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Master Thesis Defense


   Context Analysis of Business
   Processes Based on Event Logs

Airlangga Adi Hermawan (0729134)

Supervisor: Wil v.d. Aalst
Daily tutor: A. Adriansyah
Assessment committee:
M. de Leoni
B. Skoric




09-04-13                     Eindhoven
Introduction




               Process




                aabb
                 abc
                           Process mining
                aaabb

               Event log

09-04-13   PAGE 2
Example of process: construction permit
    Case id
                    Registration                Eligibility check Archive

       1

                           Material check       Archive

       2
                             Not flexible, limited insights

                          Environmental check      Eligibility check   Archive

       3


                                   Legend:                Timestamp (e.g. week)
                                      Resource A
                                      Resource B
                                      Resource C



09-04-13   PAGE 3
Context - example

     • The type of building might influence the path the
       instance follows in the process.

     • Instances might compete for the same resources.
            How to get insights into context-related
              information based on event logs?
     • The way people work together might affect the
       process.

     • The weather might influence the way organizations
       handle cases.



09-04-13   PAGE 4
Overview
                        aabb   Copy of event log with   aabb Enriched copy
                         abc   proper timestamp          abc
                                                             of event log

           aabb
            abc
                                                                  Visualization
       Event log    Fixing timestamp
                                         Deriving context




                                                              Context analyzer

                                           Experiment


09-04-13   PAGE 5
Fixing timestamps

     An event may have (1) missing timestamp or (2) erroneous
     timestamp  needs to be fixed.

     •Example of missing timestamp:

    Case id         -Registration
                    -Timestamp: 1   -Eligibility check      -Archive
                                    -Timestamp: 8                    8
                                                         -Timestamp: ┴
            1
                                                                         Legend:
                                                                              Resource A
                                                         Timestamp            Resource B
                                                                              Resource C




09-04-13   PAGE 6
Fixing timestamps
     • Example of erroneous timestamp:

Case id                         Environmental check
                                Timestamp: 1
                                           2        Eligibility check         Archive
                   Registration
                   Timestamp: 2                     Timestamp: 7              Timestamp: 8
    3

                                                                                         Legend:
                                                                        Timestamp             Resource A
                                                                                              Resource B
                                                                                              Resource C


    Case id                          Environmental check
                                     Timestamp: 10
                                                7        Eligibility check       Archive
                        Registration
                        Timestamp: 2                     Timestamp: 7            Timestamp: 8
           3


                                                                             Timestamp
                                                          ?
09-04-13       PAGE 7
Overview



           aabb
            abc

       Event log
                    Fixing timestamp Deriving context




                                                        Context analyzer

                                        Experiment


09-04-13   PAGE 8
Deriving context

     Enrich all events in event logs with new attributes in two ways:

           • Deriving internal context
             Enriched attributes are obtained from within event logs
             itself.

           • Deriving external context
             Enriched attributes are obtained from additional external
             sources.




09-04-13   PAGE 9
Deriving internal context
                                                1 Filter
                  e1 e2                                                 Unique originator in a trace
                                     e8
      2 Partition                          e9
                                                                                                      Archive
      e3 e5                e
                          e6 6                                                                        Resource: C
        e4                             3 Selection                Registration    Eligibility check
               e7                                          Case
                            e8                                    Resource: A     Resource: B
                            e8                             id

                                                            1
                                    Return
                                                                  Registration
      Post-process                  value to                                       Archive
                                                                  Resource: A
                                    focus event                                    Resource: C
           4 Post-process                                   2
                     Legend
                                                                     Material checking
               Log
           e                                                         Resource: A
               Event in a log
                                                                     Unique originator: 2
               Part of log which filtered out                                                         Timestamp
               Red partition                                         1. Filtering: none
               Yellow partition
                                                                     2. Partition: case id
               Pink partition
                                                                     3. Selection: running case
               Focus event
               Selected event                                        4. Post process: unique originator

09-04-13   PAGE 10
Deriving external context

      • Two ways of deriving external context:
                                                                           Range        Value
            • Range                                                         (time     (season)
                -Registration      -Eligibility check                      stamp)
                                                         -Archive
Case id         -Timestamp: 1      -Timestamp: 4         -Timestamp: 7      0-2        Winter
                -Season: Winter    -Season: Spring       -Season: Summer
                                                                            3-5        Spring
       1                                                                    6-8       Summer
                                                            Timestamp
            • Value mapping                 Legend:
                                                 Event



                  -Resource: A        -Resource: C
                                                                              Key       Value
                                                             -Resource: C   (resou     (blood
  Case id         -Timestamp: 1       -Timestamp: 4         -Timestamp: 7
                  -Blood type: O       -Blood type: AB                        rce)      type)
                                                            -Blood type: AB
                                                                                  A       O
            1
                                                                                  C      AB
                                                              Timestamp
 09-04-13   PAGE 11
Overview



           aabb
            abc

       Event log     Fixing timestamp Deriving context




                                                         Context analyzer

                                     Experiment


09-04-13   PAGE 12
Context analyzer – mapping events to
      visualization
            Activity: A     Activity: A Activity: B
Case id
            NumberResource:1Resource:1 Resource:2
                                                     Activity
                                      Timestamp (categorical)
  1
                                                          A
            Activity: D   Activity: A Activity: C
            Resource:2    Resource:1 Resource:1
                                                          B
  2

            Activity: A       Activity: B                 C
            Resource:3        Resource:2
  3                                                       D

                                                                1    1,5   2   2,5   3
                                                                           NumResource
                                                                             (numerical)

                                                                    X-axis: numResource
                                                                    Y-axis: activity
                                                                    Coloring: activity


 09-04-13   PAGE 13
Context analyzer – the inner rectangle


                          Activity
                    (categorical)
                               A
     Number of events = 3
                               B
                                                                    Number of events = 2
     Number of events = 1          C

                                   D

                                       1    1,5   2    2,5   3
                     No event                          NumResource
                                                       (numerical)

               Inner rectangle size is linear to number of events inside the cell.


09-04-13   PAGE 14
Context analyzer – mapping events to
      visualization
            Activity: A     Activity: A   Activity: B
Case id
            NumResource:1   NumResource:1 NumResource:2

  1                                                          Case id
                                                        (categorical)
            Activity: C   Activity: C   Activity: D
            NumResource:1 NumResource:1 NumResource:1
  2                                                             1

            Activity: A      Activity: B
            NumResource:1
                                                                2
                             NumResource:2
  3                                                             3

                                                                    1    2   3
                                     Timestamp                          NumResource

                                                                X-axis: numResource
                                                                Y-axis: activity
                                                                 Coloring: activity

 09-04-13   PAGE 15
Overview



           aabb
            abc

       Event log     Fixing timestamp Deriving context




                                                         Context analyzer

                                     Experiment


09-04-13   PAGE 16
Performance based on number of events




                                                  X-axis: timestamp
                                                  Y-axis: case id
                                                  Number of
                                                  columns: 7
                                                  Number of rows:
                                                  13087




   The increase in the number of events has minimum effect on
     processing time.


09-04-13   PAGE 17
Performance based on number of rows and
     columns




                                        X-axis: timestamp
                                        Y-axis: timestamp




09-04-13   PAGE 18
Comparison between the dotted chart and the
     context analyzer




                                         Context analyzer

                     Dotted chart       X-axis: timestamp
                 X-axis: timestamp      Y-axis: case id
                 Y-axis: case id        Coloring: number of unique originators
                 Coloring: originator
09-04-13   PAGE 19
Conclusion

     • Meaningful context-related information can be derived using
       internal and additional external data.

     • The context analyzer provides more flexibility.

     • The context analyzer has a better performance.




09-04-13   PAGE 20

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Context Analysis of Business Processes Based on Event Logs

  • 1. Master Thesis Defense Context Analysis of Business Processes Based on Event Logs Airlangga Adi Hermawan (0729134) Supervisor: Wil v.d. Aalst Daily tutor: A. Adriansyah Assessment committee: M. de Leoni B. Skoric 09-04-13 Eindhoven
  • 2. Introduction Process aabb abc Process mining aaabb Event log 09-04-13 PAGE 2
  • 3. Example of process: construction permit Case id Registration Eligibility check Archive 1 Material check Archive 2 Not flexible, limited insights Environmental check Eligibility check Archive 3 Legend: Timestamp (e.g. week) Resource A Resource B Resource C 09-04-13 PAGE 3
  • 4. Context - example • The type of building might influence the path the instance follows in the process. • Instances might compete for the same resources. How to get insights into context-related information based on event logs? • The way people work together might affect the process. • The weather might influence the way organizations handle cases. 09-04-13 PAGE 4
  • 5. Overview aabb Copy of event log with aabb Enriched copy abc proper timestamp abc of event log aabb abc Visualization Event log Fixing timestamp Deriving context Context analyzer Experiment 09-04-13 PAGE 5
  • 6. Fixing timestamps An event may have (1) missing timestamp or (2) erroneous timestamp  needs to be fixed. •Example of missing timestamp: Case id -Registration -Timestamp: 1 -Eligibility check -Archive -Timestamp: 8 8 -Timestamp: ┴ 1 Legend: Resource A Timestamp Resource B Resource C 09-04-13 PAGE 6
  • 7. Fixing timestamps • Example of erroneous timestamp: Case id Environmental check Timestamp: 1 2 Eligibility check Archive Registration Timestamp: 2 Timestamp: 7 Timestamp: 8 3 Legend: Timestamp Resource A Resource B Resource C Case id Environmental check Timestamp: 10 7 Eligibility check Archive Registration Timestamp: 2 Timestamp: 7 Timestamp: 8 3 Timestamp ? 09-04-13 PAGE 7
  • 8. Overview aabb abc Event log Fixing timestamp Deriving context Context analyzer Experiment 09-04-13 PAGE 8
  • 9. Deriving context Enrich all events in event logs with new attributes in two ways: • Deriving internal context Enriched attributes are obtained from within event logs itself. • Deriving external context Enriched attributes are obtained from additional external sources. 09-04-13 PAGE 9
  • 10. Deriving internal context 1 Filter e1 e2 Unique originator in a trace e8 2 Partition e9 Archive e3 e5 e e6 6 Resource: C e4 3 Selection Registration Eligibility check e7 Case e8 Resource: A Resource: B e8 id 1 Return Registration Post-process value to Archive Resource: A focus event Resource: C 4 Post-process 2 Legend Material checking Log e Resource: A Event in a log Unique originator: 2 Part of log which filtered out Timestamp Red partition 1. Filtering: none Yellow partition 2. Partition: case id Pink partition 3. Selection: running case Focus event Selected event 4. Post process: unique originator 09-04-13 PAGE 10
  • 11. Deriving external context • Two ways of deriving external context: Range Value • Range (time (season) -Registration -Eligibility check stamp) -Archive Case id -Timestamp: 1 -Timestamp: 4 -Timestamp: 7 0-2 Winter -Season: Winter -Season: Spring -Season: Summer 3-5 Spring 1 6-8 Summer Timestamp • Value mapping Legend: Event -Resource: A -Resource: C Key Value -Resource: C (resou (blood Case id -Timestamp: 1 -Timestamp: 4 -Timestamp: 7 -Blood type: O -Blood type: AB rce) type) -Blood type: AB A O 1 C AB Timestamp 09-04-13 PAGE 11
  • 12. Overview aabb abc Event log Fixing timestamp Deriving context Context analyzer Experiment 09-04-13 PAGE 12
  • 13. Context analyzer – mapping events to visualization Activity: A Activity: A Activity: B Case id NumberResource:1Resource:1 Resource:2 Activity Timestamp (categorical) 1 A Activity: D Activity: A Activity: C Resource:2 Resource:1 Resource:1 B 2 Activity: A Activity: B C Resource:3 Resource:2 3 D 1 1,5 2 2,5 3 NumResource (numerical) X-axis: numResource Y-axis: activity Coloring: activity 09-04-13 PAGE 13
  • 14. Context analyzer – the inner rectangle Activity (categorical) A Number of events = 3 B Number of events = 2 Number of events = 1 C D 1 1,5 2 2,5 3 No event NumResource (numerical) Inner rectangle size is linear to number of events inside the cell. 09-04-13 PAGE 14
  • 15. Context analyzer – mapping events to visualization Activity: A Activity: A Activity: B Case id NumResource:1 NumResource:1 NumResource:2 1 Case id (categorical) Activity: C Activity: C Activity: D NumResource:1 NumResource:1 NumResource:1 2 1 Activity: A Activity: B NumResource:1 2 NumResource:2 3 3 1 2 3 Timestamp NumResource X-axis: numResource Y-axis: activity Coloring: activity 09-04-13 PAGE 15
  • 16. Overview aabb abc Event log Fixing timestamp Deriving context Context analyzer Experiment 09-04-13 PAGE 16
  • 17. Performance based on number of events X-axis: timestamp Y-axis: case id Number of columns: 7 Number of rows: 13087 The increase in the number of events has minimum effect on processing time. 09-04-13 PAGE 17
  • 18. Performance based on number of rows and columns X-axis: timestamp Y-axis: timestamp 09-04-13 PAGE 18
  • 19. Comparison between the dotted chart and the context analyzer Context analyzer Dotted chart X-axis: timestamp X-axis: timestamp Y-axis: case id Y-axis: case id Coloring: number of unique originators Coloring: originator 09-04-13 PAGE 19
  • 20. Conclusion • Meaningful context-related information can be derived using internal and additional external data. • The context analyzer provides more flexibility. • The context analyzer has a better performance. 09-04-13 PAGE 20

Editor's Notes

  1. Tanggal dan
  2. Compare betweeen permit application. Make garage waiting too long. Gemeente busy Sisi pandang aplikan business process yang buruk. Gemeente melihat secara kesuluruhan Permasalahan yang dibahas di thesis ini adalah menggunakan analisis secara efisien Event didefiniskan lebih jelas Kasih keterangan tiap event Analisis dampak lingkungan di 20 th floor Ganti instance dengan case id Jadi instance ketiga berulang kali Bullet registration: misal resource A, instance dengan resource A, eligibility check dengan resource A. Legend untuk bullet Intstance kedua tidak mempengaruhi instance lain Acitivity jangan banyak2, kurangi dot Instance pertama lama banyak, eligibiitlity check lama sekali disana, tapi klo kita liat lintas instance kita bisa narik analisis lain resource dib anyak instance, kita bisa bilang analisis instance dilakukan hanya melihat satu kasus instance. Ini adalah salah satu contoh teknik analisis untuk menganislis performance, dari contoh ini ktia tidak mendapatkana informasi yg dibutuhkan. Ini merupakan teknik yang digunakan oleh dotted chart untuk menganilisis performance. Tiap event merepresentasikan kasus sebenarnya, axis diterangkan. Resource A punya beban terlalu banyak. Visualisasi sekarang ini kita bisa melihat menarik analisis, relatif sulit, karena kita menganalisis secara manual untuk menginspeksi. Kasih effect Goal mendapatkan context analisis berdasar event log How to derive context …. ? Panahnya untuk archive langsung 3
  3. Pakai slide overview Gimana sistemati untuk mendapat insight untuk mendapat context . Timestamp salah satu atribut yang paling penting. Kenyataan event log enggak perfect, ada salah dan missing timestmap. Proposemetode untuk memperbaiki timestamp. Propse general framework derive context. Visualiasasis setelah di enrich Untuk mendapat insight into process Gunakan blackbox tuk dapet ketiga-tiganya. Context analyzer diganti dengan gambar sesungguhnya, jadi audience ngerti Pakai gambar framework, gambar di bab 3 general framework thesis 3.13 Cara ngejelasin overview. Cerita seolah-olah ada overview kita liat untuk menderive konteks secara sistematis ada data yang sangat penting, timestamp ada masalah, pakai effect, bakal dapat event log saya propose suatu yang enrich dengan context. Visualiasisi dengan output. Ini juga untuk overview presentasi saya Hasilnya juga ditulis disitu, dan pake silinder juga
  4. Pakai satu trace figure 3.1, pakai 3 event saja. Slide berikutnya erroneus pakai contoh simple Contoh event pakai bullet-bullet saja. Masalah pertama ada satu trace yang ada 3 event, dengan atribut x, tapi timestamp g ada sama sekali. Fokus di satu slide satu masalah saja. Satu slide dengan Contoh missing timestamp Gambar dibuang Fix timestamp dengan 2 slide Erroneus timestamp bisa pake satu contoh
  5. Deriving context ada 2 internal dan external dengan deskripsi Atribut ditambahkan untuk setiap event yang ada di log. Dengan contoh visualiasi di event log halaman kedua.
  6. Jelasin ada pembagian ada 2, duration dan value mapping. Contoh aturannya. Dengan tipe data range. Atribut mapping, file csv Contoh dengan satu slide untuk 2 kasus.
  7. Categorical Ato ganti jadi numerical Atributnya Panahnya 3 masuk tanpa menghilangkan warna merah
  8. Tambahi keterangan inner rectangle size = jumlah event berbanding lurus Banyaknya event, yang item tidak ada event Add with categorical with cross
  9. Tujuan Gimana inputnya Parameternya apa Jumlah kolomnya 7. Scattered chart. Kurva regresi. Comparison with dotted chart Waktu visualisasi tidak bergantung pada Ini juga direport
  10. Confidence interval 30 kali eksperimen. Program off….
  11. We managed to derive meaningful context-related information using internal and additional external data. Context analyzer provides an easy way to visualize context-related information such that useful insights can be easily obtained. Dengan pendekatan interval dan external konteks. A flexible visualization can give more information than dotted chart. Performance is better in a aggregated data, which already applied in event log.
  12. Sebutkan keterbatasan. Kalau enggak valid gimana memunculkan social context dengan setting yang sudah ada. Keterbatasan implementasi can be improved dengan data yang besar. Pake struktur matriks data yang sparse, list of list. Departemen-departemen dan throughput time