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UK Quality Code for Higher
                       Education




                        Tim Burton
       Research, Development and Partnerships Group


The Quality Assurance Agency for Higher Education. Registered charity numbers 1062746 and SC037786
Aims

• Explain QAA’s role
• Explain the Quality Code
  •   How it is being developed
  •   What is contains
  •   Where to find it
  •   How to use it
The role of the Quality
       Assurance Agency
• QAA’s mission is to safeguard standards and
  improve the quality of UK higher education
• We work with higher education providers to
  develop reference points and guidance which
  are used by all providers
• We conduct reviews and publish reports
  detailing the findings of those reviews
• We investigate concerns about a subscriber’s
  quality and standards
• For more information see:
  www.qaa.ac.uk/aboutus
QAA’s Strategy 2011-14

• QAA has four strategic aims for the
  period 2011-14
  • meet students' needs and be valued by
    them
  • safeguard standards in an increasingly
    diverse UK and international context
  • drive improvements in UK higher education
  • improve public understanding of higher
    education standards and quality.
Why the Quality Code was
          developed
• Evaluation of its predecessor the
  Academic Infrastructure to determine
  whether it remained fit for purpose
• Consultation with HE providers and
  other stakeholders
• A Final report setting out the proposed
  structure of the Quality Code
UK Quality Code for
Higher Education


          • Setting and maintaining
 Part A     threshold academic standards


          • Assuring and enhancing
 Part B     academic quality


          • Information about higher
 Part C     education provision
Chapters of the Quality Code
Part A: Setting and maintaining           Part B: Assuring and enhancing
threshold academic standards                      academic quality
                                         B1: Programme design and approval
A1: The national level
                                         B2: Admissions
A2: The subject and qualification        B3: Learning and teaching
level
                                         B4: Student support
A3: The programme level                  B5: Student engagement
A4: Approval and review                  B6: Assessment of students and
A5: Externality                          accreditation of prior learning
                                         B7: External examining
A6: Assessment of achievement of
learning outcomes                        B8: Programme monitoring and
                                         review
                                         B9: Complaints and appeals
                                         B10: Management of collaborative
   Part C: Information about             arrangements
  higher education provision             B11: Research degrees


                           General introduction
The Quality Code:
components
               Explanation

               Indicators of
                  sound
                 practice

               Expectation:
                   what higher
               education providers
               expect of each other
               and which students
                and the public can
                expect of all higher
               education providers
Terms
     Threshold academic
     standards


     Academic quality


     Enhancement


  Defined in the General Introduction
All students are
                                          treated
                                  fairly, equitably and
                Staff are            as individuals.
                                                            Students have the
           supported, enabling
                                                              opportunity to
             them in turn to
                                                             contribute to the
            support students'
                                                             shaping of their
                learning
                                                           learning experience.
              experiences.

      Sufficient and
  appropriate external                                               Students are properly
 involvement exists for
   the maintenance of
                                 Overarching                        and actively informed at
                                                                      appropriate times of
academic standards and
 the quality of learning           values                           matters relevant to their
                                                                     programmes of study.
     opportunities.


             All policies and
                                                              All policies and
             processes are
                                                           processes relating to
              regularly and
                                                                 study and
                effectively
                                                           programmes are clear
           monitored, reviewed    Strategic oversight of      and transparent.
             and improved.       academic standards and
                                  academic quality is at
                                   the highest level of
                                 academic governance of
                                       the provider.
www.qaa.ac.uk/qualitycode
Quality Code – under construction
The existing elements of the
Academic Infrastructure put
                                  Some completely new
 back together in a different
                                  chapters e.g. student
           order
                                      engagement




                                  Review and editing of
                                      the whole for
  Some reworking to                consistency and to
 cover topics in a more            reduce duplication
    appropriate way
Building the jigsaw
Part B: Assuring and enhancing academic quality
Oct 2011   Chapter B7: External examining
Mar 2012   Part C: Information about higher education provision
Jun 2012   Chapter B11: Research degrees
           Chapter B5: Student engagement
Sep 2012   Chapter B3: Learning and teaching
Dec 2012   Chapter B10: Management of
           collaborative arrangements
Mar 2013   Chapter B4: Student support, learning resources and
           careers education, information, advice and guidance
Apr 2013   Chapter B9: Complaints and appeals
Part A: Setting and maintaining threshold academic standards
Jul 2013   Chapter A1: The national level
           Chapter A2: The subject and qualification level
           Chapter A3: The programme level
           Chapter A4: Approval and review
           Chapter A5: Externality
           Chapter A6: Assessment of achievement
           of learning outcomes
Jul 2013   Chapter B6: Assessment of students
           and accreditation of prior learning

Sep 2013   Chapter B1: Programme design and approval
           Chapter B8: Programme monitoring and review
Oct 2013   Chapter B2: Admissions
Under construction
New chapters                             Progress?   Published when?
Part C: Information about HE provision                 March 2012

B5: Student engagement                                 June 2012

B3: Learning & Teaching                               September 2012

B4: Student support                                    March 2013

Revised chapters
B7: External Examining                                 October 2011

B11: Research degrees                                  June 2012

B10: Management of collaborative                       December 2012
   arrangements

B9: Complaints and appeals                             April 2013
Alignment timetable
     2012-13                       2013-14                      2014-15
                                                          Part A: setting and
B7: External examining       B3: Learning and teaching    maintaining threshold
                                                          academic standards
Part C: Information about                                 B1: Programme design and
                             B5: Student engagement
higher education provision                                approval
                             B10: Management of
                                                          B2: Admissions
                             collaborative arrangements

                             B11: Research degrees        B4: Student support


                                                          B6: Assessment of students

                                                          B8: Programme monitoring
                                                          and review

                                                          B9: Complaints and appeals
Keeping up to date




Website:
www.qaa.ac.uk/qualitycode

Email:
qualitycode@qaa.ac.uk

Sign up to QAA News:
www.qaa.ac.uk/Newsroom/News/Pages/QAA-news-alert.aspx
Who needs to know about the Quality Code?




                     Students                 Academic Staff

Quality Managers




                                                 Professional, statutory
                                                 and regulatory bodies
                                                 (PSRBs)



Employers

                   Other stakeholder groups
Using the Quality Code




        You
Examples

Chapter B7:
External examining


Higher education providers make
    scrupulous use of external
           examiners
Identifying responsibilities
Awarding body                  HE provider
• Appoint external examiners   • Nominate external examiners
• Provide induction            • Contribute to induction
• Conduct/oversight of         • Conduct of assessment
  assessment process             process
• Receive reports – oversee    • Receive copy of report - act on
  scrutiny/key themes          • Respond to external examiner
• Respond to external            and awarding body?
  examiner?                    • Details in programme
                                 information
                               • Share/discuss reports with
                                 student representatives
Changes to practice?
• Ensuring responsibilities are clear
   • For staff at institutional, faculty and
     departmental levels
   • For collaborative partners
• Applying the national criteria for appointments
• Reviewing induction arrangements
• Ensuring students have the opportunity to be
  involved, seeing reports, discussing possible
  actions
Possible sources of evidence
• Written agreement with awarding body
  (setting out delegation)
• Quality manual (for the process)
• Examples of appointments
• Induction/mentoring activity
• Boards of examiners’ minutes
• Sample reports – annual monitoring reports
• Course rep or equivalent minutes
Supporting staff


• At provider level
• Nationally
  • The HEA External Examining Handbook
  • The second joint HEA/QAA External
    Examiners’ Conference (8 Nov 12)
• QAA guidance for external examiners
  on the Concerns Scheme
Examples

Part C:
Information about HE provision
 Higher education providers produce
      information for their intended
      audiences about the learning
   opportunities they offer that is fit for
   purpose, accessible and trustworthy
Structure of Part C
Based around the purposes of information
• To communicate the purposes and value of higher
  education to the public at large
• To help prospective students make informed
  decisions about where, what, when and how they will
  study
• To enable current students to make the most of their
  higher education learning opportunities.
• To confirm the achievements of students on
  completion of their studies
• To safeguard academic standards and assure and
  enhance academic quality.
Changes to practice?
• Focusing on intended
  audiences
• Engaging with those
  audiences; getting
  feedback
• Focusing on
  inclusivity
• Ensuring processes
  and responsibilities
  are clear and effective
Sources of evidence

• Mission statement, strategies
• Admissions process, criteria, additional
  requirements and costs
• Induction, handbooks, support
  arrangements
• Expectations – Charters?
• Certificates, transcripts, the HEAR
• Records of collaborative activity
Developing the ‘web portal’

• Enhancing access focusing on different
  audiences
• Access to additional sources
• Opportunities for 2 and 3-way
  communication
• User testing
• Launch: Autumn 2013
Further information




Website:
www.qaa.ac.uk/qualitycode

Email:
qualitycode@qaa.ac.uk

Sign up to QAA News:
www.qaa.ac.uk/Newsroom/News/Pages/QAA-news-alert.aspx

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Tim burton aua conference - presentation version

  • 1. UK Quality Code for Higher Education Tim Burton Research, Development and Partnerships Group The Quality Assurance Agency for Higher Education. Registered charity numbers 1062746 and SC037786
  • 2. Aims • Explain QAA’s role • Explain the Quality Code • How it is being developed • What is contains • Where to find it • How to use it
  • 3. The role of the Quality Assurance Agency • QAA’s mission is to safeguard standards and improve the quality of UK higher education • We work with higher education providers to develop reference points and guidance which are used by all providers • We conduct reviews and publish reports detailing the findings of those reviews • We investigate concerns about a subscriber’s quality and standards • For more information see: www.qaa.ac.uk/aboutus
  • 4. QAA’s Strategy 2011-14 • QAA has four strategic aims for the period 2011-14 • meet students' needs and be valued by them • safeguard standards in an increasingly diverse UK and international context • drive improvements in UK higher education • improve public understanding of higher education standards and quality.
  • 5.
  • 6. Why the Quality Code was developed • Evaluation of its predecessor the Academic Infrastructure to determine whether it remained fit for purpose • Consultation with HE providers and other stakeholders • A Final report setting out the proposed structure of the Quality Code
  • 7. UK Quality Code for Higher Education • Setting and maintaining Part A threshold academic standards • Assuring and enhancing Part B academic quality • Information about higher Part C education provision
  • 8. Chapters of the Quality Code Part A: Setting and maintaining Part B: Assuring and enhancing threshold academic standards academic quality B1: Programme design and approval A1: The national level B2: Admissions A2: The subject and qualification B3: Learning and teaching level B4: Student support A3: The programme level B5: Student engagement A4: Approval and review B6: Assessment of students and A5: Externality accreditation of prior learning B7: External examining A6: Assessment of achievement of learning outcomes B8: Programme monitoring and review B9: Complaints and appeals B10: Management of collaborative Part C: Information about arrangements higher education provision B11: Research degrees General introduction
  • 9. The Quality Code: components Explanation Indicators of sound practice Expectation: what higher education providers expect of each other and which students and the public can expect of all higher education providers
  • 10. Terms Threshold academic standards Academic quality Enhancement Defined in the General Introduction
  • 11. All students are treated fairly, equitably and Staff are as individuals. Students have the supported, enabling opportunity to them in turn to contribute to the support students' shaping of their learning learning experience. experiences. Sufficient and appropriate external Students are properly involvement exists for the maintenance of Overarching and actively informed at appropriate times of academic standards and the quality of learning values matters relevant to their programmes of study. opportunities. All policies and All policies and processes are processes relating to regularly and study and effectively programmes are clear monitored, reviewed Strategic oversight of and transparent. and improved. academic standards and academic quality is at the highest level of academic governance of the provider.
  • 13. Quality Code – under construction The existing elements of the Academic Infrastructure put Some completely new back together in a different chapters e.g. student order engagement Review and editing of the whole for Some reworking to consistency and to cover topics in a more reduce duplication appropriate way
  • 14. Building the jigsaw Part B: Assuring and enhancing academic quality Oct 2011 Chapter B7: External examining Mar 2012 Part C: Information about higher education provision Jun 2012 Chapter B11: Research degrees Chapter B5: Student engagement Sep 2012 Chapter B3: Learning and teaching Dec 2012 Chapter B10: Management of collaborative arrangements Mar 2013 Chapter B4: Student support, learning resources and careers education, information, advice and guidance Apr 2013 Chapter B9: Complaints and appeals Part A: Setting and maintaining threshold academic standards Jul 2013 Chapter A1: The national level Chapter A2: The subject and qualification level Chapter A3: The programme level Chapter A4: Approval and review Chapter A5: Externality Chapter A6: Assessment of achievement of learning outcomes Jul 2013 Chapter B6: Assessment of students and accreditation of prior learning Sep 2013 Chapter B1: Programme design and approval Chapter B8: Programme monitoring and review Oct 2013 Chapter B2: Admissions
  • 15. Under construction New chapters Progress? Published when? Part C: Information about HE provision March 2012 B5: Student engagement June 2012 B3: Learning & Teaching September 2012 B4: Student support March 2013 Revised chapters B7: External Examining October 2011 B11: Research degrees June 2012 B10: Management of collaborative December 2012 arrangements B9: Complaints and appeals April 2013
  • 16. Alignment timetable 2012-13 2013-14 2014-15 Part A: setting and B7: External examining B3: Learning and teaching maintaining threshold academic standards Part C: Information about B1: Programme design and B5: Student engagement higher education provision approval B10: Management of B2: Admissions collaborative arrangements B11: Research degrees B4: Student support B6: Assessment of students B8: Programme monitoring and review B9: Complaints and appeals
  • 17. Keeping up to date Website: www.qaa.ac.uk/qualitycode Email: qualitycode@qaa.ac.uk Sign up to QAA News: www.qaa.ac.uk/Newsroom/News/Pages/QAA-news-alert.aspx
  • 18.
  • 19. Who needs to know about the Quality Code? Students Academic Staff Quality Managers Professional, statutory and regulatory bodies (PSRBs) Employers Other stakeholder groups
  • 20. Using the Quality Code You
  • 21.
  • 22. Examples Chapter B7: External examining Higher education providers make scrupulous use of external examiners
  • 23. Identifying responsibilities Awarding body HE provider • Appoint external examiners • Nominate external examiners • Provide induction • Contribute to induction • Conduct/oversight of • Conduct of assessment assessment process process • Receive reports – oversee • Receive copy of report - act on scrutiny/key themes • Respond to external examiner • Respond to external and awarding body? examiner? • Details in programme information • Share/discuss reports with student representatives
  • 24. Changes to practice? • Ensuring responsibilities are clear • For staff at institutional, faculty and departmental levels • For collaborative partners • Applying the national criteria for appointments • Reviewing induction arrangements • Ensuring students have the opportunity to be involved, seeing reports, discussing possible actions
  • 25. Possible sources of evidence • Written agreement with awarding body (setting out delegation) • Quality manual (for the process) • Examples of appointments • Induction/mentoring activity • Boards of examiners’ minutes • Sample reports – annual monitoring reports • Course rep or equivalent minutes
  • 26. Supporting staff • At provider level • Nationally • The HEA External Examining Handbook • The second joint HEA/QAA External Examiners’ Conference (8 Nov 12) • QAA guidance for external examiners on the Concerns Scheme
  • 27. Examples Part C: Information about HE provision Higher education providers produce information for their intended audiences about the learning opportunities they offer that is fit for purpose, accessible and trustworthy
  • 28. Structure of Part C Based around the purposes of information • To communicate the purposes and value of higher education to the public at large • To help prospective students make informed decisions about where, what, when and how they will study • To enable current students to make the most of their higher education learning opportunities. • To confirm the achievements of students on completion of their studies • To safeguard academic standards and assure and enhance academic quality.
  • 29. Changes to practice? • Focusing on intended audiences • Engaging with those audiences; getting feedback • Focusing on inclusivity • Ensuring processes and responsibilities are clear and effective
  • 30. Sources of evidence • Mission statement, strategies • Admissions process, criteria, additional requirements and costs • Induction, handbooks, support arrangements • Expectations – Charters? • Certificates, transcripts, the HEAR • Records of collaborative activity
  • 31.
  • 32.
  • 33. Developing the ‘web portal’ • Enhancing access focusing on different audiences • Access to additional sources • Opportunities for 2 and 3-way communication • User testing • Launch: Autumn 2013
  • 34.
  • 35. Further information Website: www.qaa.ac.uk/qualitycode Email: qualitycode@qaa.ac.uk Sign up to QAA News: www.qaa.ac.uk/Newsroom/News/Pages/QAA-news-alert.aspx

Editor's Notes

  1. Threshold academic standards are the minimum acceptable level of achievement that a student has to demonstrate to be eligible for an academic award. For equivalent awards, the threshold level of achievement should be the same across the UK. Individual awarding bodies are responsible for setting the grades, marks or classification that differentiate between levels of student achievement above the threshold academic standard within an individual award. Academic quality is concerned with how well the learning opportunities made available to students enable them to achieve their award. It is about making sure that appropriate and effective teaching, support, assessment and learning resources are provided for them. In order to achieve a higher education award, students participate in the learning opportunities made available to them by their higher education provider. A provider should be capable of guaranteeing the quality of the opportunities it provides, but it cannot guarantee how any particular student will experience those opportunities. By ensuring that its policies, structures and processes for the management of learning opportunities are implemented effectively, a higher education provider also ensures the effectiveness of its outcomes.Enhancement is the process by which higher education providers systematically improve the quality of provision and the ways in which students' learning is supported. This can take place in different ways and at different levels, but a higher education provider should be aware that it has a responsibility to improve the quality of learning opportunities and to have policies, structures and processes in place to detect where improvement is necessary. Willingness to consider enhancement should be embedded throughout the higher education provider, but should stem from a high-level awareness of the need to consider improvement. Quality enhancement should naturally form part of effective quality assuranceThese definitions of standards and quality and explanation of enhancement can be found in the General Introduction to the Quality Code: www.qaa.ac.uk/Publications/InformationAndGuidance/Pages/Quality-Code-introduction.aspx
  2. The Quality Code is owned by the UK higher education sector and is published and maintained by QAA on their behalf. QAA works with the sector in developing and maintaining the Quality Code, to ensure that it represents expectations on which all higher education providers are agreed. The Quality Code is relevant to a wider audience than just HE providers, and QAA works with a wider audience to develop the Quality Code. Students are at the heart of QAA’s work and QAA engages directly with students and with representative bodies such as the NUSWe also recognise that there are different audiences within HE providers, including those with specific responsibilities for quality and standards, academic staff, and those who act as reviewers for QAA.Our ‘get involved’ page on the Quality Code web pages - http://www.qaa.ac.uk/AssuringStandardsAndQuality/quality-code/Pages/get-involved.aspx – indicates how people from different stakeholders can contribute to the development of the Code. In particular work on each chapter involves public consultation.
  3. This is part of work being produced by QAA to inform and engage students and wider audiences both in the Quality Code and in quality assurance more broadly. It is supported by a series of podcasts available on the QAA website - http://www.qaa.ac.uk/AssuringStandardsAndQuality/what-is-quality/pages/default.aspx A guide for students is now under development.