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A centre of expertise in digital information management
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UKOLN is supported by:
Facing the Data Challenge
: Institutions, Disciplines,
Services & Risks
Dr Liz Lyon, Director, UKOLN, University of Bath, UK
Associate Director, UK Digital Curation Centre
1st
DCC Regional Roadshow, Bath November 2010
This work is licensed under a Creative Commons Licence
Attribution-ShareAlike 2.0
Overview
1. Facing the data challenge :
Requirements, Risks, Costs
2. Reviewing Data Support Services :
Analysis, Assessment, Priorities
3. Building Capacity & Capability :
Skills Audit
4. Developing a Strategic Plan :
Actions and Timeframe
Institutional Diversity
http://www.flickr.com/photos/mintchocicecream/7491707/
Facing the Data Challenge
Case studies
Oxford, Cambridge,
Edinburgh, Southampton
Based on DCC Curation Lifecycle Model
Disciplinary Diversity
eScience
Case studies
http://www.flickr.com/photos/30435752@N08/2892112112/
SCARP Case studies
• Atmospheric data
• Neuro-imaging
• Tele-health
• Architecture
• Mouse Atlas
http://www.dcc.ac.uk/sites/default/files/documents/publications/SCARP%20SYNTHESIS.pdf
Recommendations:
• JISC
• HE & Research
funders
• Publishers &
Learned societies
• HEIs and research
institutions
• Researchers &
scholars
http://www.data-archive.ac.uk/media/203597/datamanagement_socialsciences.pdf
http://opus.bath.ac.uk/20896/1/erim2rep100420mjd10.pdf
• Quick &
simple deposit
• Software
tools
• Laboratory
archive
• Crystallography
community engaged
• ‘Embargo’ facility
• Structured
foundations
• Discoverable &
harvestable
Data Curation Profiles
Exercise 1a: Gathering requirements
• What are the researchers’ data requirements?
• What datasets exist already? Standards?
• What are their data priorities? Skills?
• Research methodologies? Plans?
• Equipment and instrumentation? Formats?
• Where are the “pain points”?
• How will you find out? Approaches to use?
• How will you use the information?
Exercise 1b: Motivation, benefits, risks
• What are the RDM drivers and enablers for
research staff and post-grad students?
• RDM drivers and enablers for Libraries / IT /
Computing Services / Information Services?
• RDM drivers and enablers for the institution?
• What are the barriers? What are the risks?
• How will you articulate the benefits?
• How will you find out? Approaches to use?
• How will you use the information?
Exercise 1c: Costs & sustainability
• What are the costs associated with RDM?
• For the researcher?
• For the institution?
• Direct / indirect costs? Fixed / variable costs?
• What cost data already exists?
• What time horizon are you considering?
• How will you find out? Approaches to use?
• How will you use the information?
• Survey e.g. Oxford, Parse.Insight
• Focus groups : semi-structured interviews
• Case studies departmental / disciplinary
• Joint R&D projects
• Data champions in departments
• Data Preservation readiness : AIDA tool
• Data audit / assessment : DAF tool
Requirements gathering:
Approaches and tools
Benefits:
Prioritisation of resources
Capacity development and planning
Efficiency savings – move data to more
cost-effective storage
Manage risks associated with data loss
Realise value through improved access
& re-use
Scale:
Departments, institutions
Dealing with Data Report : Rec 4
• DAF Implementation
Guide October 2009
• Collating lessons of
pilot studies
• Practical examples
of questionnaires and
interview frameworks
• DAF online tool
autumn 2010
http://www.data-audit.eu/docs/DAF_Implementation_Guide.pdf
Methodology
http://www.data-audit.eu/DAF_Methodology.pdf
Data Audit /
Asset Framework
pilots May-July
2008
http://sudamih.oucs.ox.ac.uk/docs/Use%20of%20the%20DAF.pdf
http://eprints.ucl.ac.uk/15053/1/15053.pdf
Some lessons learned….
“CeRch had four false starts before finding a willing audit partner”
“Pick your moment” ….“Timing is key” (avoid exams, field trips,
Boards…)
Plan well in advance!
“Be prepared to badger senior management”
Little documentation/knowledge of what exists:“a nightmare”
Defining the scope and granularity is
crucial
Collect as much information as possible in interviews/surveys
Variable openness of staff and their data
Identifying risks
• Data loss (institution, research group,
individual)
• Increased costs (lack of planning, service
inefficency, data loss)
• Legal compliance (research funder, H&S,
ethics, FoI)
• Reputation (institution, unit, individual)
http://foiresearchdata.jiscpress.org/
Freedom of Information FAQ (Draft)
Sustainability:
Who owns?
Who benefits?
Who selects?
Who preserves?
Who pays?
Dimension 1
Direct Indirect (costs avoided)
Dimension 2
Near-term Long-term
Dimension 3
Private Public
Benefits Taxonomy: Summary
Keeping Research Data Safe2 Report: April 2010
KRDS
• Which costs?
• Effect over time?
• Benefits taxonomy
• Repository models
• Case studies
• Key cost variables
• Recommendations
• User Guide,
business templates
forthcoming 2010
Reviewing Data Support Services
Analysis, Assessment, Priorities
1. Scale, Complexity, Predictive
Potential
2. Continuum of Openness
3. Citizen Science
4. Credentials, Incentives,
Rewards
5. Institutional Readiness &
Response
6. Data Informatics Capacity &
Capability
http://www.ukoln.ac.uk/ukoln/staff/e.j.lyon/publications.html#november-
2009
•Open Science at Web-Scale
A centre of expertise in digital information management
www.ukoln.ac.uk
1. Leadership
2. Policy
3. Planning
4. Audit
6. Repositories &
Quality assurance
8. Access &
Re-use
10. Community
building
9. Training & skills
Data
Informatics
Top 10
5. Engagement
7. Sustainability
Exercise 2:
Analysis, Assessment, Priorities
• Institutional stakeholders?
• Data support services?
• Range, scope, coverage?
• Gaps?
• Fitness for purpose?
• Timeliness?
• Resources?
• Skills?
• SWOT
Strengths Weaknesses (Gaps)
ThreatsOpportunities
Digital Preservation
Policies Study
High-level pointers
and guidance
Outline policy
model/framework
Mappings to
institutional
strategies
Exemplars
Report October 2008
State-of-the-Art Report :
Models & Tools (Alex Ball, June 2010)
• Data Lifecycles
• Data Policies (UK) incl DMP
• Standards & tools
• Data Asset Framework (DAF)
• DANS Seal of Approval
• Preservation metadata
• Archive management tools
• Cost / benefit tools
Jeff Haywood, RDMF V October 2010
http://www.dcc.ac.uk/sites/default/files/documents/RDMF/RDMF5/Haywood.pdf
Jeff Haywood, RDMF V October 2010
http://www.dcc.ac.uk/sites/default/files/documents/RDMF/RDMF5/Haywood.pdf
Jeff Haywood, RDMF V October 2010
http://www.dcc.ac.uk/sites/default/files/documents/RDMF/RDMF5/Haywood.pdf
Assessing cloud options
3 JISC Reports in 2010 :
• Technical Review
• Cloud computing for
research
• Environmental &
Organisational issues
• North Carolina
universities
• Cyber-
infrastructure project
• Data cloud across
three campuses
• “regional”
•
Policy
• Data types, formats, standards, capture
• Ethics and Intellectual Property
• Access, sharing and re-use
• Short-term storage & data management
• Deposit & long-term preservation
• Adherence and review
Planning Dealing with Data Report : Rec 9
http://www.dcc.ac.uk/dmponline
DMP Online
Currently updating Version 1.0
Checklist questions mapped to funder’s data requirements
Checklist for a Data Management Plan
Slide : Martin Donnelly, DCC
DMP Online v2.0 (coming soon)
• Cleaner interface
• Funder-specific
guidance
• Versioning feature
• CSV output
Slide : Martin Donnelly, DCC
http://www.dcc.ac.uk/dmponline
DMPs next steps?
• Embed DMPs in funder policies &
research lifecycles as the norm
• Code of Conduct for Research
• Assess & review DMPs (not just
the science content of proposals)
• Educate reviewers (DCC guidance
for social science in prep)
• Manage compliance of researchers
• Infrastructure to share DMPs
• Integrate in institution research
management information system
Building a University Data registry…
Building Capacity & Capability
Data challenges?
1. Data management plans
2. Appraisal: selection criteria
3. Data retention and handover
4. Data documentation: metadata,
schema, semantics
5. Data formats: applying standards
6. Instrumentation: proprietary formats
7. Data provenance: authenticity
8. Data citation & versions: persistent IDs
9. Data validation and reproducibility
10. Data access: embargo policy
11. Data licensing
12. Data linking: text, images, software
Exercise 3: Skills Audit
• What skills do you have in house?
• What are your strengths? Core data
skills?
• Gaps? Do these matter?
• Can / should they be developed?
• How? Resource implications?
• Other sources of expertise?
• Key partnerships?
• Team science roles?
Skills Audit
Skill Source / Gap Comment
• Be specific
• Prioritise core skills
Data Access & Re-use
“Community Criteria for Interoperability”
(Scaling Up Report 2008)
• Domain data format standard: CIF
• Domain data validation standard: CheckCIF
• Metadata schema: eCrystals Application Profile
http://www.ukoln.ac.uk/projects/ebank-uk/schemas/
• Crystallography Data Commons:
TIDCC Data Model in development
• Domain identifier: International Chemical Identifier
• Citation & linking: DOI
http://dx.doi.org/10.1594/ecrystals.chem.soton.ac.uk/145
• Embargo & Rights http://ecrystals.chem.soton.ac.uk/rights.html
Data Licensing
• Bespoke licences
• Standard licences
• Multiple licensing
• Licence mechanisms
• Forthcoming 2010
What to keep?
Repositories
Quality Assurance
Trust
Standards
Audit and certification tools
• TRAC
• DRAMBORA
• PLATTER
• NESTOR
• DANS Data Seal of Approval
Sustainability
PREMIS Data Dictionary
OAIS
• Representation Information
• Registry/Repository RRORI
http://www.loc.gov/standards/premis/
Data citation
Training
• Consortial
• Institutional
• Departmental
• Laboratory
• Project
• Library
• Computing Services
• Research staff / postdocs
• Postgraduate students
“excellent : probably the
best course I have been on
since starting my role as an
Informatics Liaison Officer”
Research Data Management Forum
http://www.dcc.ac.uk/data-forum/
1) Roles & Responsibilities
2) Value & Benefits
3) Sensitive Data: Ethics, Security, Trust
4) Economics of Applying & Sustaining
digital curation
• Online resources
• Includes training for
• Data handling
• Software
• SPSS, NVIVO
• Live arts
• Department of
Drama
• Researcher-
practitioner focus
Embedding data informatics education
...faculty & LIS...
Doctoral Training Centres
Developing a Strategic Plan
Optimising organisational support
• Organisational structures
• Library / IT / IS / research support structure
• Where does data management fit?
• Leadership?
• Co-ordination?
• Roles : data librarian, data manager,
research support officer, data scientist, data
curator...
• New roles?
New data support
structures
Exercise 4: Actions and Timeframe
• Vision and Objectives: Are they clear?
• Organisational structures: Fit for purpose?
• Library / IT / IS structure : Is it optimal?
• Roles : who is best placed to take action?
• Responsibility : for each service / activity?
• Priorities : what will you stop doing?
• Resources : Do you need to bid for
funding?
• Partnerships : Who do you need to talk to?
• Plan: What? Who? How? When?
Actions and Timeframe
Short-term
0-12 months
Medium-term
12-36 months
Long-term
>3 years
• Identify quick wins
• What can you do tomorrow?
Take homes
1. Understand the research data
requirements of your
campus / institutional
consumers
2. Agree research data service
delivery priorities
3. Define data roles and
responsibilities
4. Collaborate and strengthen
the data support provided
5. Be pro-active! Engage! Be
part of team science!
http://www.pnl.gov/science/images/highlights/computing/biopilotlg.jpg
Chicago Mart Plaza, 6-8 December 2010

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Facing the Data Challenge: Institutions, Disciplines, Services and Risks

  • 1. A centre of expertise in digital information management www.ukoln.ac.uk UKOLN is supported by: Facing the Data Challenge : Institutions, Disciplines, Services & Risks Dr Liz Lyon, Director, UKOLN, University of Bath, UK Associate Director, UK Digital Curation Centre 1st DCC Regional Roadshow, Bath November 2010 This work is licensed under a Creative Commons Licence Attribution-ShareAlike 2.0
  • 2. Overview 1. Facing the data challenge : Requirements, Risks, Costs 2. Reviewing Data Support Services : Analysis, Assessment, Priorities 3. Building Capacity & Capability : Skills Audit 4. Developing a Strategic Plan : Actions and Timeframe
  • 5. Based on DCC Curation Lifecycle Model
  • 7. http://www.flickr.com/photos/30435752@N08/2892112112/ SCARP Case studies • Atmospheric data • Neuro-imaging • Tele-health • Architecture • Mouse Atlas
  • 8. http://www.dcc.ac.uk/sites/default/files/documents/publications/SCARP%20SYNTHESIS.pdf Recommendations: • JISC • HE & Research funders • Publishers & Learned societies • HEIs and research institutions • Researchers & scholars
  • 10. • Quick & simple deposit • Software tools • Laboratory archive • Crystallography community engaged • ‘Embargo’ facility • Structured foundations • Discoverable & harvestable
  • 12. Exercise 1a: Gathering requirements • What are the researchers’ data requirements? • What datasets exist already? Standards? • What are their data priorities? Skills? • Research methodologies? Plans? • Equipment and instrumentation? Formats? • Where are the “pain points”? • How will you find out? Approaches to use? • How will you use the information?
  • 13. Exercise 1b: Motivation, benefits, risks • What are the RDM drivers and enablers for research staff and post-grad students? • RDM drivers and enablers for Libraries / IT / Computing Services / Information Services? • RDM drivers and enablers for the institution? • What are the barriers? What are the risks? • How will you articulate the benefits? • How will you find out? Approaches to use? • How will you use the information?
  • 14. Exercise 1c: Costs & sustainability • What are the costs associated with RDM? • For the researcher? • For the institution? • Direct / indirect costs? Fixed / variable costs? • What cost data already exists? • What time horizon are you considering? • How will you find out? Approaches to use? • How will you use the information?
  • 15. • Survey e.g. Oxford, Parse.Insight • Focus groups : semi-structured interviews • Case studies departmental / disciplinary • Joint R&D projects • Data champions in departments • Data Preservation readiness : AIDA tool • Data audit / assessment : DAF tool Requirements gathering: Approaches and tools
  • 16. Benefits: Prioritisation of resources Capacity development and planning Efficiency savings – move data to more cost-effective storage Manage risks associated with data loss Realise value through improved access & re-use Scale: Departments, institutions Dealing with Data Report : Rec 4
  • 17. • DAF Implementation Guide October 2009 • Collating lessons of pilot studies • Practical examples of questionnaires and interview frameworks • DAF online tool autumn 2010 http://www.data-audit.eu/docs/DAF_Implementation_Guide.pdf
  • 19. Data Audit / Asset Framework pilots May-July 2008
  • 21. Some lessons learned…. “CeRch had four false starts before finding a willing audit partner” “Pick your moment” ….“Timing is key” (avoid exams, field trips, Boards…) Plan well in advance! “Be prepared to badger senior management” Little documentation/knowledge of what exists:“a nightmare” Defining the scope and granularity is crucial Collect as much information as possible in interviews/surveys Variable openness of staff and their data
  • 22. Identifying risks • Data loss (institution, research group, individual) • Increased costs (lack of planning, service inefficency, data loss) • Legal compliance (research funder, H&S, ethics, FoI) • Reputation (institution, unit, individual)
  • 24. Sustainability: Who owns? Who benefits? Who selects? Who preserves? Who pays?
  • 25. Dimension 1 Direct Indirect (costs avoided) Dimension 2 Near-term Long-term Dimension 3 Private Public Benefits Taxonomy: Summary Keeping Research Data Safe2 Report: April 2010
  • 26. KRDS • Which costs? • Effect over time? • Benefits taxonomy • Repository models • Case studies • Key cost variables • Recommendations • User Guide, business templates forthcoming 2010
  • 27. Reviewing Data Support Services Analysis, Assessment, Priorities
  • 28. 1. Scale, Complexity, Predictive Potential 2. Continuum of Openness 3. Citizen Science 4. Credentials, Incentives, Rewards 5. Institutional Readiness & Response 6. Data Informatics Capacity & Capability http://www.ukoln.ac.uk/ukoln/staff/e.j.lyon/publications.html#november- 2009 •Open Science at Web-Scale
  • 29. A centre of expertise in digital information management www.ukoln.ac.uk 1. Leadership 2. Policy 3. Planning 4. Audit 6. Repositories & Quality assurance 8. Access & Re-use 10. Community building 9. Training & skills Data Informatics Top 10 5. Engagement 7. Sustainability
  • 30. Exercise 2: Analysis, Assessment, Priorities • Institutional stakeholders? • Data support services? • Range, scope, coverage? • Gaps? • Fitness for purpose? • Timeliness? • Resources? • Skills? • SWOT
  • 32. Digital Preservation Policies Study High-level pointers and guidance Outline policy model/framework Mappings to institutional strategies Exemplars Report October 2008
  • 33. State-of-the-Art Report : Models & Tools (Alex Ball, June 2010) • Data Lifecycles • Data Policies (UK) incl DMP • Standards & tools • Data Asset Framework (DAF) • DANS Seal of Approval • Preservation metadata • Archive management tools • Cost / benefit tools
  • 34. Jeff Haywood, RDMF V October 2010 http://www.dcc.ac.uk/sites/default/files/documents/RDMF/RDMF5/Haywood.pdf
  • 35. Jeff Haywood, RDMF V October 2010 http://www.dcc.ac.uk/sites/default/files/documents/RDMF/RDMF5/Haywood.pdf
  • 36. Jeff Haywood, RDMF V October 2010 http://www.dcc.ac.uk/sites/default/files/documents/RDMF/RDMF5/Haywood.pdf
  • 37. Assessing cloud options 3 JISC Reports in 2010 : • Technical Review • Cloud computing for research • Environmental & Organisational issues
  • 38. • North Carolina universities • Cyber- infrastructure project • Data cloud across three campuses • “regional” •
  • 40. • Data types, formats, standards, capture • Ethics and Intellectual Property • Access, sharing and re-use • Short-term storage & data management • Deposit & long-term preservation • Adherence and review Planning Dealing with Data Report : Rec 9
  • 42. Checklist questions mapped to funder’s data requirements Checklist for a Data Management Plan Slide : Martin Donnelly, DCC
  • 43. DMP Online v2.0 (coming soon) • Cleaner interface • Funder-specific guidance • Versioning feature • CSV output Slide : Martin Donnelly, DCC http://www.dcc.ac.uk/dmponline
  • 44. DMPs next steps? • Embed DMPs in funder policies & research lifecycles as the norm • Code of Conduct for Research • Assess & review DMPs (not just the science content of proposals) • Educate reviewers (DCC guidance for social science in prep) • Manage compliance of researchers • Infrastructure to share DMPs • Integrate in institution research management information system
  • 45. Building a University Data registry…
  • 46. Building Capacity & Capability
  • 47. Data challenges? 1. Data management plans 2. Appraisal: selection criteria 3. Data retention and handover 4. Data documentation: metadata, schema, semantics 5. Data formats: applying standards 6. Instrumentation: proprietary formats 7. Data provenance: authenticity 8. Data citation & versions: persistent IDs 9. Data validation and reproducibility 10. Data access: embargo policy 11. Data licensing 12. Data linking: text, images, software
  • 48. Exercise 3: Skills Audit • What skills do you have in house? • What are your strengths? Core data skills? • Gaps? Do these matter? • Can / should they be developed? • How? Resource implications? • Other sources of expertise? • Key partnerships? • Team science roles?
  • 49. Skills Audit Skill Source / Gap Comment • Be specific • Prioritise core skills
  • 50. Data Access & Re-use “Community Criteria for Interoperability” (Scaling Up Report 2008) • Domain data format standard: CIF • Domain data validation standard: CheckCIF • Metadata schema: eCrystals Application Profile http://www.ukoln.ac.uk/projects/ebank-uk/schemas/ • Crystallography Data Commons: TIDCC Data Model in development • Domain identifier: International Chemical Identifier • Citation & linking: DOI http://dx.doi.org/10.1594/ecrystals.chem.soton.ac.uk/145 • Embargo & Rights http://ecrystals.chem.soton.ac.uk/rights.html
  • 51. Data Licensing • Bespoke licences • Standard licences • Multiple licensing • Licence mechanisms • Forthcoming 2010
  • 54. Quality Assurance Trust Standards Audit and certification tools • TRAC • DRAMBORA • PLATTER • NESTOR • DANS Data Seal of Approval
  • 55. Sustainability PREMIS Data Dictionary OAIS • Representation Information • Registry/Repository RRORI http://www.loc.gov/standards/premis/
  • 57. Training • Consortial • Institutional • Departmental • Laboratory • Project • Library • Computing Services • Research staff / postdocs • Postgraduate students “excellent : probably the best course I have been on since starting my role as an Informatics Liaison Officer” Research Data Management Forum http://www.dcc.ac.uk/data-forum/ 1) Roles & Responsibilities 2) Value & Benefits 3) Sensitive Data: Ethics, Security, Trust 4) Economics of Applying & Sustaining digital curation
  • 58. • Online resources • Includes training for • Data handling • Software • SPSS, NVIVO
  • 59. • Live arts • Department of Drama • Researcher- practitioner focus
  • 60. Embedding data informatics education ...faculty & LIS... Doctoral Training Centres
  • 62. Optimising organisational support • Organisational structures • Library / IT / IS / research support structure • Where does data management fit? • Leadership? • Co-ordination? • Roles : data librarian, data manager, research support officer, data scientist, data curator... • New roles?
  • 64. Exercise 4: Actions and Timeframe • Vision and Objectives: Are they clear? • Organisational structures: Fit for purpose? • Library / IT / IS structure : Is it optimal? • Roles : who is best placed to take action? • Responsibility : for each service / activity? • Priorities : what will you stop doing? • Resources : Do you need to bid for funding? • Partnerships : Who do you need to talk to? • Plan: What? Who? How? When?
  • 65. Actions and Timeframe Short-term 0-12 months Medium-term 12-36 months Long-term >3 years • Identify quick wins • What can you do tomorrow?
  • 66. Take homes 1. Understand the research data requirements of your campus / institutional consumers 2. Agree research data service delivery priorities 3. Define data roles and responsibilities 4. Collaborate and strengthen the data support provided 5. Be pro-active! Engage! Be part of team science! http://www.pnl.gov/science/images/highlights/computing/biopilotlg.jpg
  • 67. Chicago Mart Plaza, 6-8 December 2010

Editor's Notes

  1. ...and then input it all into the new DMP Online system.