, such as trainees performing 100% of the target steps
correctly (Miles & Wilder, 2009) or perhaps a lower percent-
age but with identification of certain critical steps that must
be performed at 100% proficiency (Neef, Trachtenberg, Loeb,
& Sterner, 1991). This final step represents the essence of the
competency part of BST. A staff training session should not be
considered complete until each trainee performs the target skill
competently.
On-The-Job Training
The group training protocol is designed to train staff at
one time in a situation that differs from the daily work situa-
tion. The format is commonly used in human service settings
where behavior analysts practice. However, because the training
involves a simulated situation (e.g., role plays, no consumers
present), the overall training process is not complete. The ses-
sion must be followed by on-the-job training.
On-the-job, or in-vivo, training increases the likelihood
that performance of the target skill acquired during the train-
ing session generalizes to the usual work situation (Clark et al.,
2004; Smith, Parker, Taubman, & Lovaas, 1992). On-the-job
training involves trainers observing each trainee applying the
target skill in the regular work environment and providing
supportive and corrective feedback as described in Step 5 of the
training protocol. Observations and feedback should continue
until each trainee performs the target skill proficiently during
the typical work routine.
The on-the-job component is another aspect of the train-
ing process that can involve a substantial time investment by
trainers because they must go to each trainee’s worksite for
observation and feedback. In this regard, we have found that
the amount of time trainers will have to spend at trainee work
sites will be minimized if each trainee has previously demon-
strated competence during role plays in the training session;
proficiency in demonstrating a target skill on the job often
parallels the level of proficiency demonstrated during previous
role plays.
The on-the-job training component completes the training
process. However, it should also be emphasized that although
completion of training is often a necessary step to promote
proficient staff performance on the job, it is rarely a sufficient
step (Reid et al., 2012, Chapter 4). Newly acquired job skills
must be addressed from a performance management perspective
(Austin, 2000) to ensure they maintain, and particularly with
continued presentation of feedback by supervisors and related
personnel. Describing effective on-the-job performance man-
agement is beyond the scope of this paper; however, a number
of resources describe evidence-based approaches to managing
daily work performance of staff (e.g., Austin; Daniels, 1994;
Reid et al., 2012).
Case Demonstration of Evidence-Based Staff Training
To illustrate how BST can be applied to train staff in a
group format in a human service setting, the following case
demonstration is presented. The demonstration involved train-
ing two sets of skills deemed important by the staff supervisor.
5EVIDENCE-BASED STAFF TRAINING
Method
Setting and participants. The demonstration occurred dur-
ing ongoing services at an education program for adults with
severe disabilities. The primary locations were classrooms in
which instructional services and paid work (e.g., contract work,
retail manufacturing) occurred. Seven teachers and one
teacher’s
assistant served as participants; six of these participants were
women. Participant ages ranged from 30 to 53 years (M = 45
years) and their experience ranged from 1 to 30 years (M = 14).
Each teacher was responsible for services in a given classroom
and the teacher’s assistant worked in one of the classrooms.
Each teacher was licensed in special education. Four teachers
had a bachelor’s degree and three had a master’s degree.
Behavior definitions and observation systems. The skill sets
targeted for training were selected by the supervisor of the pro-
gram (experimenter) based on her view of relevant skill targets.
The first skill set pertained to using a most-to-least (ML) as-
sistive prompting strategy (Libby, Weiss, Bancroft, & Ahearn,
2008) while teaching consumers. All participants had previ-
ously mastered using a least-to-most assistive (LM) prompting
strategy (Parsons & Reid, 1999), which was the most common
prompting approach used in the adult education program. The
supervisor’s intent was to expand the participants’ teaching
skills by training them to also be able to use the alternative, ML
prompting strategy. The second targeted skill involved the use
of manual signing in interactions with certain adult students.
Only seven participants were involved in this training due to a
medical leave. Each participant interacted, or potentially could
interact, with a student who responded to and/or used manual
signs for communication. However, the participants had not
received formal training in manual signing for at least several
years, if at all.
The ML prompting protocol involved five teaching com-
ponents based on previous research on LM prompting (Parsons
& Reid, 1999). First, correct order was defined as teaching the
steps of a student program in the exact sequence specified in
the program task analysis. Second, correct reinforcement was
defined as providing a consequence after the last correct step
in a program and not providing the same consequence for
any incorrectly performed step by the student. Reinforcement
could be provided for correct student completion of any step
but must be provided for the last correctly completed step.
Third, correct error correction was defined as the teacher inter-
rupting a student’s error and providing increased assistance
sufficient such that the student then correctly completed the
step. Correct prompting (modified from prior research to target
ML) involved two components. The first component, full
physical guidance on the first teaching trial, was defined as the
teacher physically guiding the student through all steps of the
task analysis. The second component, less assistive prompts on
subsequent trials, was defined as the teacher beginning at least
one step on the target trial by guiding the student through the
step, stopping the guidance at a point earlier than on the previ-
ous trial for that step, and not providing more assistance on any
step for the target trial relative to the preceding trial. Hence,
there were five overall components constituting correct teach-
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This is from class AH111Quality, Access and CostIn a one to two .docx

  • 1. This is from class AH111Quality, Access and Cost In a one to two page paper identify the impact that technology has on quality, access, and cost of healthcare. Be sure to cite your references. This is Chapter 6 from the book: Johnson, C.M., Mawhinney, T. C., & Redmon, W.K. (2001). Handbook of organizational performance: Behavior analysis and management.New York, NY: Sage The Hawthorn Press, Inc In-text citation: (Johnson, Mawhinney & Redmon, 2001) Chapter 6 Training and Development in Organizations: A Review of the Organizational Behavior Management Literature There are several excellent literature reviews and other discussions on personnel training in organizations in the industrial and organizational (I/O) psychology literature (Campbell, 1971; Eden, 1987; Goldstein, 1980, 1991; Latham, 1988, 1989; Tannenbaum and Yukl, 1992; Wexley, 1984). These works have had an impact on the field of training and have contributed to the development and quality of training research. With few exceptions, however, these reviews have ignored organizational behavior management (OBM) training research. The present chapter attempts to fill that gap and extend earlier treatments of OBM training (Reid, Parsons, and Green, 1989; Ross, 1982). The chapter begins with a review of the OBM training literature followed by a critique and suggestions for future research. Space constraints preclude treatment of the entire training literature from a behavior analytic perspective. Thus, I focus primarily on research investigating the process of instruction
  • 2. and skill acquisition of people employed in organizations. Research investigating transfer of training strategies is not emphasized because several excellent papers on generalization and maintenance already exist in the I/O (Baldwin and Ford, 1988), education (Royer, 1979), and behavior analysis (Stokes and Baer, 1977; Stokes and Osnes, 1989) literatures. Research where training was peripheral to other organizational interventions (e.g., Fox and Sulzer-Azaroff, 1989; Komaki, Blood, and Holder, 1980; Rowe, 1981; Streff, Kalsher, and Geller, 1993) is also excluded. Finally, research focusing primarily on trainee reactions to programs is not discussed (Reid and Parsons, 1995, 1996). The author would like to express appreciation to Thomas S. Critchfield, Richard K. Fleming, and the editors for their comments on an earlier version of this chapter. THE IMPORTANCE OF INSTRUCTION Some suggest that training does not play as important a role in behavior change as consequences. In a discussion of organizational change, Murphy and Remnyi (1979) state that antecedent stimulus control techniques are not likely to yield long-term changes in behavior unless consequent stimuli are controlled. Similarly, Geller (1990) notes that workshops and training programs cannot maintain safe behavior or reduce work injuries because natural contingencies are not in place to support safe behavior. He stresses the importance of using operant conditioning principles to maintain safe behavior. While reinforcement is certainly important in maintaining responses (Komaki, 1981/82; Kazdin, 1994), investigating how to structure material to be learned so that responses are acquired efficiently and in a cost-effective manner is worthy of study in and of itself. This is especially true for those behaviors that involve complex and interrelated sets of responses that jobs of the future are more likely to include (Howell and Cooke, 1989). Thus, training is viewed here as having a critical role in behavior change processes. TRAINING RESEARCH
  • 3. The purpose of studies described in this section was to evaluate effectiveness of training in terms of behavior change. This was generally accomplished by measuring behavior and evaluating performance before and after training. Fawcett and Miller (1975) conducted a training study designed to improve public speaking. Topics included how to structure a talk (e.g., acknowledging the introduction, statement of appreciation to introducer, greeting the audience, topic introduction) and body movements such as hand movement and eye sweeps. The program included written instructions, role- playing, and performance feedback. Results showed the program effectively increased the frequency of target behavior and the speaker's performance ratings by members of the audience. Maher (1981a) described a training project within which special educators were taught how to develop individualized educational programs (IEPs) for special education students. The program concentrated on discussing the essential roles of IEP components and skill development in developing educational goals and objectives. Training in group conflict management also was provided. Results indicated productivity with respect to developing IEPs improved among educators involved in the training project. Hall and Hursch (1981/82) found that reading the training manual and holding meetings with a consultant increased the amount of time four university faculty spent on important tasks. Self-reports of efficiency and satisfaction also improved. One notable contribution of this study is that the authors presented information on ways to obtain accurate, reliable, nonreactive measures of time use. Some of the problems associated with those methods complemented other work on reactivity in behavioral observation (Haynes and Horn, 1982). Maher (1982) also successfully implemented a time management program to increase the amount of time nine classroom teachers devoted to instructional behavior such as lecturing and holding discussions. Program components included diagnosing time management skills, analyzing time management problems,
  • 4. developing and implementing a plan for more productive use of time, and an evaluation phase in which trainees learned how to evaluate their progress in the use of time management. The program also included monthly social support meetings designed to facilitate generalization and maintenance. Maher (1984) described and evaluated a training program designed to teach administrators OBM skills. Topics covered included problem identification, program design, implementation, behavior consequences, program evaluation, and staff involvement in the intervention. Results suggested the trainees were able to apply OBM techniques to improve organizational performance. Bruwelheide and Duncan (1985) described a means by which an organization's labor relations course was evaluated. Supervisors received training and then scored a videotape on the degree to which the videotaped models adhered to the program principles. Results showed that subjects did better on the posttest than the pretest and that the trained group performed better on the test than a group that did not receive training. While scoring the participants’ performance in role-playing sessions would have enhanced the meaningfulness of the learning measure, what was noteworthy in this study is that the authors attempted to assess the opportunities to engage in these behaviors both before and after training. This is important because practitioners can determine the percentage of opportunities on which responses were emitted and adjust absolute frequency accordingly. Welsh et al. (1989) extended work on improving meeting effectiveness (Briscoe, Hoffman, and Bailey, 1975; Seekins, Mathews, and Fawcett, 1984) by developing a manual designed to improve the performance of meeting chairs. The manual required little facilitator time and resulted in improved performance on a skills generalization test. Nordstrom, Lorenzi, and Hall (1990) instructed managers in city government on OBM techniques. Results from skill acquisition and performance measures showed that the managers learned the material and employee performance improved. Managers also
  • 5. were satisfied with the program. Hopkins and colleagues (1986) conducted an intervention designed to reduce employee exposure to toxic chemicals. Training consisted of a description of behaviors that would reduce exposure, along with a rationale of why those behaviors would work. Modeling, answering trainee questions, daily feedback, and reinforcement were other intervention components. Results showed that the program worked. Johnson and Fawcett (1994) trained three receptionists of a human service agency to increase their frequency of courteous behavior. They provided trainees with written instructions, practice, and feedback on performance. The authors also implemented a lottery system to enhance maintenance. While some of the target behaviors appear to be outside the boundaries of courteous service (e.g., asking closed-ended questions when requesting factual information), the research is interesting and results documented program effectiveness. Wilson, Boni, and Hogg (1997) describe an intervention designed to enhance courteous behavior of two police officers and five public servants. The authors identified the target behaviors through on-the-job observation, a literature review, and a survey. Target behaviors included failing to smile or having a sullen expression, failing to give an appropriate greeting, keeping the customer waiting without acknowledgment, talking to a colleague while attending to the customer, having an abrupt or unfriendly tone of voice, failing to give the customer full attention, and ending the exchange abruptly. The training program included videos, discussions, and handouts describing the target behaviors. One video illustrated a discourteous interaction. The trainer played the video again while stopping the tape at various times to discuss the model's behavior. Trainees also viewed a modeling display of appropriate behavior. The trainees’ supervisors also participated in a training session designed to teach them how to reinforce courteous behavior in subordinates and to correct instances of discourteous acts. Results showed that the
  • 6. frequency of courteous behavior increased and that there was greater uniformity among the public servants’ percentages of courteous behavior following the workshop. However, performance decreased after a period of time. Summary A reasonable conclusion based on the ongoing research is that training is a useful technique for changing a variety of behaviors. What researchers need to ask and to investigate further is the question of why training is effective in changing behavior. Understanding why training works is important because it enables researchers to develop better programs for the target behaviors. For example, Maher (1982) described and evaluated a time management program that appeared to have been logically developed. Although we can conclude that the program was effective, we do not know whether the methods used were the most effective means by which people acquired skills such as analyzing time management problems. Incorporating the findings of the basic literature on learning theory into program development and validating those findings is one strategy that would increase our understanding of training and skill acquisition of employees. COMPARISON RESEARCH Comparison research typically involves determining which of two or more interventions is the most effective or efficient in changing behavior. Studies reviewed here compared different training techniques or compared training to other interventions. Adams, Tallon, and Rimell (1980) compared the performance of trainees who received either a lecture on how to use positive reinforcement, or role-playing exercises supplemented with feedback. The performance of people who received the lecture improved initially after training, but declined thereafter. On the other hand, the performance of those who were involved in role- playing improved over time. Brown and colleagues (1980) examined the effectiveness of training and feedback on customer service behaviors such as approaching customers, greeting them, and demonstrating
  • 7. courtesy. The four-hour program covered the company's courtesy standards, the relationship between customer service and performance appraisals, and listening skills and complaint handling. Training activities included viewing models, completing worksheets, and role-playing. Results showed that training had little effect on performance, but feedback improved performance dramatically. One feature of the investigation was the demonstration that the trained behaviors were associated with an important organizational outcome (customer satisfaction). One salesperson was told to perform alternately all of the target customer responses and then none of the behaviors for customer transactions. On average, customers who were recipients of the trained behaviors reported they were more satisfied than customers who were not exposed to the trained behaviors. Maher (1981b) examined the differential effects of an active learning program (ALP) and an instructional learning program (ILP) in the development of educational programs. The author used social learning theory principles (Bandura, 1969) to develop the ALP. The ALP emphasized discussion, rehearsal, feedback, and social reinforcement. The ILP emphasized lectures, discussion, and formal didactic presentations. Trainee performance was evaluated in terms of quality and quantity of educational programs developed after training. Results showed that the active learning program was more effective than the ILP. However, we do not know what aspects of the ALP resulted in the program's superiority over the ILP. That is, we do not know the differential contributing effects of ALP components such as rehearsal or feedback. Moreover, the ALP program included homework assignments whereas the ILP did not. The impact of homework assignments on productivity, that is, above and beyond the ALP, remains undetermined. Hanel, Martin, and Koop (1982) prepared a self-study time management guide and compared the effectiveness of that manual in developing and maintaining time management to that of a bestselling time management book. Participants in the self-
  • 8. instructional group were asked to work on the manual for one hour each day for eight days. People who used the popular-press book were asked to read it, which the researchers said could be accomplished within eight hours. Subjects in the self-study time management guide group also were given guidelines on how to use the manual; people in the bestseller group did not receive guidelines. The manual contained exercises, thereby enabling the participants to take a more active role in the learning process than subjects in the bestseller group. Results showed that the self-instructional group performed better than the bestseller group, although no rationale was offered as to why performance differences were expected. Moreover, although not assessed directly, guidelines on how to use the manual and supplemental exercises provided to the manual group may have enhanced subsequent performance. Ford (1984) examined training in a health care facility. Specifically, he compared the relative effectiveness of a traditional training approach with a personalized system of instruction (PSI) approach. The traditional training methods included lectures, videotapes, films, and demonstrations. The personalized system of instruction in this study included features such as self-paced instruction, subject mastery before moving to new material, being able to work on multiple units simultaneously, and allowances for repeating performance evaluations. People trained with the PSI approach performed better on the training learning measures and received higher supervisory on-the-job performance ratings than those using the traditional approach. Training efficiency indices also were compared in this study. The percentage of people participating in the PSI approach who completed the program was greater than the percentage of people completing the alternative method (100 percent versus 73 percent). In addition, it took less time for the PSI participants to complete the program (47.32 hours versus 165 hours). Clearly, the PSI approach was more effective and efficient than the traditional learning approach. Born, Gledhill, and Davis (1972) compared learning by subjects
  • 9. exposed to different instructional methods. One group received instruction via lectures; two other groups each received one of two types of PSI instruction; and a fourth group rotated among the three methods. Students in the PSI sessions performed better on tests than students who received lectures, especially on essay and fill-in-the-blank tests. Poor and average students appeared to obtain the most benefit from PSI. Born and Davis (1974) also found that students scored slightly higher on knowledge tests after using the PSI approach than after the lecture method. The PSI approach also appears to have been the most costeffective method, as the preparation time for the two instructional methods were equivalent. Neef and colleagues (1991) conducted two studies that essentially examined the effectiveness of modeling and role- playing. Respite care providers viewed videotapes of models providing respite care alone, with one other person, or as part of a group. Overall training appeared effective as skills acquired during instruction generalized to the job and in many instances were maintained up to six months. The authors also reported that presentation format had no effect on performance. The experiment was replicated with subject participants from human service agencies. Results indicated that training improved performance, but presentation format (alone, dyad, and group) had no effect on behavior. Karlsson and Chase (1996) examined effects of prompting procedures on college student acquisition of a computer spreadsheet program. Continuous prompting involves telling the learner what keys to punch during the entire learning process. Fading is a strategy involving a gradual transfer of stimulus control from the instructions to the computer interface (e.g., keyboard or mouse). One type of fading had students guess at which keys to punch. The time interval before being told the correct response increased on successive trials (i.e., prompt delay). The second fading strategy involved discrimination (i.e., additional choices). Students had to identify which keys to punch where the number of incorrect alternatives increased over
  • 10. successive trials. Results showed that the college students who had received continuous prompting made approximately twice as many errors on a posttest than students receiving either of the two fading strategies. Their theoretically-based research clearly documents the advantages of having trainees take an active role in the learning process. Summary The research reviewed here shows that training methods are differentially effective, although the quality and quantity of training such as the use of homework was not always controlled. What OBM researchers need to discover is why certain training techniques are better suited for developing target behavior than other methods. For example, Ford (1984) demonstrated the superiority of the PSI approach over the lecture method; however, we cannot determine from the research why the program was best suited for the target behaviors trained. An extension of the research reported here would (a) clearly specify the target behavior to be trained, and (b) identify the training methods best suited for development of the behavior through application of basic research on instructional design. A systematic program of research of this nature should lead to the development of guidelines that would enable trainers to match training methods with different classes of target behaviors. TRAINING AND MOTIVATION Training is best suited for developing skills; it is not a very efficient tool for resolving motivational problems unless the instructional experiences target self-management behavior (e.g., Frayne and Latham, 1987; Latham and Frayne, 1989). The OBM research reviewed in this section illustrates that training is not a panacea for all organizational problems. Quilitch (1975) compared the effects of memos, a workshop, and publicly posted feedback on employee attendance. Results indicated that neither the attendance memos nor training were effective in improving attendance. Feedback was the only intervention that improved attendance. In this situation training was not warranted. The root of the problem was motivational.
  • 11. Trainees did not exhibit a skill deficit; they demonstrated the ability to come to work but did not do so on a consistent basis. Geller and colleagues (1980) examined the relative effectiveness of a memo stressing the importance of practicing sanitation principles (hand washing), training, and feedback for improving cafeteria employees’ sanitation behavior. After collecting baseline data, some employees received a one- paragraph memo about videotaping them as part of a project focusing on hand washing. Some of the employees received training a few days later. Training consisted of a thirty-minute lecture and slide presentation on the importance of sanitation, defining conditions that should be followed by hand washing, and proper hand washing procedures. Performance feedback commenced ten days following training. Results found the memo to be initially effective in increasing hand washing frequency, especially for conditions that should be followed by hand washing, such as after touching hair. Training effects also were weak. Feedback had the most pronounced effects on sanitation behavior for both the trained and untrained employees. The Geller and colleagues (1980) study is another illustration of a motivational issue, not a training problem. Training did not appear necessary as the data showed that the no-training group performed as well as the subjects in the training group when both groups received performance feedback. While it is possible that the feedback checklist sheets that subjects received taught nontrainees when to wash their hands, no supporting evidence was presented. Conrin (1982) compared the relative effects of training programs designed to improve the completion of projects versus setting a target date for completing projects. The investigation included four phases. The first part was a training phase in which trainees were given written instructions on how to complete behavioral data sheets and weekly behavioral reports on clients of a developmental center. The trainer (the employees’ supervisor) stressed the importance of correctly
  • 12. completing the data sheets, explained the data system, reviewed sample reports, and answered questions during training. A psychologist gave the trainees blank data report forms requesting that they be completed by a predetermined date in the study's second phase. The psychologist gave the trainees blank data sheets with no completion deadline during the third phase of the investigation. The fourth phase was identical to the second phase in that a target date was assigned. Results indicated that trainees performed worst under the training-alone phase. Reports were on average twenty days late. Trainees performed best when given a deadline, where reports were on average two days late. Reports were submitted an average of nine days late during the third phase. The author concluded that the target date procedure was more effective than training in improving performance. LaFleur and Hyten (1995) illustrate the importance of specifying work procedures and organizing the various job functions among hotel banquet staff. Hotel staff exhibited problems setting out all necessary equipment for banquet functions (e.g., napkins). Problems completing work as a unit also occurred because supervisors would assign staff identical tasks while leaving other tasks unassigned. The authors also noted that they could not identify deficiencies in the staff that precluded successful job performance. The treatment package included goal setting, feedback, a training manual, and a task checklist that were reviewed with the trainees as part of a training workshop. Results showed that the total intervention succeeded in changing staff behavior. However, it appears that training may have had little impact on performance. Employees who received the training prior to a second baseline data collection period did not have markedly different setup completion rates than the rates of recently hired employees who did not participate in training prior to the second baseline data collection period. Summary Successful training depends on several factors. As mentioned in
  • 13. the previous section, specifying the target behavior is critical. An analysis of whether the current behavior is a function of motivation or a skill deficit is equally important because, as each of the studies in this section show, training is not an effective tool for improving inadequate performance due to lack of effort. For example, the central issue in Conrin's (1982) research involved motivation, not skill deficits. Skills training is not appropriate in situations where people already possess skills needed to execute desired behavior. Self-management training (Kanfer, 1980; Marx, 1982) or the use of motivational strategies such as goal setting (Locke and Latham, 1990) and contingent reinforcement (Kazdin, 1994; Komaki, 1981/82) are more appropriate. PROGRAM DEVELOPMENT Several OBM papers have focused on, or have implications for, program development. Maher (1983) described a way to implement programs that included a framework from which implementation procedures can be derived. The implementation procedure was called DURABLE. The first step in this seven- step procedure, D (durable), is to meet with important people and/or groups in the organization to discuss the proposed intervention. U (understanding) refers to determining whether the organization is ready for program implementation (cf. Davis and Salasin, 1975). R (reinforcing) requires that management reinforce the behavior of those responsible for implementing the intervention. A (acquiring preconditions of successful implementation) includes ensuring that the goals of the program are clearly communicated and obtaining the budget necessary for successful implementation. B (building) reflects the importance of management exhibiting positive expectations about the program to the organization's staff. L (learning) includes providing activities to the implementors that enhance their ability to perform their assignments. Finally, E (evaluating) refers to assessing the extent to which the program was implemented, and the degree to which the program succeeded.
  • 14. This article is important for two main reasons. First, it emphasized identification of organizational contextual factors to consider before implementing training (cf. Goldstein, 1991). The sample questions Maher provides are also noteworthy and should help practitioners gauge the likelihood of an intervention's success. Behavior taught in training should have support in terms of whether emitting those behaviors actually leads to improved performance. Surprisingly, there has been little systematic OBM research on the identification of the most important behavior to train prior to program implementation. Clark and colleagues (1985) conducted research that is one notable exception. They surveyed subordinates regarding the type of supervisory skills they believed to be important in improving their satisfaction and productivity. Other individuals observed videotapes of supervisors and identified those behaviors likely to improve productivity and job satisfaction. The authors also conducted a literature search to identify good supervisory behavior. Clark et al. developed vignettes containing interactions based on the facilitative behaviors identified as well as interactions and behaviors that were believed to have negative and no effect on performance. Judges observed the vignettes and identified behaviors they felt would improve, maintain, or decrease performance. The authors developed a training program based on the principles identified as important in improving job performance. The program was found to be an effective means of improving supervisor behavior. Alavosius and Sulzer-Azaroff (1986) studied the effects of feedback on safe lifting behavior. Although not a training study per se, the study is included here because it illustrates how to conduct a thorough task analysis. The authors based their analysis of the steps involved in safe lifting by reviewing training materials, consulting with a physical therapist, and reviewing the lifting literature. Jones, Fremouw, and Carples (1977) conducted an interesting study examining the behavior of former trainees who became
  • 15. trainers. Three teachers were trained in classroom management. These three trainees then became trainers who instructed other teachers in classroom management. Results showed that the training worked. The frequency of student disruptive behavior decreased in the trainee-trainers’ classrooms as well as in the other teachers’ classrooms. One noteworthy feature of the project is the effects of becoming a trainer on classroom management performance. The two trainee-trainers who profited least from their original training improved their classroom management performance after training other teachers. Van den Pol, Reid, and Fuqua (1983) extended our knowledge of peer training. They trained directcare staff of a residential facility how to respond to fires, manage aggressive resident behavior, and aid residents experiencing convulsive seizures. Peer training was successful. What makes this study noteworthy is that the authors monitored the trainers’ behavior after they provided instruction to others. The process of training others resulted in further development of the trainers’ own skills in the topics they taught. Trainer performance in topics not taught declined over time. The van den Pol, Reid, and Fuqua (1983) and Jones, Fremouw, and Carples (1977) studies demonstrate the importance of spaced practice in learning. Using former trainees as trainers is one way of providing them with the opportunity to recall and practice previously acquired skills, which is important for generalization and maintenance of their own learned skills. Summary The research described here showed that the way programs are developed impacts training. Researchers should extend this body of literature by specifying the linkages among learning theory, instructional design, and target behavior. Knowledge of the linkages could be used to develop efficient and effective training programs. For example, incorporating spaced practice in the design of the program is one way to increase maintenance of the behaviors Jones, Fremouw, and Carples (1977) and van den Pol, Reid, and Fuqua (1983) investigated.
  • 16. CRITIQUE AND FUTURE RESEARCH DIRECTIONS Training and development of individuals in organizations has received a great deal of attention from OBM researchers. To date, investigations focusing on skill acquisition are in the minority relative to the number of studies examining the efficacy of reinforcement (Komaki, Blood, and Holder, 1980; Runion, Watson, and McWhorter, 1978). This is not surprising given radical behaviorism's emphasis on consequences in behavior repertoire development. We can conclude from the OBM training research that training is an effective intervention. Organizational behavior management researchers and practitioners also know how to ensure generalization and maintenance of skills acquired in training. Illustrations in the OBM literature also describe how training fits into a broad range of techniques designed to bring about behavior change. On the other hand, we have not learned much about the generalizability of learning theory concepts in employment settings. There is a gap in the OBM training literature regarding knowledge of which instructional methods or combinations thereof are maximally effective in facilitating learning for classes of target behavior. Finally, we cannot conclude confidently that many of the programs were costeffec- tive. Learning Principles Little has been mentioned in the OBM training literature concerning how laboratory-based learning principles (see Bower and Hilgard, 1981; Catania, 1992; Honig and Staddon, 1977; Mazur, 1990) are incorporated into instructional techniques. It is almost as if readers have to accept at face value that developers designed training programs to facilitate and maximize acquisition and retention. One consequence is that little of the research reviewed here advanced our knowledge about the generalizability of basic learning principles to normal adults functioning in work settings. Although this assertion should not be construed as a criticism of OBM for overemphasizing technology (cf. Geller, 1991), more research
  • 17. needs to be done to increase understanding of human behavior in the laboratory and in applied settings. Studying learning theory concepts is necessary to increase Understanding of how people acquire skills. For example, induction, shaping, and fading are all important concepts in understanding how learning occurs; however, I could not find one OBM study that specifically addressed how these concepts can be used to train employees more efficiently. Investigations are needed that improve our understanding of how strategies based on learning concepts such as induction, fading, and shaping enhance and/or detract from the acquisition of taxonomies of target work behaviors. Karlsson and Chase's (1996) work with college students’ acquisition of a spreadsheet program is one excellent illustration of needed research. Another avenue of applied organizational research that is tied to basic learning theory is to conduct experiments that lead to development of a theoretically based set of rules indicating how to best shape the skills necessary to troubleshoot malfunctions in machinery. Program Structure In most of the articles reviewed here, researchers merely described the training without explaining why they chose the instructional methods. In some studies, authors described the training program in only one or two sentences (see Johnson and Fawcett, 1994, for an exception). Organizational behavior management researchers need to focus more attention on program design. Describing program design and why it is suited for development of the target behavior serves two purposes. It allows for empirical evaluation of instructional techniques and enables readers to judge the degree to which the training method adheres to sound instructional principles. Organizational behavior management researchers and practitioners need to consider why certain training techniques are thought to be more effective and under what conditions they should be maximally effective (e.g., course content, purpose of training, etc.). Gagne's framework (Gag-ne, 1985; Gagne,
  • 18. Briggs, and Wager, 1988) is relevant here. He described different learning outcomes and the conditions needed to facilitate the learning of those outcomes. Applying Gagne's framework to training involves specifying the target behavior, classifying the target behavior in type of learning outcomes, and arranging instruction so that the relevant conditions for learning are present (see Resnick, Wang, and Kaplan [1973] for an illustration). Research of this kind is needed in OBM. One method that has been used to evaluate different training strategies is comparative research. Researchers who wish to conduct comparative studies should review Van Houten (1987) and Johnston (1988). Van Houten (1987) claimed that one cannot indiscriminately compare training programs without ensuring that each program is optimally effective. To compare two programs (e.g., Programs A and B) where Program B is not optimally developed, and then conclude that Program A is superior to Program B is misleading because we do not know whether differences would have existed had Program B been developed adequately. While it is difficult to discern whether most interventions in the comparison research section of this chapter were optimally developed, Van Houten's article deserves attention because some comparative intervention research described previously did not appear to make fair comparisons. Johnston (1988) questioned the value of comparison research for a variety of reasons, one of which being that the primary focus of comparison research is on understanding procedures rather than understanding behavior. He believes, like Van Houten (1987), that a full understanding of the behavior and the intervention is required before comparison studies are conducted. Doing otherwise leads to results that have poor generality. Johnston (1988) also adds that achieving full understanding is a highly unlikely event. In the event that complete understanding is achieved, it may be obvious which procedure is better, thereby obviating the need to conduct comparison research.
  • 19. Van Houten (1987) and Johnston's (1988) papers have somewhat different implications for organizational behavior management researchers. While Van Houten (1987) suggests that comparison research is important provided that the programs compared are optimally developed, Johnston (1988) implies that comparison research may not be necessary in most instances. One tactic that bridges the views of both authors is component analysis. Component analysis is used to understand the relative and/or additive contributions of a part, or several parts, of a strategy designed to predict and control a target behavior. It is accomplished by manipulating the exposure of trainees to features of the training program (e.g., role-playing exercises), and assessing the impact of the manipulation on behavior. In and of itself, a component analysis is not a research design. Rather, it is a tactic that can be employed in a variety of within- and between-subject research designs. Proper component analysis research requires specification of the task, identification of the desired learning outcome, and an explanation of the rationale behind the application of basic research on instructional methods to training program development. Describing the rationale behind the intervention involves some discussion of why we would expect the component alteration/inclusion to modify behavior. Research incorporating component analysis tactics integrates Van Houten's (1987) and Johnston's (1988) comments because it provides a justification for the intervention or any program alteration, thereby (a) avoiding the appearance of indiscriminately comparing methods, and (b) focusing attention where it should be, on the target behavior. When done properly, component analysis research results enable investigators to ascertain what comDonents make the training intervention effective, and is useful in developing optimal training programs. Such research also increases under-standing of how to change behavior efficiently. Utility The reporting of cost-benefit analysis is the exception rather
  • 20. than the norm. Although the demonstration of utility poses unique challenges and may have unanticipated effects (Latham and Whyte, 1994), organizational decision-maker requests to justify training necessitates the documentation of training value (Morrow, Jarrett, and Rupinski, 1997). Some approaches to cost-benefit analysis in the OBM literature include comparing the cost-benefit ratios of two programs (Brown et al., 1980) and logic (Alavosius and Sulzer-Azaroff, 1986). An alternative means by which the value of a program is determined is through a utility analysis, in which the cost of a program is examined relative to the gain in productivity. Excellent references on how to estimate training/intervention costs are found in the industrial and organizational psychology literature (Cascio, 1982; Gold-stein, 1991). More utility estimates should be reported in the OBM literature while concurrently being sensitive to the organization's need to remain competitive by keeping findings confidential (Balcazer et al., 1989). The recommendation to justify the costs of training is not new (Johnston et al., 1978; Mawhinney, 1975). Unfortunately, the call has not been heeded. Perhaps one reason why there are few reports of utility in the OBM literature is that much of the training research occurred in mental retardation facilities. Programs designed to increase the effectiveness of people employed at mental retardation facilities are not likely to demonstrate economic utility. That is, the gain in dollars of improved client behavior as a result of staff training is not likely to outweigh the cost of the intervention. Evaluating these training programs in economic terms is inappropriate because decision makers may be tempted to conclude that such programs are not worthwhile. Interventions aimed at helping directcare workers better manage the behavior of developmentally disabled clients of residential facilities should be evaluated on other criteria. For example, Fleming, Oliver, and Bolton (1996) collected data on trainee subordinates to assess, in part, the effectiveness of a supervisory training program. Methot and colleagues (1996)
  • 21. examined the effects of their training intervention on two levels of supervision, frontline staff, and client behavior. Another alternative to computing utility estimates on a single training intervention is to evaluate the utility of different training programs. Allison, Silverstein, and Galante (1992) illustrate the approach in their work on monetary incentive systems. CONCLUSION Organizational behavior management research has focused on evaluating the efficacy of training in a variety of settings. The studies reviewed in this chapter indicate that while not a cure- all, training can be an effective technique for changing behavior. Training is essential to certain behavior changes. That is, against a context of high instrumentality and great reinforcement value for performing well, absence of knowledge or skill needed to produce reinforcers will preclude both performance and receipt of reinforcers contingent on it. Much remains to be learned about how to train employees in the job-related knowledge and skills they need to perform effectively. Understanding how to best structure instructional sequences to maximize learning and behavior change for complex jobs is just one of the challenges facing researchers and practitioners. I look forward to reading original research addressing this and other substantive issues. REFERENCES Adams, G. L., Tallon, R. J., and Rimell, R (1980). A comparison of lecture versus role-playing in training of the use of positive reinforcement. Journal of Organizational Behavior Management, 2(3), 205-212. Alavosius, M. R and Sulzer-Azaroff, B. (1986). The effects of performance feed-back on the safety of client lifting and transfer. Journal of Applied Behavior Analysis, 19 (3) , 261- 267. Allison, D. B., Silverstein, J. M., and Galante, V. (1992). Relative effectiveness and costeffectiveness of cooperative, competitive, and independent monetary incentive systems. Journal of Applied Behavior Management, 13 (1) , 85-112.
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  • 25. Johnson, M. D. and Fawcett, S. B. (1994). Courteous service: Its assessment and modification in a human service organization. Journal of Applied Behavior Analysis, 27, 145- 152. Johnston, J. M. (1988). Strategic and tactical limits of comparison studies. The Behavior Analyst, 11, 1-9. Johnston, J. M., Duncan, P. K., Monroe, C, Stephenson, H., and Stoerzinger, A. (1978). Tactics and benefits of behavioral measurement in business. Journal of Organizational Behavior Management, 1 (3) , 164-178. Jones, F. H., Fremouw, W., and Carples, S. (1977). Pyramid training of elementary school teachers to use a classroom management “skill package.” Journal of Applied Behavior Analysis, 10 (2) , 239-253. Kanfer, F. (1980). Self-management methods. In F. H. Kanfer and A. P. Goldstein (Eds.), Helping people change: A textbook of methods (Second edition, pp. 334-389). New York: Pergamon. Karlsson, T. and Chase, P. N. (1996). A comparison of three prompting methods for training software use. Journal of Organizational Behavior Management, 16 (1) , 27-44. Kazdin, A. E. (1994). Behavior modification in applied settings (Fifth edition). Pacific Grove, CA: Brooks/Cole. Komaki, J. L. (1981/82). Managerial effectiveness: Potential contributions of the behavioral approach. Journal of Organizational Behavior Management, 3 (3) , 71-83. Komaki, J. L., Blood, M., and Holder, D. (1980). Fostering friendliness in a fast food franchise. Journal of Organizational Behavior Management, 2 (3) , 151-164. LaFleur, T. and Hyten, C. (1995). Improving the quality of hotel banquet staff performance. Journal of Organizational Behavior Management, 15 (1/2) , 69-93. Latham, G. P. (1988). Human resource training and development. Annual Review of Psychology, 38, 545-582. Latham, G. P. (1989). Behavioral approaches to the training and learning process. In I. L. Goldstein (Ed.), Training development
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  • 27. managers, supervisors, front-line staff and clients in a human service setting. Journal of Organizational Behavior Management, 16 (2) , 3-25. Morrow, C. C, Jarrett, M. Q., and Rupinski, M. T. (1997). An investigation of the effect and economic utility of corporate- wide training. Personnel Psychology, 50, 91-109. Murphy, G. C. and Remnyi, A. G. (1979). Behavior analysis and organizational reality: The need for a technology of program implementation. Journal of Organizational Behavior Management, 2(2), 121-131. Neef, N. A., Trachtenberg, S., Loeb, J., and Sterner, K. (1991). Video-based training of respite care providers: An interactional analysis of presentation format. Journal of Applied Behavior Analysis, 24, 473-486. Nordstrom, R. R., Lorenzi, P., and Hall, R. V. (1990). A behavioral training program for managers in city government. Journal of Organizational Behavior Management, 11 (2) , 189- 211. Quilitch, H. R. (1975). A comparison of three staff-management procedures. Journal of Applied Behavior Analysis, 8, 59-66. Reid, D. H. and Parsons, M. B. (1995). Comparing choice and questionnaire measures of the acceptability of a staff training procedure. Journal of Applied Behavior Analysis, 28, 317-322. Reid, D. H. and Parsons, M. B. (1996). A comparison of staff acceptability of immediate versus delayed verbal feedback in staff training. Journal of Organizational Behavior Management, 16 (2) , 35-47. Reid, D. H., Parsons, M. B., and Green, C. W. (1989). Staff management in human services: Behavioral research and applications. Springfield, IL: Thomas. Resnick, L., Wang, M., and Kaplan, J. (1973). Task analysis in curriculum design: A hierarchically sequenced introductory mathematics curriculum. Journal of Applied Behavior Analysis, 6, 679-710. Ross, P. C. (1982). Training: Behavior change and the improvement of business performance. In L. W. Frederiksen
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  • 29. Altus, D. E. (1989). A practical procedure for training meeting chairpersons. Journal of Organizational Behavior Management, 10 (1) , 151-166. Wexley, K. W. (1984). Personnel training. Annual Review of Psychology, 35, 519-551. Wilson, C, Boni, N., and Hogg, A. (1997). The effectiveness of task clarification, positive reinforcement, and corrective feedback in changing courtesy among police staff. Journal of Organizational Behavior Management, 17 (1) , 65-99. (Redmon) Redmon, William K. Handbook of Organizational Performance. Routledge, 20130403. VitalBook file. The citation provided is a guideline. Please check each citation for accuracy before use. 62 S I N G L E - C A S E R E S E A R C H M E T H O D S INTERIM SUMMARY Because observing behavior continuously is demanding and probably not feasible in applied settings, many researchers utilize some version of interval recording to acquire a representative sample of the target behavior.Although automated record- ing devices are sometimes available, human observers are still relied on frequently to collect data in such settings. Humans can be fallible as observers, but through appropriate training their reliability and validity in collecting data can be increased substantially.
  • 30. INTEROBSERVER AGREEMENT Notice that in the previous section we referred to observers, indicating that more than one person may be observing and recording the relevant behavior in a study. The rationale behind this practice is fairly intuitive. Because many studies in applied settings may not allow for automated recording and measurement, human observers will be doing the business of data collection. As we have seen, humans are not infallible observers, even when well trained prior to the study. As a means of controlling for error and maintaining the integrity of the observational and mea- surement process, applied studies frequently employ two—and, on rare occasions, more than two—observers to collect data. Typically, a study employs one primary observer and one secondary observer. The primary observer usually observes dur- ing each and every session of a study. The secondary observer usually observes, concurrently but independently of the primary observer, during some subset of the sessions of a study; 20% to 33% of the total number of study sessions is a sug- gested standard in single-case research studies that use observation recording sys- tems. Data collected by the secondary observer serve essentially as a check against the data collected by the primary observer and permit the researcher to calculate indices of observational reliability or interobserver agreement. We cannot be lulled into thinking, though, that just because we
  • 31. have two indi- viduals observing behavior the measures they provide will be accurate and worthy of supporting whatever conclusions they may prompt. This means some effort must be made to ensure the reliability of the observations made by our human observers. Interobserver agreement represents an objective method of calculat- ing the amount of correspondence between observers’ reports, thus indicating a measure of reliability for the collected data. Because human observers are the major source of data in many applied research projects, a considerable dialogue has emerged concerning interobserver agreement and how best to assess it. The issue is a complex one, and no consensus yet exists. We can nevertheless present 03-Morgan-45705:03-Morgan-45705 7/8/2008 10:46 AM Page 62 Co py ri gh t © 2 00 9. S AG E
  • 34. r U. S. o r ap pl ic ab le c op yr ig ht l aw . EBSCO Publishing : eBook Collection (EBSCOhost) - printed on 10/2/2016 7:30 PM via KAPLAN HIGHER ED (IA) AN: 688769 ; Morgan, David L., Morgan, Robin K..; Single- Case Research Methods for the Behavioral and Health Sciences Account: ns019078 some of the more frequently used methods for evaluating interobserver agreement and come to appreciate some of the thorny issues that surround this topic. Interobserver Agreement for Frequency/Rate Measures
  • 35. One of the simplest ways to evaluate interobserver agreement (also known in the literature as interobserver reliability and interrater reliability) is by calculat- ing percentage agreement among observers. This essentially amounts to counting all observations made by the observers and identifying the percentage of observa- tions on which the observers agreed. For instance, say that two observers count, during a 12-hour period, how frequently a resident of a nursing home initiates con- versations with other residents. The primary observer records 11 such occur- rences, and the secondary observer reports having observed 13 occurrences. By simply dividing the smaller number by the larger, and then multiplying by 100%, we obtain a percentage agreement, in this case 11/13 × 100% = 85%. Although this agreement would seem to be pretty high, the number does not tell us whether the two observers agreed or disagreed on specific instances of the behavior. Interobserver Agreement for Duration and Latency Measures Recall that duration represents the amount of time that elapses between the onset and offset of the target behavior. Suppose two separate observers collect measures of exercise duration for a person recovering from a stroke. Prior to cal- culating agreement, the researcher must ensure that the observers are collecting data for exactly the same time period. It makes no sense to
  • 36. check the reliability of the observers’ data if this is not the case. Suppose that for the designated observa- tion period, one observer reports a duration of 37 minutes and 0 seconds, and the second observer reports a duration of 40 minutes and 0 seconds. To calculate agreement, we simply divide the smaller number by the larger number and multi- ply by 100%. In this case, interobserver agreement would be reported as 93% (37 minutes/40 minutes × 100% = 92.5%). Calculating agreement for latency, which is the amount of time elapsing between a stimulus and the target behavior, follows the same formula. The shorter time period is divided by the longer time period and multiplied by 100% to render a percentage agreement index. Interobserver Agreement for Interval Recording and Time Sampling Calculating agreement for data obtained through interval recording and time sam- pling methods is a bit more involved because we are counting not simply how often the behavior occurred or how long it takes but rather the percentage of intervals in Chapter 3 � Observational Strategies 63 03-Morgan-45705:03-Morgan-45705 7/8/2008 10:46 AM Page 63 Co
  • 39. ir u se s pe rm it te d un de r U. S. o r ap pl ic ab le c op yr ig ht l aw . EBSCO Publishing : eBook Collection (EBSCOhost) - printed on 10/2/2016 7:30 PM via KAPLAN HIGHER ED (IA) AN: 688769 ; Morgan, David L., Morgan, Robin K..; Single- Case Research Methods for the Behavioral and Health Sciences
  • 40. Account: ns019078 which our observers agree that the behavior did or did not occur. Figure 3.2 depicts a typical scoring sheet showing the recorded observations of two observers for a sequence of 15 successive intervals. Remember, the length of the interval or how often the behavior occurred during each interval does not matter. A check is placed in the box to indicate that, for that particular interval, the behavior was observed to occur. Given two observers and a dichotomous recording decision (behavior occurred or did not occur), four outcomes are possible for each interval. Both observers could record the occurrence of the behavior, in which case there will be a check in both of the corresponding interval boxes (see interval boxes 1– 5, 8, and 12–14 in Figure 3.2). This first outcome represents an agreement between the primary and the secondary observer. It also is possible, of course, that both observers record a nonoccurrence, in which case both boxes will be left blank or marked with an “X” (see interval boxes 6, 9, and 11). This outcome also represents an agreement. In addition, the primary observer could record an occurrence while the secondary observer records a nonoccurrence (a disagreement). Finally, the primary observer could record a nonoccurrence while the secondary observer
  • 41. records an occurrence (also a disagreement—see interval boxes 7, 10, and 15 for examples of disagree- ments). We can quantify interobserver agreement for these data by calculating the overall percentage of agreement across intervals. Two of the preceding interobserver outcomes are relatively straightforward. If both observers record an instance of behavior for the same interval, we say that agreement has occurred. If one observer records an instance of behavior and the other does not, we score this as a disagreement. The more complicated outcome is one for which neither observer scores an instance of behavior (interval boxes 6, 9, and 11). Although you might be tempted to view this as an agreement, there are conflicting views on this matter. If the behavior being observed is very subtle or tends to occur at very low rates, or if the interval is very brief, then occurrences of the behavior could go unnoticed by both observers. For this reason, our confidence in agreements of nonoccurrence is suspect relative to agreements of occurrence. Consequently, some authorities suggest that researchers should report three indices of interobserver agreement: (1) one for occurrences only when behavior is observed in 30% or fewer intervals; (2) one for nonoccurrences only when behavior is scored in 70% or more intervals; and (3) all boxes, that is, occurrences and nonoccurrences combined (Cooper, Heron, & Heward,
  • 42. 2007). Each of these measures of interobserver agreement can be reported in published studies, and readers can interpret these reported levels of agreement and make their own deci- sions about the reliability of the measurement system. Let us take a look at how the data in Figure 3.2 would be calculated as interobserver agreement percentages using each of these three methods. 64 S I N G L E - C A S E R E S E A R C H M E T H O D S 03-Morgan-45705:03-Morgan-45705 7/8/2008 10:46 AM Page 64 Co py ri gh t © 2 00 9. S AG E Pu bl ic at io ns , In
  • 45. ic ab le c op yr ig ht l aw . EBSCO Publishing : eBook Collection (EBSCOhost) - printed on 10/2/2016 7:30 PM via KAPLAN HIGHER ED (IA) AN: 688769 ; Morgan, David L., Morgan, Robin K..; Single- Case Research Methods for the Behavioral and Health Sciences Account: ns019078 Occurrences Only. This method of calculating agreement uses only those inter- val boxes in which at least one, but possibly both, of the observers (primary and/or secondary) placed a check, indicating an occurrence of the behavior. This means that boxes 6, 9, and 11 are omitted from the calculation because neither observer recorded an occurrence. Thus, the calculation for occurrences only becomes the following: agreements on occurrence/agreements on occurrence + disagreements on occurrence × 100% = % agreement on occurrence only or 9/12 × 100% = 0.75(100%) = 75% agreement on occurrence only.
  • 46. Nonoccurrences Only. There are six interval boxes in Figure 3.2 in which a nonoc- currence was recorded by one or both of the observers: boxes 6, 7, 9, 10, 11, and 15. This means that the calculation of interobserver agreement can utilize only these six boxes. Of these six intervals, both primary and secondary observers recorded nonoccurrences in three boxes (6, 9, and 11), and these represent agree- ments. Calculation of interobserver agreement for nonoccurrences only reduces to agreements on nonoccurrence/agreements on nonoccurrence + disagreements on nonoccurrence = % agreement on nonoccurrence only, or 3/6 × 100% = 0.50(50%) = 50% agreement on nonoccurrence only. Occurrences and Nonoccurrences. This measure of interobserver agreement uti- lizes all interval boxes, regardless of outcome (recorded occurrences or nonoccur- rences). For the data in Figure 3.2, the 15 interval boxes result in the following calculation of interobserver agreement agreements on occurrences and non- occurrences/agreements + disagreements on occurrences and nonoccurrences = % agreement on occurrences and nonoccurrences = 12/15 × 100% = 0.8(100%) = 80%. Clearly, the method of calculating interobserver agreement has significant implications, not only for these hypothetical data but for actual data reported in the
  • 47. literature. In the current example, calculations ranged from 50% to 80% agree- ment, a disparity that seems to justify recommendations that researchers report both calculated agreement percentages and their methods of calculation. This practice allows readers of the study to interpret the reported levels of agreement and make their own decisions about the reliability of the measurement system. Perhaps the bigger question to be addressed, however, is just what makes for acceptable levels of interobserver agreement when human observers provide the primary data for a study. This is not an easy question to answer because there is no magical level of interobserver agreement that defines a good study, although clearly researchers strive for high levels of reliability. Generally speaking, sources in the literature suggest that 80% constitutes a general guideline for minimally acceptable interobserver agreement, although even this level of reliability may be Chapter 3 � Observational Strategies 65 03-Morgan-45705:03-Morgan-45705 7/8/2008 10:46 AM Page 65 Co py ri gh t
  • 50. pe rm it te d un de r U. S. o r ap pl ic ab le c op yr ig ht l aw . EBSCO Publishing : eBook Collection (EBSCOhost) - printed on 10/2/2016 7:30 PM via KAPLAN HIGHER ED (IA) AN: 688769 ; Morgan, David L., Morgan, Robin K..; Single- Case Research Methods for the Behavioral and Health Sciences Account: ns019078
  • 51. insufficient when the behavior of interest is well defined and commonly studied (Miller, 1997). Other factors, such as the observational setting, complexity of operational definition, and whether multiple behaviors are being observed simul- taneously, may influence the level of agreement that would be acceptable in a spe- cific study. Interobserver agreement levels that fall below acceptable standards suggest that it might be a good idea to revisit the operational definition or to retrain the observers. It is not unusual for interobserver agreement to fluctuate during the course of a study, particularly studies that entail long periods or phases of observation and data collection. The tendency for an observer to provide inaccurate measures of behavior over time is referred to as observer drift. This phenomenon may be due to fatigue, boredom, or simply forgetting to apply or haphazardly applying the operational definition. Whatever the cause, observer drift needs to be attended to in order to maintain measurement integrity. This can be done by retraining observers on the operational definition and conducting periodic reliability checks on observations. Observers who are aware that their observations will be moni- tored tend to be less susceptible to observer drift and provide more reliable data (Kent, O’Leary, Dretz, & Diament, 1979).
  • 52. Reactivity The social nature of human behavior has consequences as well for subjects whose behavior is being observed for research purposes. Although it is sometimes possible to observe behavior unobtrusively, without the subject or client being aware of the observation, this is frequently not the case in behavioral and health science research. More often, subjects and clients are fully aware not only that 66 S I N G L E - C A S E R E S E A R C H M E T H O D S Successive intervals 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 √ = target behavior was observed to occur in interval (occurrence) X = target behavior was not observed to occur in interval (nonoccurrence) Primary observer √ √ √ √ √ X √ √ X X X √ √ √ √ Secondary observer √ √ √ √ √ X X √ X √ X √ √ √ X Figure 3.2 Calculating interobserver agreement for interval recording 03-Morgan-45705:03-Morgan-45705 7/8/2008 10:46 AM Page 66 Co
  • 55. ir u se s pe rm it te d un de r U. S. o r ap pl ic ab le c op yr ig ht l aw . EBSCO Publishing : eBook Collection (EBSCOhost) - printed on 10/2/2016 7:30 PM via KAPLAN HIGHER ED (IA) AN: 688769 ; Morgan, David L., Morgan, Robin K..; Single- Case Research Methods for the Behavioral and Health Sciences
  • 56. Account: ns019078 their behavior is being observed but also of the purposes for which it is being observed. To understand why this may be important, all you have to do is imagine how your own behavior differs depending on whether you think someone is or is not watching you. A case in point is the encounter with the uncooperative vending machine. We have all had the frustrating experience of putting our money into a machine, making our selection, and standing helplessly by as the machine fails to deliver our requested food or drink. This is, of course, where things get interest- ing. People can become marvelously creative problem solvers under this condi- tion, and their behavior often runs the gamut from pressing every button on the machine to reaching their arms as far up into the machine as they can to attempt- ing to coax their selection out of the machine by slapping, rocking, and otherwise assaulting the mechanical monster. Naturally, the degree of frustration actually vented on the machine is largely determined by whether there is an audience. Vandalism, after all, is an act punishable by law. When people behave in a different-from-usual manner in response to being observed by others, we say that reactivity has occurred. The problem with reac-
  • 57. tivity is that the behaviors observed may represent not the person’s usual pattern of behavior but rather an idiosyncratic response to being observed. Any parent who has ever visited an elementary classroom to observe his or her child under- stands the impact that his or her presence has, at least initially, on the children. A strange adult in the classroom is a very conspicuous change in the classroom envi- ronment, and some disruption of the daily routine is to be expected. Fortunately, reactivity tends to diminish with repeated observation (Haynes & Horn, 1982). Eventually, the children will habituate, or get used to, the parent’s being present and will settle down into their daily schedule. For the most part, reactivity is prob- lematic only during the initial portion of an observation period. The threat that reactivity poses is that our measures of behavior will paint an artificial picture of the target behavior. For this reason, it is often a good idea to allow initial obser- vation to continue long enough to establish whether reactivity has occurred. If it has, continuing observation and measurement will allow the behavior to return to its natural state, and this is essential if the data being collected are to be used in drawing meaningful inferences. INTERIM SUMMARY Before collecting the primary data for a study, researchers must assess the reliabil-
  • 58. ity of the behavioral measures reported by human observers. Interobserver agree- ment, reported as a percentage measure, can be calculated for various dimensions of Chapter 3 � Observational Strategies 67 03-Morgan-45705:03-Morgan-45705 7/8/2008 10:46 AM Page 67 Co py ri gh t © 2 00 9. S AG E Pu bl ic at io ns , In c. A ll r ig ht
  • 61. yr ig ht l aw . EBSCO Publishing : eBook Collection (EBSCOhost) - printed on 10/2/2016 7:30 PM via KAPLAN HIGHER ED (IA) AN: 688769 ; Morgan, David L., Morgan, Robin K..; Single- Case Research Methods for the Behavioral and Health Sciences Account: ns019078 behavior, including response frequency/rate, duration, latency, and occurrence or nonoccurrence. Establishing sufficient levels of interobserver agreement should occur during training of observers and before formal data collection begins for the study. Finally, individuals being observed may behave in an atypical manner in the beginning stages of observation, a phenomenon known as reactivity. Reactivity is usually short lived, and researchers should allow for its effects to diminish before beginning data collection. In the next chapter, we will begin considering the unique strategies used to both monitor and graphically present the repeated measures data that are so instrumental to single-case research methodology. KEY TERMS GLOSSARY Observation The act of hearing, seeing, feeling, or otherwise
  • 62. coming into contact with some stimulus in the environment. Operational definition Definition of a research variable based on operations used to measure the variable. Response rate A dimension of behavior consisting of number of responses occurring during a period of time. Duration A dimension of behavior consisting of time from onset to offset of the behavior. Latency A dimension of behavior consisting of time between an antecedent stimulus and the onset of a behavior. Intensity A dimension of behavior consisting of magnitude or strength. Environmental by-products A dimension of behavior consisting of a lasting or permanent impact on the environment produced by the behavior. Interval recording A method of observation in which a specified time period is subdivided into shorter blocks and observation occurs systematically for each block. Time sampling An interval recording strategy in which observation and non- observation intervals are alternated over a prolonged period of time.
  • 63. Reliability A measurement strategy or tool that renders consistent and accurate measures of a variable. Interobserver agreement An objective method of calculating the amount of correspondence between observers’ reports. 68 S I N G L E - C A S E R E S E A R C H M E T H O D S 03-Morgan-45705:03-Morgan-45705 7/8/2008 10:46 AM Page 68 Co py ri gh t © 2 00 9. S AG E Pu bl ic at io ns , In c. A
  • 66. ab le c op yr ig ht l aw . EBSCO Publishing : eBook Collection (EBSCOhost) - printed on 10/2/2016 7:30 PM via KAPLAN HIGHER ED (IA) AN: 688769 ; Morgan, David L., Morgan, Robin K..; Single- Case Research Methods for the Behavioral and Health Sciences Account: ns019078 2 EVIDENCE-BASED STAFF TRAINING ehavior analysts often share the job duty of training support staff in human service agencies to imple- ment intervention plans for challenging behavior (Macurik, O’Kane, Malanga, & Reid, 2008) or teaching strategies (Catania, Almeida, Liu-Constant, & Reed, 2009; Rosales, Stone, & Rehfeldt, 2009) with consumers. In addition, staff are often trained in general prin- ciples and practices of behavior analysis (Lerman, Tetreault, Hovanetz, Strobel, & Garro, 2008). Disseminating infor-
  • 67. mation about effective practices among caregivers in this regard has become a professionally expected responsibility of behavior analysts (Lerman, 2009). The importance of training human service staff was recognized early in the history of behavior analysis as it became clear that making a large-scale impact on consumers required effective training of support staff (Frazier, 1972). Behavioral researchers then began investigating staff training procedures (see Miller & Lewin, 1980; Reid & Whitman, 1983, for reviews of the early research on staff training). Researchers have continued to examine the effects of staff training strat- egies to allow for more effective and ef- ficient use of behavioral procedures with individuals with disabilities. Despite this existing research, many staff in human service agencies often do not acquire the skills that the procedures are intended to train (Casey & McWilliam, 2011; Clark, Cushing, & Kennedy, 2004; Sturmey, 1998). Hence, if behavior analysts are to successfully fulfill their staff-training responsibilities, additional guidance on best-practice implementation of staff training strategies is warranted. The purpose of this paper is to describe an evidence-based protocol for training human service staff. Although this training technology has been dis-
  • 68. cussed from several perspectives (e.g., Reid, O’Kane, & Macurik, 2011), the focus here is on describing the basic components of the training pro- tocol for behavior analyst practitioners. Suggestions are also provided for effec- tively implementing the protocol based on our training experience. Following a summary of the evidence-based training protocol, a brief case demonstration is presented to illustrate its application. Practical issues often related to the overall success of staff training are then offered for consideration. Before describing the evidence- based training protocol, it should be noted that the focus of this training model is on training performance skills. Staff are trained to perform work duties that they previously could not perform prior to training. The model stands in contrast to approaches that focus primarily on enhancing knowledge or verbal skills, which would allow them to answer questions about the target skills. Though knowledge enhancement is clearly an important function of certain training endeavors, the goal of this pro- tocol is improved performance (Parsons & Reid, 2012). The distinction between training performance versus verbal skills is important because of the different outcomes expected as a function of the training process and because different
  • 69. training procedures are required. Early behavioral research demonstrated that staff training programs relying on verbal- skill strategies (e.g., lectures, presentation Evidence-Based Staff Training: A Guide for Practitioners Marsha B . Parsons & Jeannia H . Rollyson J . Iverson Riddle Center, Morganton, North Carolina Dennis H . Reid Carolina Behavior Analysis and Support Center Behavior analysts in human service agencies are commonly expected to train support staff as one of their job duties. Traditional staff training is usually didactic in nature and generally has not proven particularly effective. We describe an alternative, evidence-based approach for training performance skills to human service staff. The description includes a specific means of conducting a behavioral skills training session with a group of staff followed by on-the-job training requirements. A brief case demonstration then il- lustrates application of the training approach and its apparent effectiveness for training staff in two distinct skill sets: use of most-to-least prompting within teaching procedures and use of manual signs. Practical issues associ- ated with applying evidence-based behavioral training are presented with a focus on providing training that is effective, efficient, and acceptable to staff trainees.
  • 70. Keywords: behavioral skills training, evidence-based practices, most-to-least prompting, staff training ABSTRACT B Behavior Analysis in Practice, 5(2), 2-11 3EVIDENCE-BASED STAFF TRAINING of written and visual material) are effective for enhancing tar- geted knowledge, but often are ineffective for teaching trainees to perform newly targeted job skills (Gardner, 1972). Thus, programs that rely heavily on verbal-skill training approaches typically prove ineffective in creating a meaningful impact on the job performance of human service staff (Alavosius & Sulzer- Azaroff, 1990; Petscher & Bailey, 2006; Phillips, 1998). A Protocol for Evidence-Based Staff Training Evidence-based staff training consists of performance- and competency-based strategies (Reid et al., 2003). The phrase per- formance-based refers to what the trainer and trainees do (i.e., actively perform the specific responses being trained) during the training. The phrase competency-based refers to the practice of continuing training until trainees competently demonstrate the skills of concern (i.e., meet established mastery criteria). Specifically, the training is data-based; observational data are obtained to document that trainees demonstrate the target skills at established proficiency criteria. More recently, this ap-
  • 71. proach to staff training (i.e., instructions, modeling, practice, and feedback until mastery is achieved) has been referred to as behavioral skills training or BST (Miles & Wilder, 2009; Nigro-Bruzzi & Sturmey, 2010; Sarokoff & Sturmey, 2004). The procedures and literature described here are generally consistent with the research and procedures described as BST, though the specific procedural steps may vary slightly. A basic protocol for conducting a BST session is presented in Table 1. The protocol consists of six steps, each of which is described in subsequent sections. This protocol is designed for training staff using a group format; however, the same basic steps can be used when training an individual staff member though some variations may be needed for individual implementation such as with behavioral coaching (Rodriguez, Loman, & Horner, 2009) and when all training occurs in-vivo or on the job (Miles & Wilder, 2009). Step 1: Describe the Target Skill The first training step involves the trainer providing a rationale for the importance of the skill being trained and a de- scription of the behaviors required to perform the skill (Willner, Braukmann, Kirigin, Fixsen, Phillips, & Wolf, 1977). This step is generally referred to as instructions in the BST model. To adequately complete this step, trainers must behaviorally define the target skill using a tool such as a performance checklist of necessary staff actions (Lattimore, Stephens, Favell, & Risley, 1984). Step 2: Provide a Succinct Written Description of the Target Skill Following a vocal description of the target skill, trainers should provide each trainee with a written description of the target behaviors that constitute the skill. The performance checklist referred to in Step 1 often serves this function. The
  • 72. trainer may also need to provide a written summary of pre- cisely what staff should do in different situations (Macurik et al., 2008), such as when being trained to implement a plan to reduce challenging behavior. The description should be suc- cinct and focus on exactly what needs to be done to perform the target skill. Many trainers fail to provide a succinct, written descrip- tion of the target skill (Reid, Parsons, & Green, 2012, Chapter 4). Instead of providing staff trainees with a written summary, they are referred to a lengthier document (e.g., a formal be- havior plan) available in a central location. Our experience suggests that a number of staff typically will not access the plan to review the information when needed. Documents such as plans for challenging behavior frequently contain much more information than what staff need to implement the plan (e.g., background consumer information, assessment processes used to develop the plan), though the information is important for other purposes. Step 3: Demonstrate the Target Skill Once trainees have heard and read a description of the ac- tions to perform the target skill, the trainer should demonstrate how to perform the skill. This step, referred to as modeling in BST, can usually be readily accomplished by using a role-play process (Adams, Tallon, & Rimell, 1980), and particularly when two trainers are present. One trainer plays the role of a staff member and the other trainer plays the role of a consumer (if the target skill involves interacting with a consumer). It is critical that role-play demonstrations be well-scripted and rehearsed prior to the training session to ensure an accurate and fluent demonstration of all key components of the target skill. If a second trainer is not available, a trainee can assist in the demonstration. In the latter case, the trainer must provide
  • 73. detailed instructions to the trainee to ensure the trainee knows exactly what should be done during the demonstration. We have also found it helpful for trainer(s) to stop or “freeze” at certain points and describe what is being done and why to help Training step Trainer action Step 1 Describe the target skill Step 2 Provide a succinct, written description of the skill Step 3 Demonstrate the target skill Step 4 Require trainee practice of the target skill Step 5 Provide feedback during practice Step 6 Repeat Steps 4 and 5 to mastery Table 1. Behavioral Skills Training Protocol for Conducting a Training Session With a Group of Staff 4 EVIDENCE-BASED STAFF TRAINING trainees attend to key actions being demonstrated. Alternatively, video models have been effectively incorporated into BST as the demonstration component for teaching staff various skills such as conducting discrete-trial instruction (Catania et al., 2009; Sarakoff & Sturmey, 2004) and use of picture communication systems (Rosales et al., 2009).
  • 74. Step 4: Require Trainee Practice of the Target Skill After demonstration of the target skill, trainees rehearse performing the skill in a role play similar to the trainer demon- stration (Adams et al., 1980). Instructions are given to organize trainees such that one can play the role of the consumer (again, if relevant) and one can demonstrate the target skill while other trainees observe. All trainees must practice performing the target skill. The trainee practice step, referred to as rehearsal in BST, is frequently omitted during staff training (Reid et al., 2012, Chapter 4). In many staff training programs, only vocal and written descriptions of the target skill are provided, perhaps supplemented with a demonstration. This omission likely occurs because the practice component requires significant time investment for each trainee to practice the skill. However, practicing the skill is a critical feature for the success of BST and should be required of each trainee to produce effective performance (Nigro-Bruzzi & Sturmey, 2010; Rosales et al., 2009). Step 5: Provide Performance Feedback During Practice The fifth step of the training protocol is for trainers to provide feedback to the trainees as they practice performing the target skill. Trainers should circulate among the trainees to ob- serve their performance and provide individualized supportive and corrective feedback (Parsons & Reid, 1995). Supportive feedback entails describing to the trainee exactly what s/he performed correctly and corrective feedback involves specify- ing what was not performed correctly. Corrective feedback also involves providing instruction about exactly how to perform any aspects of the target skill performed incorrectly in order to facilitate proficient future performance of the skill. Generally we recommend providing feedback following completion of a
  • 75. given role play in contrast to interrupting an ongoing role-play activity to provide feedback. Observing trainees and providing feedback to each trainee requires time and effort on the part of trainers. This is another reason that it is often beneficial to have two trainers present, and especially if the number of trainees exceeds four or five. Providing individualized feedback is as critical to the training process as the trainee practice component, and must involve each trainee. Step 6: Repeat Steps 4 and 5 to Mastery The final step in a BST session is to repeat Steps 4 and 5 until each trainee performs the target skill proficiently (Nigro- Bruzzi & Sturmey, 2010). Trainers should establish a mastery criterion, such as trainees performing 100% of the target steps correctly (Miles & Wilder, 2009) or perhaps a lower percent- age but with identification of certain critical steps that must be performed at 100% proficiency (Neef, Trachtenberg, Loeb, & Sterner, 1991). This final step represents the essence of the competency part of BST. A staff training session should not be considered complete until each trainee performs the target skill competently. On-The-Job Training The group training protocol is designed to train staff at one time in a situation that differs from the daily work situa- tion. The format is commonly used in human service settings where behavior analysts practice. However, because the training involves a simulated situation (e.g., role plays, no consumers present), the overall training process is not complete. The ses- sion must be followed by on-the-job training.
  • 76. On-the-job, or in-vivo, training increases the likelihood that performance of the target skill acquired during the train- ing session generalizes to the usual work situation (Clark et al., 2004; Smith, Parker, Taubman, & Lovaas, 1992). On-the-job training involves trainers observing each trainee applying the target skill in the regular work environment and providing supportive and corrective feedback as described in Step 5 of the training protocol. Observations and feedback should continue until each trainee performs the target skill proficiently during the typical work routine. The on-the-job component is another aspect of the train- ing process that can involve a substantial time investment by trainers because they must go to each trainee’s worksite for observation and feedback. In this regard, we have found that the amount of time trainers will have to spend at trainee work sites will be minimized if each trainee has previously demon- strated competence during role plays in the training session; proficiency in demonstrating a target skill on the job often parallels the level of proficiency demonstrated during previous role plays. The on-the-job training component completes the training process. However, it should also be emphasized that although completion of training is often a necessary step to promote proficient staff performance on the job, it is rarely a sufficient step (Reid et al., 2012, Chapter 4). Newly acquired job skills must be addressed from a performance management perspective (Austin, 2000) to ensure they maintain, and particularly with continued presentation of feedback by supervisors and related personnel. Describing effective on-the-job performance man- agement is beyond the scope of this paper; however, a number of resources describe evidence-based approaches to managing daily work performance of staff (e.g., Austin; Daniels, 1994; Reid et al., 2012).
  • 77. Case Demonstration of Evidence-Based Staff Training To illustrate how BST can be applied to train staff in a group format in a human service setting, the following case demonstration is presented. The demonstration involved train- ing two sets of skills deemed important by the staff supervisor. 5EVIDENCE-BASED STAFF TRAINING Method Setting and participants. The demonstration occurred dur- ing ongoing services at an education program for adults with severe disabilities. The primary locations were classrooms in which instructional services and paid work (e.g., contract work, retail manufacturing) occurred. Seven teachers and one teacher’s assistant served as participants; six of these participants were women. Participant ages ranged from 30 to 53 years (M = 45 years) and their experience ranged from 1 to 30 years (M = 14). Each teacher was responsible for services in a given classroom and the teacher’s assistant worked in one of the classrooms. Each teacher was licensed in special education. Four teachers had a bachelor’s degree and three had a master’s degree. Behavior definitions and observation systems. The skill sets targeted for training were selected by the supervisor of the pro- gram (experimenter) based on her view of relevant skill targets. The first skill set pertained to using a most-to-least (ML) as- sistive prompting strategy (Libby, Weiss, Bancroft, & Ahearn, 2008) while teaching consumers. All participants had previ- ously mastered using a least-to-most assistive (LM) prompting strategy (Parsons & Reid, 1999), which was the most common prompting approach used in the adult education program. The
  • 78. supervisor’s intent was to expand the participants’ teaching skills by training them to also be able to use the alternative, ML prompting strategy. The second targeted skill involved the use of manual signing in interactions with certain adult students. Only seven participants were involved in this training due to a medical leave. Each participant interacted, or potentially could interact, with a student who responded to and/or used manual signs for communication. However, the participants had not received formal training in manual signing for at least several years, if at all. The ML prompting protocol involved five teaching com- ponents based on previous research on LM prompting (Parsons & Reid, 1999). First, correct order was defined as teaching the steps of a student program in the exact sequence specified in the program task analysis. Second, correct reinforcement was defined as providing a consequence after the last correct step in a program and not providing the same consequence for any incorrectly performed step by the student. Reinforcement could be provided for correct student completion of any step but must be provided for the last correctly completed step. Third, correct error correction was defined as the teacher inter- rupting a student’s error and providing increased assistance sufficient such that the student then correctly completed the step. Correct prompting (modified from prior research to target ML) involved two components. The first component, full physical guidance on the first teaching trial, was defined as the teacher physically guiding the student through all steps of the task analysis. The second component, less assistive prompts on subsequent trials, was defined as the teacher beginning at least one step on the target trial by guiding the student through the step, stopping the guidance at a point earlier than on the previ- ous trial for that step, and not providing more assistance on any step for the target trial relative to the preceding trial. Hence, there were five overall components constituting correct teach-