1. Mrs. Pooja Shetty
96A
Pitt Street
Palmerston north
Manauwata
4410
0274491553
shetty.pooj@yahoo.in
SUMMARY
 4 years of experience in Legal Compliance
 NZQA International Qualification Assessment Level 7
 Expertise in Compliance (Anti-Money Laundering regulations (AML),KYC (Know your
customer),
 Have knowledge of :Intellectual Property Rights(IPR)
PROFESSIONAL EXPERIENCE:
With my extensive background in legal studies, I have good understanding of the policies
relating to the Anti-Money Laundering regulations (AML), KYC (Know your customer).
Citibank through NS HARGAVA & Co.
Role: Senior Audit Executive (June 2014 – April 2015)
1. Competent in Anti-Money Laundering laws and “Know Your Customer”, rules and
regulations, policies and procedures are adhered to as per the Amicorp Anti Money
Laundering Program Manual.
2. Good understanding of mandatory KYC (Know Your Customer) documents and as
per AML and CTF guidelines and as per jurisdictional requirement before client
onboarding.
3. Proficient to manage client records & information to ensure that they are updated &
accurate, including the company database and client files.
Amicorp Management India Private Limited, Bangalore
Role: Compliance Officer (March 2011 – August 2013)
With my sound capabilities in a banking & financial service, I have demonstrated success in
understanding the policies relating to the Anti-Money Laundering regulations (AML) CDD
(Client due diligence), PEP reporting.
Role & Responsibilities includes:
1. Proficient in Anti-Money Laundering laws and “Know Your Customer”, rules and
regulations, policies and procedures are adhered to as per the Amicorp Anti Money
Laundering Program Manual.

2. Mrs. Pooja Shetty
96A
Pitt Street
Palmerston north
Manauwata
4410
0274491553
shetty.pooj@yahoo.in
2. Managed mandatory KYC (Know Your Customer) check of documents as
per AML and CTF guidelines and as per jurisdictional requirement for on boarding the
client.
3. Ability to develop review & manage client records & information to help ensure that they
are updated & accurate, including the company database and client files.
4. Great approach to Anti-Money Laundering laws and “Know Your Customer”, rules and
regulations, policies and procedures are adhered to as per the Amicorp Anti Money
Laundering Program Manual.
5. Fully understand the client’s activities and makes sure that any action taken is consistent
with the company’s activities and purpose within the legal framework for the company.
6. Perform compliance check on the clients and client companies to
be incorporated in accordance with Anti Money Laundering (AML).
7. Documenting the Hit report/STR report. Identifying high risk clients and transactions and
reporting.
Holla Associates, Bangalore
Legal research & reporting
Role: Intern (December 01, 2008 - December 31, 2008)
EDUCATION
B.A LLB
From: Bishop Cotton Women’s Christian Law College, Bangalore (2010)
(Affiliated to Bangalore University, Bangalore)
Post-Graduation Diploma in International Studies (2017 April)
From IPU University Palmerston North New Zealand
CERTIFICATIONS / PROGRAMME:
 Certification in “Intellectual Property Rights”
From: Indian Institute of Law, Bangalore (2009)
 Certification in “AML Training”

3. Mrs. Pooja Shetty
96A
Pitt Street
Palmerston north
Manauwata
4410
0274491553
shetty.pooj@yahoo.in
From: Dun & Bradstreet (2013)
 IELTS Exam: 6.5 bands
 Citibank Recognized Internal Training AML Certificates.
Fraud Awareness Training.
OTHER DETAILS
Passport: Yes
Computer Literacy: Well versed in MS Office and Internet.
Languages Known: English, Tulu, Hindi, Marathi and Kannada.