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OUTSOURCING TO BA &BE IN CRO
MANOJ R
M.PHARM 1ST SEMESTER
DEPT OF PHARMACEUTICS
NANDHA COLLEGE OF PHARMACY
ERODE-52
1
What is Outsourcing?
 Outsourcing is the business practice of hiring a party outside a company
to perform services and create goods that traditionally were performed in-
house by the company's own employees and staff.
 Outsourcing is mainly done
1. To reduce the costs.
2. Improving the efficient resources within a company.
3. To save funds.
2
Reasons of Outsourcing
 Many of the pharmaceutical companies have there own clinical and
bioanalytical units that provide full support for phase l studies. However,
even these internal resources can become deploy due to develop more
compounds in shorter time interval.
 Although generic companies have internal resources for product
development, manufacturing and release testing, they do not have clinical
and bioanalytical capabilities.
3
4
Bioavailability:-
 It is defined as rate and amount of active drug or active ingredient that
enters the systemic circulation, thereby accessing the site of action.
5
Bioequivalence:-
 It refers that the drug substance in two or more identical dosage forms,
reaches the systemic circulation at the same rate and at same extent i.e.
Their plasma conc.
 Types of equivalence:-
1) Chemical equivalence
2) Pharmaceutical equivalence
3) Therapeutic equivalence
6
1.Chemical Equivalence
 Two or more drug products contains the same labelled chemical substances
as an active ingredient in same amount.
2.Pharmaceutical Equivalence
 Two or more drug products are same in strength,quality, purity, content
uniformity, disintegration and dissolution characteristics.
3.Therapeutic or Biological Equivalence
 Two or more drug products contains same therapeutically active
ingredients elicit identical pharmacological effects and can control the
disease to same extent.
7
CRO (Contract Research Organisation)
 CRO (also known as Clinical Research Organization) is an organization
that provide support to the pharmaceutical, biotechnology and medical
devices industry in the form of research services outsourced on a contract
basis.
 It offers various pharmaceutical research works that is essential for
conducting clinical trials for the company to manufacture pharmaceuticals
required for human use and ICH related requirements for registration
purposes.
8
Identification of appropriate CROs
 It is important that CRO has validated corporate procedures for all
segments of clinical study conduct.
 It is necessary to ensure all aspects of a study, that includes clinical
conduct, laboratory analysis, data management, biostatistics,
pharmacokinetics, and medical writing, and should comply with good
clinical practices (GCP),good laboratory practices (GLP), and other
applicable regulatory practices and guidelines.
9
ASSESSMENT OF CAPABILITIES
1. Clinical capabilities
2. Bioanalytical capabilities
3. Pharmacokinetic capabilities
4. Timeline assessment
10
1.Clinical capabilities
 The first step to CRO qualification is the assessment of their capabilities
and experience. The ability of a CRO to recruit a particular patient or
volunteer population is a primary requirement.
 The CRO should be able to recruit the entire study population at a single
center, preferably as a single group. Healthy volunteer populations are the
easiest to recruit; however, some studies may require large numbers of
subjects or replicate designs.
 For example, estrogens are generally dosed to postmenopausal females.
Other drugs may be targeted to an elderly population. It is essential that the
CRO be assessed for its ability to recruit these special populations.
11
2.Bioanalytical capabilities
 Validation lists (lists of analytical methods that are currently available and
validated) are available from most CROs.
 It is critical in analyzing the bioanalytical facility of drug (and metabolite,
as appropriate) and should be able to provide a written validation report.
 The validation should be assessed before awarding the study or at least
before dosing. The facility should follow current GLPs (cGLPs) and have
a neat U.S. Food and drug administration (FDA) inspection history.
12
3.Pharmacokinetic capabilities
 Most companies focus primarily on the clinical and bioanalytical
capabilities for CRO selection.
 However, the pharmacokinetic capabilities should also be equally
assessed.
 The CRO should have validated pharmacokinetic and statistical programs
in and should be compliant with 21 CFR part 11 (especially in regard to
change control).
4.Timeline assessment
 The CRO should meet the company's clinical, bioanalytical, and
pharmacokinetic criteria and must be assessed for their ability to meet the
company's timeline established by the company management team.
13
CRO QUALIFICATION
1. Due diligence (review past)
 If the pharmaceutical firm has used the CRO in the past, they should
evaluate their past experience with this CRO.
 If the experience was good, the team should identify those components
that were successful and ensure that they are used for their new study.
 However, caution should be made if the new study requires a different
subject population or analytical technique
example:
 A CRO may specialize in recruiting healthy male and female volunteers,
but may have difficulty in the recruitment of postmenopausal females.
14
2. Clinical site qualification
 The sponsor should conduct a site qualification visit. In addition to a
eGCP site audit, this evaluation should include an assessment of the
following area.
 Access the volunteer population pool.
 Evaluate the CRO procedures for adverse effects.
 Access of clinical data management
 Evaluation of clinical deliverables.
15
3. Bioanalytical site qualification
 Companies should assessed for CROs bioanalytical laboratory work (for
drug, metabolite or biomakerassay).
 Laboratory project manager should be assessed for their ability to
coordinate all processes with client, clinic and pharmacokinetic.
 Finally, the CRO should provide written documentation as to the content
of the final analytical report that should contain additional project specific
validation data to support BA/BE study.
16
4.Pharmacokinetic site qualification
The pharmaceutical team should also qualify the CRO site (or department)
that is responsible for PK and statistical analyses and completion of the final
integrated report. During the pharmacokinetic site audit, following areas
should be assessed:
 Qualification of pharmacokinetic and statistical personnel.
 Validation of pharmacokinetic and statistical programs (usually SAS)
 Compliance with 21CFR(code of federal regulation) part 11.
17
FINAL REPORT CONTENT
 The development of an effective RFP should begin with the objective of a
final deliverable (the report) and should include a description of the
content and format of the final report.
Final Written Report
 CROs work with a large number of different clients; each client often has
their own report format preferences. Therefore, if the RFP does not
address the report format, the CRO often will make an assumption
regarding the report format.
 This assumption may or may not be stated in the resulting proposal. This
assumption can make or break a proposal because the report format
contains a number of other important deliverables.
18
19
FINAL PROCESS
After signing a contract, the CRO should concentrate on the following
deliveribles.
1.Protocol Development
 The FDA OGD published a large number of drug-specific guidances that provided
the basic information needed to conduct a generic BE trial.
 Three possible options exist, each with a different cost structure:
• Level 1: client provides final clinical protocol.
•Level 2: client provides protocol "outline," including design and all
specifications; CRO provides final protocol.
• Level 3: client provides objective; CRO provides design and protocol.
20
2.Protocol Format
 If the company requires the CRO to follow a specific format (developed
by the company), then this information (and the format) should be
provided within the RFP.
 On the other hand, many companies do not have a preference for protocol
format. They are only concerned that all of the relevant parameters are
included in the protocol. For these companies, CROs can often provide a
standardized (and shorter) format for less money.
21
3.Clinical Study Population
 In the past, to reduce variability and liability, most sponsors chose to
perform most BA/BE studies in healthy, young, male volunteers.
 In recent years, the FDA recommend that if the drug product is intended
for use in both sexes, the sponsor attempt to include similar proportions of
males and females in the study. If the drug product is to be used
predominantly in the elderly, we also recommend that the sponsor attempt
to include as many subjects of 60 years of age or older as possible.
22
4.Laboratory chemistries, Special /Physicals Tests
 The number of laboratory chemistries, physical examinations (by a
physician), and special tests (such as electrocardiograms [ECGs], x-rays,
blood glucose monitoring, and special biomarkers) will have a significant
effect on the cost of the study.
 Although the protocol may be very specific regarding the timing and
numbers of tests, this information must be present in the RFP to provide an
accurate proposal.
23
5.Dose And Safety Considerations
 Generally, the dose of the RLD is safe to administer to healthy volunteers.
However, for some drug products, that dose may cause adverse events and
the clinical trial will require additional safety considerations.
 For example, Prazosin has a significant first dose effect that is exhibited
by marked postural hypotension; prazosin studies usually require that
volunteers stay in a reclined position for several hours after dosing and
that blood pressure be routinely monitored.
24
6.Clinical Database
 A clinical database (which contains all of the information on the) is not
necessary for BE/BA submissions to the OGD. Also, it is rare that such a
database would be required by the FDA for a single dose BE or BA study
(in volunteers) to support an NDA submission.
25
7.Submission of Data and Reports to the FDA
 The FDA OGD currently requires ANDA applicants to submit information
from all BE studies conducted on the same formulation of the drug
product.
 In addition, they recommend that BE summary reports be submitted in
CTD format; OGD expects BE data to be submitted using data summary
tables consistent with CTD-formatted applications. The following are
required for a BE review:
 Submission summary (or, alternatively, provide an electronic copy of Form
356H)
 Summary of BA studies, which provides study reference numbers,
objectives, designs, treatments, and subjects as well as summary statistics
for pharmacokinetic parameters
26
 Summary of bioanalytical method
 validation data Summary of in vitro dissolution studies
 Summary of formulation data (qualitative and quantitative composition)
 Demographic profile of subjects for each BE study Summary of adverse
events for each study
 Bioanalytical reanalysis of study samples
 Study information for each study
 Product information with batch numbers and size, potency, and content
uniformity
 Summary of subject dropout information for each study
 Summary of protocol deviations
27
9.Clinical Conduct
 Clinical conduct are based on the version of the study outline or protocol
submitted with the RFP. A number of factors affect the price of clinical
studies. Some of these are shown as follows:
 Population (volunteers vs. Patients, males vs. Males and females,
postmenopausal females)
 number of volunteers or patients
 inclusion/exclusion criteria
 volunteer stipend
 number of laboratory chemistries and special tests ECGs, blood glucose
monitoring, etc.)
 Dose (with regard to safety and adverse events)
 Washout period
 number of blood draws and urine collections and times of sampling
28
10.Bioanalytical
 Any bioanalytical method used for a human BA/BE study should conform
to current FDA guidance on analytical validation and should be conducted
according to the FDA cGLPs.
Bioanalytical Method/Technology Requirements
 On occasion, a pharmaceutical company may need to contract the method
development and validation to a CRO.
 Because the method is dependent on the development and validation
processes, these processes should be closely evaluated before committing
a BA or BE study to any CRO.
29
11.Assay of Samples From Placebo
 However, some BA studies may include placebo treatments so that safety
can be more appropriately evaluated. For these studies, it is essential to
communicate with the CRO regarding the handling and analysis of these
samples.
 All CROs will charge for each sample that is assayed. Some CROs will
assay all samples,if the firm does not require placebo-treated samples to be
analyzed (because they generally will not provide any meaningful
pharmacokinetic data).
 It is important to provide the randomization schedule to the laboratory
before analysis.
30
12.Bioanalytical Sample Handling, Shipping, And Storage
 Samples originating in HIV-exposed or other infectious subject
populations may involve liabilities to clients, clinics, couriers, and
laboratories.
 These samples will require special documentation, shipping, and handling.
The clinic, shipping service, regulatory agencies, customs authorities, and
the bioanalytical laboratory must be formally notified of all special
handling requirements before shipment to the laboratory.
 Thorough documentation of potentially infectious samples must be
included with each shipment container.
31
Major CROs of the world in clinical research
 IQVIA
 Labcorp
 Syneos Health
 PPD
 ICON
 Charles Rivers Laboratories
32
REFERENCES
 Noonan PK. Outsourcing Bioavailability and Bioequivalence Studies to
Contract Research Organizations. In Generic Drug Product Development
2014 Oct 31 (pp. 321-364). CRC Press.
 Hayes R. Bioanalytical outsourcing: transitioning from Pharma to CRO.
Bioanalysis. 2017 Aug;9(15):1149-52.
 Wilkinson M, Harper B, Peacock J, Morrison R, Getz K. Assessing
outsourcing oversight practices and performance. Therapeutic Innovation
& Regulatory Science. 2020 Jan;54:158-66.
 Rehman S, Tiwari A, Turner C, Williams L. A framework for innovation
outsourcing. International Journal of Business Innovation and Research.
2018;16(1):79-111.
33
THANK YOU
34

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OUTSOURCING CLINICAL TRIALS TO CROS

  • 1. OUTSOURCING TO BA &BE IN CRO MANOJ R M.PHARM 1ST SEMESTER DEPT OF PHARMACEUTICS NANDHA COLLEGE OF PHARMACY ERODE-52 1
  • 2. What is Outsourcing?  Outsourcing is the business practice of hiring a party outside a company to perform services and create goods that traditionally were performed in- house by the company's own employees and staff.  Outsourcing is mainly done 1. To reduce the costs. 2. Improving the efficient resources within a company. 3. To save funds. 2
  • 3. Reasons of Outsourcing  Many of the pharmaceutical companies have there own clinical and bioanalytical units that provide full support for phase l studies. However, even these internal resources can become deploy due to develop more compounds in shorter time interval.  Although generic companies have internal resources for product development, manufacturing and release testing, they do not have clinical and bioanalytical capabilities. 3
  • 4. 4
  • 5. Bioavailability:-  It is defined as rate and amount of active drug or active ingredient that enters the systemic circulation, thereby accessing the site of action. 5
  • 6. Bioequivalence:-  It refers that the drug substance in two or more identical dosage forms, reaches the systemic circulation at the same rate and at same extent i.e. Their plasma conc.  Types of equivalence:- 1) Chemical equivalence 2) Pharmaceutical equivalence 3) Therapeutic equivalence 6
  • 7. 1.Chemical Equivalence  Two or more drug products contains the same labelled chemical substances as an active ingredient in same amount. 2.Pharmaceutical Equivalence  Two or more drug products are same in strength,quality, purity, content uniformity, disintegration and dissolution characteristics. 3.Therapeutic or Biological Equivalence  Two or more drug products contains same therapeutically active ingredients elicit identical pharmacological effects and can control the disease to same extent. 7
  • 8. CRO (Contract Research Organisation)  CRO (also known as Clinical Research Organization) is an organization that provide support to the pharmaceutical, biotechnology and medical devices industry in the form of research services outsourced on a contract basis.  It offers various pharmaceutical research works that is essential for conducting clinical trials for the company to manufacture pharmaceuticals required for human use and ICH related requirements for registration purposes. 8
  • 9. Identification of appropriate CROs  It is important that CRO has validated corporate procedures for all segments of clinical study conduct.  It is necessary to ensure all aspects of a study, that includes clinical conduct, laboratory analysis, data management, biostatistics, pharmacokinetics, and medical writing, and should comply with good clinical practices (GCP),good laboratory practices (GLP), and other applicable regulatory practices and guidelines. 9
  • 10. ASSESSMENT OF CAPABILITIES 1. Clinical capabilities 2. Bioanalytical capabilities 3. Pharmacokinetic capabilities 4. Timeline assessment 10
  • 11. 1.Clinical capabilities  The first step to CRO qualification is the assessment of their capabilities and experience. The ability of a CRO to recruit a particular patient or volunteer population is a primary requirement.  The CRO should be able to recruit the entire study population at a single center, preferably as a single group. Healthy volunteer populations are the easiest to recruit; however, some studies may require large numbers of subjects or replicate designs.  For example, estrogens are generally dosed to postmenopausal females. Other drugs may be targeted to an elderly population. It is essential that the CRO be assessed for its ability to recruit these special populations. 11
  • 12. 2.Bioanalytical capabilities  Validation lists (lists of analytical methods that are currently available and validated) are available from most CROs.  It is critical in analyzing the bioanalytical facility of drug (and metabolite, as appropriate) and should be able to provide a written validation report.  The validation should be assessed before awarding the study or at least before dosing. The facility should follow current GLPs (cGLPs) and have a neat U.S. Food and drug administration (FDA) inspection history. 12
  • 13. 3.Pharmacokinetic capabilities  Most companies focus primarily on the clinical and bioanalytical capabilities for CRO selection.  However, the pharmacokinetic capabilities should also be equally assessed.  The CRO should have validated pharmacokinetic and statistical programs in and should be compliant with 21 CFR part 11 (especially in regard to change control). 4.Timeline assessment  The CRO should meet the company's clinical, bioanalytical, and pharmacokinetic criteria and must be assessed for their ability to meet the company's timeline established by the company management team. 13
  • 14. CRO QUALIFICATION 1. Due diligence (review past)  If the pharmaceutical firm has used the CRO in the past, they should evaluate their past experience with this CRO.  If the experience was good, the team should identify those components that were successful and ensure that they are used for their new study.  However, caution should be made if the new study requires a different subject population or analytical technique example:  A CRO may specialize in recruiting healthy male and female volunteers, but may have difficulty in the recruitment of postmenopausal females. 14
  • 15. 2. Clinical site qualification  The sponsor should conduct a site qualification visit. In addition to a eGCP site audit, this evaluation should include an assessment of the following area.  Access the volunteer population pool.  Evaluate the CRO procedures for adverse effects.  Access of clinical data management  Evaluation of clinical deliverables. 15
  • 16. 3. Bioanalytical site qualification  Companies should assessed for CROs bioanalytical laboratory work (for drug, metabolite or biomakerassay).  Laboratory project manager should be assessed for their ability to coordinate all processes with client, clinic and pharmacokinetic.  Finally, the CRO should provide written documentation as to the content of the final analytical report that should contain additional project specific validation data to support BA/BE study. 16
  • 17. 4.Pharmacokinetic site qualification The pharmaceutical team should also qualify the CRO site (or department) that is responsible for PK and statistical analyses and completion of the final integrated report. During the pharmacokinetic site audit, following areas should be assessed:  Qualification of pharmacokinetic and statistical personnel.  Validation of pharmacokinetic and statistical programs (usually SAS)  Compliance with 21CFR(code of federal regulation) part 11. 17
  • 18. FINAL REPORT CONTENT  The development of an effective RFP should begin with the objective of a final deliverable (the report) and should include a description of the content and format of the final report. Final Written Report  CROs work with a large number of different clients; each client often has their own report format preferences. Therefore, if the RFP does not address the report format, the CRO often will make an assumption regarding the report format.  This assumption may or may not be stated in the resulting proposal. This assumption can make or break a proposal because the report format contains a number of other important deliverables. 18
  • 19. 19
  • 20. FINAL PROCESS After signing a contract, the CRO should concentrate on the following deliveribles. 1.Protocol Development  The FDA OGD published a large number of drug-specific guidances that provided the basic information needed to conduct a generic BE trial.  Three possible options exist, each with a different cost structure: • Level 1: client provides final clinical protocol. •Level 2: client provides protocol "outline," including design and all specifications; CRO provides final protocol. • Level 3: client provides objective; CRO provides design and protocol. 20
  • 21. 2.Protocol Format  If the company requires the CRO to follow a specific format (developed by the company), then this information (and the format) should be provided within the RFP.  On the other hand, many companies do not have a preference for protocol format. They are only concerned that all of the relevant parameters are included in the protocol. For these companies, CROs can often provide a standardized (and shorter) format for less money. 21
  • 22. 3.Clinical Study Population  In the past, to reduce variability and liability, most sponsors chose to perform most BA/BE studies in healthy, young, male volunteers.  In recent years, the FDA recommend that if the drug product is intended for use in both sexes, the sponsor attempt to include similar proportions of males and females in the study. If the drug product is to be used predominantly in the elderly, we also recommend that the sponsor attempt to include as many subjects of 60 years of age or older as possible. 22
  • 23. 4.Laboratory chemistries, Special /Physicals Tests  The number of laboratory chemistries, physical examinations (by a physician), and special tests (such as electrocardiograms [ECGs], x-rays, blood glucose monitoring, and special biomarkers) will have a significant effect on the cost of the study.  Although the protocol may be very specific regarding the timing and numbers of tests, this information must be present in the RFP to provide an accurate proposal. 23
  • 24. 5.Dose And Safety Considerations  Generally, the dose of the RLD is safe to administer to healthy volunteers. However, for some drug products, that dose may cause adverse events and the clinical trial will require additional safety considerations.  For example, Prazosin has a significant first dose effect that is exhibited by marked postural hypotension; prazosin studies usually require that volunteers stay in a reclined position for several hours after dosing and that blood pressure be routinely monitored. 24
  • 25. 6.Clinical Database  A clinical database (which contains all of the information on the) is not necessary for BE/BA submissions to the OGD. Also, it is rare that such a database would be required by the FDA for a single dose BE or BA study (in volunteers) to support an NDA submission. 25
  • 26. 7.Submission of Data and Reports to the FDA  The FDA OGD currently requires ANDA applicants to submit information from all BE studies conducted on the same formulation of the drug product.  In addition, they recommend that BE summary reports be submitted in CTD format; OGD expects BE data to be submitted using data summary tables consistent with CTD-formatted applications. The following are required for a BE review:  Submission summary (or, alternatively, provide an electronic copy of Form 356H)  Summary of BA studies, which provides study reference numbers, objectives, designs, treatments, and subjects as well as summary statistics for pharmacokinetic parameters 26
  • 27.  Summary of bioanalytical method  validation data Summary of in vitro dissolution studies  Summary of formulation data (qualitative and quantitative composition)  Demographic profile of subjects for each BE study Summary of adverse events for each study  Bioanalytical reanalysis of study samples  Study information for each study  Product information with batch numbers and size, potency, and content uniformity  Summary of subject dropout information for each study  Summary of protocol deviations 27
  • 28. 9.Clinical Conduct  Clinical conduct are based on the version of the study outline or protocol submitted with the RFP. A number of factors affect the price of clinical studies. Some of these are shown as follows:  Population (volunteers vs. Patients, males vs. Males and females, postmenopausal females)  number of volunteers or patients  inclusion/exclusion criteria  volunteer stipend  number of laboratory chemistries and special tests ECGs, blood glucose monitoring, etc.)  Dose (with regard to safety and adverse events)  Washout period  number of blood draws and urine collections and times of sampling 28
  • 29. 10.Bioanalytical  Any bioanalytical method used for a human BA/BE study should conform to current FDA guidance on analytical validation and should be conducted according to the FDA cGLPs. Bioanalytical Method/Technology Requirements  On occasion, a pharmaceutical company may need to contract the method development and validation to a CRO.  Because the method is dependent on the development and validation processes, these processes should be closely evaluated before committing a BA or BE study to any CRO. 29
  • 30. 11.Assay of Samples From Placebo  However, some BA studies may include placebo treatments so that safety can be more appropriately evaluated. For these studies, it is essential to communicate with the CRO regarding the handling and analysis of these samples.  All CROs will charge for each sample that is assayed. Some CROs will assay all samples,if the firm does not require placebo-treated samples to be analyzed (because they generally will not provide any meaningful pharmacokinetic data).  It is important to provide the randomization schedule to the laboratory before analysis. 30
  • 31. 12.Bioanalytical Sample Handling, Shipping, And Storage  Samples originating in HIV-exposed or other infectious subject populations may involve liabilities to clients, clinics, couriers, and laboratories.  These samples will require special documentation, shipping, and handling. The clinic, shipping service, regulatory agencies, customs authorities, and the bioanalytical laboratory must be formally notified of all special handling requirements before shipment to the laboratory.  Thorough documentation of potentially infectious samples must be included with each shipment container. 31
  • 32. Major CROs of the world in clinical research  IQVIA  Labcorp  Syneos Health  PPD  ICON  Charles Rivers Laboratories 32
  • 33. REFERENCES  Noonan PK. Outsourcing Bioavailability and Bioequivalence Studies to Contract Research Organizations. In Generic Drug Product Development 2014 Oct 31 (pp. 321-364). CRC Press.  Hayes R. Bioanalytical outsourcing: transitioning from Pharma to CRO. Bioanalysis. 2017 Aug;9(15):1149-52.  Wilkinson M, Harper B, Peacock J, Morrison R, Getz K. Assessing outsourcing oversight practices and performance. Therapeutic Innovation & Regulatory Science. 2020 Jan;54:158-66.  Rehman S, Tiwari A, Turner C, Williams L. A framework for innovation outsourcing. International Journal of Business Innovation and Research. 2018;16(1):79-111. 33