1. Mrs. Pooja Shetty
96A
Pitt Street
Palmerston north
Manuwata
4410
Mob. No. : 0274491553
Mail id: shetty.pooj@yahoo.in
SUMMARY
 Have 4 years of experience in Legal Compliance
 NZQA International Qualification Assessment Level 7
 Expertise in Compliance (Anti-Money Laundering regulations (AML),KYC (Know your
customer),
 Have knowledge of :Intellectual Property Rights(IPR)
PROFESSIONAL EXPERIENCE:
Citibank through NS HARGAVA & Co.
Role: Senior Audit Executive (June 2014 – April 2015)
Amicorp Management India Private Limited, Bangalore
Role: Compliance Officer (March 2011 – August 2013)
With my extensive background in a banking & financial service, I have the understanding of the
policies relating to the Anti-Money Laundering regulations (AML).
Role & Responsibilities includes:
1. Anti-Money Laundering laws and “Know Your Customer”, rules and regulations,
policies and procedures are adhered to as per the Amicorp Anti Money Laundering
Program Manual.
2. Check mandatory KYC (Know Your Customer) documents and as per AML and CTF
guidelines and as per jurisdictional requirement before On Boarding the client.
3. Review & manage client records & information to help ensure that they are updated &
accurate, including the company database and client files.
4. Fully understand the client’s activities and makes sure that any action taken is consistent
with the company’s activities and purpose within the legal framework for the company.
5. Perform compliance check on the clients and client companies to
be incorporated in accordance with Anti Money Laundering (AML).
6. Documenting the Hit report/STR report. Identifying high risk clients and transactions and
reporting.
Holla Associates, Bangalore
Role: Intern (December 01, 2008 - December 31, 2008)

2. Mrs. Pooja Shetty
96A
Pitt Street
Palmerston north
Manuwata
4410
Mob. No. : 0274491553
Mail id: shetty.pooj@yahoo.in
EDUCATION
B.A LLB
From: Bishop Cotton Women’s Christian Law College, Bangalore (2010)
(Affiliated to Bangalore University, Bangalore)
CERTIFICATIONS / PROGRAMME:
Certification in “Intellectual Property Rights”
From: Indian Institute of Law, Bangalore (2009)
Certification in “AML Training”
From: Dun & Bradstreet (2013)
IELTS Exam: 6.5 bands
Citibank Recognized Internal Training AML Certificates.
Fraud Awareness Training.
PERSONAL DETAILS
Father’s Name: Mr. P. K. Shetty
Date of Birth: 25th February, 1986
Gender: Female
Marital status: Married
Nationality: Indian
Passport: Yes
Computer Literacy: Well versed in MS Office and Internet.
Languages Known: English, Tulu, Hindi, Marathi and Kannada.
Declaration: I hereby declare that the above information furnished by me is true to the best of my
knowledge and belief.

3. Mrs. Pooja Shetty
96A
Pitt Street
Palmerston north
Manuwata
4410
Mob. No. : 0274491553
Mail id: shetty.pooj@yahoo.in
(Mrs. Pooja Shetty)
Date:
Place: Palmerston North