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02/01/2016 
1 
Punita	V.	Solanki	
MSc	(O.T.),	YFT‐ISSA,	Level	I	PIA	Trainer,	ADCR‐ACE	
Consultant	Occupational	Therapist,	Mumbai	
Mobile:	+91‐9820621352	
Email	id:	therapistindia@gmail.com		
Study Designs in Hand
Therapy Research
3rd	Annual	National	Conference	of	Society	for	
Hand	Therapy,	India,		
13th	September	2014,	Saturday	
Thane,	Mumbai	
Table	of	Contents	
1.	Research	Pathway	to	Study	Design		
2.	Study	Design	Selection	based	on	Research	Question.		
3.	Common	Terms	Used	in	Research	Studies.		
4.	Types	of	Study	Designs	with	Examples.	
5.	Types	of	Controls	Used	in	Experimental	Studies.		
6.	Types	of	Randomization	&	Blinding.		
7.	Level	of	Evidence	&	Grades	of	Recommendations.		
8.	Quiz		
Disclaimer	
The	presentation	is	entirely	the	effort	of	the	
presenter,	based	on	the	past	and	present	experiences	
in	clinical	research;	academic	training	and	from	
thorough	literature	search	on	the	related	topic.		
The	company,	organization	and	the	hospitals	where	
the	presenter	is	associated,	has	no	bearing	with	the	
presentation.	It	is	entirely	the	view	of	the	presenter	
based	on	the	existing	evidence.
02/01/2016 
2 
Punita	V.	Solanki	
Occupational	
Therapist	
13th	September	2014	
3rd	Annual	National	
Conference	of	SHT,	
India	
Research	Pathway	to	Selection	of	Study	Design	
Study	Design	
Hypothesis	
Specific	Research	Question	
Research	Problem	
Review	of	Literature	
Novel	Idea	
Punita	V.	Solanki	
Occupational	
Therapist	
13th	September	2014	
3rd	Annual	National	
Conference	of	SHT,	
India	
	
Study	Design	Selection	
		The	clinical	question	determines	which	
study	designs	are	appropriate.	So	first	
select	the	research	objective	and	aim	of	the	
study	and	then	choose	the	study	design.	
	
		One	clinical	question	can	be	answered	
by	more	than	one	study	design.	
	
		No	single	study	design	can	answer	all	
the	clinical	questions.	
	
		No	single	study	design	fits	all	the	needs	
&	circumstances	of	the	research.		
Punita	V.	Solanki	
Occupational	
Therapist	
Study	Design	Selection	
		The	Clinical	Research	Question	
		The	Study	Aims	&	Objectives	
		Sample		Population	&	Sample	Size	Availability	
		Time		&	Cost	Concerns	
		Ethical	Concerns	
		How,	When	&	Where	the	Study	findings	are	to	be	
Used.	
		Concerns	about	the	Robustness	of	the	Study	for	
its	efficacy	(internal	validity)	and	its	effectiveness		
(external	validity)	for	application	of	findings	in	
general	population.	
	
	
Factors	affecting	the	selection	of	study	design	
could	be	many	and	they	are:	
13th	September	2014	
3rd	Annual	National	
Conference	of	SHT,	
India	
 
02/01/2016 
3 
Classification	of	Medical	Research	
	*1,	sometimes	known	as	experimental	research;	*2,	analogous	term:	interventional;	*3,	analogous	term:	noninterventional	or	nonexperimental	
Punita	V.	Solanki	
Occupational	
Therapist	
Research	Method	Approaches	
13th	September	2014	
3rd	Annual	National	
Conference	of	SHT,	
India	
 
Qualitative	
Research	Method	
Approach	
Quantitative	
Research	Method	
Approach	
Mixed	Methods	
Research	
Approach	
Ethnography	
	
Observational	
Descriptive	Research	
Sequential	
Procedures	
Grounded	Theory	
	
Observational	
Analytical	Research	
Concurrent	
Procedures	
Case	Study	
	
Experimental/Interv
entional	Research	
Transformative	
Procedures	
Phenomenological	
Research	
Narrative	Research	
	
Source:	Research	Design:	Qualitative,	Quantitative	and	Mixed	Methods	Approaches.	John	
W.	Creswell.	Second	Edition.	2003.	Sage	Publications	.	In	Chapter	1:	A	Framework	for	
Design.	
Punita	V.	Solanki	
Occupational	
Therapist	
Qualitative	Versus	Quantitative	Study	Designs	
13th	September	2014	
3rd	Annual	National	
Conference	of	SHT,	
India	
 
	Understands	theory			
	Favors	Fieldwork	
	Interview/Observation	
	Discovering	frameworks	
	Textual	(words)	
	Theory	(Hypothesis)	
generating	
	Quality	of	informant		is	
more	important	
	Subjective	
	Embedded	knowledge	
	Multiple	sources	of	
evidence	(triangulation)		
	Models	of	analysis:	text	
or	words	of	interviewees	
	Open	(Inductive)	Vs	Pre‐
Structured	(Deductive)	
	Predicts	theory	
	Favors	Laboratory	work	
	Test/Scale/Score/Survey	
	Existing	frameworks	
	Numerical	
	Theory	(Hypothesis)	
testing	(experimental)	
	Sample	size	core	issue	in	
reliability	of	data		
	Objective	
	From	Public	
	Single‐criterion	outcome	
(albeit	multidimensional)		 	
	Model	of	analysis:	
parametric,	non‐parametric	
	Observational	Vs	
Experimental/Interventional	
Qualitative:	 Quantitative:
02/01/2016 
4 
Punita	V.	Solanki	
Occupational	
Therapist	
Quantitative	Study	Designs	
Treatment	Assigned	
	No	 Yes	
Observational	Study	 Experimental	or	
Interventional	Study	
Comparator	
Randomized	
No	 Yes	
No	 Yes	
Descriptive	Study	
Analytical	Study	
				Non	RCT	
RCT	
13th	September	2014	
3rd	Annual	National	
Conference	of	SHT,	
India	
 
Punita	V.	Solanki	
Occupational	
Therapist	
Types	of	Quantitative	Study	Designs:	
Observational:	
Descriptive	
‱ Case	Report	
‱ Case	Series	
	
	
	
	
	
	
Observational:	
Analytical		
‱ Cohort	
‱ Case	Control	
‱ Cross	
Sectional	
Experimental	
or	
Interventional		
‱ Single	Group	
‱ Parallel		
‱ Cross	Over	
‱ Factorial	
‱ Withdrawal	
‱ Latin	Square		
‱ Sub	Groups	
‱ Pilot	Groups	
‱ Group	
Allocation	
Randomization	
&	Blinding	
Methods	to	Reduce	Bias	in	
Experimental	Studies:	
13th	September	2014	
3rd	Annual	National	
Conference	of	SHT,	
India	
Punita	V.	Solanki	
Occupational	
Therapist	
Other	Types	of	Study	Designs:	
		Audits	
		Surveys	
		Economic	Analysis	(Cost	Analysis,	Cost	
Effectiveness	Analysis,	Cost‐Benefit	
Analysis,	Cost‐Utility	Analysis)	
		Systematic	Reviews	&	Meta‐Analysis	
		Narrative	Reviews	
13th	September	2014	
3rd	Annual	National	
Conference	of	SHT,	
India
02/01/2016 
5 
Punita	V.	Solanki	
Occupational	
Therapist	
Common	Terms	Used	to	Describe	Studies:	
		Longitudinal	
		Cross	Sectional	
		Prospective	(Before	&	After	Design)	
		Retrospective	
		Retrospective	‐	Prospective	
		Ecological	
		Explanatory	
		Pragmatic	
		Cluster	
		Efficacy	
		Effectiveness	
		Randomization	
		Blinding	
		Controls	
		Placebo/Sham	
13th	September	2014	
3rd	Annual	National	
Conference	of	SHT,	
India	
Punita	V.	Solanki	
Occupational	
Therapist	
13th	September	2014	
3rd	Annual	National	
Conference	of	SHT,	
India	 Observational	Study	
Designs	
Punita	V.	Solanki	
Occupational	
Therapist	
13th	September	2014	
3rd	Annual	National	
Conference	of	SHT,	
India	
Observational		Descriptive	Study	Designs	
The	researcher	is	looking	at	
what	is	happening	to	a	group	of	
people	
Does	the	researcher	have	a	
control	group	with	which	to	
compare	these	people?	
IF	No:	Observational	
Descriptive	Study	Design	
What	is	Happening	in	the	Study?	
Example:		Case	Report	and	Case	Series	(Useful	for	generating	ideas	
for	research	projects).	Researcher	reports	what	was	observed	in	one	
person	or	in	a	group	of	people
02/01/2016 
6 
Punita	V.	Solanki	
Occupational	
Therapist	
13th	September	2014	
3rd	Annual	National	
Conference	of	SHT,	
India	
Observational		Analytical	Study	Designs	
	
What	is	Happening	in	the	Study?	
The	researcher	is	looking	at	
what	is	happening	to	a	group	
of	people	
Does	the	researcher	have	a	
control	group	with	which	to	
compare	these	people?	
IF	YES:	Observational	
Analytical	Study	Design	
Researcher	reports	the	similarities	and	differences	between	
two	or	more	groups	of	people.	
Punita	V.	Solanki	
Occupational	
Therapist	
13th	September	2014	
3rd	Annual	National	
Conference	of	SHT,	
India	
‱ Something	happened	to	
the	people.	The	
researcher	wants	to	
observe	the	outcome.	
Cohort	
Study	
‱ The	outcome	is	already	
known.	The	researcher	
wants	to	know	why	some	
people	got	this	outcome.	
Case	
Control	
Study	
‱ The	researcher	already	
knows	what	happened	to	
the	people	and	what	the	
outcome	was.	
Cross	
Sectional	
Study	
Observational	Analytical	Study	Designs	
 
Punita	V.	Solanki	
Occupational	
Therapist	
13th	September	2014	
3rd	Annual	National	
Conference	of	SHT,	
India	
Cohort	Study	Design	
PAST	 PRESENT	 FUTURE	
Subjects	Exposed	
to	Risk	Factor	
Matched	Controls	Not	
Exposed	to	Risk	Factor	
Follow	Up	
Everyone	to	
See	Who	
Gets	the	
Outcome
02/01/2016 
7 
Punita	V.	Solanki	
Occupational	
Therapist	
13th	September	2014	
3rd	Annual	National	
Conference	of	SHT,	
India	
Cohort	Study	Design:	Example	
PAST	 PRESENT	 FUTURE	
Professional	Computer	Users	
Exposed	to	Risk	of	Repetitive		
Reaching	Tasks	
Professional	Computer	Users	
not	Exposed	to	Risk	of	
Repetitive	Reaching	Tasks	
Follow	Up	
Everyone	to	
assess	the	
symptoms	of	
Repetitive	
Strain	Injuries	
of		Upper	Limb	
Punita	V.	Solanki	
Occupational	
Therapist	
13th	September	2014	
3rd	Annual	National	
Conference	of	SHT,	
India	
Case	Control	Study	Design	
PAST	 PRESENT	 FUTURE	
Subjects	with	the	
Outcome	
Matched	Controls	
without	the	Outcome	
Look	Back	to	
See	Which	
Risk	Factors	
They	Have	
Been	
Exposed	To.	
Punita	V.	Solanki	
Occupational	
Therapist	
13th	September	2014	
3rd	Annual	National	
Conference	of	SHT,	
India	
Case	Control	Study	Design:	Example	
PAST	 PRESENT	 FUTURE	
Subjects	with	CMC	
Joint	OA	
Matched	Controls	
without	CMC	Joint	OA	
Look	Back	to	
See	Which	Work	
Related	Risk	
Factors	They	
Have	Been	
Exposed	To.
02/01/2016 
8 
Punita	V.	Solanki	
Occupational	
Therapist	
13th	September	2014	
3rd	Annual	National	
Conference	of	SHT,	
India	
		Survey:	One	Time	Assessment.	
	
		Subjects	are	questioned	for	the	presence	of	risk	
factors	and	outcomes.	
	
		Useful	for	establishing	Prevalence.	
	
		Establish	Association	but	Not	Causality.	
	
		Are	cheap,	simple	and	ethically	safe.	
	
		Large	study	sample	required. 
Cross	Sectional	Study	Design	
Punita	V.	Solanki	
Occupational	
Therapist	
13th	September	2014	
3rd	Annual	National	
Conference	of	SHT,	
India	
		The	groups	can	be	unequal,	confounders	can	be	
asymmetrically	distributed	and	recall	bias	is	a	
problem.	
	
		Used	to	collect	information	on	a	Sample	of	the	
Population.	
	
		Special	kind	of	Survey:	Example:	Census.	
	
		Academic	Perspective:	Can	be	a	chosen	study	
design	for	dissertation	study	[Which	has	limited	
Time	Duration	for	the	Conduct	of	the	Study]	
 
Cross	Sectional	Study	Design	
Punita	V.	Solanki	
Occupational	
Therapist	
13th	September	2014	
3rd	Annual	National	
Conference	of	SHT,	
India	
	Example:		
	
1.	Prevalence	of		Repetitive	Stress	Injuries	of	Upper	
Limbs	in	Secondary	School	Children,	who	are	
Computer	Users,	as	assessed	by	one	time	
Questionnaire.			
	
2.	Severity	of	CMC	Joint	Osteoarthritis	amongst	the	
Adult	Female	Chefs	Aged	20	to	40	years	into	daily	
professional	catering	business	as	assessed	on	a	one	
time	Questionnaire.		
 
Cross	Sectional	Study	Design
02/01/2016 
9 
Punita	V.	Solanki	
Occupational	
Therapist	
13th	September	2014	
3rd	Annual	National	
Conference	of	SHT,	
India	
Observational	Study	Design	Selection	
Based	on	Time	Availability	
Punita	V.	Solanki	
Occupational	
Therapist	
13th	September	2014	
3rd	Annual	National	
Conference	of	SHT,	
India	
		Cause	to	Effect	
		Starts	with	Exposure	
		Tests	Disease	
Frequency	
		Large	Sample	Size	
		Long	Term	Follow	Up	
		Expensive	
		Less	Recall	Bias	
		Greater	Level	of	
Evidence	(Level:	2)	
		Prospective		
		Effect	to	Cause	
		Starts	with	Disease	
		Tests	Cause	
Frequency	
		Small	Sample	Size	
		Short	Term	Follow	Up	
		Inexpensive	
		Recall	Bias	+	
		Lower	Level	of	
Evidence	(Level:	3)	
		Retrospective	
Cohort	Versus	Case	Control	Study	Designs	
Cohort	Study	Design	 	Case	Control	Study	Design	
Punita	V.	Solanki	
Occupational	
Therapist	
13th	September	2014	
3rd	Annual	National	
Conference	of	SHT,	
India	 Experimental/	
Interventional	Study	
Designs
02/01/2016 
10 
Punita	V.	Solanki	
Occupational	
Therapist	
What	is	happening	in	the	study?	
The	researcher	has	introduced	a	treatment	
to	some	or	all	of	the	people	and	is	looking	
at	what	the	effects	are	
Were	the	people	who	received	the	new	
treatment	chosen	at	random?	
						YES	 No	
RCT	 NRCT	
13th	September	2014	
3rd	Annual	National	
Conference	of	SHT,	
India	
Punita	V.	Solanki	
Occupational	
Therapist	
Single	Group	Study	Design	(Interventional	Study)	
Enrollment:	
Baseline	
						Treatment		
Screening	
Example:	Population:	Infants	with	Club	Hand	Deformity	
																				Intervention:	Novel	Club	Hand	Splint	
																				Comparator:	None	
																				Outcome:	Functional	Hand	Score		
																				Study	Design:	Single	Group	Study			
13th	September	2014	
3rd	Annual	National	
Conference	of	SHT,	
India	
Punita	V.	Solanki	
Occupational	
Therapist	
Parallel	Groups	Study	Design	
Enrollment:		
Run	In	Period	
Randomization		
Rx:	A	
Rx:	B	
Baseline	
Example:	Population:	Infants	with	Club	Hand	Deformity	
																				Intervention:	Novel	Club	Hand	Splint	(Rx:	A)	
																				Comparator:	Resting	Pan	Splint	(Rx:	B)	
																				Outcome:	Functional	Hand	Score	
																				Study	Design:	Parallel	Group	Study			
 
13th	September	2014	
3rd	Annual	National	
Conference	of	SHT,	
India
02/01/2016 
11 
Punita	V.	Solanki	
Occupational	
Therapist	
Cross	Over	Study	Design	
Enrollment:		
Baseline	
Randomization	
Wash	Out	Period	
Screening	
	Rx:	A	
Rx:	B	Rx:	B	
	Rx:	A	
Example:	Population:	Male	Adults	with	HTN	&	DM	
																				Intervention:	Conventional	Exercises	(Rx:	A)	
																				Comparator:	Conventional	Exercises	with	
Isokinetic	Hand	Training	(Rx:	B)	
																				Outcome:	Hand	Strength;	Functional	Endurance	
																				Study	Design:	Cross	Over	Study			
13th	September	2014	
3rd	Annual	National	
Conference	of	SHT,	
India	
Punita	V.	Solanki	
Occupational	
Therapist	
Parallel	Versus	Cross	Over	Study	Design	
		Between	Patients		
		More	Variability	
		Less	Sensitive	
		More	Patients	
		Robust	
		No	Wash	Out	Period	
		No	Test	Retest	Effect	
		No	Need	for	Stable	
Disease	
	
		Within	Patients	
		Less	Variability	
		More	Sensitive	
		Fewer	Patients	
		Less	Robust	
		Wash	Out	Period	
		Test	Retest	Effect	
		Must	have	Similar	
Baseline	&	Stable	
Disease	
Parallel	Study	 		Cross	Over	Study	13th	September	2014	
3rd	Annual	National	
Conference	of	SHT,	
India	
Punita	V.	Solanki	
Occupational	
Therapist	
Factorial	Study	Design	
Exercise	Therapy	+	
Stimulator	(Rx:	B)	
YES	 Placebo	B0	
Exercise	
Therapy	+	
Manual	
Therapy		
(Rx:	A)	
YES	 Group	I	
Rx:	A	+	B	
Group	II	
Rx:	A	+	B0	
Placebo	
A0	
Group	III	
Rx:	A0+	B	
Group	IV	
Rx:	A0	+	B0	
E.g.:	Population:	Adult	Industrial	Male	Workers	with	Hand	Injury	
									Intervention:	Exercise	Therapy	+	Manual	Therapy	(Rx:	A)	&	
Exercise	Therapy	+	Placebo	MT	(Rx:	A0)	
									Comparator:	Exercise	Therapy	+	Stimulator	(Rx:	B)	&	Exercise		
Therapy	+	Placebo	Stimulator	(Rx:	B0)	
									Outcome:	Perdue	Dexterity	Test	&	the	Time	to	Return	to	Work	
									Study	Design:	Factorial	Study			
13th	September	2014	
3rd	Annual	National	
Conference	of	SHT,	
India
02/01/2016 
12 
Punita	V.	Solanki	
Occupational	
Therapist	
13th	September	2014	
3rd	Annual	National	
Conference	of	SHT,	
India	
	
Factorial	Study	Design	
E.g.:	Population:	Adult	Industrial	Male	Workers	with	Hand	Injury	
										Intervention:	Exercise	Therapy	+	Manual	Therapy(Rx:	A)	&	
Exercise	Therapy	+	Placebo	MT	(Rx:	A0)	
										Comparator:	Exercise	Therapy	+	Stimulator	(Rx:	B)	&	Exercise	
Therapy	+	Placebo	Stimulator	(Rx:	B0)	
										Outcome:	Perdue	Dexterity	Test	&	the	Time	to	Return	to	Work	
										Study	Design:	Factorial	Study			
Enrollment:		 Baseline	
Randomization	
Run	In	
Period/Screening	
Rx:	A	+	B	
Rx:	A0	+	B0	
Punita	V.	Solanki	
Occupational	
Therapist	
Withdrawal	Study	Design	
	
	
Treatment	A	
Group	I:	Continued	on		
Treatment	A	
Group	II:	Withdrawn	
From	Treatment	A	
Advantages:	
‱	Easy	access	to	subjects.	
‱	Show	whether	proven	treatment	remains	beneficial.	
	
Disadvantages:	
‱	Selected	population.	
‱	Different	stages	of	disease.	
E.g.	Population:	Adults	with	CMC	Joint	OA;	Intervention:	
Intra‐articular	Therapy;	Comparator:	Subjects	
withdrawn	from	the	study;	Outcome:	Effect	on	Articular	
Cartilage	as	assessed	on	MRI	&	Study	Design:	
Withdrawal	Study	Design	
13th	September	2014	
3rd	Annual	National	
Conference	of	SHT,	
India	
Punita	V.	Solanki	
Occupational	
Therapist	
Latin	Square	Study	Design	
Example:	Population:	Adults	with	Upper	Limb	CRPS		
Intervention:	Drug	A	(3	Formulations:	1,	2	&	3)	
Comparator:	Drug	B	&	C	(3	Formulations:	1,	2	&	3)	
Outcome:	Pain	Assessment	on	VAS,	Functional	Score	&	Effect	
on	QoL.		
Study	Design:	Latin	Square	Study	Design	
Volume	
Number	
Period	1	 Period	2	
	
Period	3	
	
1	 A	 B	 C	
2	 B	 C	 A	
3	 C	 A	 B	
13th	September	2014	
3rd	Annual	National	
Conference	of	SHT,	
India
02/01/2016 
13 
Punita	V.	Solanki	
Occupational	
Therapist	
Types	of	Controls	Used	in	Experimental	Studies	
   No	Control	Group	(Single	Group	
Interventional	Study	Design)		
	
Experimental	Studies:	(Control	Group	Always	
Present)	
	
		Historical	Controls	
		Placebo	Therapy/Sham	Treatment		
		Standard	of	Care/Conventional	Therapy	
		Other	Treatment	Methods	(To	be	proved	
superior	or	inferior	to	the	experimental	novel	
treatment	method)	
 
13th	September	2014	
3rd	Annual	National	
Conference	of	SHT,	
India	
Punita	V.	Solanki	
Occupational	
Therapist	
Random	Number	Generation	&	
Concealed	Allocation	
	
	
There	are	a	variety	of	techniques	to	generate	a	
random	sequence	that	can	be	used	to	decide	
allocation:	
	
		Computer	random	number	generation	
		Random	number	tables	
		Shuffled	cards	or	envelopes.		
	
This	ensures	that	the	group	assignment	cannot	be	
predicted	in	advance.		
	
13th	September	2014	
3rd	Annual	National	
Conference	of	SHT,	
India	
Punita	V.	Solanki	
Occupational	
Therapist	
Random	Number	Generation	&	
Concealed	Allocation	
	
	
Concealment	means	the	interventions	in	the	
different		arms	of	the	study	are	kept	secret.	So	the	
researchers	are	unaware	of	the	intervention	in	the	
group	to	which	a	subject	will	be	allocated.		
	
Advantage:	It	avoids	both	conscious	&	
subconscious	selection	of	patients	into	the	study.	It	
prevents	selection	bias.	A	good	study	will	have	
different	investigators	recruiting	and	randomizing	
subjects.	Alternatively	randomization	can	be	done	
electronically	on	internet	or	with	sealed	opaque	
envelops	or	coded	containers.	
13th	September	2014	
3rd	Annual	National	
Conference	of	SHT,	
India 
02/01/2016 
14 
Punita	V.	Solanki	
Occupational	
Therapist	
13th	September	2014	
3rd	Annual	National	
Conference	of	SHT,	
India	
	
Types	of	Randomization	
	
	
		Fixed	Randomization:	The	randomization	
methods	are	defined	and	allocation	sequences	are	
set	up	before	the	start	of	the	study.	E.g.:	Simple,	
Block,	Stratified	&	Randomized	Consent.	Other	
types	are	Quasi‐Random	Allocation,	Cluster	
Randomization.	
	
		Adaptive	Randomization:	The	randomized	
groups	are	adjusted	as	the	study	progresses	to	
account	for	imbalances	in	the	numbers	in	the	
groups	or	in	response	to	the	outcome	data.	An	
example	is	minimization.		
	
	 Randomization	reduces:	
Selection	Bias	&	
Confounding	Bias	
Punita	V.	Solanki	
Occupational	
Therapist	
13th	September	2014	
3rd	Annual	National	
Conference	of	SHT,	
India	
	
Types	of	Fixed	Randomization	
	
	
		Simple	Randomization:	Random	assignment	of	
treatments	per	participant;	independently	of	any	
other	factors.		
	
Method:	Flipping	a	coin	(2	Groups),	rolling	a	die		
(>	2	Groups),	Random	number	tables,	Computer	
generated	random	numbers.	
	
Advantage:	Simple	and	Practical	to	implement.	
	
Disadvantage:		Unequal	distribution	of	
confounding	factors;	particularly	in	small	trials.	
	
Punita	V.	Solanki	
Occupational	
Therapist	
13th	September	2014	
3rd	Annual	National	
Conference	of	SHT,	
India	
	
Types	of	Fixed	Randomization	
	
	
	Block	Randomization:	Randomization	within	
blocks	of	sequential	participants.	Some	refer	to	
this	method	as	“Permuted	Block	Randomization”.	
	
Method:	Subjects	are	put	into	blocks	which	when	
filled	are	divided	equally	into	the	different	arms	
of	the	study.	The	order	of	this	allocation	within	
the	block	is	randomly	permuted.		
	
Advantage:	Equal	numbers	of	patients	in	each	
arm	are	ensured.
02/01/2016 
15 
Punita	V.	Solanki	
Occupational	
Therapist	
13th	September	2014	
3rd	Annual	National	
Conference	of	SHT,	
India	
	
Types	of	Fixed	Randomization	
	
	
	Stratified	Randomization:	Randomization	
within	clusters	of	participants.	It	has	better	control	
of	potentially	important	prognostic	factors	(age,	
gender,	race,	clinical	centres,	geographical	regions	
etc.)	
	
Method:	Subgroups	containing	confounding	factors	
are	formed.	Block	randomization	takes	place	within	
each	subgroup.	
	
Advantage:	Confounding	factors	are	equally	
distributed	in	the	different	arms.	
	
Disadvantage:	Impractical	in	small	
studies;	so	minimization	is	an		
alternative	method	for	achieving		
similarity	between	groups.	
	
Punita	V.	Solanki	
Occupational	
Therapist	
13th	September	2014	
3rd	Annual	National	
Conference	of	SHT,	
India	
Adaptive	Randomization	
	
	
The	probability	of	being	allocated	to	a	certain	arm	
in	the	study	is	adjusted	to	maintain	similarity	
between	the	arms.	E.g.	Minimization.	
	
		Minimization:	At	the	outset	of	the	study	it	is	
decided	which	factors	would	be	present		in	equal	
numbers	in	the	different	arms.		
	
Punita	V.	Solanki	
Occupational	
Therapist	
13th	September	2014	
3rd	Annual	National	
Conference	of	SHT,	
India	
	
Types	of	Blinding	
		Open	Label	Study.	
		Single	Blind	Study.	{Usually	the	research	
participant	is	blinded}	
		Double	Blind	Study.	{The	investigator	and	the	
research	participants	are	blinded}	
		Triple	Blind	Study.	{The	investigator,	research	
participant	and	the	statistician	are	blinded}	
	
		Double	Blind	Double	Dummy	
	
	
Blinding	Reduces:	
Observation	Bias	&	
Analysis	Bias
02/01/2016 
16 
Punita	V.	Solanki	
Occupational	
Therapist	
13th	September	2014	
3rd	Annual	National	
Conference	of	SHT,	
India	
	
Level	of	Evidence	of	Various	Study	Designs	
Punita	V.	Solanki	
Occupational	
Therapist	
Quiz	Time	
Title	1:		Efficacy	of	pressure	therapy	in	the	
management	of	hand	oedema	in	patients	with	crush	
hand	injury	‐	A	randomised	controlled	trial.		
Objective:	To	compare	pressure	therapy	with	
conventional	therapy	in	terms	of	oedema	
management	and	functional	improvement.	
	
P:	Patients	with	Crush	Hand	Injury	
I:		Pressure	Therapy	
C:	Conventional	Therapy	
O:	Reduction	of	Oedema	and	Improvement	of	Hand	
Function	
S:	RCT	
	
				
13th	September	2014	
3rd	Annual	National	
Conference	of	SHT,	
India	
Punita	V.	Solanki	
Occupational	
Therapist	
Quiz	Time	
	
Title	2:	Efficacy	of	Static	Serial	Versus	Static	
Progressive	Hand	Splint	as	an	Adjunct	to	Exercise	
Therapy	in	the	Functional	Management	of	Post	
Burn	Hand	Contractures	:	A	12	month	randomised	
controlled	trial.	
	
P:	Patients	with	Post	Burn	Hand	Contracture	
I:		Static	Serial	Splint	&	Exercise	Therapy	
C:	Static	Progressive	Splint	&	Exercise	Therapy	
O:	Improvement	of	Hand	ROM	and	Function	
S:	RCT	
				
13th	September	2014	
3rd	Annual	National	
Conference	of	SHT,	
India
02/01/2016 
17 
Punita	V.	Solanki	
Occupational	
Therapist	
13th	September	2014	
3rd	Annual	National	
Conference	of	SHT,	
India	
Quiz	Time	
Say	True	or	False:	
	
1.	Randomized	Controlled	Trial	offers	the	best	evidence	for	all	
clinical	research	questions	
Answer:	False	
	
2.		To	study	the	incidence	and	prevalence	of	sports	injuries	
amongst	the	school	children	we	should	select	RCT	study	
design.	
Answer:	False	
	
3.	Randomized	Controlled	Trials	offers	Level	Ib	evidence	on	
analysis.	
Answer:	True	
	
4.	To	study	the	efficacy	of	a	novel	occupational	therapy	
treatment	method	we	should	select	RCT	study	design	
Answer:	True	
	
5.		Randomization	in	an	RCT	study	design	reduces	observation	
bias.	
Answer:	False	
Punita	V.	Solanki	
Occupational	
Therapist	
13th	September	2014	
3rd	Annual	National	
Conference	of	SHT,	
India	
Quiz	Time	
Say	True	or	False:	
	
6.	Cohort	studies	are	relatively	cheap	as	compared	to	Case	
Control	studies	
Answer:	False		
	
7.		Cohort	studies	require	a	small	sample	size	as	compared	to	
Case	Control	studies	
Answer:	False	
	
8.		The	best	observational	study	design	for	studying	the	
functional	outcome	in	Mucopolysaccharidosis	patients	
attending	the	genetic	clinic	of	the	hospital	with	an	incidence	of	
1	in	25,000	born	babies,	would	be	Case	Control	Study?	
Answer:	True	
	
9.		Case	Control	studies	are	prospective	study	designs	
Answer:	False	
	
10.		Cross	sectional	study	design	is	the	best	for	studying	
prevalence	of	any	condition	
Answer:	True	
Punita	V.	Solanki	
Occupational	
Therapist	
13th	September	2014	
3rd	Annual	National	
Conference	of	SHT,	
India	
	
Quiz	Time	
Select	the	Best	Correct	Response:	
	
1.		Two	novel	occupational	therapy	treatment	methods	were	
published	independently	in	a	journal.	If	we	plan	to	compare	
these	two	novel	treatment	methods	in	the	same	study	for	a	
progressive	condition,	which	study	design	would	be	the	best?	
a.	Withdrawal	Study	
b.	Parallel	Group	Study	
c.	Cross	Over	Study	
d.	Factorial	Study																																										
KEY:	d	
	
2.		Two	treatment	methods	are	proved	to	be	efficacious	in	the	
management	of	spine	degenerative	conditions	independently.	
If	we	plan	to	compare	these	treatment	methods	which	study	
design	would	be	the	best?	
a.	Withdrawal	Study	
b.	Parallel	Group	Study	
c.	Cross	Over	Study	
d.	Factorial	Study																																										
KEY:	b
02/01/2016 
18 
Punita	V.	Solanki	
Occupational	
Therapist	
Quiz	Time	
Select	the	Best	Correct	Response:	
	
3.	The	strongest	evidence	for	causality	comes	from	which	of	
the	following	research	methods/designs?	
a.	Experiment	
b.	Case	control	study.	
c.	Correlation	study.	
d.	Ethnography.																																																	
KEY:	a	
	
4.	An	investigator	takes	a	sample	of	healthy	individuals,	
records	their	ongoing		exposure	to	the	treatment	with	novel	
low	temperature	thermoplastic	splint	and	relates	that	to	the	
subsequent	occurrence	of	skin	irritation	in	the	same	group.		
a.	Case‐control	study		
b.	Ecological	study		
c.	Cohort	study		
d.	Cross‐sectional	study																															
KEY:	c	
	
	
13th	September	2014	
3rd	Annual	National	
Conference	of	SHT,	
India	
Punita	V.	Solanki	
Occupational	
Therapist	
13th	September	2014	
3rd	Annual	National	
Conference	of	SHT,	
India	
	
Quiz	Time	
Select	the	Best	Correct	Response:	
	
5	.	Recall	Bias	is	encountered	in	which	of	the	following	
observational	study	design?	
a.	Case	Series	
b.	Cohort	
c.	Cross	Sectional	
d.	Case	Control	
KEY:	d	
	
6.	Which	of	the	following	is	an	advantage	of	a	case‐control	
study?		
a.	There	is	little	or	no	bias	in	assessment	of	exposure.		
b.	Multiple	disease	outcomes	following	a	selected	exposure	
can	be	readily	studied.		
c.	Dependence	on	recall	by	subjects	in	the	study	minimized.		
d.	It	is	possible	to	determine	the	true	incidence	of	the	disease.	
e.	It	may	be	used	to	study	etiology	of	a	rare	disease		
KEY:	e	
Punita	V.	Solanki	
Occupational	
Therapist	
Acknowledgements:	
I	am	extremely	thankful	to	my	mentor	for	critically	
reviewing	my	presentation	&	guiding	me	with	
valuable	comments	to	improvise	on	my	
presentation:	
	
‱		Dr.	Sandeep	B.	Bavdekar	Sir	(HOD	‐	Paediatric	
Medicine	Department	at	B.	Y.	L.	Nair	Hospital	&	T.	N.	
Medical	College,	Mumbai	Central).	
	
 
 
13th	September	2014	
3rd	Annual	National	
Conference	of	SHT,	
India
02/01/2016 
19 
Punita	V.	Solanki	
Occupational	
Therapist	
13th	September	2014	
3rd	Annual	National	
Conference	of	SHT,	
India	
	
References:	
1.	The	Doctor’s	Guide	to	Critical	Appraisal	by	Dr.	Narinder	Kaur	
Gosall,	Dr.	Gurpal	Singh	Gosall.	3rd	Edition,	2012.	Published	by	PasTest	
Ltd.	Cheshire	(UK)	
2.		Research	Methodology:	A	step	by	step	guide	for	beginners	by	
Ranjit	Kumar.	2nd	Edition,	2005.	Published	by	Pearson	Education	
Australia.	
3.		ABC	of	Research	Methodology	and	Applied	Biostatistics:	A	Primer	
for	Clinicians	and	Researchers	by	M.	N.	Parikh	and	Nithya	Gogtay.	1st	
Edition;	2009.	
4.	Foundations	of	Clinical	Research:	Applications	to	Practice	by	Leslie	
Gross	Portney	&	Mary	P.	Watkins.	2nd	Edition;	2000.	Published	by	
Prentice	Hall	Inc.		
5.	Principles	and	Practice	of	Clinical	Research	by	John	I.	Gallin	&	
Frederick	P.	Ognibene.	2nd	Edition,	2007.	Published	by	Elsevier	Inc.	
Burlington,	MA,	USA.	
6.	Bernd	Röhrig,	Jean‐Baptist	du	Prel,	Daniel	Wachtlin,	Maria	Blettner.	
Types	of	Study	in	Medical	Research.	Part	3	of	a	Series	on	Evaluation	of	
Scientific	Publications.	Dtsch	Arztebl	Int	2009;	106(15):	262–8.	DOI:	
10.3238/arztebl.2009.0262	
7.	Research	Design:	Qualitative,	Quantitative	and	Mixed	Methods	
Approaches.	John	W.	Creswell.	Second	Edition.	2003.	Sage	
Publications	.	In	Chapter	1:	A	Framework	for	Design.	
Presentation	Time	Duration:		
1	Hour

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