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Copyright,CSCPublishing.Tablets&
Capsules
tablet coating
Tablet coatingbasics Michael D.Tousey
Aftermakingagoodtablet,youmustoftencoatit.Thecoating
canhaveseveralfunctions.Itcanstrengthenthetablet,controlits
release,improveitstaste,colorit,makeiteasiertohandleand
package,andprotectitfrommoisture.Thisarticlereviewsthe
basicsoftabletcoatinganddescribescommontabletcoating
defects.
There are many ways to coat tablets. Sugar coating
was one of the earliest methods, and the process isstill
widelyused in the confectionery industry. Wurster coat-
ing is another means. It employs a cylindrical chamber
in which tablets are suspended by air and a coating solu-
tion is introduced into the air stream. Fluid-bed coating is
asimilarprocess. Dry coating isthe technique of mak- ing
a tablet within a tablet. But the principle means of
applying a coating to pharmaceutical andnutraceutical
tabletsiscalled filmcoating,andit isthe focusof this
article.
Coatingsolutions
Film coatings are a mixture of solids and liquids. For
many years, the liquid component of coatings was a
volatile solvent, such as alcohol or other quick-drying
substances like methylene chloride. While solvent-based
coatings performed well in many respects, they presented
problems in handling, operator safety, recovery, and odor.
They could even make the finished tablets smell like sol-
vent, which is not a desirable side effect. Solvent-based
coatings are still used in some applications, but water-
based,oraqueous,coatings have largelyreplacedthem. As
a result, coating has become much more challenging,
because water-based coatings are much less forgiving.
Youmustapply the coating andremove the waterbefore it
can jeopardizethe integrityof the tablet.
Copyright,CSCPublishing.Tablets&
Capsules
of the liquid component. It might be helpful for you to
think of film-coating tablets as spray-painting a bunch of
golf balls. You can envision that it’s best to spray them
lightly and evenly so that successive light coatings lock
together. That’s howtablet coating works.
Once the base coating is applied, you can increase the
rate of solution addition and the pan speed proportion-
ately. Typically, it takes about 20 minutes before you can
increase the spray rate and pan speed significantly. Soft
tablets and tablets that are very porous may require an
initial spray rate that is slower than the average of 100
millilitersperminutepergun.Besureto monitorspray- ing
to seewhetherthe spraypatternchanges.Ifitdoes, thereis
likely a buildup of solids on the gun tips. You can correct
this only by cleaning the tips, which meansstop- ping the
spray and the pan. The images on page 20 show tablet
coatingspray nozzlesbeing cleaned.
The film coating solution dries on the tablet surface
because there is a constant supply of hot air entering the
drumandpassingthrough the drum’sperforations into the
bedof tablets.Over time,thefilmbuildslayerafter layerof
solids. How long it takes to form the final film varies from
dozens of minutes to a few hours. It depends on tablet
quality, the coating solution type (solvent-based coatings
dry faster), the percentage of solids in the coat- ing, and
the rate of coating addition. Other important factors
include the air volume, air temperature, and the air
pressure within the coating cabinet. After you’ve fin- ished
applying thesolutionanddryingit, thetabletsmust cool.
For coatings to adhere properly, the tablets must
remain at a specific temperature, the solution must be
applied at a consistent rate, and the motion of the tablets
must be active yet tranquil. Disrupt any of these condi-
tions, and you will often produce a defective tablet. For
reproducible results, you have to eliminate or minimize
everypossible variable. That begins with tablet quality.
Tabletquality
My description of tablet coating presumes you are
coating high-quality tablets that are tough enough to
tumble as they’re coated and dried. If tablet quality is
consistent, the coating process is much easier.
Consistency is typically not a problem for pharmaceutical
manufacturers. It’s more of an issue for makers of vita-
mins, herbals, and other dietary supplements, because
they use many natural ingredients that vary in moisture
content, bulk density, granule structure, flow characteris-
tics, and compressibility. So naturally—pardon the pun—
the quality of their tablets tends to vary. You can’t coat a
bad or marginal tablet and expect a good tablet when
you’redone.
First, the tablets must be consistent in porosity and
hardness. They must also be free of dust. Furthermore,
they must not break apart during the preheat cycle at the
startof the coating processorduringthe firstfewmin- utes
of exposure to theatomizedsolution.
Coatingequipment
A modern tablet coating system combines several
components: a coating pan, a spraying system, an air-
handling unit, a dust collector, and the controls. The
coating pan is actually a perforated drum that rotates
within a cabinet. See Figure 1. The cabinet enables you to
control airflow, air temperature, air pressure, and the
coating application. The spraying system consists of sev-
eral spray gunsmounted on amanifold, asolution pump, a
supply tank and mixer, and an air supply. The pump
delivers the coating solution to the guns, where it com-
bines with atomizing air to create a fine mist that is
directed at the bed of tablets in the coating pan. The air
handling unit heats and filters the air used to dry the
coating on the tablets. Depending on your circumstances,
it may include a humidifier or dehumidifier. The dust col-
lector extracts air from the coating pan and keeps a
slightly negative pressure within the cabinet. The con-
trols enable you to orchestrate the operation of all the
components to achieve thedesiredresults.
Coating in action
Once you load a batch of tablets into the coating pan,
you need to preheatthe tablets andallow time fordust and
tablet flash to exit the pan. Once the temperature of the
outlet air reaches 42° to 46°C, usually within 15 min- utes,
sprayingcan begin.
The spray guns create a fine mist of coating solution
that dries just after it contacts the tablet. As the water
evaporates,it leavesthesolidsbehindto formathinfilm on
the tablet. The key to tablet coating is to get the sur- face
slightly wet and immediately dry. Your objective is to
apply the coating in many short, fast exposures, not in
long, slowexposures.
I was taught the three D’s of tablet coating: dose, dis-
tribute, and dry. Dose is the exposure to the solution.
Distribute is the fast motion of the tablets rubbing against
one another to transfer the solution. Dry is theremoval
Figure 1
A simple diagram of a tablet coatingsystem
Coatingpan
InletTabletbed
Coating
Exhaust
Heated air-vapor
mixturein
Air-vapor
mixtureout
Copyright,CSCPublishing.
Tablets&
Capsules
Tablet coating checklist
Since spraying, coating distribution, and drying take
place at the same time, tablet coating is a dynamic, com-
plex process that is affected by many variables. In no par-
ticular order, here are some of the parameters that you
should check when evaluating your coating operation to
determine the source of defectivecoatedtablets.
Control. Many problems occur in coating when you
can’t control every important parameter, such as tempera-
ture,pan pressure,sprayrates,and atomization pressure.
Consistent hardness of the tablet surface enables the
coating to “lock” into the surface. If the surface is too soft,
the impingement of the solution can erode the tablet.
Too hard a surface will not allow the solution to impinge
and adhere, and the coating will peel away. Both of these
coating defects can also occur by over- or under-applying
the coating solution or by applying the coating with too
much or too little force. A combination of these factors
could also be at work. See the sidebar on defects on page
22and the accompanying photos.
Here is alist of
common defects
associated with
coated tablets and
somelikely causes.
Picking and stick-
ing. This is when the
coating removes a
piece of the tablet
from the core. It is
Bridging.
occurs when the
coating fills in the
lettering or logo on
thetabletand is typi-
cally caused by
improper application
of the solution, poor
design of the tablet
coating
tionpressure.
Capping. This is
when the tablet separates in laminar
fashion. The problem stems from
improper tablet compression, but it
may not reveal itself until you start
coating. How you operate the coating
system, however, can exacerbate the
problem. Be careful not to over-dry
the tablets in the preheating stage.
That can make the tablets brittle and
promotecapping.
Erosion. Thiscanbetheresultof
soft tablets, an over-wetted tabletsur-
face, inadequatedrying, orlack of
tabletsurfacestrength.
Twinning. This is the term for
two tablets that stick together, and
it’s a common problem with capsule-
shaped tablets. Assuming you don’t
wish to change the tablet shape, you
can solve this problem by balancing
the pan speed and spray rate. Try
reducing the spray rate or increasing
the pan speed. In some cases, it is
necessary to modify the design of
the tooling by very
slightly changing
the radius. The
change is almost
impossible to see,
but it prevents the
twinning problem.
Peeling and frost-
ing. This is a defect
where the coating
peels away from the
tablet surface in a
sheet. Peeling indi-
cates that the coat-
ing solution did not
lock into the tablet
surface. This could
be due to a defect in
the coating solution,
over-wetting, or
high moisture con-
tent in the tablet
core.
Chipping. This is
the result of high
pan speed, a friable
tablet core, or a
coating solution that
lacks a good plasti-
cizer.
Mottled color. This canhappen
when the coating solution isimprop-
erly prepared, the actual spray rate
differs from the target rate, the
tablet cores are cold, or the drying
rateisoutof spec.
Orange peel. This refers to a coat-
ing texture that resembles the surface
of an orange. It is usually the result of
high atomization pressure in combina-
tionwithsprayratesthataretoo high.
T&C
poortabletquality. turning too fast or both. Peeling andbreakage
This also appear here.
I attribute the peeling in this photo to excessive
moisture within the tablet, which prevented the
coating from adhering. However, the tablet
coating also pulled the granulation out of the
tablet, a picking defect. That is usually caused
by over-wetting the tablet or by a tablet that is
toosoft.
caused by over-wet- This photo shows multiple defects.The initial Just one broken tablet can distributeparticles
ting the tablets, by problem was erosion of the tablet edge due to a to all the other tablets and mar their appear-
under-drying, or by soft or friable tablet or because the pan was ance. These tablets likely broke becausethey
had poorhardness.
embossing, high This photo shows a very porous tablet that
viscosity, prevented the coating from adhering tothe
high percentage of surface. These tablets should have been
solids in thesolution, coated longer, and the atomizationpressure
or improper atomiza- should have been reduced to decreasethe
slight orange peel, or textured,surface.
Coating defects
Copyright,CSCPublishing.Tablets&
Capsules
Tablet quality. As discussed earlier, the tablets must
have the proper porosity, surface, hardness, and moisture
content. You can’t have consistent coating without con-
sistenttablet quality.
Waiting period. Most tablets cannot be coated imme-
diately after they’ve been compressed. The energy within
the tablets is still fairly high. In fact, they are still warm. In
addition, tablet hardness changes over 24 to 48 hours. Let
thetabletsrest atleast thatlong beforeyoucoat them.
Batch size. Variation in batch size changes the
required pan speed, gun geometry, spray rates, and tem-
perature.The moreyourbatchsizesvary,themorequal- ity
issues thatwillarise inthecoating process.
Solution preparation. Again, consistencyisthe name of
the game. Does your company prepare coating solu- tions
the same way, regardless of the batch, the shift, or the
operator? Track the solution temperature, mixer speed,
and storage time. All are important. Oh, and is the mixing
blade correctly installed? Be sure by marking it “top” and
“bottom.”
Spray gun calibration. You should calibrate or check
the calibration of the guns every time you change prod-
ucts. This means checking the gun’s overall condition and
itsfilter,nozzle alignment, and needlecondition.
Gun geometry. Geometry refers to the gun-to-gun
alignment, gun-to-tablet bed alignment, and distance
from the gun to the end of the pan. Use a ruler to be sure
the distances are consistent. Furthermore, make sure all
the guns are pointed in exactly the same direction and are
maintaining the same spraypattern. Make certain that the
tubing and connections are tightand donotinterfere
withalignment,whichisa common problem.
Gun nozzles. The spray gun nozzles must be kept
clean and free of product buildup. Use a flashlight during
coatingto lookintothecabinet and checkthe nozzles.
Pan loading. While loading the tablets, look for
tablets that are broken, capped, chipped, or covered with
blackspecks. Doing sowill helpyou pinpointthe source of
any defects that occur. Do the defects appear during
loading, during initial pan rotation, or after preheating? A
visual inspection is critical when coating tablets that are
friableorthatchip orbreak easily.
Cleaning. Make sure you’ve cleaned and dried each
component of the spraying system before re-installing it
aftera productchangeover.
In tablet coating, small changesin almost any parame-
ter can lead to big differences in results. The more consis-
tent you make operations, and the tablet, the less you
must rely on the skill of the operator. Coating may be
something of an art, but you’ll get better results when you
apply alittle science to it. T&C
MichaelD. Touseyisownerandtechnicalservicesdirectorof DI
Pharma Tech, 152 Wilkerson Dr., Westminster, SC
29693. Tel. 864 647 5400, fax 864 647 1155. Website:
www.techceuticals.com.Touseyhasbeeninvolvedin the
pharmaceuticalindustrysince1973,including workat
ThomasEngineering,Shaklee,PennwaltStokes- Merrill,
andLakso.He foundedhiscompanyin 1989.
Touseyisamemberof theEditorialAdvisoryBoardof
Tablets&Capsules.

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Tablet Coating Basics

  • 1. Copyright,CSCPublishing.Tablets& Capsules tablet coating Tablet coatingbasics Michael D.Tousey Aftermakingagoodtablet,youmustoftencoatit.Thecoating canhaveseveralfunctions.Itcanstrengthenthetablet,controlits release,improveitstaste,colorit,makeiteasiertohandleand package,andprotectitfrommoisture.Thisarticlereviewsthe basicsoftabletcoatinganddescribescommontabletcoating defects. There are many ways to coat tablets. Sugar coating was one of the earliest methods, and the process isstill widelyused in the confectionery industry. Wurster coat- ing is another means. It employs a cylindrical chamber in which tablets are suspended by air and a coating solu- tion is introduced into the air stream. Fluid-bed coating is asimilarprocess. Dry coating isthe technique of mak- ing a tablet within a tablet. But the principle means of applying a coating to pharmaceutical andnutraceutical tabletsiscalled filmcoating,andit isthe focusof this article. Coatingsolutions Film coatings are a mixture of solids and liquids. For many years, the liquid component of coatings was a volatile solvent, such as alcohol or other quick-drying substances like methylene chloride. While solvent-based coatings performed well in many respects, they presented problems in handling, operator safety, recovery, and odor. They could even make the finished tablets smell like sol- vent, which is not a desirable side effect. Solvent-based coatings are still used in some applications, but water- based,oraqueous,coatings have largelyreplacedthem. As a result, coating has become much more challenging, because water-based coatings are much less forgiving. Youmustapply the coating andremove the waterbefore it can jeopardizethe integrityof the tablet.
  • 2. Copyright,CSCPublishing.Tablets& Capsules of the liquid component. It might be helpful for you to think of film-coating tablets as spray-painting a bunch of golf balls. You can envision that it’s best to spray them lightly and evenly so that successive light coatings lock together. That’s howtablet coating works. Once the base coating is applied, you can increase the rate of solution addition and the pan speed proportion- ately. Typically, it takes about 20 minutes before you can increase the spray rate and pan speed significantly. Soft tablets and tablets that are very porous may require an initial spray rate that is slower than the average of 100 millilitersperminutepergun.Besureto monitorspray- ing to seewhetherthe spraypatternchanges.Ifitdoes, thereis likely a buildup of solids on the gun tips. You can correct this only by cleaning the tips, which meansstop- ping the spray and the pan. The images on page 20 show tablet coatingspray nozzlesbeing cleaned. The film coating solution dries on the tablet surface because there is a constant supply of hot air entering the drumandpassingthrough the drum’sperforations into the bedof tablets.Over time,thefilmbuildslayerafter layerof solids. How long it takes to form the final film varies from dozens of minutes to a few hours. It depends on tablet quality, the coating solution type (solvent-based coatings dry faster), the percentage of solids in the coat- ing, and the rate of coating addition. Other important factors include the air volume, air temperature, and the air pressure within the coating cabinet. After you’ve fin- ished applying thesolutionanddryingit, thetabletsmust cool. For coatings to adhere properly, the tablets must remain at a specific temperature, the solution must be applied at a consistent rate, and the motion of the tablets must be active yet tranquil. Disrupt any of these condi- tions, and you will often produce a defective tablet. For reproducible results, you have to eliminate or minimize everypossible variable. That begins with tablet quality. Tabletquality My description of tablet coating presumes you are coating high-quality tablets that are tough enough to tumble as they’re coated and dried. If tablet quality is consistent, the coating process is much easier. Consistency is typically not a problem for pharmaceutical manufacturers. It’s more of an issue for makers of vita- mins, herbals, and other dietary supplements, because they use many natural ingredients that vary in moisture content, bulk density, granule structure, flow characteris- tics, and compressibility. So naturally—pardon the pun— the quality of their tablets tends to vary. You can’t coat a bad or marginal tablet and expect a good tablet when you’redone. First, the tablets must be consistent in porosity and hardness. They must also be free of dust. Furthermore, they must not break apart during the preheat cycle at the startof the coating processorduringthe firstfewmin- utes of exposure to theatomizedsolution. Coatingequipment A modern tablet coating system combines several components: a coating pan, a spraying system, an air- handling unit, a dust collector, and the controls. The coating pan is actually a perforated drum that rotates within a cabinet. See Figure 1. The cabinet enables you to control airflow, air temperature, air pressure, and the coating application. The spraying system consists of sev- eral spray gunsmounted on amanifold, asolution pump, a supply tank and mixer, and an air supply. The pump delivers the coating solution to the guns, where it com- bines with atomizing air to create a fine mist that is directed at the bed of tablets in the coating pan. The air handling unit heats and filters the air used to dry the coating on the tablets. Depending on your circumstances, it may include a humidifier or dehumidifier. The dust col- lector extracts air from the coating pan and keeps a slightly negative pressure within the cabinet. The con- trols enable you to orchestrate the operation of all the components to achieve thedesiredresults. Coating in action Once you load a batch of tablets into the coating pan, you need to preheatthe tablets andallow time fordust and tablet flash to exit the pan. Once the temperature of the outlet air reaches 42° to 46°C, usually within 15 min- utes, sprayingcan begin. The spray guns create a fine mist of coating solution that dries just after it contacts the tablet. As the water evaporates,it leavesthesolidsbehindto formathinfilm on the tablet. The key to tablet coating is to get the sur- face slightly wet and immediately dry. Your objective is to apply the coating in many short, fast exposures, not in long, slowexposures. I was taught the three D’s of tablet coating: dose, dis- tribute, and dry. Dose is the exposure to the solution. Distribute is the fast motion of the tablets rubbing against one another to transfer the solution. Dry is theremoval Figure 1 A simple diagram of a tablet coatingsystem Coatingpan InletTabletbed Coating Exhaust Heated air-vapor mixturein Air-vapor mixtureout
  • 3. Copyright,CSCPublishing. Tablets& Capsules Tablet coating checklist Since spraying, coating distribution, and drying take place at the same time, tablet coating is a dynamic, com- plex process that is affected by many variables. In no par- ticular order, here are some of the parameters that you should check when evaluating your coating operation to determine the source of defectivecoatedtablets. Control. Many problems occur in coating when you can’t control every important parameter, such as tempera- ture,pan pressure,sprayrates,and atomization pressure. Consistent hardness of the tablet surface enables the coating to “lock” into the surface. If the surface is too soft, the impingement of the solution can erode the tablet. Too hard a surface will not allow the solution to impinge and adhere, and the coating will peel away. Both of these coating defects can also occur by over- or under-applying the coating solution or by applying the coating with too much or too little force. A combination of these factors could also be at work. See the sidebar on defects on page 22and the accompanying photos. Here is alist of common defects associated with coated tablets and somelikely causes. Picking and stick- ing. This is when the coating removes a piece of the tablet from the core. It is Bridging. occurs when the coating fills in the lettering or logo on thetabletand is typi- cally caused by improper application of the solution, poor design of the tablet coating tionpressure. Capping. This is when the tablet separates in laminar fashion. The problem stems from improper tablet compression, but it may not reveal itself until you start coating. How you operate the coating system, however, can exacerbate the problem. Be careful not to over-dry the tablets in the preheating stage. That can make the tablets brittle and promotecapping. Erosion. Thiscanbetheresultof soft tablets, an over-wetted tabletsur- face, inadequatedrying, orlack of tabletsurfacestrength. Twinning. This is the term for two tablets that stick together, and it’s a common problem with capsule- shaped tablets. Assuming you don’t wish to change the tablet shape, you can solve this problem by balancing the pan speed and spray rate. Try reducing the spray rate or increasing the pan speed. In some cases, it is necessary to modify the design of the tooling by very slightly changing the radius. The change is almost impossible to see, but it prevents the twinning problem. Peeling and frost- ing. This is a defect where the coating peels away from the tablet surface in a sheet. Peeling indi- cates that the coat- ing solution did not lock into the tablet surface. This could be due to a defect in the coating solution, over-wetting, or high moisture con- tent in the tablet core. Chipping. This is the result of high pan speed, a friable tablet core, or a coating solution that lacks a good plasti- cizer. Mottled color. This canhappen when the coating solution isimprop- erly prepared, the actual spray rate differs from the target rate, the tablet cores are cold, or the drying rateisoutof spec. Orange peel. This refers to a coat- ing texture that resembles the surface of an orange. It is usually the result of high atomization pressure in combina- tionwithsprayratesthataretoo high. T&C poortabletquality. turning too fast or both. Peeling andbreakage This also appear here. I attribute the peeling in this photo to excessive moisture within the tablet, which prevented the coating from adhering. However, the tablet coating also pulled the granulation out of the tablet, a picking defect. That is usually caused by over-wetting the tablet or by a tablet that is toosoft. caused by over-wet- This photo shows multiple defects.The initial Just one broken tablet can distributeparticles ting the tablets, by problem was erosion of the tablet edge due to a to all the other tablets and mar their appear- under-drying, or by soft or friable tablet or because the pan was ance. These tablets likely broke becausethey had poorhardness. embossing, high This photo shows a very porous tablet that viscosity, prevented the coating from adhering tothe high percentage of surface. These tablets should have been solids in thesolution, coated longer, and the atomizationpressure or improper atomiza- should have been reduced to decreasethe slight orange peel, or textured,surface. Coating defects
  • 4. Copyright,CSCPublishing.Tablets& Capsules Tablet quality. As discussed earlier, the tablets must have the proper porosity, surface, hardness, and moisture content. You can’t have consistent coating without con- sistenttablet quality. Waiting period. Most tablets cannot be coated imme- diately after they’ve been compressed. The energy within the tablets is still fairly high. In fact, they are still warm. In addition, tablet hardness changes over 24 to 48 hours. Let thetabletsrest atleast thatlong beforeyoucoat them. Batch size. Variation in batch size changes the required pan speed, gun geometry, spray rates, and tem- perature.The moreyourbatchsizesvary,themorequal- ity issues thatwillarise inthecoating process. Solution preparation. Again, consistencyisthe name of the game. Does your company prepare coating solu- tions the same way, regardless of the batch, the shift, or the operator? Track the solution temperature, mixer speed, and storage time. All are important. Oh, and is the mixing blade correctly installed? Be sure by marking it “top” and “bottom.” Spray gun calibration. You should calibrate or check the calibration of the guns every time you change prod- ucts. This means checking the gun’s overall condition and itsfilter,nozzle alignment, and needlecondition. Gun geometry. Geometry refers to the gun-to-gun alignment, gun-to-tablet bed alignment, and distance from the gun to the end of the pan. Use a ruler to be sure the distances are consistent. Furthermore, make sure all the guns are pointed in exactly the same direction and are maintaining the same spraypattern. Make certain that the tubing and connections are tightand donotinterfere withalignment,whichisa common problem. Gun nozzles. The spray gun nozzles must be kept clean and free of product buildup. Use a flashlight during coatingto lookintothecabinet and checkthe nozzles. Pan loading. While loading the tablets, look for tablets that are broken, capped, chipped, or covered with blackspecks. Doing sowill helpyou pinpointthe source of any defects that occur. Do the defects appear during loading, during initial pan rotation, or after preheating? A visual inspection is critical when coating tablets that are friableorthatchip orbreak easily. Cleaning. Make sure you’ve cleaned and dried each component of the spraying system before re-installing it aftera productchangeover. In tablet coating, small changesin almost any parame- ter can lead to big differences in results. The more consis- tent you make operations, and the tablet, the less you must rely on the skill of the operator. Coating may be something of an art, but you’ll get better results when you apply alittle science to it. T&C MichaelD. Touseyisownerandtechnicalservicesdirectorof DI Pharma Tech, 152 Wilkerson Dr., Westminster, SC 29693. Tel. 864 647 5400, fax 864 647 1155. Website: www.techceuticals.com.Touseyhasbeeninvolvedin the pharmaceuticalindustrysince1973,including workat ThomasEngineering,Shaklee,PennwaltStokes- Merrill, andLakso.He foundedhiscompanyin 1989. Touseyisamemberof theEditorialAdvisoryBoardof Tablets&Capsules.