1. Q NO) 1:- How this angel investment concept will help in financial planning
by wealth manager?
ANS: - Angel investors are wealthy individuals who invest in high risk, early stage
ventures by reserving a portion of their total investment portfolios to provide emerging
companies with seed and startup capital through direct, private investments. Their goal is to
achieve higher returns than the typical public markets provide. Most angels are active investors
who contribute their time and experience, as well as offer introductions to valuable contact
essential to the company’s success.
QNO) 2 :- Whom you suggest this angel investment option/ concept and why?
ANS: - There is some point to considered angel investment
 has an income that exceeds $100,000
 has a net worth in excess of $1,000,000
 has previous successful entrepreneurial experience
 expects to hold on the investment for up to five to seven years (although some angels wish to
"cash out" after only a few years)
 enjoys advising the entrepreneur and likes to be part of the action
 invests up to $150,000 but may participate in a syndicate of other angel investors bringing
the total investment to multiples of individual investments
 refers deals to other private investors even if the angel has chosen not to invest
 likes to invest in an industry with which the angel is familiar
 Sources deals through referrals.
Because if there is point not considered there is no condition to survive the angel investment.

2. QNO) 3:- Are they any regulations for angel investment in India?
ANS: - An entrepreneur’s well-detailed business plan should be taken to their law firm.
Here their securities attorney will prepare the offering document. Each of the potential
investors must obtain a copy. At the time of investment, each investor needs to sign a seen legal
statement, read the offering document, and be made aware of the risks in making such an
investment.
A qualified securities attorney will be able to guide an entrepreneur through the process of
securities laws of their specific proposed angel investment. Every entrepreneur and their
investors must abide to the securities laws because non-compliance penalties can be quite severe.
For instance, if a securities offering is not registered and no exemption is available, the investor
may have a variety of securities claims against the entrepreneur and his/her business, including
the right to terminate the investment deal and demand back their invested funds. It is important
for the business owners to properly comply with securities law regulations to avoid such harsh
investment consequences.
Entrepreneurs who seek capital for their early stage venture must have the counsel of an
experienced attorney who specializes in financial transactions. Obtaining a securities attorney
will enable the business owners to fully understand all federal and state regulations regarding
their business, protect business owners and investors, and encourage compliance with these laws.
QNO) 4:- from 2007 onwards collect data how many companies, how many
people has invested in angel investment and why?
ANS: - In the year 2008 marked a decrease of roughly 26.2% of total angel investments when
compared to the previous year. There was also a 3% drop in the number of deals being funded,
but this is a rather insignificant decline from 2007.
There had been speculation that in 2008, the trend of angel investors would be to provide more
money towards follow-on investments and portfolio companies, as well as syndicating deals on
multiple angel investors.
In 2008, the largest share of investments was seen in the healthcare services and medical
devices/equipment sector, accounting for 16% of total angel investments. This was followed by
software (13%), retail (12%), biotech (11%), industrial/energy (8%), and media (7%). Angel
return rates for angel exits in 2008 were variable, accounting for 22% of the exits that comprised
of mergers and acquisitions (70%), bankruptcies (26%), and IPO's (4%). In addition, while
women and minority entrepreneurs represented 16.5% and 3.7% of those who obtained angel in
2008, the overall number of these groups was low, but in line with yield market rates.
The trend in 2009 should not deviate much from 2008. Entrepreneurs seeking capital for their
startups should find it somewhat difficult to obtain proper funding, since accredited angel
investors have less new worth and will make fewer investments. However, since venture
capitalists are making sure that their current investments are secure, as opposed to investing in
new ventures, there will still be more investment opportunities for angel investors

3. QNO)5:- Suggest if you are wealth manager, in which project you would
suggest the client to invest?
ANS: - It is a common perception that if you are ready to take high risks, then you will have
more probabilities of receiving high rewards. But there are several investment strategies which
allow you to receive massive benefits without the need to take too many risks. When we analyze
the high risk high reward investment strategies, we have to keep in mind these should not be
your main investment strategies, but only one of them.
Basically, high risk high reward investment strategies are those which have the potential to win
or lose a big amount of money for you. If a transaction involves the risk of losing only $500,
then you will probably be ready to take the challenge but if it involves loosing $50,000, then you
will definitely refrain from investing in such a transaction. The basic thing is that you should
look at the profit or loss percentage while investing, rather than the number of dollars involved.