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PARTICIATORY RURAL APPRAISAL
DR. Gouri Manik manas
Some Images about PRA
Source: Google images
Content
PRA
Brief Introduction to PRA
PRA Techniques
PRA Tools and Maps
Brief Introduction to PRA
ļ‚§ PRA originally stood for Participatory Rural Appraisal, but its
applications are in many, many contexts besides rural, and good
practice is far more than just appraisal.
ļ‚§ PLA stands for Participatory Learning and Action. As a term it is
often used interchangeably with PRA.
ļ‚§ Appraisal ā€“ The finding out of information about problems,
needs, and potential in a village or in any settlement. It is the first
stage in any project.
Contā€¦
ā€¢ Participatory ā€“ Means that people are involved in
the process ā€“ a ā€œbottom-upā€ approach that requires
good communication skills and attitude of project
staff.
ā€¢ Rural ā€“ The techniques can be used in any situation,
urban or rural, with both literate and Illiterate people
Contā€¦
ā€¢ This approach was developed in early 1990s with
considerable shift in paradigm from top-down to
bottom-up approach, and from blueprint to the
learning process.
ā€¢ In fact, it is a shift from extractive survey
questionnaires to experience sharing by local
people.
Contā€¦
ā€¢ PRA is intended to enable local communities to conduct their
own analysis and to plan and take action. PRA involves project
staff learning together with villagers about the village.
ā€¢ The aim of PRA is to help strengthen the capacity of villagers to
plan, make decisions, and to take action towards improving their
own situation.
ā€¢ Participatory Rural Appraisal (PRA) is considered one of the
popular and effective approaches to gather information in rural
areas.
Contā€¦
ļ‚§ PRA is a growing family of approaches, methods, attitudes and
behaviors to enable and empower people to share, analyze and
enhance their knowledge of life and conditions, and to plan, act,
monitor, evaluate and reflect".
ā€¢ PRA is a methodology of learning rural life and their
environment from the rural people.
ā€¢ It requires researchers / field workers to act as facilitators to help
local people conduct their own analysis, plan and take action
accordingly.
Contā€¦
ā€¢ It is based on the principle that local people are creative and
capable and can do their own investigations, analysis, and
planning.
ā€¢ The basic concept of PRA is to learn from rural people.
ā€¢ Chambers (1992) has defined PRA as an approach and
methods for learning about rural life and conditions from, with
and by rural people.
ā€¢ He further stated that PRA extends into analysis, planning and
action.
Contā€¦
ā€¢ There are a wide range of participatory tools and techniques
available.
ā€¢ People can use these tools and techniques according to their
situation or needs.
ā€¢ Generally, the application of different tools may vary from one
situation to another.
ā€¢ However, the process for conducting RRA / PRA remains the
same.
Objectives
ā€¢ There are five key principles that form the basis of any
PRA activity no matter what the objectives or setting.
1. PARTICIPATION - PRA relies heavily on participation
by the communities, as the method is designed to enable
local people to be involved.
ā€¢ Not only as sources of information, but as partners with
the PRA team in gathering and analyzing the information.
Contā€¦
2. FLEXIBILITY - The combination of techniques that is appropriate
in a particular development context will be determined by such
variables as the size and skill mix of the PRA team, the time and
resources available, and the topic and location of the work.
3. TEAMWORK - Generally, a PRA is best conducted by a local
team (speaking the local languages) with a few outsiders present, a
significant representation of women, and a mix of sector specialists
and social scientists, according to the topic.
4. OPTIMAL IGNORANCE - To be efficient in terms of both time
and money, PRA work intends to gather just enough information to
make the necessary recommendations and decisions.
Contā€¦
ā€¢ SYSTEMATIC - As PRA-generated data is seldom conducive to
statistical analysis (given its largely qualitative nature and
relatively small sample size), alternative ways have been
developed to ensure the validity and reliability of the findings.
ā€¢ These include sampling based on approximate stratification of
the community by geographic location or relative wealth, and
cross-checking,
ā€¢ the is using a number of techniques to investigate views on a
single topic (including through a final community meeting to
discuss the findings and correct inconsistencies).
Rapid Rural Appraisal
ā€¢ RRA is a social science approach that emerged in the late 1970s.
The basic idea of RRA is to rather quickly collect, analyze and
evaluate information on rural conditions and local knowledge.
ā€¢ This information is generated in close co-operation with the local
population in rural areas.
ā€¢ Therefore, the research methods had to be adjusted to local
conditions, i.e. they had to meet the communication needs of
illiterate people or people who are not used to communicating in
scientific terms.
Contā€¦
ā€¢ Tools like mapping, diagramming and ranking were
developed or improved in order to gather information
for decision-makers in development agencies.
ā€¢ One of the key principles of RRA is the visualization of
questions and results by using locally comprehensible
symbols.
Contā€¦
ā€¢ A main reason for developing RRA was to find shortcuts in the search
for relevant information on rural development issues in order to avoid
costly and time consuming research procedures.
ā€¢ In most of the cases RRA is carried out by a small team of researchers
or trained professional in one to three days in a kind of workshop.
ā€¢ The role of the local population in RRA is to provide relevant local
knowledge for research purposes and development planning.
ā€¢ The RRA team manages the process and maintains the power to decide
on how to utilize this information on rural development issues.
Contā€¦
ā€¢ In order to avoid costly and time-consuming research procedures.
ā€¢ In most of the cases RRA is carried out by a small team of
researchers or trained professional in one to three days in a kind of
workshop.
ā€¢ The role of the local population in RRA is to provide relevant local
knowledge for research purposes and development planning.
ļƒ¼ The RRA team manages the process and maintains the power to
decide on how to utilize this information.
Contā€¦
Rapid Rural Appraisal (RRA)
Learning rapidly and directly from villagers, Project
staffs learn and obtain information, take it away, and
analyze it. It is extractive (information is gathered and
used according to the needs of the project staff).
Participatory Rural Appraisal (PRA)
Learning with villagers Facilitate local capacity to
analyze, plan, make decisions, take action, resolve
conflicts, monitor, and evaluate according to the needs of
the villagers.
Participatory Rural/Relaxed
Appraisal
ā€¢ During the 1980s, PRA was firstly developed in India and Kenya,
mainly supported by NGOs operating at grass-roots level.
ā€¢ Until today PRA evolved so fast in terms of the methodology, the
creation of new tools and specifically in the different ways it is
applied.
ā€¢ Compared to RRA which mainly aims at extracting information,
PRA places emphasis on empowering local people to assume an
active role in analyzing.
ā€¢ And their own living conditions, problems and potentials in order
to seek for a change of their situation.
Contā€¦
ā€¢ This changes are supposed to be achieved by collective
action and the local communities are invited to assume
responsibilities for implementing respective activities.
ā€¢ The members of the PRA team act as facilitators.
ā€¢ Here it is no longer the external experts but rather the
local people themselves who ā€œownā€ the results of a
PRA Workshop.
Contā€¦
ā€¢ Consequently an important principle of PRA is to share the
results of the analysis between the PRA team.
ā€¢ The community members by visualization, public presentations
and discussions during meetings.
ā€¢ Most PRA workshops last from 3 to 5 days and the planning of
the workshop and the facilitation of tools is done in a
multidisciplinary team of insiders and outsiders which is
gender balanced.
Principles of PRA and RRA
ā€¢ Offsetting biases through different: perspectives, methods and tools,
sources of information, people from different background and places,
background of team members (spatial, person, gender, age groups,
interest groups, key informants, wealth groups, seasonal, professionals,
disciplines).
ā€¢ Rapid and Progressive Learning: (flexible, interactive):Be Gender
sensitive at all times.
ā€¢ Reversal of roles (Learning from, with and by local people, eliciting
and using their symbols, criteria, categories and indicators; and finding,
understanding and appreciating local people's knowledge).
Contā€¦
ā€¢ Focused Learning: (not finding out more that is needed and not
measuring when comparing is enough. We are often trained to make
absolute measurements and to give exact numbers, but often relative
proportions, trends, scores or ranking are all that is needed for decision
making and planning of activities).
ā€¢ Seeking for diversity and differences: People often have different
perceptions of the same situation.
ā€¢ Attitude: In order to make the PRA or RRA workshops an success it is
most important build a positive relationship with local women and men.
Outsiders must have an attitude of respect, humility and patience, and a
willingness to learn from the local people.
PRA techniques
ā€¢ Direct observation -- Observations are related to questions:
What? When? Where?
ā€¢ Who? Why? How?
ā€¢ Do it yourself -- Villagers are encouraged to teach the
researcher how to do various activities. The researcher will
learn how much skill and strength are required to do day today
rural activities, gaining an insider's perspective on a situation.
ā€¢ Roles are reversed: villagers are the "experts" and attitudes are
challenged.
Contā€¦
Participatory mapping and modeling -- Using local materials,
villagers draw or model current or historical conditionsā€¦
ā€¢ The researcher then interviews the villager by "interviewing
the map."
ā€¢ This technique can be used to show
ā€¢ Watersheds
ā€¢ Forests
ā€¢ Farms
ā€¢ Home gardens
ā€¢ Residential areas
ā€¢ Soils
Contā€¦
ā€¢ Water sources
ā€¢ Wealth rankings
ā€¢ Household assets
ā€¢ Land-use patterns
ā€¢ Changes in farming practices
ā€¢ Constraints, trends
ā€¢ Health and welfare conditions
ā€¢ and the distribution of various resources
Contā€¦
ā€¢ Transect walks and guided field walks -- The researcher
and key informants conduct a walking tour through areas of
interest
ā€¢ To observe
ā€¢ To listen
ā€¢ To identify different zones or conditions
ā€¢ To ask questions to identify problems and possible solutions
ā€¢ With this method, the outsider can quickly learn about
topography, soils, land use, forests, watersheds, and
community assets.
Contā€¦
ā€¢ Seasonal calendars -- Variables such asā€¦
ā€¢ Rainfall
ā€¢ Labor income
ā€¢ Expenditures
ā€¢ Debt
ā€¢ Animal fodder or pests
ā€¢ Harvesting periods can be drawn (or created with stones,
seeds, and sticks). to show month-to-month variations and
seasonal constraints.
ā€¢ To highlight opportunities for action. An 18-month calendar
can better illustrate variations than a 12-month calendar.
Contā€¦
ā€¢ Daily-activity profiles -- Researchers can explore and compare the
daily-activity patterns of ā€¦..
ā€“ Men
ā€“ Women
ā€“ Youth, and elders by charting the amount of time taken to
complete tasks.
ā€¢ Semi structured interviewing -- A semi structured interviewing
and listening technique uses some predetermined questions and
topics but allows new topics to be pursued as the interview
develops.
ā€“ The interviews are informal and conversational but carefully
controlled.
Contā€¦
ā€¢ Types, sequencing, and chain interviews --
Individual, pair, and group interviews are combined
in a sequence to take advantage of key informants and
specialist groups.
ā€¢ Permanent-group interviews -- Established groups,
farmers' groups, or people using the same water
source can be interviewed together.
ā€¢ This technique can help identify collective problems or
solutions.
Contā€¦
ā€¢ Time lines -- Major historical community events and
changes are dated and listed.
ā€¢ Understanding the cycles of change can help communities
focus on future actions and information requirements.
ā€¢ Local histories -- Local histories are similar to time lines
but give a more detailed account of how things have
changed or are changing.
ā€¢ For example, histories can be developed for crops,
population changes, community health trends and
epidemics, education changes, road developments, and trees
and forests.
Contā€¦
ā€¢ Local researchers and village analysts -- With some training, local people
can conduct the research process (for example, collect, analyze, use, and
present data; conduct transects; interview other villagers; draw maps; make
observations).
ā€¢ Participatory diagramming -- People are encouraged to display
their knowledge on pie and bar charts and flow diagrams.
ā€¢ Wealth and well-being rankings -- People are asked to sort cards
(or slips of paper) representing individuals or households from rich
to poor or from sick to healthy.
ā€¢ This technique can be used for crosschecking information and for
initiating discussions on a specific topic (for example, poverty).
Contā€¦
ā€¢ The technique can also be used to produce a benchmark
against which future development interventions can be
measured or evaluated.
ā€¢ Direct-matrix pair-wise ranking and scoring -- Direct-
matrix pair-wise ranking and scoring is a tool used to discover
local attitudes on various topics.
ā€¢ People rank and compare individual items, using their own
categories and criteria, by raising hands or placing
representative objects on a board.
Contā€¦
ā€¢ For example, six different shrubs can be ranked from best to
worst for their fuel, fodder, and erosion-control attributes.
ā€¢ Other resources can be ranked in terms of taste or
marketability.
ā€¢ Wealth ranking can be used to identify wealth criteria and
establish the relative position of households.
Contā€¦
Matrices -- Matrices can be used to gather information and to facilitate or
focus analyses and discussions.
ā€¢ For example, a problem opportunity matrix could have columns with the
following labels:
ā€¢ Soil type
ā€¢ Land use
ā€¢ Cropping patterns
ā€¢ and available resources
Rows with the following labels
ā€¢ Problems
ā€¢ Constraints
ā€¢ Local solutions
ā€¢ and initiatives already tried
ā€¢ Traditional management systems and local-resource collections -- Local
people collect samples (for example, of soils, plants).
ā€¢ This can be an efficient way to learn about the local biodiversity,
management systems, and taxonomies.
ā€¢ Portraits, profiles, case studies, and stories -- Household histories or
stories of how a certain conflict was resolved are recorded.
ā€¢ This can provide short but insightful descriptions of characteristic problems
and how they are dealt with.
ā€¢ Key probes -- A question addressing a key issue is asked of different
informants, and the answers are compared.
ā€¢ The question might be something like "If my goat enters your field and eats
your crops, what do you and I do?ā€œ
ā€¢ Folklore, songs, poetry, and dance -- Local folklore, songs, dance, and
poetry are analyzed to provide insight into values, history, practices, and
beliefs.
ā€¢ Futures possible -- People are asked how they would like things to be in 1
year and to predict what will happen if nothing is done or if something is
done. People's desires, wishes, and expectations are revealed.
Contā€¦
ā€¢ Diagrams exhibition -- Diagrams, maps, charts, and photos of the research
activity are displayed in a public place to share information, facilitate
discussions, and provide an additional crosschecking device.
ā€¢ The exhibition can inspire other villagers to take part in research activities.
ā€¢ Shared presentations and analysis -- Participants are encouraged to
present their findings to other villagers and to outsiders, providing another
opportunity for crosschecking, feedback, comment, and criticism.
ā€¢ Night halts -- The researchers live in the village during the research
process.
Contā€¦
ā€¢ This facilitates all interactions between the outsiders and the villagers,
invites change in the outsiders' attitudes, and allows for early-morning and
evening discussions, when Villagers tend to have more leisure time.
ā€¢ Short questionnaires -- Short and issue-specific questionnaires can be
useful if conducted late in the research process.
ā€¢ Field report writing -- Key findings are recorded before "leaving" the
village. (This assumes that the community has consented to having the
research data leave the village.)
ā€¢ Brief summaries are made of each diagram, model, and map, as well as of
the process involved in creating them.
Contā€¦
ā€¢ Survey of villagers' attitudes toward PRA -- To improve the PRA
process and techniques and maintain realistic expectations.
ā€¢ The researcher asks the villagers what they expected and what they learned
from the PRA research process.
ā€¢ Intriguing practices and beliefs -- Indigenous practices and beliefs are
noted, even if they are based on myth or superstition.
ā€¢ Even practices that are unusual or don't fit in with conventional scientific
thinking are worth exploring because they are meaningful to local people.
Organization of PRA
Selection of
PRA team
members
Objectives
Formation of
sub-topics
Selection of
methods,
designs and
respondents
Interview
Sub-team
meeting
Whole
team
meeting
Report
writing
Contā€¦
ā€¢ A group of people as an interdisciplinary team is required to perform
an exercise before and during fieldwork while using PRA tools and
techniques.
ā€¢ The team members must identify topics, sub-topics or checklists on
which to build questions before going to the fields.
ā€¢ It is recommended that the team members stay together until the end
of the process to make work in objectives achievable.
ā€¢ There are guidelines on how to proceed in conducting PRA and in
using specific tools and techniques before and during the field
works.
Contā€¦
ā€¢ There are some rules of PRA, which should be followed by the
team in order to get precise and reliable information.
ā€¢ It is important to understand the rules while conducting PRA.
ā€¢ Do not interrupt - do not interrupt when someone is
talking in his/her turn at interviewing or probing for
information.
ā€¢ And also do not interrupt the respondent.
Contā€¦
b. Do not assume - do not assume either that you know the
answer or that an information is wrong about something.
c. Do not lead or give clues - do not lead or give clues to the
respondent with your preconceived ideas.
ā€¢ Stay neutral while asking questions so that you do not lead the
respondent.
ā€¢ If the rules are not followed by each of the team members, it
may mislead he information.
ā€¢ Therefore, the team must be careful with the above-mentioned
rules while applying different tools and techniques of PRA.
Contā€¦
Before fieldwork
ā€¢ There are some step switch needs to be followed by the team
members in order to collect reliable and precise information.
ā€¢ The steps for before fieldwork are:
Use of secondary information
ā€¢ Secondary data are important for background information and
basic assumptions of fact that the rural people provide.
ā€¢ Therefore, a careful review and assessment of the secondary data
are necessary from secondary sources before fieldwork.
ā€¢ It may be helpful in developing topics, sub-topics or checklists to
be used in acquiring information.
ā€¢ The team must know why they are in a village.
Selection of interdisciplinary team
ā€¢ Developing sub-topics:
ā€¢ Generally, a brainstorming session is organized for developing topics or
sub-topics.
ā€¢ A number of experienced people, not necessarily team members are invited
in the session to generate specific issues on a particular area.
ā€¢ The raised issues in the session are listed in flip chart or board, depending
on the availability.
ā€¢ The issues are repeatedly discussed in the session relating to the practical
situation and are finalized as guidelines for collecting required information.
Contā€¦
ā€¢ The team members should also discuss how to carry out field works,
especially tools to be applied for collecting the required information.
ā€¢ Generally, the choice of tools depends on topics and expected output.
ā€¢ The team should consider the situation and select the tools which fit better
for collecting reliable and precise information.
ā€¢ Therefore, it is the team that decides which tools and techniques fit better
for a particular area.
ā€¢ This preparation may be assigned to a single team member, probably
someone who is familiar with the locality.
During fieldwork
ā€¢ The fieldwork is people-oriented. It seeks information on indigenous
knowledge, local customs and practices.
ā€¢ Therefore, the team should begin analyzing and evaluating data at the very
start of the work and continue on throughout the fieldwork.
ā€¢ Rapport building
ā€¢ Rapport building is an important task for the team for collecting reliable
information.
ā€¢ It is usually done to develop communications and to establish working
relationships with the local people.
ā€¢ Generally, rapport building is initiated immediately as the team enters a
village.
Contā€¦
ā€¢ This may help the team to bring closer to the village people. The team should
follow the following steps for conducing PRA in rural areas:
ā€¢ Start talking to the rural people saying ā€œlocal Helloā€ whenever you meet them,
for example, on the trail, agricultural fields, teashops, homes etc. Treat and
respect rural people as per their local custom.
ā€¢ Ask the knowledgeable people about a subject or area in a village.
ā€¢ Try to meet with local leaders and officials before starting work in a village.
ā€¢ Clearly explain reasons for coming to the area Show genuine interest in the
local issues.
ā€¢ Choose time and venue that are convenient for the local people.
Contā€¦
ā€¢ Maintaining protocols in the team is the basic rule in PRA methods.
Protocols are defined as a set of rules governing how people act in a given
situation, a code of conduct.
ā€¢ They further elaborated that PRA protocols are rules of interpersonal
behaviour by which an PRA team agrees to operate.
ā€¢ The followings are the protocols suggested for conducting PRA in the rural
communities:
ā€¢ A facilitator (from the team) controls the interview process by singling
start, filling gaps Etc.;
Contā€¦
ā€¢ Each team member pursues a sub-topic, following oneā€™s own line of
questioning and reasoning.
ā€¢ The order of interviewing sequence (who starts, who follows, who
finishes) predetermined, members take notes during each otherā€™s turn.
ā€¢ Unanticipated questions that arise out of turn are held for later
ā€¢ Unwanted persons (e.g. drunks, trouble makers etc.) are politely
diverted by a team member (a pre-chosen gate keeper); and
ā€¢ After each dayā€™s sessions, the members debrief as a group, discuss
findings to verify and also incomplete information are noted down for
recollection
Contā€¦
ā€¢ Data collection by applying tools and techniques
ā€¢ Start collecting information by applying appropriate tools and
techniques once the rapport is developed in a village.
ā€¢ Also, apply probing and iterating techniques for collecting more in
depth and reliable information. Some techniques for collecting
information are:
ā€¢ Semi-Structured Interviewing (SSI)
ā€¢ Semi-structured interviewing is the principal method used in RRA.
ā€¢ It is conducted using the sub-topics to guide the specific questions thought
up by the researchers during the interview.
ā€¢ SSI is conducted with key informants, who have good knowledge
Contā€¦
ā€¢ about the history of the village and its resources, and others using pre-
selected subtopics as guidelines.
ā€¢ In this method, actual questions are created during the interview.
ā€¢ Questions should be precise and easy to understand. Leading questions
should not be used while conducting interviews.
ā€¢ Iteration
ā€¢ Iteration is one of the techniques for collecting information in PRA methods.
ā€¢ In this technique, the same question is repeatedly asked in different situation for
conforming the given information.
ā€¢ A very high pay-off from flexibility of the methodology through iteration occurs in
the ability to reform questions and formulate new questions, especially within the
interview itself
Contā€¦
ā€¢ Probing
ā€¢ The main function of a probe is to encourage the respondent to answer more
fully and accurately.
ā€¢ Furthermore, it also helps to structure the respondentā€™s answer and make sure
that all topics of interest are covered.
ā€¢ Always start questions with who, what, why, when , who and how (the ā€˜six
helpersā€™) for helping to establish the basic situation.
ā€¢ Observation
ā€¢ This is also used as a technique especially in the social sciences since a long
time. In this technique, related indicators are used in the field to verify the
collected information or to generate questions.
ā€¢ For example, if the dung is used for cooking purposes, it means that there is a
scarcity of firewood in the area.
Contā€¦
ā€¢ Observation
ā€¢ This is also used as a technique especially in the social sciences since a long
time.
ā€¢ In this technique, related indicators are used in the field to verify the collected
information or to generate questions.
ā€¢ For example, if the dung is used for cooking purposes, it means that there is a
scarcity of firewood in the area.
ā€¢ Similarly, there are a wide range of participatory tools available which can be
used according to the situation or needs. The most common PRA tools and
techniques are:
ā€¢ Debriefing session
ā€¢ Debriefing sessions and discussions are important during the fieldwork.
Contā€¦
ā€¢ The team members review their field notes after their fieldwork since,
delay causes significant loss of memory and may seriously affect the
results.
After fieldwork
ā€¢ A discussion should be carried out by the team about the collected
information and going back for more should be arranged if it is necessary.
ā€¢ Each team member is assigned tasks and results are meld by group
members consensus.
ā€¢ The findings are also presented in workshops or seminars for the
comments.
ā€¢ The comments/suggestions are taken care of and are incorporated in the
final reports.
PRA Tools
ā€¢ PRA offers a "basket of techniques" from which those most
appropriate for the project context can be selected.
ā€¢ The central part of any PRA is semi-structured interviewing. While
sensitive topics are often better addressed in interviews with individuals,
other topics of more general concern are amenable to focus group
discussions and community meetings.
ā€¢ During these interviews and discussions, several diagrammatic techniques
are frequently used to stimulate debate and record the results.
ā€¢ Many of these visuals are not drawn on paper but on the ground with sticks,
stones, seeds, and other local materials, and then transferred to paper for a
permanent record.
Semi-Structured Interview (SSI)
ā€¢ Purpose: To gain information from an individual or small group on an
issue.
ā€¢ Description: Semi-structured interviews are guided conversations where
broad questions are asked, which do not constrain the conversation, and
new questions are allowed to arise as a result of the discussion.
ā€¢ This is different from questionnaires and surveys where there are very
structured questions that are not deviated from.
ā€¢ A semi structured interview is therefore a relatively informal, relaxed
discussion based around a predetermined topic.
Contā€¦
ā€¢ A semi-structured interview is a PRA method that engages villagers in a
conversation through a series of guide questions (not structured
questionnaire) relevant to the villagers.
ā€¢ Talking with villagers about topics that interest them generates important
information. SSI can be used with individuals, key informants, interest
groups or other small groups of villagers (i.e. womenā€™s groups).
ā€¢ SEMI-STRUCTURED INTERVIEWS involve the preparation of an
interview guide that lists a pre-determined set of questions or issues that are
to be explored during an interview.
ā€¢ This guide serves as a checklist during the interview and ensures that
basically the same information is obtained from a number of people. Yet,
there is a great deal of flexibility.
Procedures in using a semi-structure interview (SSI)
ļ‚§ Prepare a checklist of topics and guide questions for
discussion and record these in a notebook.
ļ‚§ Select individuals, key informants, interest groups, or other
small groups of villagers to interview.
ļ‚§ Get a good representation of the villagers- spatial, gender,
wealth class, etc.
ļ‚§ Observe proper interviewing techniques.
ļ‚§ Use the checklist of topics and guide questions (see sample)
but allow flexibility in the conversation so that issues can be
explored as they arise.
Contā€¦
ļ‚§ Probe (use relevant follow up questions as needed).
ļ‚§ Ask questions that are relevant to the villagers being
interviewed (individual orgroup).
ļ‚§ Use open-ended questions (not answerable by yes or no).
ļ‚§ Record the important points in each interview in a
notebook.
ļ‚§ Modify the checklist of topics and guide questions as new
issues arise during the conversation.
MAPS
ā€¢ Participatory mapping is one of the most versatile tools and is powerful in
generating pictures on any aspect of the physical reality.
ā€¢ These maps cannot be compared with the geographical maps, exactly reduced
representations of geophysical structures.
ā€¢ Maps can be produced for big regions (movement of animal herds of
pastoralists).
ā€¢ Villages and farms or even of a single plot, depending on questions people are
interested in.
ā€¢ The products of participatory mappings are documentation of mental.
ā€¢ Maps and can be different for different groups of people of the same village
(e.g. men, women, children).
Contā€¦
Usually mapping is used to depict infrastructures, natural resources, land
ownership, settlement pattern, soil types, cropping pattern etc.
1.Social Mapping
2.Resource Mapping
3.Timeline & Trend Change (Historical Mapping)
4.Seasonal Calendar
5.Wealth Ranking
6.Transact Walk
7.Venn Diagram
Social mapping
ā€¢ Social mapping is a PRA method that involves the
sketching/drawing of houses and other social facilities and
infrastructure (i.e. temple, stores, school, street lights,
community halls, roads, water pumps, irrigation and recreation
facilities) in a village.
ā€¢ These features have usually not been well specified in the
village vision setting and village land-use maps.
ā€¢ It helps to visualize and situate the location of households and
other social facilities/infrastructure in a village.
Objectives of Social mapping
ā€¢ To learn about the social structures in the village and the differences among
the households by caste, religion and wealth.
ā€¢ To learn intra and inter household differences on a community map Social
indicators mapping includes educational an literacy status, school going
children, health, wealth, size of land holding, House holding assets, access
to resources etc.
ā€¢ To learn about who is living where. To learn about the social institutions
and the different views local people might have regarding those
institutions.
ā€¢ It serves as a baseline for planning, implementation, monitoring, and
evaluation of village development activities (including selection of village
organizing strategy).
Resource Map
ļ‚§ Description: The (Village) Resource Map is a tool that helps
us to learn about a community and its resource base.
ā€¢ The primary concern is not to develop an accurate map but to
get useful information about local perceptions of resources.
ā€¢ The participants should develop the content of the map
according to what is important to them.
ļ‚§ Objectives:
ļ‚§ To learn the villagers' perception of what natural resources are
found in The community and how they are used.
ļ‚§ To establish a dialogue with groups of local people.
Contā€¦
ā€¢ To construct a picture of local perceptions of the local
environment.
ā€¢ To document access and control arrangements over resources.
ā€¢ To create a baseline reference for use in later discussions or
work.
ā€¢ To empower groups to analyze and better understand their own
conditions.
ā€¢ To begin the process of dialogue, as maps are usually non-
sensitive and relatively easy facilitate.
Timeline & Trend Change (Historical
Mapping)
ā€¢ The facilitators meet small groups of villagers and discuss with them
the most important events in the communityā€™s past and prepare with
the information historical timeline which serves as the base for
further work.
ā€¢ It is important to involve different groups of the communities to get
their usually different perspectives.
ā€¢ The timeline with basic events can be used for focused discussions
on problems, social and technological innovations or on
communities history of co operations and activities which helped
them to solve in past problems successfully.
Objectives
ā€¢ To show quantitative changes in one or more variables over time
SEASONAL CALENDAR
ā€¢ A seasonal calendar is a PRA method that determines patterns and
trends throughout the year in a certain village.
ā€¢ It can be used for purposes such as rainfall distribution, food
availability, agricultural production, income and expenditures,
health problems, and others.
ā€¢ The seasonal calendar can also be used to collect information on
how villagers allocate their time as well as their labour in various
activities within the village.
ā€¢ A time chart or seasonal calendar is prepared by drawing a two-
dimensional matrix and writing the time period (i.e. month, year) on
an axis and the different village activities on the other axis.
Contā€¦
ā€¢ Villagers are encouraged to fill in the matrix of the chart/calendar by
marking the grid or by placing stones or other objects on the matrix.
Type of group: mixed group for women and men.
Objectives:
ā€¢ To learn about changes in livelihoods over the year and to show the
seasonality of agricultural and non agricultural workload, food availability,
human diseases, gender-specific income and expenditure, water, forage,
credit and holidays.
ā€¢ To identify seasonally varying information in a visual form.
ā€¢ To identify main activities, problems and opportunities through the annual
cycle and key linkages between components.
ā€¢ To identify months of greatest difficulty and vulnerability
Wealth Ranking
ā€¢ Wealth ranking is used to understand the peopleā€™s perceptions of
wealth and welfare in their own village.
ā€¢ Most research agencies use Social Map of the village as a basis for
sample selection, but in the villages where we have the advantage of
having the census of the entire village, this makes the process tighter
and randomness is accurate.
ā€¢ Wealth-ranking not only helps us identify the rich and poor families
of the village but also gives us an insight into what constitutes
wealth and what constitutes poverty as far as the people are
concerned.
Contā€¦
ā€¢ The purpose of the exercise is to learn the meaning of wealth,
poverty and vulnerability in the view of the community members,
and to get their ideas on what indicators (beyond cash income)
define those who are most needy.
ā€¢ We are also interested in learning about the events that cause people
to lose assets or income, and what, if anything, households do to
resist becoming impoverished/vulnerable by these events.
ā€¢ More generally, we are hoping to learn why some households are
able to succeed in recovering from shocks and setbacks, while others
lose ground and fall into deeper poverty.
Contā€¦
Objective
To investigate perceptions of wealth differences and
inequalities in a community.
To identify and understand local indicators and criteria of
wealth and well-being.
To map the relative position of households in a community.
Transect Walks
ā€¢ Tool involving systematic walking along with the local people as
part of understanding aspects of land use and ecological areas
through discussions across an identified locality.
ā€¢ It helps in identifying and explaining the cause and effect
relationships among topography, soils, natural vegetation,
cultivation, and other production activities and human settlement
patterns, in addition to major problems and possibilities
perceived by different groups.
ā€¢ Method which facilitates learning about local technology and
practices as a part of adaptation strategies and acts as a tool for
site selection for future or further research
Contā€¦
Objective
ā€¢ To find out the natural resources, present land use, vegetation,
changes in the physical features and cropping systems, and so
on in villages due to possible effects of climate change.
ā€¢ Used as a method of triangulating data collected through other
data sources especially where public resources, land use, social
differentiation and mobility in communities are concerned.
Venn Diagrams
ā€¢ A visual method of identifying and representing perceptions of key
institutions (formal and informal) and individuals inside and outside
a community, their relationships, and importance associated with the
same.
ā€¢ It also is an instrument which helps identify potential entry points
for strengthening or improving relationships between key social
actors.
ā€¢ It helps understand how different community members perceive
institutions both in terms of participation, decision making,
accessibility to and delivery of services within and outside the
community
Contā€¦
ā€¢ It helps in finding out the perceived importance, accessibility,
and impact of different institutions to local people of different
social groups especially where adaptation strategies are
concerned and who they would approach incase of relief or aid
in the eventuality of a climatic shock.
ā€¢ Provides an insight into the existing institutions in a
community and their relation to each other and to external
agencies involved in the delivery of services and the
administration of programs
References
ā€¢ Training Manual, Social Analysis using Qualitative tools, International Crops
Research Institute for the Semi-Arid Tropics Patancheru 502 324, Andhra Pradesh,
India, 2009.
ā€¢ PRA - Participatory Rural Appraisal, Concepts, Methodologies and Techniques, S.
Rengasamy, Madurai Institute of Social Sciences.
ā€¢ Dr. Robert Chambers, Dr. Jules Pretty, Dr. Luigi Covestro and literature
published by IDS, IIED.
ā€¢ Google Images.
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Participatory Rural Appraisal.ppt

  • 2. Some Images about PRA Source: Google images
  • 3. Content PRA Brief Introduction to PRA PRA Techniques PRA Tools and Maps
  • 4. Brief Introduction to PRA ļ‚§ PRA originally stood for Participatory Rural Appraisal, but its applications are in many, many contexts besides rural, and good practice is far more than just appraisal. ļ‚§ PLA stands for Participatory Learning and Action. As a term it is often used interchangeably with PRA. ļ‚§ Appraisal ā€“ The finding out of information about problems, needs, and potential in a village or in any settlement. It is the first stage in any project.
  • 5. Contā€¦ ā€¢ Participatory ā€“ Means that people are involved in the process ā€“ a ā€œbottom-upā€ approach that requires good communication skills and attitude of project staff. ā€¢ Rural ā€“ The techniques can be used in any situation, urban or rural, with both literate and Illiterate people
  • 6. Contā€¦ ā€¢ This approach was developed in early 1990s with considerable shift in paradigm from top-down to bottom-up approach, and from blueprint to the learning process. ā€¢ In fact, it is a shift from extractive survey questionnaires to experience sharing by local people.
  • 7. Contā€¦ ā€¢ PRA is intended to enable local communities to conduct their own analysis and to plan and take action. PRA involves project staff learning together with villagers about the village. ā€¢ The aim of PRA is to help strengthen the capacity of villagers to plan, make decisions, and to take action towards improving their own situation. ā€¢ Participatory Rural Appraisal (PRA) is considered one of the popular and effective approaches to gather information in rural areas.
  • 8. Contā€¦ ļ‚§ PRA is a growing family of approaches, methods, attitudes and behaviors to enable and empower people to share, analyze and enhance their knowledge of life and conditions, and to plan, act, monitor, evaluate and reflect". ā€¢ PRA is a methodology of learning rural life and their environment from the rural people. ā€¢ It requires researchers / field workers to act as facilitators to help local people conduct their own analysis, plan and take action accordingly.
  • 9. Contā€¦ ā€¢ It is based on the principle that local people are creative and capable and can do their own investigations, analysis, and planning. ā€¢ The basic concept of PRA is to learn from rural people. ā€¢ Chambers (1992) has defined PRA as an approach and methods for learning about rural life and conditions from, with and by rural people. ā€¢ He further stated that PRA extends into analysis, planning and action.
  • 10. Contā€¦ ā€¢ There are a wide range of participatory tools and techniques available. ā€¢ People can use these tools and techniques according to their situation or needs. ā€¢ Generally, the application of different tools may vary from one situation to another. ā€¢ However, the process for conducting RRA / PRA remains the same.
  • 11. Objectives ā€¢ There are five key principles that form the basis of any PRA activity no matter what the objectives or setting. 1. PARTICIPATION - PRA relies heavily on participation by the communities, as the method is designed to enable local people to be involved. ā€¢ Not only as sources of information, but as partners with the PRA team in gathering and analyzing the information.
  • 12. Contā€¦ 2. FLEXIBILITY - The combination of techniques that is appropriate in a particular development context will be determined by such variables as the size and skill mix of the PRA team, the time and resources available, and the topic and location of the work. 3. TEAMWORK - Generally, a PRA is best conducted by a local team (speaking the local languages) with a few outsiders present, a significant representation of women, and a mix of sector specialists and social scientists, according to the topic. 4. OPTIMAL IGNORANCE - To be efficient in terms of both time and money, PRA work intends to gather just enough information to make the necessary recommendations and decisions.
  • 13. Contā€¦ ā€¢ SYSTEMATIC - As PRA-generated data is seldom conducive to statistical analysis (given its largely qualitative nature and relatively small sample size), alternative ways have been developed to ensure the validity and reliability of the findings. ā€¢ These include sampling based on approximate stratification of the community by geographic location or relative wealth, and cross-checking, ā€¢ the is using a number of techniques to investigate views on a single topic (including through a final community meeting to discuss the findings and correct inconsistencies).
  • 14. Rapid Rural Appraisal ā€¢ RRA is a social science approach that emerged in the late 1970s. The basic idea of RRA is to rather quickly collect, analyze and evaluate information on rural conditions and local knowledge. ā€¢ This information is generated in close co-operation with the local population in rural areas. ā€¢ Therefore, the research methods had to be adjusted to local conditions, i.e. they had to meet the communication needs of illiterate people or people who are not used to communicating in scientific terms.
  • 15. Contā€¦ ā€¢ Tools like mapping, diagramming and ranking were developed or improved in order to gather information for decision-makers in development agencies. ā€¢ One of the key principles of RRA is the visualization of questions and results by using locally comprehensible symbols.
  • 16. Contā€¦ ā€¢ A main reason for developing RRA was to find shortcuts in the search for relevant information on rural development issues in order to avoid costly and time consuming research procedures. ā€¢ In most of the cases RRA is carried out by a small team of researchers or trained professional in one to three days in a kind of workshop. ā€¢ The role of the local population in RRA is to provide relevant local knowledge for research purposes and development planning. ā€¢ The RRA team manages the process and maintains the power to decide on how to utilize this information on rural development issues.
  • 17. Contā€¦ ā€¢ In order to avoid costly and time-consuming research procedures. ā€¢ In most of the cases RRA is carried out by a small team of researchers or trained professional in one to three days in a kind of workshop. ā€¢ The role of the local population in RRA is to provide relevant local knowledge for research purposes and development planning. ļƒ¼ The RRA team manages the process and maintains the power to decide on how to utilize this information.
  • 18. Contā€¦ Rapid Rural Appraisal (RRA) Learning rapidly and directly from villagers, Project staffs learn and obtain information, take it away, and analyze it. It is extractive (information is gathered and used according to the needs of the project staff). Participatory Rural Appraisal (PRA) Learning with villagers Facilitate local capacity to analyze, plan, make decisions, take action, resolve conflicts, monitor, and evaluate according to the needs of the villagers.
  • 19. Participatory Rural/Relaxed Appraisal ā€¢ During the 1980s, PRA was firstly developed in India and Kenya, mainly supported by NGOs operating at grass-roots level. ā€¢ Until today PRA evolved so fast in terms of the methodology, the creation of new tools and specifically in the different ways it is applied. ā€¢ Compared to RRA which mainly aims at extracting information, PRA places emphasis on empowering local people to assume an active role in analyzing. ā€¢ And their own living conditions, problems and potentials in order to seek for a change of their situation.
  • 20. Contā€¦ ā€¢ This changes are supposed to be achieved by collective action and the local communities are invited to assume responsibilities for implementing respective activities. ā€¢ The members of the PRA team act as facilitators. ā€¢ Here it is no longer the external experts but rather the local people themselves who ā€œownā€ the results of a PRA Workshop.
  • 21. Contā€¦ ā€¢ Consequently an important principle of PRA is to share the results of the analysis between the PRA team. ā€¢ The community members by visualization, public presentations and discussions during meetings. ā€¢ Most PRA workshops last from 3 to 5 days and the planning of the workshop and the facilitation of tools is done in a multidisciplinary team of insiders and outsiders which is gender balanced.
  • 22. Principles of PRA and RRA ā€¢ Offsetting biases through different: perspectives, methods and tools, sources of information, people from different background and places, background of team members (spatial, person, gender, age groups, interest groups, key informants, wealth groups, seasonal, professionals, disciplines). ā€¢ Rapid and Progressive Learning: (flexible, interactive):Be Gender sensitive at all times. ā€¢ Reversal of roles (Learning from, with and by local people, eliciting and using their symbols, criteria, categories and indicators; and finding, understanding and appreciating local people's knowledge).
  • 23. Contā€¦ ā€¢ Focused Learning: (not finding out more that is needed and not measuring when comparing is enough. We are often trained to make absolute measurements and to give exact numbers, but often relative proportions, trends, scores or ranking are all that is needed for decision making and planning of activities). ā€¢ Seeking for diversity and differences: People often have different perceptions of the same situation. ā€¢ Attitude: In order to make the PRA or RRA workshops an success it is most important build a positive relationship with local women and men. Outsiders must have an attitude of respect, humility and patience, and a willingness to learn from the local people.
  • 24. PRA techniques ā€¢ Direct observation -- Observations are related to questions: What? When? Where? ā€¢ Who? Why? How? ā€¢ Do it yourself -- Villagers are encouraged to teach the researcher how to do various activities. The researcher will learn how much skill and strength are required to do day today rural activities, gaining an insider's perspective on a situation. ā€¢ Roles are reversed: villagers are the "experts" and attitudes are challenged.
  • 25. Contā€¦ Participatory mapping and modeling -- Using local materials, villagers draw or model current or historical conditionsā€¦ ā€¢ The researcher then interviews the villager by "interviewing the map." ā€¢ This technique can be used to show ā€¢ Watersheds ā€¢ Forests ā€¢ Farms ā€¢ Home gardens ā€¢ Residential areas ā€¢ Soils
  • 26. Contā€¦ ā€¢ Water sources ā€¢ Wealth rankings ā€¢ Household assets ā€¢ Land-use patterns ā€¢ Changes in farming practices ā€¢ Constraints, trends ā€¢ Health and welfare conditions ā€¢ and the distribution of various resources
  • 27. Contā€¦ ā€¢ Transect walks and guided field walks -- The researcher and key informants conduct a walking tour through areas of interest ā€¢ To observe ā€¢ To listen ā€¢ To identify different zones or conditions ā€¢ To ask questions to identify problems and possible solutions ā€¢ With this method, the outsider can quickly learn about topography, soils, land use, forests, watersheds, and community assets.
  • 28. Contā€¦ ā€¢ Seasonal calendars -- Variables such asā€¦ ā€¢ Rainfall ā€¢ Labor income ā€¢ Expenditures ā€¢ Debt ā€¢ Animal fodder or pests ā€¢ Harvesting periods can be drawn (or created with stones, seeds, and sticks). to show month-to-month variations and seasonal constraints. ā€¢ To highlight opportunities for action. An 18-month calendar can better illustrate variations than a 12-month calendar.
  • 29. Contā€¦ ā€¢ Daily-activity profiles -- Researchers can explore and compare the daily-activity patterns of ā€¦.. ā€“ Men ā€“ Women ā€“ Youth, and elders by charting the amount of time taken to complete tasks. ā€¢ Semi structured interviewing -- A semi structured interviewing and listening technique uses some predetermined questions and topics but allows new topics to be pursued as the interview develops. ā€“ The interviews are informal and conversational but carefully controlled.
  • 30. Contā€¦ ā€¢ Types, sequencing, and chain interviews -- Individual, pair, and group interviews are combined in a sequence to take advantage of key informants and specialist groups. ā€¢ Permanent-group interviews -- Established groups, farmers' groups, or people using the same water source can be interviewed together. ā€¢ This technique can help identify collective problems or solutions.
  • 31. Contā€¦ ā€¢ Time lines -- Major historical community events and changes are dated and listed. ā€¢ Understanding the cycles of change can help communities focus on future actions and information requirements. ā€¢ Local histories -- Local histories are similar to time lines but give a more detailed account of how things have changed or are changing. ā€¢ For example, histories can be developed for crops, population changes, community health trends and epidemics, education changes, road developments, and trees and forests.
  • 32. Contā€¦ ā€¢ Local researchers and village analysts -- With some training, local people can conduct the research process (for example, collect, analyze, use, and present data; conduct transects; interview other villagers; draw maps; make observations). ā€¢ Participatory diagramming -- People are encouraged to display their knowledge on pie and bar charts and flow diagrams. ā€¢ Wealth and well-being rankings -- People are asked to sort cards (or slips of paper) representing individuals or households from rich to poor or from sick to healthy. ā€¢ This technique can be used for crosschecking information and for initiating discussions on a specific topic (for example, poverty).
  • 33. Contā€¦ ā€¢ The technique can also be used to produce a benchmark against which future development interventions can be measured or evaluated. ā€¢ Direct-matrix pair-wise ranking and scoring -- Direct- matrix pair-wise ranking and scoring is a tool used to discover local attitudes on various topics. ā€¢ People rank and compare individual items, using their own categories and criteria, by raising hands or placing representative objects on a board.
  • 34. Contā€¦ ā€¢ For example, six different shrubs can be ranked from best to worst for their fuel, fodder, and erosion-control attributes. ā€¢ Other resources can be ranked in terms of taste or marketability. ā€¢ Wealth ranking can be used to identify wealth criteria and establish the relative position of households.
  • 35. Contā€¦ Matrices -- Matrices can be used to gather information and to facilitate or focus analyses and discussions. ā€¢ For example, a problem opportunity matrix could have columns with the following labels: ā€¢ Soil type ā€¢ Land use ā€¢ Cropping patterns ā€¢ and available resources Rows with the following labels ā€¢ Problems ā€¢ Constraints ā€¢ Local solutions ā€¢ and initiatives already tried
  • 36. ā€¢ Traditional management systems and local-resource collections -- Local people collect samples (for example, of soils, plants). ā€¢ This can be an efficient way to learn about the local biodiversity, management systems, and taxonomies. ā€¢ Portraits, profiles, case studies, and stories -- Household histories or stories of how a certain conflict was resolved are recorded. ā€¢ This can provide short but insightful descriptions of characteristic problems and how they are dealt with.
  • 37. ā€¢ Key probes -- A question addressing a key issue is asked of different informants, and the answers are compared. ā€¢ The question might be something like "If my goat enters your field and eats your crops, what do you and I do?ā€œ ā€¢ Folklore, songs, poetry, and dance -- Local folklore, songs, dance, and poetry are analyzed to provide insight into values, history, practices, and beliefs. ā€¢ Futures possible -- People are asked how they would like things to be in 1 year and to predict what will happen if nothing is done or if something is done. People's desires, wishes, and expectations are revealed.
  • 38. Contā€¦ ā€¢ Diagrams exhibition -- Diagrams, maps, charts, and photos of the research activity are displayed in a public place to share information, facilitate discussions, and provide an additional crosschecking device. ā€¢ The exhibition can inspire other villagers to take part in research activities. ā€¢ Shared presentations and analysis -- Participants are encouraged to present their findings to other villagers and to outsiders, providing another opportunity for crosschecking, feedback, comment, and criticism. ā€¢ Night halts -- The researchers live in the village during the research process.
  • 39. Contā€¦ ā€¢ This facilitates all interactions between the outsiders and the villagers, invites change in the outsiders' attitudes, and allows for early-morning and evening discussions, when Villagers tend to have more leisure time. ā€¢ Short questionnaires -- Short and issue-specific questionnaires can be useful if conducted late in the research process. ā€¢ Field report writing -- Key findings are recorded before "leaving" the village. (This assumes that the community has consented to having the research data leave the village.) ā€¢ Brief summaries are made of each diagram, model, and map, as well as of the process involved in creating them.
  • 40. Contā€¦ ā€¢ Survey of villagers' attitudes toward PRA -- To improve the PRA process and techniques and maintain realistic expectations. ā€¢ The researcher asks the villagers what they expected and what they learned from the PRA research process. ā€¢ Intriguing practices and beliefs -- Indigenous practices and beliefs are noted, even if they are based on myth or superstition. ā€¢ Even practices that are unusual or don't fit in with conventional scientific thinking are worth exploring because they are meaningful to local people.
  • 41. Organization of PRA Selection of PRA team members Objectives Formation of sub-topics Selection of methods, designs and respondents Interview Sub-team meeting Whole team meeting Report writing
  • 42. Contā€¦ ā€¢ A group of people as an interdisciplinary team is required to perform an exercise before and during fieldwork while using PRA tools and techniques. ā€¢ The team members must identify topics, sub-topics or checklists on which to build questions before going to the fields. ā€¢ It is recommended that the team members stay together until the end of the process to make work in objectives achievable. ā€¢ There are guidelines on how to proceed in conducting PRA and in using specific tools and techniques before and during the field works.
  • 43. Contā€¦ ā€¢ There are some rules of PRA, which should be followed by the team in order to get precise and reliable information. ā€¢ It is important to understand the rules while conducting PRA. ā€¢ Do not interrupt - do not interrupt when someone is talking in his/her turn at interviewing or probing for information. ā€¢ And also do not interrupt the respondent.
  • 44. Contā€¦ b. Do not assume - do not assume either that you know the answer or that an information is wrong about something. c. Do not lead or give clues - do not lead or give clues to the respondent with your preconceived ideas. ā€¢ Stay neutral while asking questions so that you do not lead the respondent. ā€¢ If the rules are not followed by each of the team members, it may mislead he information. ā€¢ Therefore, the team must be careful with the above-mentioned rules while applying different tools and techniques of PRA.
  • 45. Contā€¦ Before fieldwork ā€¢ There are some step switch needs to be followed by the team members in order to collect reliable and precise information. ā€¢ The steps for before fieldwork are: Use of secondary information ā€¢ Secondary data are important for background information and basic assumptions of fact that the rural people provide. ā€¢ Therefore, a careful review and assessment of the secondary data are necessary from secondary sources before fieldwork. ā€¢ It may be helpful in developing topics, sub-topics or checklists to be used in acquiring information. ā€¢ The team must know why they are in a village.
  • 46. Selection of interdisciplinary team ā€¢ Developing sub-topics: ā€¢ Generally, a brainstorming session is organized for developing topics or sub-topics. ā€¢ A number of experienced people, not necessarily team members are invited in the session to generate specific issues on a particular area. ā€¢ The raised issues in the session are listed in flip chart or board, depending on the availability. ā€¢ The issues are repeatedly discussed in the session relating to the practical situation and are finalized as guidelines for collecting required information.
  • 47. Contā€¦ ā€¢ The team members should also discuss how to carry out field works, especially tools to be applied for collecting the required information. ā€¢ Generally, the choice of tools depends on topics and expected output. ā€¢ The team should consider the situation and select the tools which fit better for collecting reliable and precise information. ā€¢ Therefore, it is the team that decides which tools and techniques fit better for a particular area. ā€¢ This preparation may be assigned to a single team member, probably someone who is familiar with the locality.
  • 48. During fieldwork ā€¢ The fieldwork is people-oriented. It seeks information on indigenous knowledge, local customs and practices. ā€¢ Therefore, the team should begin analyzing and evaluating data at the very start of the work and continue on throughout the fieldwork. ā€¢ Rapport building ā€¢ Rapport building is an important task for the team for collecting reliable information. ā€¢ It is usually done to develop communications and to establish working relationships with the local people. ā€¢ Generally, rapport building is initiated immediately as the team enters a village.
  • 49. Contā€¦ ā€¢ This may help the team to bring closer to the village people. The team should follow the following steps for conducing PRA in rural areas: ā€¢ Start talking to the rural people saying ā€œlocal Helloā€ whenever you meet them, for example, on the trail, agricultural fields, teashops, homes etc. Treat and respect rural people as per their local custom. ā€¢ Ask the knowledgeable people about a subject or area in a village. ā€¢ Try to meet with local leaders and officials before starting work in a village. ā€¢ Clearly explain reasons for coming to the area Show genuine interest in the local issues. ā€¢ Choose time and venue that are convenient for the local people.
  • 50. Contā€¦ ā€¢ Maintaining protocols in the team is the basic rule in PRA methods. Protocols are defined as a set of rules governing how people act in a given situation, a code of conduct. ā€¢ They further elaborated that PRA protocols are rules of interpersonal behaviour by which an PRA team agrees to operate. ā€¢ The followings are the protocols suggested for conducting PRA in the rural communities: ā€¢ A facilitator (from the team) controls the interview process by singling start, filling gaps Etc.;
  • 51. Contā€¦ ā€¢ Each team member pursues a sub-topic, following oneā€™s own line of questioning and reasoning. ā€¢ The order of interviewing sequence (who starts, who follows, who finishes) predetermined, members take notes during each otherā€™s turn. ā€¢ Unanticipated questions that arise out of turn are held for later ā€¢ Unwanted persons (e.g. drunks, trouble makers etc.) are politely diverted by a team member (a pre-chosen gate keeper); and ā€¢ After each dayā€™s sessions, the members debrief as a group, discuss findings to verify and also incomplete information are noted down for recollection
  • 52. Contā€¦ ā€¢ Data collection by applying tools and techniques ā€¢ Start collecting information by applying appropriate tools and techniques once the rapport is developed in a village. ā€¢ Also, apply probing and iterating techniques for collecting more in depth and reliable information. Some techniques for collecting information are: ā€¢ Semi-Structured Interviewing (SSI) ā€¢ Semi-structured interviewing is the principal method used in RRA. ā€¢ It is conducted using the sub-topics to guide the specific questions thought up by the researchers during the interview. ā€¢ SSI is conducted with key informants, who have good knowledge
  • 53. Contā€¦ ā€¢ about the history of the village and its resources, and others using pre- selected subtopics as guidelines. ā€¢ In this method, actual questions are created during the interview. ā€¢ Questions should be precise and easy to understand. Leading questions should not be used while conducting interviews. ā€¢ Iteration ā€¢ Iteration is one of the techniques for collecting information in PRA methods. ā€¢ In this technique, the same question is repeatedly asked in different situation for conforming the given information. ā€¢ A very high pay-off from flexibility of the methodology through iteration occurs in the ability to reform questions and formulate new questions, especially within the interview itself
  • 54. Contā€¦ ā€¢ Probing ā€¢ The main function of a probe is to encourage the respondent to answer more fully and accurately. ā€¢ Furthermore, it also helps to structure the respondentā€™s answer and make sure that all topics of interest are covered. ā€¢ Always start questions with who, what, why, when , who and how (the ā€˜six helpersā€™) for helping to establish the basic situation. ā€¢ Observation ā€¢ This is also used as a technique especially in the social sciences since a long time. In this technique, related indicators are used in the field to verify the collected information or to generate questions. ā€¢ For example, if the dung is used for cooking purposes, it means that there is a scarcity of firewood in the area.
  • 55. Contā€¦ ā€¢ Observation ā€¢ This is also used as a technique especially in the social sciences since a long time. ā€¢ In this technique, related indicators are used in the field to verify the collected information or to generate questions. ā€¢ For example, if the dung is used for cooking purposes, it means that there is a scarcity of firewood in the area. ā€¢ Similarly, there are a wide range of participatory tools available which can be used according to the situation or needs. The most common PRA tools and techniques are: ā€¢ Debriefing session ā€¢ Debriefing sessions and discussions are important during the fieldwork.
  • 56. Contā€¦ ā€¢ The team members review their field notes after their fieldwork since, delay causes significant loss of memory and may seriously affect the results. After fieldwork ā€¢ A discussion should be carried out by the team about the collected information and going back for more should be arranged if it is necessary. ā€¢ Each team member is assigned tasks and results are meld by group members consensus. ā€¢ The findings are also presented in workshops or seminars for the comments. ā€¢ The comments/suggestions are taken care of and are incorporated in the final reports.
  • 57. PRA Tools ā€¢ PRA offers a "basket of techniques" from which those most appropriate for the project context can be selected. ā€¢ The central part of any PRA is semi-structured interviewing. While sensitive topics are often better addressed in interviews with individuals, other topics of more general concern are amenable to focus group discussions and community meetings. ā€¢ During these interviews and discussions, several diagrammatic techniques are frequently used to stimulate debate and record the results. ā€¢ Many of these visuals are not drawn on paper but on the ground with sticks, stones, seeds, and other local materials, and then transferred to paper for a permanent record.
  • 58. Semi-Structured Interview (SSI) ā€¢ Purpose: To gain information from an individual or small group on an issue. ā€¢ Description: Semi-structured interviews are guided conversations where broad questions are asked, which do not constrain the conversation, and new questions are allowed to arise as a result of the discussion. ā€¢ This is different from questionnaires and surveys where there are very structured questions that are not deviated from. ā€¢ A semi structured interview is therefore a relatively informal, relaxed discussion based around a predetermined topic.
  • 59. Contā€¦ ā€¢ A semi-structured interview is a PRA method that engages villagers in a conversation through a series of guide questions (not structured questionnaire) relevant to the villagers. ā€¢ Talking with villagers about topics that interest them generates important information. SSI can be used with individuals, key informants, interest groups or other small groups of villagers (i.e. womenā€™s groups). ā€¢ SEMI-STRUCTURED INTERVIEWS involve the preparation of an interview guide that lists a pre-determined set of questions or issues that are to be explored during an interview. ā€¢ This guide serves as a checklist during the interview and ensures that basically the same information is obtained from a number of people. Yet, there is a great deal of flexibility.
  • 60. Procedures in using a semi-structure interview (SSI) ļ‚§ Prepare a checklist of topics and guide questions for discussion and record these in a notebook. ļ‚§ Select individuals, key informants, interest groups, or other small groups of villagers to interview. ļ‚§ Get a good representation of the villagers- spatial, gender, wealth class, etc. ļ‚§ Observe proper interviewing techniques. ļ‚§ Use the checklist of topics and guide questions (see sample) but allow flexibility in the conversation so that issues can be explored as they arise.
  • 61. Contā€¦ ļ‚§ Probe (use relevant follow up questions as needed). ļ‚§ Ask questions that are relevant to the villagers being interviewed (individual orgroup). ļ‚§ Use open-ended questions (not answerable by yes or no). ļ‚§ Record the important points in each interview in a notebook. ļ‚§ Modify the checklist of topics and guide questions as new issues arise during the conversation.
  • 62. MAPS ā€¢ Participatory mapping is one of the most versatile tools and is powerful in generating pictures on any aspect of the physical reality. ā€¢ These maps cannot be compared with the geographical maps, exactly reduced representations of geophysical structures. ā€¢ Maps can be produced for big regions (movement of animal herds of pastoralists). ā€¢ Villages and farms or even of a single plot, depending on questions people are interested in. ā€¢ The products of participatory mappings are documentation of mental. ā€¢ Maps and can be different for different groups of people of the same village (e.g. men, women, children).
  • 63. Contā€¦ Usually mapping is used to depict infrastructures, natural resources, land ownership, settlement pattern, soil types, cropping pattern etc. 1.Social Mapping 2.Resource Mapping 3.Timeline & Trend Change (Historical Mapping) 4.Seasonal Calendar 5.Wealth Ranking 6.Transact Walk 7.Venn Diagram
  • 64. Social mapping ā€¢ Social mapping is a PRA method that involves the sketching/drawing of houses and other social facilities and infrastructure (i.e. temple, stores, school, street lights, community halls, roads, water pumps, irrigation and recreation facilities) in a village. ā€¢ These features have usually not been well specified in the village vision setting and village land-use maps. ā€¢ It helps to visualize and situate the location of households and other social facilities/infrastructure in a village.
  • 65. Objectives of Social mapping ā€¢ To learn about the social structures in the village and the differences among the households by caste, religion and wealth. ā€¢ To learn intra and inter household differences on a community map Social indicators mapping includes educational an literacy status, school going children, health, wealth, size of land holding, House holding assets, access to resources etc. ā€¢ To learn about who is living where. To learn about the social institutions and the different views local people might have regarding those institutions. ā€¢ It serves as a baseline for planning, implementation, monitoring, and evaluation of village development activities (including selection of village organizing strategy).
  • 66. Resource Map ļ‚§ Description: The (Village) Resource Map is a tool that helps us to learn about a community and its resource base. ā€¢ The primary concern is not to develop an accurate map but to get useful information about local perceptions of resources. ā€¢ The participants should develop the content of the map according to what is important to them. ļ‚§ Objectives: ļ‚§ To learn the villagers' perception of what natural resources are found in The community and how they are used. ļ‚§ To establish a dialogue with groups of local people.
  • 67. Contā€¦ ā€¢ To construct a picture of local perceptions of the local environment. ā€¢ To document access and control arrangements over resources. ā€¢ To create a baseline reference for use in later discussions or work. ā€¢ To empower groups to analyze and better understand their own conditions. ā€¢ To begin the process of dialogue, as maps are usually non- sensitive and relatively easy facilitate.
  • 68. Timeline & Trend Change (Historical Mapping) ā€¢ The facilitators meet small groups of villagers and discuss with them the most important events in the communityā€™s past and prepare with the information historical timeline which serves as the base for further work. ā€¢ It is important to involve different groups of the communities to get their usually different perspectives. ā€¢ The timeline with basic events can be used for focused discussions on problems, social and technological innovations or on communities history of co operations and activities which helped them to solve in past problems successfully. Objectives ā€¢ To show quantitative changes in one or more variables over time
  • 69. SEASONAL CALENDAR ā€¢ A seasonal calendar is a PRA method that determines patterns and trends throughout the year in a certain village. ā€¢ It can be used for purposes such as rainfall distribution, food availability, agricultural production, income and expenditures, health problems, and others. ā€¢ The seasonal calendar can also be used to collect information on how villagers allocate their time as well as their labour in various activities within the village. ā€¢ A time chart or seasonal calendar is prepared by drawing a two- dimensional matrix and writing the time period (i.e. month, year) on an axis and the different village activities on the other axis.
  • 70. Contā€¦ ā€¢ Villagers are encouraged to fill in the matrix of the chart/calendar by marking the grid or by placing stones or other objects on the matrix. Type of group: mixed group for women and men. Objectives: ā€¢ To learn about changes in livelihoods over the year and to show the seasonality of agricultural and non agricultural workload, food availability, human diseases, gender-specific income and expenditure, water, forage, credit and holidays. ā€¢ To identify seasonally varying information in a visual form. ā€¢ To identify main activities, problems and opportunities through the annual cycle and key linkages between components. ā€¢ To identify months of greatest difficulty and vulnerability
  • 71. Wealth Ranking ā€¢ Wealth ranking is used to understand the peopleā€™s perceptions of wealth and welfare in their own village. ā€¢ Most research agencies use Social Map of the village as a basis for sample selection, but in the villages where we have the advantage of having the census of the entire village, this makes the process tighter and randomness is accurate. ā€¢ Wealth-ranking not only helps us identify the rich and poor families of the village but also gives us an insight into what constitutes wealth and what constitutes poverty as far as the people are concerned.
  • 72. Contā€¦ ā€¢ The purpose of the exercise is to learn the meaning of wealth, poverty and vulnerability in the view of the community members, and to get their ideas on what indicators (beyond cash income) define those who are most needy. ā€¢ We are also interested in learning about the events that cause people to lose assets or income, and what, if anything, households do to resist becoming impoverished/vulnerable by these events. ā€¢ More generally, we are hoping to learn why some households are able to succeed in recovering from shocks and setbacks, while others lose ground and fall into deeper poverty.
  • 73. Contā€¦ Objective To investigate perceptions of wealth differences and inequalities in a community. To identify and understand local indicators and criteria of wealth and well-being. To map the relative position of households in a community.
  • 74. Transect Walks ā€¢ Tool involving systematic walking along with the local people as part of understanding aspects of land use and ecological areas through discussions across an identified locality. ā€¢ It helps in identifying and explaining the cause and effect relationships among topography, soils, natural vegetation, cultivation, and other production activities and human settlement patterns, in addition to major problems and possibilities perceived by different groups. ā€¢ Method which facilitates learning about local technology and practices as a part of adaptation strategies and acts as a tool for site selection for future or further research
  • 75. Contā€¦ Objective ā€¢ To find out the natural resources, present land use, vegetation, changes in the physical features and cropping systems, and so on in villages due to possible effects of climate change. ā€¢ Used as a method of triangulating data collected through other data sources especially where public resources, land use, social differentiation and mobility in communities are concerned.
  • 76. Venn Diagrams ā€¢ A visual method of identifying and representing perceptions of key institutions (formal and informal) and individuals inside and outside a community, their relationships, and importance associated with the same. ā€¢ It also is an instrument which helps identify potential entry points for strengthening or improving relationships between key social actors. ā€¢ It helps understand how different community members perceive institutions both in terms of participation, decision making, accessibility to and delivery of services within and outside the community
  • 77. Contā€¦ ā€¢ It helps in finding out the perceived importance, accessibility, and impact of different institutions to local people of different social groups especially where adaptation strategies are concerned and who they would approach incase of relief or aid in the eventuality of a climatic shock. ā€¢ Provides an insight into the existing institutions in a community and their relation to each other and to external agencies involved in the delivery of services and the administration of programs
  • 78. References ā€¢ Training Manual, Social Analysis using Qualitative tools, International Crops Research Institute for the Semi-Arid Tropics Patancheru 502 324, Andhra Pradesh, India, 2009. ā€¢ PRA - Participatory Rural Appraisal, Concepts, Methodologies and Techniques, S. Rengasamy, Madurai Institute of Social Sciences. ā€¢ Dr. Robert Chambers, Dr. Jules Pretty, Dr. Luigi Covestro and literature published by IDS, IIED. ā€¢ Google Images.