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Analysis from Siberia: A New
Paradigm for Democracy and Civil
 Society Development in Russia




       Sarah Lindemann-Komarova
                April 2012
What is democracy?

The first association that comes
to mind is……
I have been asking that question in Siberia
since 1992 and the first answer is always…
                FREEDOM.
This is usually followed by a list of specifc
     freedoms (speech, religion etc.).
Only occasionally, after I have resorted to
begging people to think of other associations,
  does someone suggest “responsibility” in
          relation to democracy…
  freedom without responsibility may not be
   anarchy but it certainly isn’t democracy.
What is civil society?
            THE T
                SPACE


    between government, work and
  между государство, работой и
домом, в которомpeople can act
     home, where люди выражать
     collectively and realize their
 себя через следование личным
 интересам, potential by pursuing
   individual которые могут быть
 interests that can be anything from
    какими угодно, от спорта до
      organizing a sports club to
       общественного блага.
 participating in a community clean-
                  up.
This understanding provides us with
   two parameters for measuring civil
               society:
• The size of the space: Is
  it being limited? If yes,
  how, why and by whom
  (is there a reasonable
  justification for this)?
• Activities taking place
  in the space: Number
  and type of people,
  range of activities and
  issues being addressed
  (are they increasing or
  decreasing and why)?
1992: Fundamental baseline observation
  The appearance of
        democracy
   corresponded to a
catastrophic decrease in
  the quality of life for
most people. This meant
      that the people
 promoting the case for
   democracy, had to
     demonstrate it’s
connection to improved
    quality of life with
   concrete, practical,
  measurable results.
Ira, student, Novosibirsk State University, 1992:

   “Time   was running out and our country was literally shaking from all the
    events. The August coup was the origin of the complete impoverishment of
    the whole nation. I’d like to tell you one really impressive fact. During this
    summer (1992) the salary of the leading science researcher from the Institute
    of Thermophysics was nearly 900 rubles (per month). What could he buy? 4
    kilograms of butter for 800 rubles or maybe 3 kilograms of good sour cream
    for 850 rubles?
    In comparison, in 1989, his salary was 445 rubles per month and he could
    buy nearly 148 kilograms of butter. We can only admire his devotion to
    research. this situation really killed a lot of
   talented scientists who couldn’t stand              Poverty level
   these humiliating conditions.                           Russia:
   For example, one department of the
   Institute of Thermophysics buried 3 gifted         1993    30,9% 2005          13.5%
   scientists between the ages of 50-60               1994    23,1% 2008          13.4%
  in three months.”
•                                                     1998    24,6% 2010          12.6%

                                                        1999   34,1%   2011     12.8%

                                                        2004   17.6%   2012 13.5%**
The strategy we developed to support civil society in this
challenging environment involved “mobilization through the
      development of partnerships” and looks like this:
There are 2 primary objectives

• Objective №1: Strengthened infrastructure of
  mechanisms, policies and procedures that
  not only allow for, but, require citizen
  participation in all aspects and level of
  governance.
• Objective №2: Increased understanding and
  belief by people that they can, should and
  must take responsibility for the quality of life
  in their communities and the country as a
  whole and that good governance and
  improved quality of life are only possible
  when all people are involved in this process.
This approach was applied by the Siberian
Civic Initiatives Support Center in Novosibirsk
 and other NGOs in the Russian regions that
serve as centers for civil society development.
 The following are an example of key results:
1995: No government competitions to support civic initiatives,
                NGOs or social projects.

     2013: In Novosibirsk Oblast alone 70, 000, 000 rubles
 ($2,333,333) will be disseminated in competitions to support
                        civic initiatives.
1995: No mechanisms to support civic initiatives and citizen
              participation in governance

  Today: More than 323 mechanisms in 11 Siberian
                     Regions
          (picture from NGO Fair in Novosibirsk below)
The following chart shows the development dynamics
for these mechanisms in the regions. There are 2
positive indicators: the increase in number of
mechanisms and the increase in the number of
mechanisms established on the basis of a
citizen/government partnership.
Red = Government initiative
Blue = Partnership initiative (government/citizen, NGO
Green = Mayoral initiative
Yellow = Citizen, NGO initiative
Purple = Partnership initiative (Business/NGO, citizen
Another interesting element in the chart – the increase of
mechanisms in 2003 and 2007. This could be a demonstration of
resonance from federal level initiatives (Civic Forum in 2001 and
Law #131 on Local-Self Governance in 2006), that made it easier
for activists to promote citizen participation and partnership with
regional and local government who had gotten the signal from
Moscow this was now expected of them.
Until last year the only strategic target that had not
yielded a result was the meaningful participation of
    regional representatives on the federal level
     decision making process in relation to the
  development and support of civil society in the
                   regions. Then….
2012 Federal Level – Representatives from
regional NGOs that support civil society were
    included as experts by the Ministry of
      Regional Economic Development
Lessons learned by generating these positive
results yielded a new paradigm for democracy
and civil society development.
Elements of this paradigm are
presented here in comparison to
the “transitional” or “traditional”
     paradigm for democratic
     development that is often
     associated with western
  development efforts. However,
 the work that yielded the “new”
   paradigm was also primarily
   funded by western donors.
Strategic Focus
Transitional          New/Siberian
 Paradigm              Paradigm
    Freedom              Responsibility
    Свобода             Ответственность

 Human rights            Quality of life
Права человека          Качество жизни

NGO development       Community social and
   Развитие          economic development
 общественных      Социально-экономическое
  организаций        развитие сообщества

    Elections       Other forms of participation
    Выборы          Другие формы участия
Transitional Paradigm                 New/Siberian Paradigm

        Tactical Approach                     Strategic Approach
      Тактический подход                   Стратегический подход
Civil society is equated with human    Civil society is equated with anyone
          rights and NGOs                who chooses to use the space
Гражданское общество = права          Гражданское общество = любой,
         человека + НКО                   кто решает этим заняться

              PR                           One on one organizing
              Пиар                         Мобилизация каждого
                                             индивидуально
Transitional Paradigm       New/Siberian Paradigm
         Speaking                     Listening and hearing
         Говорить                           Слушать

     Criticism /demands     Partnership/ offering what you have to give
   Критика и требования          Партнерство и предложение
                                            поддержки
  Being against something            Being for something
       Быть против                         Быть за
A problem….
The “transitional”
  paradigm has generated
  unintended negative
  results for Russian
  NGOs and an often
  inaccurate assessment
  of the status,
  weaknesses and
  sources of those
  weaknesses of civil
  society in Russia and,
  thus, understanding of
  how to positively impact
  on the situation.
A possible explanation…
Hans Rosling, expert on economic,
 agriculture and health development
 and a founder of the statistical program
 «Gapminder», provided an analysis of
 development in its broadest sense. The
 following chart provides a possible
 explanation why the “transitional”
 paradigm generates unintended
 negative results, it confuses the goals
 of development with the means for
 development.
Hans Rosling ‘s “Dimensions of Development” identifies human
rights, culture and environment as the goals and the path to
achieve them is through economic development, good
governance and education.

                       Средства для развития   Цель
                       Means                   Goal

Права человека
Human Rights           +                       +++
Окружающая среда
Environment            +                       ++
Управление
Governance             ++                      0
Экономический рост
Economic Development   +++                     0
Образование
Education              ++                      +
Здоровье
Health                 +                       ++
Культура
Culture                +                       +++
That means everything is okay
based on the results that have
   been achieved? ….NO!
For example, of the 323 mechanisms
   mentioned, the number of those
operating effectively are……ZERO….
Effective Community
                                                      Governance Model
                                                      we have been
                               Engaging
promoting                      Citizens

                                                      since 2006
                           1          3
                                  4   3
                  Getting
                  Things                  Measuring
                   Done           2        Results
                  (Public &
                   Private )




•   The four “Advanced Governance Practices” are represented by the overlapping
    areas in the figure, which represent alignment of “core community skills” as follows:
•   Community Problems Solving: Aligns “Engaging Citizens” and “Getting Things
    Done.”
•   Organizations Managing for Results: Aligns “Measuring Results” and “Getting
    Things Done.”
•   Citizens Reaching for Results: Aligns “Engaging Citizens” and “Measuring Results.”
•   Communities Governing for Results: Aligns all three core skills.
•   Copyright Paul Epstein 2005
In the small cities, towns and villages using the model
the results have been: more things are happening and
more community members are included in the process,
     BUT, the measuring results component is not
                       developing.
Our approach also recognizes and promotes 5
roles of citizen engagement: the level of citizen
participating in all roles is increasing EXCEPT
for citizens as evaluators.
            Role                       Description
       Citizens as….
       Stakeholders      Anyone who cares about an issue and
                         can be mobilized to address it.
        Advocates        Help to create a platform with a long
                         term strategy to address an issue
       Issue framers     Identify problems, priorities, solutions
                         and acceptable compromises
        Evaluators       Provide objective fact based
                         assessments of community
                         development, projects and programs
       Collaborators     Those engaged in mutually beneficial
                         relationships targeted at improving
                         quality of life in the community
Overall status of civil society?
    What’s happening in the space?
There is an increased
  number of people,
  organizations and
  institutions active in the
  civil society space and
  an increase in the types
  of activities and range
  of issues they are
  addressing.
Still, quantity and
  effort does not equal
  quality and results.
Overall status of civil society?
        The size of the space?
The shape of the space is in the
  process of being adjusted
  primarily through legislation
  generated by government.
The debate is whether these
  initiatives are appropriate in
  relation to the need to
  balance other interests such
  as transparency in the case of
  financial reporting for NGOs
  so public trust and support
  (currently very low) will
  increase or authorized places
  and times for protests so non
  protesters are minimally
  inconvenienced.
The key constraint to addressing this
              effectively….
There is often a politicized,
  rather than practical, result
  driven approach from the
  government and response
  from NGOs who present
  themselves as
  representatives of civil
  society without any
  legitimate claim to doing so.
So, sub-optimum results for
  everyone.
Arguments need to be
  knowledge and fact based
  even if they are emotion
  driven. Therefore….
The next strategic focus must be
  promoting evaluation as an essential
  element in all forms of activity (NGOs,
   government departments, programs,
projects, councils, the processes that are
        shaping civil society etc.)
…and continue to promote an increased understanding
  of the responsibility of every citizen, business and
government bureaucrat to establish a just democracy in
                 Russia, because….
“Wherever democracy has fallen, it was too exclusively
political in nature. It had not become part of the bone
and blood of people in daily conduct. Unless democratic
habits of thought are part of the fiber of a people,
political democracy is insecure.”

 John Dewey, American philosopher and father of
“democratic” education
THEREFORE
The process continues….
as we dream and work towards an improved
   quality of life for everyone. Thank You.
          ECHOSiberia@gmail.com

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Analysis from Siberia: A New Paradigm for Democracy and Civil Society Development in Russia

  • 1. Analysis from Siberia: A New Paradigm for Democracy and Civil Society Development in Russia Sarah Lindemann-Komarova April 2012
  • 2. What is democracy? The first association that comes to mind is……
  • 3. I have been asking that question in Siberia since 1992 and the first answer is always… FREEDOM. This is usually followed by a list of specifc freedoms (speech, religion etc.).
  • 4. Only occasionally, after I have resorted to begging people to think of other associations, does someone suggest “responsibility” in relation to democracy… freedom without responsibility may not be anarchy but it certainly isn’t democracy.
  • 5. What is civil society? THE T SPACE between government, work and между государство, работой и домом, в которомpeople can act home, where люди выражать collectively and realize their себя через следование личным интересам, potential by pursuing individual которые могут быть interests that can be anything from какими угодно, от спорта до organizing a sports club to общественного блага. participating in a community clean- up.
  • 6. This understanding provides us with two parameters for measuring civil society: • The size of the space: Is it being limited? If yes, how, why and by whom (is there a reasonable justification for this)? • Activities taking place in the space: Number and type of people, range of activities and issues being addressed (are they increasing or decreasing and why)?
  • 7. 1992: Fundamental baseline observation The appearance of democracy corresponded to a catastrophic decrease in the quality of life for most people. This meant that the people promoting the case for democracy, had to demonstrate it’s connection to improved quality of life with concrete, practical, measurable results.
  • 8. Ira, student, Novosibirsk State University, 1992: “Time was running out and our country was literally shaking from all the events. The August coup was the origin of the complete impoverishment of the whole nation. I’d like to tell you one really impressive fact. During this summer (1992) the salary of the leading science researcher from the Institute of Thermophysics was nearly 900 rubles (per month). What could he buy? 4 kilograms of butter for 800 rubles or maybe 3 kilograms of good sour cream for 850 rubles? In comparison, in 1989, his salary was 445 rubles per month and he could buy nearly 148 kilograms of butter. We can only admire his devotion to research. this situation really killed a lot of talented scientists who couldn’t stand Poverty level these humiliating conditions. Russia: For example, one department of the Institute of Thermophysics buried 3 gifted 1993 30,9% 2005 13.5% scientists between the ages of 50-60 1994 23,1% 2008 13.4% in three months.” • 1998 24,6% 2010 12.6% 1999 34,1% 2011 12.8% 2004 17.6% 2012 13.5%**
  • 9. The strategy we developed to support civil society in this challenging environment involved “mobilization through the development of partnerships” and looks like this:
  • 10. There are 2 primary objectives • Objective №1: Strengthened infrastructure of mechanisms, policies and procedures that not only allow for, but, require citizen participation in all aspects and level of governance. • Objective №2: Increased understanding and belief by people that they can, should and must take responsibility for the quality of life in their communities and the country as a whole and that good governance and improved quality of life are only possible when all people are involved in this process.
  • 11. This approach was applied by the Siberian Civic Initiatives Support Center in Novosibirsk and other NGOs in the Russian regions that serve as centers for civil society development. The following are an example of key results:
  • 12. 1995: No government competitions to support civic initiatives, NGOs or social projects. 2013: In Novosibirsk Oblast alone 70, 000, 000 rubles ($2,333,333) will be disseminated in competitions to support civic initiatives.
  • 13. 1995: No mechanisms to support civic initiatives and citizen participation in governance Today: More than 323 mechanisms in 11 Siberian Regions (picture from NGO Fair in Novosibirsk below)
  • 14. The following chart shows the development dynamics for these mechanisms in the regions. There are 2 positive indicators: the increase in number of mechanisms and the increase in the number of mechanisms established on the basis of a citizen/government partnership.
  • 15. Red = Government initiative Blue = Partnership initiative (government/citizen, NGO Green = Mayoral initiative Yellow = Citizen, NGO initiative Purple = Partnership initiative (Business/NGO, citizen
  • 16. Another interesting element in the chart – the increase of mechanisms in 2003 and 2007. This could be a demonstration of resonance from federal level initiatives (Civic Forum in 2001 and Law #131 on Local-Self Governance in 2006), that made it easier for activists to promote citizen participation and partnership with regional and local government who had gotten the signal from Moscow this was now expected of them.
  • 17. Until last year the only strategic target that had not yielded a result was the meaningful participation of regional representatives on the federal level decision making process in relation to the development and support of civil society in the regions. Then….
  • 18. 2012 Federal Level – Representatives from regional NGOs that support civil society were included as experts by the Ministry of Regional Economic Development
  • 19. Lessons learned by generating these positive results yielded a new paradigm for democracy and civil society development.
  • 20. Elements of this paradigm are presented here in comparison to the “transitional” or “traditional” paradigm for democratic development that is often associated with western development efforts. However, the work that yielded the “new” paradigm was also primarily funded by western donors.
  • 21. Strategic Focus Transitional New/Siberian Paradigm Paradigm Freedom Responsibility Свобода Ответственность Human rights Quality of life Права человека Качество жизни NGO development Community social and Развитие economic development общественных Социально-экономическое организаций развитие сообщества Elections Other forms of participation Выборы Другие формы участия
  • 22. Transitional Paradigm New/Siberian Paradigm Tactical Approach Strategic Approach Тактический подход Стратегический подход Civil society is equated with human Civil society is equated with anyone rights and NGOs who chooses to use the space Гражданское общество = права Гражданское общество = любой, человека + НКО кто решает этим заняться PR One on one organizing Пиар Мобилизация каждого индивидуально
  • 23. Transitional Paradigm New/Siberian Paradigm Speaking Listening and hearing Говорить Слушать Criticism /demands Partnership/ offering what you have to give Критика и требования Партнерство и предложение поддержки Being against something Being for something Быть против Быть за
  • 24. A problem…. The “transitional” paradigm has generated unintended negative results for Russian NGOs and an often inaccurate assessment of the status, weaknesses and sources of those weaknesses of civil society in Russia and, thus, understanding of how to positively impact on the situation.
  • 25. A possible explanation… Hans Rosling, expert on economic, agriculture and health development and a founder of the statistical program «Gapminder», provided an analysis of development in its broadest sense. The following chart provides a possible explanation why the “transitional” paradigm generates unintended negative results, it confuses the goals of development with the means for development.
  • 26. Hans Rosling ‘s “Dimensions of Development” identifies human rights, culture and environment as the goals and the path to achieve them is through economic development, good governance and education. Средства для развития Цель Means Goal Права человека Human Rights + +++ Окружающая среда Environment + ++ Управление Governance ++ 0 Экономический рост Economic Development +++ 0 Образование Education ++ + Здоровье Health + ++ Культура Culture + +++
  • 27. That means everything is okay based on the results that have been achieved? ….NO!
  • 28. For example, of the 323 mechanisms mentioned, the number of those operating effectively are……ZERO….
  • 29. Effective Community Governance Model we have been Engaging promoting Citizens since 2006 1 3 4 3 Getting Things Measuring Done 2 Results (Public & Private ) • The four “Advanced Governance Practices” are represented by the overlapping areas in the figure, which represent alignment of “core community skills” as follows: • Community Problems Solving: Aligns “Engaging Citizens” and “Getting Things Done.” • Organizations Managing for Results: Aligns “Measuring Results” and “Getting Things Done.” • Citizens Reaching for Results: Aligns “Engaging Citizens” and “Measuring Results.” • Communities Governing for Results: Aligns all three core skills. • Copyright Paul Epstein 2005
  • 30. In the small cities, towns and villages using the model the results have been: more things are happening and more community members are included in the process, BUT, the measuring results component is not developing.
  • 31. Our approach also recognizes and promotes 5 roles of citizen engagement: the level of citizen participating in all roles is increasing EXCEPT for citizens as evaluators. Role Description Citizens as…. Stakeholders Anyone who cares about an issue and can be mobilized to address it. Advocates Help to create a platform with a long term strategy to address an issue Issue framers Identify problems, priorities, solutions and acceptable compromises Evaluators Provide objective fact based assessments of community development, projects and programs Collaborators Those engaged in mutually beneficial relationships targeted at improving quality of life in the community
  • 32. Overall status of civil society? What’s happening in the space? There is an increased number of people, organizations and institutions active in the civil society space and an increase in the types of activities and range of issues they are addressing. Still, quantity and effort does not equal quality and results.
  • 33. Overall status of civil society? The size of the space? The shape of the space is in the process of being adjusted primarily through legislation generated by government. The debate is whether these initiatives are appropriate in relation to the need to balance other interests such as transparency in the case of financial reporting for NGOs so public trust and support (currently very low) will increase or authorized places and times for protests so non protesters are minimally inconvenienced.
  • 34. The key constraint to addressing this effectively…. There is often a politicized, rather than practical, result driven approach from the government and response from NGOs who present themselves as representatives of civil society without any legitimate claim to doing so. So, sub-optimum results for everyone. Arguments need to be knowledge and fact based even if they are emotion driven. Therefore….
  • 35. The next strategic focus must be promoting evaluation as an essential element in all forms of activity (NGOs, government departments, programs, projects, councils, the processes that are shaping civil society etc.)
  • 36. …and continue to promote an increased understanding of the responsibility of every citizen, business and government bureaucrat to establish a just democracy in Russia, because….
  • 37. “Wherever democracy has fallen, it was too exclusively political in nature. It had not become part of the bone and blood of people in daily conduct. Unless democratic habits of thought are part of the fiber of a people, political democracy is insecure.” John Dewey, American philosopher and father of “democratic” education
  • 40. as we dream and work towards an improved quality of life for everyone. Thank You. ECHOSiberia@gmail.com