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We are family: A brief language
history of the Germanic family
Dr. M. Putnam
English 270/German 320
Carson-Newman College
5/12/08
Startling similarities between English and German
Lexical similarities:
German English
Mann man
Maus mouse
singen sing
Gast guest
grün green
haben have
Vater father
A little less obvious lexical similarities
German English
Pfeffer pepper
Herz heart
liegen lie
lachen laugh
Hund ‘dog’ hound
Knecht ‘servant’ knight
Weib ‘woman’ wife
Zeit ‘time’ tide (notice ‘eventide’)
Grammatical correspondences between German and
English
Formation of comparative and superlative forms
German English
dick thick
dicker thicker
(am) dickst(en) thickest
Irregular comparative and superlative patterns
German English
gut good
besser better
(am) best(en) best
Verb system: past tense of regular verbs
German English
lachen-lachte laugh-laughed
hassen-hasste hate-hated
lieben-liebte love-loved
Irregular forms:
German English
denken-dachte think-thought
bringen-brachte bring-brought
Vowel allophony (ablaut) in strong verbs
German English
singen-sang-gesungen sing-sang-sung
geben-gab-gegeben give-gave-given
fall-fiel-gefallen fall-fell-fallen
How do we account for these similarities?
Option 1: These two languages have, at some
time in the past, borrowed heavily from one
another (or that both of them have borrowed
heavily from some third language).
This has happened in the history of English
before – case in point, relationship between
English and French since the Norman
Invasion of England in 1066
crown country people baron color war
peace officer judge court crime marry
religion altar virtue beef pork joy
Difference in the English-German and English-
French relationships
English (by in large) only borrowed vocabulary
forms from French and not general grammatical
patterns
Correspondences between English and German
are all encompassing (lexical and grammatical)
Conclusion: Option 1 is a bust
Let’s try another option…
Option 2: We may speculate that, at some time
in the distant past, the ancestors of English
and German were merely dialects of the same
language.
Differences in the modern languages (i.e.,
English and German) are due to changes (e.g.,
lexical borrowing, sound changes, grammatical
paradigms, word order (syntax), etc.)
Proto-Indo-European (PIE)
Dates back to 2500-2000 B.C.E.
Geographically: located for the most part in the lands
that extend from India to Europe
12 major divisions: Albanian, Armenian, Baltic,
Celtic, Germanic, Hittite, Indic, Iranian, Italic,
Slavic, Tocharian,
Important note: We have no attested written
documents in PIE. The PIE language is a
“reconstructed” proto-form (usually indicated with
a star - *dagas (days))
Linguistic reconstruction – The
comparative method:
When two languages can be traced back to a
common ancestor language, we say that they are
genetically related.
Relationships: Proto/Parent language
Daughter language/dialect
Related words are referred to as cognates.
The Comparative Method
An example
OE OHG ON Gothic ModE
fæder fater faðir fadar father
fōt fuoz fótr fôtus foot
þrīe drî þrír þreis three
þú dû þú þu thou
cūðe konda kunna kunþa could
ōðer andar annarr anþar other
Question: What is the relationship between /d/ and
/þ/? Which is the proto-form?
The Germanic Sound Shift (Grimm’s Law)
PIE Germanic
Voiceless stops: p,t,k Voiceless spirants: f,þ,χ
Voiced aspirated stops: bh, dh, gh Voiced spirants:
(becoming) the voiced
unaspirated stops b, d, g
in certain phonetic
environments in the
historical daughter
languages)
Voiced unaspirated stops: b, d, g Voiceless unaspirated
stops: p, t, k
Example: PIE voiceless stops p, t, k
became the Proto-Germanic
corresponding voiceless spirants f, þ, χ:
Latin Gothic
pecu faíhu “cattle”
três þreis “three”
cornû haúrn “horn”
(Gothic h equals χ)
Exceptions to the rule: Verner’s Law
Latin Gothic
septem sibun “seven”
centum hund “hundred”
dux (OE heretoga) “duke”
As noted by Karl Verner (1875) was the crucial factor
of accent in combination with surrounding sounds:
On the basis of evidence from PIE languages such as
Sanskrit and Greek, Verner was able to show that all
the words in PIE *p had changed in Germanic to f
either had that *p as the first sound in the word, or >>
Verner’s Law (con’t)
>> had the accent on the syllable immediately
preceding *p, as in the examples below:
IE *pətér > Gothic fadar “father”
IE *népôt > ON nefi “nefi”
On the other hand, those *p’s that eventually
became German b where those that had NOT
stood in initial position and that had not had the
accent on the immediately preceding syllable, as
in the example below:
IE *sep(t)m > Gothic sibun “seven”
IE *upéri > OHG ubar “over”
Linguistics, Archeology, and History
Language groups should never be confused with
ethnic groups.
The Indo-Europeans appear to have been organized
into rather small groups or clans, based on the fact that
there is no widespread cognate with the constructed
meaning “king” (though a word for “clan chieftian”
does exist).
Heavy reliance on hunting and animal husbandry for
food; metals were virtually unknown.
Reconstructed cognates for “winter” and “snow”
suggest the Indo-Europeans didn’t live too far south.
Final notes on the Indo-Europeans
Beach tree – If this reconstructed form is correct,
then it is significant for the location of the Indo-
European homeland, since in prehistoric times the
beech was apparently not indigenous to any areas
east of a line drawn from Kaliningrad (formerly
Königsberg) in the western Soviet Union to the
Crimea, north of the Black Sea.
Kurgan Culture – potential archeological link
between Indo-Europeans and a culture (fifth
millennium B.C.E.) located north of the Black Sea.
The Germanic Tribes
The weight of the evidence points to an ancient
homeland in modern Denmark and southern Sweden.
“Battle-ax Culture” from roughly third millennium
B.C.E.
Only at a relatively late era is there evidence about
the Germanic people that is neither linguistic nor
archeological. About 200 B.C.E. Greek and Roman
historians wrote about the Germanic tribes.
Runic inscriptions – after the second half of the
second century, we have written evidence from the
Germanic peoples themselves.
Völkerwanderung
We may reconstruct a gradual splitting-up of the
Germanic people and their languages, along with a
migration southward out of their original homeland in
southern Scandinavia.
By 200 B.C.E., Germanic tribes had apparently spread
across the area show below (see map), from northern
Belgium in the west to the Vistula in the east, and
south as far as the upper Elbe.
5 Distinct Groups
North Germanic – remained mostly in Scandinavia
East Germanic – (Gothic) East of the Oder, and
spread along the Baltic Coast
West Germanic – west of the Oder, and spread out
as far as modern Belgium
Istvaeones (Weser-Rhein Group)
Irinones (Elbe Group)
Germania – Roman historian Tacitus (98 A.D.)

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HofG[1].ppt

  • 1. We are family: A brief language history of the Germanic family Dr. M. Putnam English 270/German 320 Carson-Newman College 5/12/08
  • 2. Startling similarities between English and German Lexical similarities: German English Mann man Maus mouse singen sing Gast guest grün green haben have Vater father
  • 3. A little less obvious lexical similarities German English Pfeffer pepper Herz heart liegen lie lachen laugh Hund ‘dog’ hound Knecht ‘servant’ knight Weib ‘woman’ wife Zeit ‘time’ tide (notice ‘eventide’)
  • 4. Grammatical correspondences between German and English Formation of comparative and superlative forms German English dick thick dicker thicker (am) dickst(en) thickest
  • 5. Irregular comparative and superlative patterns German English gut good besser better (am) best(en) best
  • 6. Verb system: past tense of regular verbs German English lachen-lachte laugh-laughed hassen-hasste hate-hated lieben-liebte love-loved Irregular forms: German English denken-dachte think-thought bringen-brachte bring-brought
  • 7. Vowel allophony (ablaut) in strong verbs German English singen-sang-gesungen sing-sang-sung geben-gab-gegeben give-gave-given fall-fiel-gefallen fall-fell-fallen
  • 8. How do we account for these similarities? Option 1: These two languages have, at some time in the past, borrowed heavily from one another (or that both of them have borrowed heavily from some third language). This has happened in the history of English before – case in point, relationship between English and French since the Norman Invasion of England in 1066 crown country people baron color war peace officer judge court crime marry religion altar virtue beef pork joy
  • 9. Difference in the English-German and English- French relationships English (by in large) only borrowed vocabulary forms from French and not general grammatical patterns Correspondences between English and German are all encompassing (lexical and grammatical) Conclusion: Option 1 is a bust
  • 10. Let’s try another option… Option 2: We may speculate that, at some time in the distant past, the ancestors of English and German were merely dialects of the same language. Differences in the modern languages (i.e., English and German) are due to changes (e.g., lexical borrowing, sound changes, grammatical paradigms, word order (syntax), etc.)
  • 11. Proto-Indo-European (PIE) Dates back to 2500-2000 B.C.E. Geographically: located for the most part in the lands that extend from India to Europe 12 major divisions: Albanian, Armenian, Baltic, Celtic, Germanic, Hittite, Indic, Iranian, Italic, Slavic, Tocharian, Important note: We have no attested written documents in PIE. The PIE language is a “reconstructed” proto-form (usually indicated with a star - *dagas (days))
  • 12. Linguistic reconstruction – The comparative method: When two languages can be traced back to a common ancestor language, we say that they are genetically related. Relationships: Proto/Parent language Daughter language/dialect Related words are referred to as cognates. The Comparative Method
  • 13. An example OE OHG ON Gothic ModE fæder fater faðir fadar father fōt fuoz fótr fôtus foot þrīe drî þrír þreis three þú dû þú þu thou cūðe konda kunna kunþa could ōðer andar annarr anþar other Question: What is the relationship between /d/ and /þ/? Which is the proto-form?
  • 14. The Germanic Sound Shift (Grimm’s Law) PIE Germanic Voiceless stops: p,t,k Voiceless spirants: f,þ,χ Voiced aspirated stops: bh, dh, gh Voiced spirants: (becoming) the voiced unaspirated stops b, d, g in certain phonetic environments in the historical daughter languages) Voiced unaspirated stops: b, d, g Voiceless unaspirated stops: p, t, k
  • 15. Example: PIE voiceless stops p, t, k became the Proto-Germanic corresponding voiceless spirants f, þ, χ: Latin Gothic pecu faíhu “cattle” três þreis “three” cornû haúrn “horn” (Gothic h equals χ)
  • 16. Exceptions to the rule: Verner’s Law Latin Gothic septem sibun “seven” centum hund “hundred” dux (OE heretoga) “duke” As noted by Karl Verner (1875) was the crucial factor of accent in combination with surrounding sounds: On the basis of evidence from PIE languages such as Sanskrit and Greek, Verner was able to show that all the words in PIE *p had changed in Germanic to f either had that *p as the first sound in the word, or >>
  • 17. Verner’s Law (con’t) >> had the accent on the syllable immediately preceding *p, as in the examples below: IE *pətér > Gothic fadar “father” IE *népôt > ON nefi “nefi” On the other hand, those *p’s that eventually became German b where those that had NOT stood in initial position and that had not had the accent on the immediately preceding syllable, as in the example below: IE *sep(t)m > Gothic sibun “seven” IE *upéri > OHG ubar “over”
  • 18. Linguistics, Archeology, and History Language groups should never be confused with ethnic groups. The Indo-Europeans appear to have been organized into rather small groups or clans, based on the fact that there is no widespread cognate with the constructed meaning “king” (though a word for “clan chieftian” does exist). Heavy reliance on hunting and animal husbandry for food; metals were virtually unknown. Reconstructed cognates for “winter” and “snow” suggest the Indo-Europeans didn’t live too far south.
  • 19. Final notes on the Indo-Europeans Beach tree – If this reconstructed form is correct, then it is significant for the location of the Indo- European homeland, since in prehistoric times the beech was apparently not indigenous to any areas east of a line drawn from Kaliningrad (formerly Königsberg) in the western Soviet Union to the Crimea, north of the Black Sea. Kurgan Culture – potential archeological link between Indo-Europeans and a culture (fifth millennium B.C.E.) located north of the Black Sea.
  • 20. The Germanic Tribes The weight of the evidence points to an ancient homeland in modern Denmark and southern Sweden. “Battle-ax Culture” from roughly third millennium B.C.E. Only at a relatively late era is there evidence about the Germanic people that is neither linguistic nor archeological. About 200 B.C.E. Greek and Roman historians wrote about the Germanic tribes. Runic inscriptions – after the second half of the second century, we have written evidence from the Germanic peoples themselves.
  • 21. Völkerwanderung We may reconstruct a gradual splitting-up of the Germanic people and their languages, along with a migration southward out of their original homeland in southern Scandinavia. By 200 B.C.E., Germanic tribes had apparently spread across the area show below (see map), from northern Belgium in the west to the Vistula in the east, and south as far as the upper Elbe.
  • 22.
  • 23. 5 Distinct Groups North Germanic – remained mostly in Scandinavia East Germanic – (Gothic) East of the Oder, and spread along the Baltic Coast West Germanic – west of the Oder, and spread out as far as modern Belgium Istvaeones (Weser-Rhein Group) Irinones (Elbe Group) Germania – Roman historian Tacitus (98 A.D.)