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How	
  African	
  Leaders	
  View	
  US	
  and	
  
PRC	
  Engagements	
  on	
  the	
  Continent	
  
Kathleen	
  Brindley,	
  Jason	
  Bryant,	
  Christopher	
  Carolin,	
  Mindy	
  Duong,	
  	
  
Zach	
  Fedor,	
  Tyler	
  Garner,	
  Jessica	
  Herring,	
  Yasmine	
  Kulesza,	
  Will	
  McHenry,	
  
Joseph	
  Quinn,	
  Jared	
  Sarkis,	
  John	
  Storey,	
  Kyle	
  Verhoeve	
  
American	
  University,	
  Spring	
  2016	
  
  	
  	
   	
   	
  
	
  
	
   1	
  
TABLE	
  OF	
  CONTENTS	
  
EXECUTIVE	
  SUMMARY	
   ______________________________________________________________	
  3	
  
INTRODUCTION	
  ____________________________________________________________________	
  4	
  
METHODOLOGY	
  ____________________________________________________________________	
  4	
  
CAMEROON	
  
	
  	
  	
  	
  	
  Primary	
  Assessments	
   _____________________________________________________________	
  5	
  
	
  	
  	
  	
  	
  Security	
  ________________________________________________________________________	
  5	
  
	
  	
  	
  	
  	
  Economic	
  _______________________________________________________________________	
  7	
  
	
  	
  	
  	
  	
  Political	
   ________________________________________________________________________	
  8	
  
	
  	
  	
  	
  	
  Key	
  Projections	
  __________________________________________________________________	
  9	
  
DJIBOUTI	
  
	
  	
  	
  	
  	
  Primary	
  Assessments	
   ____________________________________________________________	
  10	
  
	
  	
  	
  	
  	
  Security	
  _______________________________________________________________________	
  10	
  
	
  	
  	
  	
  	
  Economic	
  ______________________________________________________________________	
  12	
  
	
  	
  	
  	
  	
  Political	
   _______________________________________________________________________	
  14	
  
	
  	
  	
  	
  	
  Key	
  Projections	
  _________________________________________________________________	
  15	
  
ETHIOPIA	
  
	
  	
  	
  	
  	
  Primary	
  Assessments	
   ____________________________________________________________	
  16	
  
	
  	
  	
  	
  	
  Security	
  _______________________________________________________________________	
  16	
  
	
  	
  	
  	
  	
  Economic	
  ______________________________________________________________________	
  17	
  
	
  	
  	
  	
  	
  Political	
   _______________________________________________________________________	
  19	
  
	
  	
  	
  	
  	
  Key	
  Projections	
  _________________________________________________________________	
  21	
  
KENYA	
  
	
  	
  	
  	
  	
  Primary	
  Assessments	
   ____________________________________________________________	
  22	
  
	
  	
  	
  	
  	
  Security	
  _______________________________________________________________________	
  22	
  
	
  	
  	
  	
  	
  Economic	
  ______________________________________________________________________	
  24	
  
	
  	
  	
  	
  	
  Political	
   _______________________________________________________________________	
  27	
  
	
  	
  	
  	
  	
  Key	
  Projections	
  _________________________________________________________________	
  30	
  
SOUTH	
  AFRICA	
  
	
  	
  	
  	
  	
  Primary	
  Assessments	
   ____________________________________________________________	
  31	
  
	
  	
  	
  	
  	
  Security	
  _______________________________________________________________________	
  31	
  
	
  	
  	
  	
  	
  Economic	
  ______________________________________________________________________	
  33	
  
	
  	
  	
  	
  	
  Political	
   _______________________________________________________________________	
  35	
  
	
  	
  	
  	
  	
  Key	
  Projections	
  _________________________________________________________________	
  38	
  
	
  
	
  
  	
  	
   	
   	
  
	
  
	
   2	
  
MOST	
  LIKELY	
  OUTCOME	
  ____________________________________________________________	
  39	
  
LOW	
  PROBABILITY/HIGH	
  IMPACT	
  _____________________________________________________	
  39	
  
CONCLUSION	
  _____________________________________________________________________	
  41	
   	
  
BIBLIOGRAPHY	
   ___________________________________________________________________	
  42	
  
	
  
	
  
	
  
  	
  	
   	
   	
  
	
  
	
   3	
  
EXECUTIVE	
  SUMMARY	
  	
  
China	
  and	
  the	
  United	
  States	
  are	
  not	
  in	
  direct	
  
competition	
  with	
  each	
  other	
  in	
  the	
  investment,	
  
trade,	
  foreign	
  aid,	
  or	
  military	
  spheres	
  in	
  
Cameroon,	
  Djibouti,	
  Ethiopia,	
  Kenya,	
  and	
  South	
  
Africa.	
  Rather,	
  these	
  African	
  states	
  are	
  benefiting	
  
from	
  the	
  two	
  powers	
  in	
  separate	
  economic	
  
development	
  and	
  security	
  spheres.	
  Leaders	
  in	
  these	
  
states	
  currently	
  use	
  their	
  relationship	
  with	
  China	
  for	
  
infrastructure	
  development,	
  economic	
  growth,	
  and	
  arms	
  imports	
  while	
  
looking	
  to	
  the	
  US	
  for	
  short-­‐term	
  development	
  projects	
  and	
  
counterterrorism	
  assistance.	
  Current	
  trends	
  indicate	
  this	
  relationship	
  will	
  
not	
  change	
  in	
  the	
  next	
  five	
  to	
  10	
  years.	
  	
  
	
  
● Politically,	
  African	
  state	
  leaders	
  are	
  opportunistic	
  regarding	
  
diplomatic	
  relationships	
  as	
  long	
  as	
  they	
  are	
  able	
  to	
  maintain	
  their	
  	
  
hold	
  on	
  power.	
  	
  
	
  
● Economically,	
  these	
  African	
  states	
  are	
  closely	
  tied	
  to	
  China	
  because	
  of	
  China’s	
  minimal	
  
conditions	
  for	
  aid	
  and	
  extensive	
  investments	
  in	
  African	
  state	
  infrastructure	
  projects.	
  This	
  
relationship	
  will	
  continue	
  despite	
  the	
  slowdown	
  in	
  China’s	
  economic	
  growth.	
  By	
  comparison,	
  
the	
  US	
  provides	
  emergency	
  aid	
  but	
  does	
  not	
  engage	
  in	
  long-­‐term	
  infrastructure	
  development	
  
projects.	
  	
  
	
  
● Current	
  trends	
  indicate	
  that	
  China	
  will	
  likely	
  maintain	
  or	
  increase	
  its	
  military	
  weapons	
  sales	
  
and	
  training	
  to	
  African	
  militaries.	
  The	
  US	
  military	
  complements	
  this	
  security	
  effort	
  by	
  playing	
  a	
  
supporting	
  role	
  to	
  African	
  state	
  security,	
  especially	
  to	
  support	
  counterterrorism	
  operations	
  
against	
  Boko	
  Haram	
  and	
  al-­‐Shabaab.	
  In	
  contrast,	
  China	
  has	
  a	
  small	
  military	
  presence	
  on	
  the	
  
continent	
  outside	
  of	
  peacekeeping.	
  
	
  
  	
  	
   	
   	
  
	
  
	
   4	
  
INTRODUCTION	
  
This	
  paper	
  will	
  focus	
  on	
  African	
  leaders’	
  perspectives	
  regarding	
  US	
  and	
  Chinese	
  influence,	
  and	
  how	
  
leaders	
  use	
  the	
  US	
  and	
  China	
  in	
  the	
  functional	
  domains	
  of	
  security,	
  economics,	
  and	
  politics	
  to	
  benefit	
  
their	
  respective	
  states.	
  This	
  is	
  an	
  alternative	
  approach	
  to	
  focusing	
  on	
  Chinese	
  motives,	
  perspectives,	
  
and	
  actions	
  on	
  the	
  African	
  continent	
  and	
  how	
  they	
  impact	
  US	
  foreign	
  policy	
  toward	
  China.	
  	
  
	
  
Our	
  analysis	
  focuses	
  on	
  the	
  following	
  countries:	
  Cameroon,	
  Djibouti,	
  Ethiopia,	
  Kenya,	
  and	
  South	
  Africa.	
  
Contrary	
  to	
  the	
  discourse	
  surrounding	
  US	
  and	
  Chinese	
  influence	
  in	
  Africa,	
  US	
  and	
  Chinese	
  weapons	
  
sales,	
  military	
  cooperation,	
  investment,	
  trade,	
  and	
  foreign	
  aid	
  activities	
  exist	
  in	
  predominantly	
  
complementary,	
  rather	
  than	
  directly	
  competitive,	
  spheres.	
  This	
  is	
  important	
  to	
  African	
  leaders	
  because	
  
they	
  use	
  investment,	
  aid,	
  and	
  military	
  assistance	
  from	
  both	
  powers	
  to	
  modernize	
  and	
  develop	
  their	
  
respective	
  states.	
  	
  
	
  
	
  
METHODOLOGY	
  
We	
  focused	
  our	
  research	
  on	
  Cameroon,	
  Djibouti,	
  Ethiopia,	
  Kenya	
  and	
  South	
  Africa	
  because	
  these	
  
countries	
  have	
  observable	
  interactions	
  with	
  the	
  US	
  and	
  China	
  in	
  the	
  military,	
  economic,	
  and	
  political	
  
sectors.	
  Arms	
  transfers,	
  military-­‐to-­‐military	
  cooperation,	
  significant	
  infrastructure	
  investment,	
  and	
  
diplomatic	
  visits	
  are	
  observable	
  interactions.	
  We	
  then	
  developed	
  two	
  hypotheses:	
  1)	
  African	
  leaders	
  
are	
  pitting	
  the	
  US	
  and	
  China	
  against	
  each	
  other	
  to	
  compete	
  for	
  influence	
  on	
  the	
  continent,	
  or	
  2)	
  
African	
  state	
  leaders	
  are	
  using	
  the	
  US	
  and	
  China	
  to	
  fill	
  gaps	
  in	
  different	
  sectors;	
  therefore,	
  the	
  US	
  and	
  
China	
  operate	
  in	
  a	
  complementary	
  fashion.	
  
	
  
Our	
  research	
  included	
  open	
  source	
  and	
  academic	
  research	
  as	
  well	
  as	
  interviews	
  with	
  experts.	
  We	
  
sought	
  direct	
  quotes	
  from	
  African	
  state	
  elites	
  regarding	
  their	
  relationship	
  with	
  the	
  US	
  and	
  China	
  in	
  the	
  
three	
  functional	
  sectors.	
  	
  
	
  
Since	
  the	
  information	
  acquired	
  did	
  not	
  support	
  our	
  first	
  hypothesis,	
  we	
  chose	
  to	
  focus	
  on	
  our	
  second	
  
hypothesis.	
  Our	
  research	
  suggests	
  that	
  the	
  five	
  selected	
  African	
  states	
  are	
  using	
  their	
  relationship	
  with	
  
the	
  US	
  and	
  China	
  to	
  make	
  gains	
  in	
  the	
  security	
  and	
  economic	
  sectors.	
  	
  
  	
  	
   	
   	
  
	
  
	
   5	
  
CAMEROON	
  
Primary	
  assessments	
  
	
  
Cameroonian	
  elites	
  place	
  a	
  strong	
  emphasis	
  
on	
  security	
  due	
  to	
  the	
  rise	
  of	
  Boko	
  Haram,	
  
causing	
  elites	
  to	
  turn	
  to	
  China	
  for	
  weapons	
  
transfers	
  to	
  augment	
  counterterrorism	
  
capabilities	
  and	
  modernize	
  its	
  military	
  at	
  a	
  
lower	
  cost.	
  	
  
Due	
  to	
  the	
  small	
  US	
  economic	
  presence,	
  
Cameroon	
  will	
  continue	
  to	
  rely	
  upon	
  Chinese	
  
economic	
  assistance	
  to	
  develop	
  long-­‐term	
  
infrastructure	
  projects.	
  
	
  
	
  
	
  
	
  
Source:	
  CIA	
  World	
  Factbook	
  
	
  
	
  
President	
  Paul	
  Biya	
  will	
  look	
  to	
  China	
  for	
  additional	
  military	
  assistance	
  to	
  supply	
  weapons	
  with	
  
greater	
  operational	
  value	
  to	
  Cameroon’s	
  army	
  and	
  its	
  counterterrorism	
  campaign.	
  This	
  will	
  allow	
  the	
  
Cameroonian	
  Army	
  to	
  transition	
  from	
  US	
  military-­‐supplied	
  weaponry	
  to	
  low-­‐cost	
  Chinese	
  alternatives	
  
in	
  order	
  to	
  modernize,	
  fill	
  capability	
  gaps,	
  and	
  take	
  on	
  a	
  larger	
  regional	
  role	
  in	
  counterterrorism	
  
operations.	
  
● According	
  to	
  the	
  Stockholm	
  International	
  Peace	
  Research	
  Institute,	
  Chinese	
  arms	
  exports	
  to	
  
Cameroon	
  increased	
  from	
  $25	
  million	
  to	
  $75	
  million	
  between	
  2012	
  and	
  2015,	
  while	
  US	
  
transfers	
  declined	
  from	
  $10	
  million	
  to	
  $2	
  million.1
	
  Additionally,	
  Cameroon	
  purchased	
  a	
  total	
  of	
  
	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  
1
	
  “Arms	
  exports	
  to	
  Cameroon,	
  2000-­‐2015,”	
  Stockholm	
  International	
  Peace	
  Research	
  Institute,	
  Arms	
  Transfers	
  
Database.	
  Accessed	
  22	
  March	
  2016.	
  	
  
SECURITY	
  
	
  
  	
  	
   	
   	
  
	
  
	
   6	
  
29	
  major	
  conventional	
  weapons	
  systems	
  compared	
  to	
  four	
  from	
  the	
  US	
  between	
  2000	
  and	
  
2015.2
	
  
	
  
	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  Graph	
  1:	
  China	
  Military	
  Equipment	
  Imports,	
  United	
  States	
  and	
  China	
  
	
  
	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  Source:	
  SIPRI	
  Arms	
  Transfers	
  Database	
  
● The	
  Cameroonian	
  Air	
  Force’s	
  aging	
  aircraft	
  has	
  hampered	
  its	
  combat	
  capability,	
  according	
  to	
  
Jane’s	
  Sentinel	
  Security	
  Assessment.3
Although	
  Cameroon	
  has	
  previously	
  purchased	
  US	
  aircraft	
  
to	
  modernize	
  its	
  aircraft,	
  Cameroon	
  is	
  purchasing	
  more	
  Chinese	
  aircraft	
  to	
  fit	
  the	
  military’s	
  
operational	
  needs.	
  In	
  2012,	
  the	
  Cameroonian	
  Air	
  Force	
  accepted	
  an	
  MA60	
  twin	
  turboprop	
  
aircraft	
  from	
  China	
  funded	
  primarily	
  by	
  Chinese	
  grant	
  aid.4
	
  This	
  purchase	
  supplements	
  the	
  US	
  
CN235,	
  which	
  was	
  considered	
  the	
  lowest	
  cost	
  solution	
  until	
  the	
  MA60.	
  	
  Like	
  the	
  CN235,	
  the	
  
MA60	
  has	
  short	
  takeoff	
  and	
  landing	
  (STOL)	
  capability,	
  does	
  not	
  require	
  a	
  high	
  standard	
  of	
  
runway	
  conditions	
  to	
  operate,	
  and	
  has	
  additional	
  carry	
  capacity.	
  	
  	
  
	
  
● Cameroon	
  purchased	
  the	
  Chinese	
  Type	
  054A	
  and	
  Type	
  053H	
  guided	
  missile	
  frigates	
  in	
  2014	
  to	
  
modernize	
  its	
  navy	
  and	
  better	
  conduct	
  anti-­‐piracy	
  and	
  counterterrorism	
  missions	
  in	
  the	
  Gulf	
  of	
  
Guinea.5
	
  
	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  
2
	
  Ibid.	
  
3
	
  “Military	
  (Cameroon)-­‐Sentinel	
  Security	
  Assessment,”	
  IHS	
  Jane’s,	
  November	
  2012,	
  
http://www.janes.com/extracts/extract/cafrsu/cames060.html	
  	
  
4
	
  “Cameroon	
  receives	
  MA60,”	
  Defence	
  Web,	
  November	
  30,	
  2012,	
  
http://www.defenceweb.co.za/index.php?option=com_content&view=article&id=28718%3Acameroon-­‐receives-­‐
ma60&catid=35%3AAerospace&Itemid=107.	
  	
  
5
	
  “Poly	
  Technologies	
  of	
  China	
  Building	
  76mm	
  Gun-­‐Armed	
  Large	
  Patrol	
  Craft	
  for	
  Cameroon	
  Navy,”	
  The	
  Cameroon	
  
Journal,	
  May	
  3,	
  2014,	
  http://www.journalducameroun.com/article.php?aid=17181.	
  	
  
China, 74
US, 00
10
20
30
40
50
60
70
80
2010 2013 2014
Million USD
  	
  	
   	
   	
  
	
  
	
   7	
  
	
  
	
  
President	
  Biya	
  will	
  continue	
  to	
  exploit	
  Chinese	
  infrastructure	
  development	
  projects	
  to	
  make	
  
Cameroon	
  the	
  economic	
  hub	
  of	
  the	
  Gulf	
  of	
  Guinea.	
  Cameroon’s	
  geographic	
  location	
  allows	
  it	
  to	
  
capitalize	
  financially	
  on	
  the	
  shipping	
  industry’s	
  need	
  for	
  ports	
  capable	
  of	
  accommodating	
  large	
  
container	
  ships	
  and	
  a	
  larger	
  volume	
  of	
  shipping	
  traffic.	
  Additionally,	
  Cameroon’s	
  demand	
  for	
  electricity	
  
is	
  met	
  through	
  Chinese-­‐constructed	
  hydroelectric	
  dams,	
  allowing	
  businesses	
  to	
  operate	
  with	
  fewer	
  
power	
  outages.	
  	
  
● China	
  provided	
  85	
  percent	
  of	
  the	
  $1	
  	
  
billion	
  in	
  funding	
  for	
  the	
  Kribi	
  deep-­‐water	
  
port,	
  with	
  an	
  expected	
  capacity	
  of	
  100	
  million	
  
tons	
  in	
  shipping	
  per	
  year.	
  This	
  will	
  be	
  a	
  major	
  
source	
  of	
  revenue	
  generation	
  once	
  fully	
  
operational.6
	
  
	
  
● China	
  appropriated	
  $716	
  million	
  for	
  the	
  
construction	
  of	
  the	
  Memve’ele	
  hydroelectric	
  	
  
dam.	
  Cameroon	
  is	
  now	
  able	
  to	
  power	
  its	
  	
   	
  
businesses	
  and	
  industries,	
  further	
  increasing	
  	
  
Cameroon’s	
  economic	
  output.7
	
  	
  
	
  
● In	
  April	
  2014,	
  the	
  Biya	
  government	
  introduced	
  legislation	
  calling	
  for	
  “the	
  ratification	
  of	
  the	
  
convention	
  on	
  promotion	
  and	
  reciprocal	
  protection	
  of	
  investments	
  between	
  China	
  and	
  
Cameroon.”8
	
  The	
  proposed	
  legislation	
  demonstrates	
  the	
  importance	
  of	
  Chinese	
  investment	
  
and	
  infrastructure	
  projects	
  to	
  help	
  Cameroon	
  become	
  a	
  newly	
  industrialized	
  country	
  by	
  the	
  
year	
  2035.9	
  
The	
  Cameroonian	
  government	
  has	
  not	
  introduced	
  similar	
  legislation	
  to	
  foster	
  and	
  
protect	
  its	
  economic	
  relationship	
  with	
  the	
  US.	
  
	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  
6
	
  “What’s	
  it	
  like	
  to	
  have	
  China	
  build	
  you	
  a	
  port?	
  Ask	
  Cameroon,”	
  Port	
  News,	
  February	
  28,	
  2015,	
  
http://en.portnews.ru/digest/15330/.	
  	
  
7
	
  Richard	
  Kwang	
  Kometa,	
  “Cameroon:	
  Memve’ele	
  Hydroelectric	
  Dam	
  -­‐	
  Life	
  Changing	
  Project,”	
  allAFrica,	
  June	
  18,	
  
2012,	
  http://allafrica.com/stories/201206191140.html.	
  	
  
8
	
  “Cameroon	
  introduces	
  Chinese	
  investment	
  bill,”	
  Star	
  Africa,	
  April	
  2	
  2014,	
  
http://en.starafrica.com/news/cameroon-­‐introduces-­‐chinese-­‐investment-­‐bill.html.	
  	
  
9
	
  Cameroon	
  Ministry	
  of	
  Economy,	
  Planning	
  and	
  Regional	
  Development,	
  “Cameroon	
  Vision	
  2035,”	
  Cameroon	
  
Embassy,	
  	
  June	
  2009,	
  
http://www.cameroonembassyusa.org/docs/webdocs/Cameroon_VISION_2035_English_Version.pdf.	
  	
  
ECONOMIC	
  
Image	
  1:	
  Kribi	
  Deep-­‐Water	
  Port	
  
Source:	
  Arabian	
  Supply	
  Chain	
  
  	
  	
   	
   	
  
	
  
	
   8	
  
	
  
	
  
The	
  politically	
  repressive	
  tactics	
  of	
  President	
  Biya’s	
  US-­‐supported	
  Rapid	
  Intervention	
  Battalion	
  (BIR)	
  
counterterrorism	
  team	
  is	
  likely	
  to	
  undermine	
  political	
  stability	
  as	
  well	
  as	
  foster	
  distrust	
  towards	
  the	
  
US.	
  President	
  Biya	
  is	
  less	
  likely	
  to	
  maintain	
  political	
  legitimacy	
  and	
  weaken	
  Boko	
  Haram	
  if	
  he	
  relies	
  
solely	
  on	
  the	
  BIR.	
  He	
  will	
  therefore	
  need	
  to	
  rely	
  on	
  the	
  general	
  Cameroonian	
  Army	
  to	
  conduct	
  
counterterrorism	
  operations.	
  	
  
● The	
  BIR	
  killed	
  an	
  estimated	
  100	
  citizens	
  when	
  suppressing	
  protests	
  over	
  the	
  high	
  cost	
  of	
  living	
  
in	
  the	
  northern	
  cities	
  of	
  Douala	
  and	
  Yaoundé	
  in	
  February	
  2008.10
	
  Furthermore,	
  according	
  to	
  
Amnesty	
  International,	
  “Since	
  2014,	
  Cameroon	
  security	
  forces	
  have	
  arrested	
  and	
  detained	
  
more	
  than	
  1,000	
  people	
  suspected	
  of	
  supporting	
  Boko	
  Haram,”	
  and	
  most	
  of	
  these	
  arrests	
  were	
  
made	
  in	
  “mass	
  screening	
  operations	
  or	
  cordon-­‐and-­‐search	
  raids	
  where	
  security	
  forces	
  round	
  
up	
  dozens,	
  sometimes	
  hundreds	
  of	
  men	
  and	
  boys.”	
  The	
  report	
  further	
  details	
  looting	
  and	
  
rampant	
  abuses	
  by	
  the	
  BIR	
  through	
  the	
  process	
  of	
  mass	
  detention.11
	
  
	
  
● BIR’s	
  heavy-­‐handed	
  response	
  to	
  Boko	
  Haram	
  is	
  beginning	
  to	
  marginalize	
  populations	
  in	
  the	
  
Northern	
  region,	
  particularly	
  among	
  unemployed	
  youth	
  who	
  tend	
  to	
  be	
  more	
  loyal	
  to	
  their	
  
respective	
  tribe	
  than	
  to	
  the	
  nation.	
  According	
  to	
  Malte	
  Liewerschiedt,	
  a	
  senior	
  Africa	
  analyst	
  at	
  
US-­‐based	
  risk	
  consultancy	
  firm	
  Verisk	
  Maplecroft,	
  “Boko	
  Haram	
  operates	
  rear	
  bases	
  in	
  remote	
  
border	
  areas,	
  which	
  are	
  supported	
  by	
  networks	
  on	
  ethnic	
  kinship	
  in	
  Cameroon’s	
  Far	
  North	
  
Region.”12
	
  Ethnic	
  and	
  regional	
  loyalties	
  continue	
  to	
  play	
  a	
  role	
  in	
  the	
  radicalization	
  of	
  young	
  
people.	
  
	
  
● US	
  Ambassador	
  to	
  Cameroon	
  Michael	
  S.	
  Hoza	
  highlighted	
  US	
  security	
  assistance	
  to	
  the	
  BIR:	
  
“We	
  [the	
  US]	
  are	
  partnering	
  closely	
  with	
  the	
  BIR,	
  who	
  are	
  fighting	
  courageously,	
  and	
  we	
  are	
  
doing	
  everything	
  we	
  can	
  to	
  assure	
  that	
  they	
  stay	
  alive	
  to	
  continue	
  the	
  fight	
  and	
  that	
  they	
  have	
  
all	
  the	
  training	
  and	
  equipment	
  they	
  need	
  to	
  be	
  fully	
  successful.”13
	
  Extensive	
  US	
  assistance	
  to	
  
the	
  BIR	
  undermines	
  US	
  credibility	
  as	
  an	
  outside	
  partner	
  trying	
  to	
  help	
  northern	
  Cameroonians.	
  	
  	
  
	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  
10
	
  “Rapid	
  intervention	
  military	
  unit	
  strays	
  from	
  its	
  mission,”	
  IRIN,	
  August	
  28,	
  2008.	
  
http://www.irinnews.org/report/80065/cameroon-­‐rapid-­‐intervention-­‐military-­‐unit-­‐strays-­‐its-­‐mission.	
  	
  
11
“Cameroon:	
  Hundreds	
  slaughtered	
  by	
  Boko	
  Haram	
  and	
  abused	
  by	
  security	
  forces,”	
  Amnesty	
  International,	
  
September	
  15,	
  2015,	
  https://www.amnesty.org/en/latest/news/2015/09/cameroon-­‐hundreds-­‐slaughtered-­‐by-­‐
boko-­‐haram-­‐and-­‐abused-­‐by-­‐security-­‐forces/.	
  
12
	
  Bax	
  Pauline,	
  “Boko	
  Haram	
  focuses	
  on	
  Cameroon’s	
  soft	
  targets,”	
  Business	
  Day,	
  February	
  5,	
  2016,	
  
http://www.bdlive.co.za/africa/africannews/2016/02/05/boko-­‐haram-­‐focuses-­‐on-­‐cameroons-­‐soft-­‐targets.	
  
13
	
  “Charge	
  d’Affaires	
  Matthew	
  D.	
  Smith’s	
  Remarks	
  to	
  the	
  Media,”	
  U.S.	
  Embassy	
  Yaoundé,	
  September	
  	
  2,	
  2015,	
  
http://yaounde.usembassy.gov/spdcm_090315.html.	
  	
  
POLITICAL	
  
  	
  	
   	
   	
  
	
  
	
   9	
  
Key	
  Projections	
  
Cameroon’s	
  economic	
  growth	
  is	
  expected	
  to	
  remain	
  strong	
  with	
  a	
  continued	
  average	
  GDP	
  growth	
  rate	
  
above	
  five	
  percent	
  for	
  the	
  next	
  five	
  years.	
  Additionally,	
  the	
  economic	
  downturn	
  in	
  China	
  will	
  not	
  likely	
  
alter	
  trends	
  in	
  long-­‐term	
  investment	
  projects	
  in	
  Cameroon.	
  Security,	
  rather	
  than	
  economic	
  
considerations,	
  will	
  likely	
  be	
  the	
  driving	
  force	
  in	
  President	
  Biya’s	
  decision-­‐making	
  calculus.	
  The	
  current	
  
security	
  environment	
  is	
  not	
  likely	
  to	
  change	
  as	
  Boko	
  Haram	
  strengthens	
  its	
  position	
  among	
  the	
  
marginalized	
  population	
  in	
  Northern	
  Cameroon.	
  Biya’s	
  ability	
  to	
  strengthen	
  civil-­‐military	
  relations	
  by	
  
relying	
  less	
  on	
  the	
  BIR	
  will	
  be	
  vital	
  to	
  maintain	
  his	
  popular	
  legitimacy.	
  	
  To	
  do	
  so,	
  he	
  will	
  start	
  to	
  depend	
  
more	
  on	
  Chinese	
  arms	
  transfers	
  to	
  bolster	
  and	
  modernize	
  the	
  Cameroonian	
  general	
  army.	
  	
  
  	
  	
   	
   	
  
	
  
	
   10	
  
DJIBOUTI	
  
Primary	
  assessments	
  
	
  
Djibouti	
  will	
  have	
  a	
  significant	
  Chinese	
  
military	
  presence	
  because	
  China	
  is	
  placing	
  
its	
  first	
  ever	
  overseas	
  base	
  in	
  Djiboutian	
  
territory.	
  Djiboutian	
  leaders	
  are	
  
opportunistic	
  and	
  permit	
  foreign	
  bases	
  on	
  
their	
  territory	
  primarily	
  for	
  their	
  own	
  
economic	
  gain	
  rather	
  than	
  enhanced	
  
security.	
  Leaders	
  also	
  gain	
  revenue	
  from	
  
China’s	
  use	
  of	
  Djibouti’s	
  deep-­‐water	
  ports.	
  
However,	
  the	
  Djiboutian	
  Armed	
  Forces	
  
(FAD)	
  receives	
  adequate	
  military	
  assistance	
  
from	
  the	
  US	
  instead	
  of	
  China	
  because	
  China	
  
does	
  not	
  yet	
  support	
  Djibouti	
  in	
  a	
  military	
  	
  
capacity.	
  	
  
	
  
	
  
	
  
Djiboutian	
  leadership	
  will	
  allow	
  the	
  buildup	
  of	
  Chinese	
  and	
  other	
  foreign	
  military	
  bases	
  for	
  financial	
  
gain	
  rather	
  than	
  added	
  regional	
  security.	
  The	
  future	
  Chinese	
  base	
  located	
  in	
  Djibouti	
  is	
  the	
  first	
  
foreign	
  military	
  posting	
  in	
  the	
  history	
  of	
  the	
  People’s	
  Liberation	
  Army	
  (PLA).	
  The	
  base	
  will	
  generate	
  
revenue	
  and	
  spur	
  job	
  creation.	
  Djibouti	
  does	
  not	
  exclusively	
  favor	
  the	
  US	
  or	
  China	
  regarding	
  military	
  
base	
  construction	
  or	
  assistance	
  because	
  the	
  Djiboutian	
  government	
  views	
  foreign	
  military	
  bases	
  as	
  
revenue	
  generators.	
  In	
  addition	
  to	
  debt	
  reduction,	
  it	
  boosts	
  Djibouti’s	
  credentials	
  as	
  a	
  regional	
  military	
  
and	
  shipping	
  hub.14	
  
	
  
	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  
14
	
  Michel	
  Arseneault,	
  'Historic'	
  Chinese	
  military	
  base	
  to	
  open	
  in	
  Horn	
  of	
  Africa,	
  November	
  5,	
  2015,	
  
http://en.rfi.fr/africa/20150511-­‐historic-­‐chinese-­‐military-­‐base-­‐open-­‐horn-­‐africa,	
  accessed	
  March	
  2016.	
  
SECURITY	
  
	
  
  	
  	
   	
   	
  
	
  
	
   11	
  
● African	
  expert	
  Jennifer	
  Brass	
  of	
  Indiana	
  University	
  states	
  that	
  the	
  Chinese	
  base	
  will	
  bring	
  in	
  
$100	
  million	
  per	
  year	
  in	
  revenue	
  and	
  potentially	
  create	
  hundreds	
  of	
  jobs	
  for	
  Djiboutian	
  
locals.15
	
  
	
  
● According	
  to	
  President	
  Ismail	
  Omar	
  Guellah,	
  the	
  largest	
  concern	
  for	
  Djibouti	
  is	
  its	
  financial	
  
standing,	
  as	
  their	
  public	
  debt	
  is	
  80	
  percent	
  of	
  GDP	
  with	
  an	
  unemployment	
  rate	
  of	
  48.4	
  
percent.16
	
  In	
  relation	
  to	
  China,	
  Guellah	
  states,	
  “They	
  are	
  the	
  biggest	
  investors	
  in	
  our	
  country.	
  
They	
  are	
  the	
  ones	
  who	
  were	
  sensitive	
  to	
  what	
  we	
  feel	
  and	
  seek,	
  and	
  our	
  interests	
  are	
  
complementary."17
	
  
	
  
● From	
  the	
  US	
  perspective,	
  the	
  future	
  Chinese	
  base	
  is	
  cause	
  for	
  concern,	
  as	
  it	
  could	
  house	
  up	
  to	
  
10,000	
  PLA	
  soldiers,	
  posing	
  the	
  potential	
  threat	
  of	
  Chinese	
  surveillance	
  of	
  US	
  military	
  
activities.18
	
  	
  From	
  the	
  Djiboutian	
  perspective,	
  the	
  new	
  Chinese	
  base	
  is	
  an	
  opportunity	
  to	
  
generate	
  $100	
  million	
  per	
  year	
  in	
  rent.	
  
	
  
● Djibouti-­‐based	
  AFRICOM	
  Camp	
  Lemonnier	
  is	
  the	
  only	
  permanent	
  US	
  base	
  on	
  the	
  continent	
  of	
  
Africa	
  
as	
  well	
  as	
  being	
  the	
  only	
  installation	
  dedicated	
  to	
  counterterrorism.19	
  	
  
The	
  Djiboutian	
  
government	
  accepts	
  Camp	
  Lemonnier’s	
  presence	
  because	
  of	
  the	
  $63	
  million	
  yearly	
  revenue	
  
supplied	
  by	
  the	
  US	
  Government.	
  From	
  the	
  Djiboutian	
  perspective,	
  Camp	
  Lemonnier	
  is	
  valuable	
  
for	
  its	
  	
  financial	
  potential	
  rather	
  than	
  the	
  security	
  it	
  provides.	
  	
  
	
  	
  
The	
  Djiboutian	
  Armed	
  Forces	
  (FAD)	
  will	
  not	
  increase	
  military	
  cooperation	
  with	
  the	
  People’s	
  
Liberation	
  Army	
  because	
  they	
  receive	
  adequate	
  military	
  assistance	
  from	
  the	
  US	
  in	
  the	
  form	
  of	
  
training	
  and	
  military	
  equipment.	
  The	
  FAD	
  liaises	
  with	
  US	
  
and	
  French	
  military	
  personnel,	
  but	
  does	
  not	
  
participate	
  to	
  the	
  same	
  extent	
  with	
  the	
  PLA.	
  The	
  FAD	
  relies	
  primarily	
  on	
  US	
  military	
  assistance	
  due	
  to	
  
the	
  US’	
  experience	
  and	
  capabilities	
  in	
  countering	
  terrorism	
  and	
  violent	
  extremism.	
  	
  
	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  
15
	
  Morgan	
  Winsor,	
  With	
  China’s	
  Naval	
  Base,	
  Djibouti	
  Could	
  Become	
  Africa’s	
  Singapore,	
  February	
  4,	
  2016,	
  
http://www.ibtimes.com/chinas-­‐naval-­‐base-­‐djibouti-­‐could-­‐become-­‐africas-­‐singapore-­‐2292581,	
  accessed	
  March	
  
2016.	
  
16
	
  International	
  Monetary	
  Fund.	
  IMF	
  Executive	
  Board	
  Concludes	
  2015	
  Article	
  IV	
  Consultation	
  with	
  Djibouti.	
  Press	
  
Release	
  No.	
  15/587,	
  December	
  28,	
  2015,	
  https://www.imf.org/external/np/sec/pr/2015/pr15587.htm.	
  	
  
17
	
  Edmund	
  Blair,	
  China	
  to	
  start	
  work	
  soon	
  on	
  naval	
  base	
  in	
  Djibouti:	
  Guelleh,	
  February	
  3,	
  2016,	
  
http://news.yahoo.com/china-­‐start-­‐soon-­‐naval-­‐djibouti-­‐guelleh-­‐074246196-­‐-­‐business.html,	
  accessed	
  March	
  
2016.	
  
18
	
  Winsor,	
  With	
  China’s	
  Naval	
  Base,	
  Djibouti	
  Could	
  Become	
  Africa’s	
  Singapore.	
  
19
	
  Craig	
  Whitlock,	
  The	
  Washington	
  Post,	
  October	
  25,	
  2012,	
  https://www.washingtonpost.com/world/national-­‐
security/remote-­‐us-­‐base-­‐at-­‐core-­‐of-­‐secret-­‐operations/2012/10/25/a26a9392-­‐197a-­‐11e2-­‐bd10-­‐
5ff056538b7c_story.html,	
  accessed	
  March	
  2016;	
  Steve	
  Contorno,	
  Hillary	
  Clinton	
  says	
  in	
  memoir	
  that	
  there's	
  very	
  
little	
  U.S.	
  military	
  presence	
  in	
  Africa,	
  June	
  12,	
  2014,	
  http://www.politifact.com/truth-­‐o-­‐
meter/statements/2014/jun/12/hillary-­‐clinton.	
  
  	
  	
   	
   	
  
	
  
	
   12	
  
● The	
  US	
  National	
  Guard	
  and	
  AFRICOM	
  work	
  closely	
  with	
  the	
  Djiboutian	
  military	
  on	
  countering	
  
violent	
  extremism	
  and	
  terrorism.	
  They	
  also	
  share	
  best	
  practices	
  on	
  Entry	
  Control	
  Points	
  (ECPs)	
  
such	
  as	
  personnel	
  search	
  procedures,	
  border	
  patrol	
  security,	
  and	
  first	
  aid.20	
  	
  
Additionally,	
  the	
  
US	
  State	
  Partnership	
  Program	
  facilitates	
  military-­‐to-­‐military	
  engagement	
  between	
  the	
  
Kentucky	
  National	
  Guard	
  
and	
  the	
  Djiboutian	
  military.21
	
  Such	
  cooperation	
  helps	
  maintain	
  open	
  
lines	
  of	
  tactical	
  communication	
  between	
  states,	
  facilitate	
  civilian	
  engagements,	
  and	
  boosts	
  
trust	
  between	
  both	
  forces,	
  according	
  to	
  Sgt.	
  Darron	
  Salzer	
  of	
  US	
  AFRICOM.22
	
  	
  
	
  
● The	
  Department	
  of	
  Defense	
  (DoD)	
  supports	
  Djibouti’s	
  military	
  and	
  civilian	
  authority	
  because	
  
Djibouti	
  lacks	
  the	
  manpower	
  and	
  military	
  capabilities	
  needed	
  to	
  combat	
  terrorist	
  threats.	
  DoD	
  
contributes	
  to	
  regional	
  missions	
  and	
  projects	
  power	
  from	
  Camp	
  Lemonnier	
  through	
  
counterterrorism,	
  
peace	
  operations,	
  and	
  counter	
  piracy,	
  and	
  has	
  nearly	
  doubled	
  the	
  Djiboutian	
  
navy	
  by	
  equipping	
  it	
  with	
  extended-­‐range	
  patrol	
  vessels.23	
  
There	
  is	
  no	
  indication	
  whether	
  
Djibouti	
  will	
  prefer	
  US	
  or	
  Chinese	
  military	
  training	
  in	
  the	
  future.	
  	
  
	
  
	
  
	
  
Djibouti’s	
  leaders	
  will	
  rely	
  on	
  Ethiopia	
  and	
  China’s	
  use	
  of	
  the	
  country’s	
  deep-­‐water	
  ports	
  to	
  continue	
  
strong	
  economic	
  growth.	
  Djibouti’s	
  status	
  as	
  a	
  regional	
  shipping	
  hub	
  is	
  especially	
  important	
  to	
  
landlocked	
  Ethiopia,	
  which	
  has	
  extensive	
  trade	
  ties	
  with	
  China.	
  Ethiopia’s	
  reliance	
  on	
  Djibouti’s	
  ports	
  is	
  
likely	
  to	
  increase	
  with	
  Sino-­‐Ethiopian	
  trade	
  growth,	
  resulting	
  in	
  increased	
  revenue	
  for	
  Djibouti.	
  China	
  
desires	
  to	
  protect	
  shipping	
  routes	
  through	
  its	
  recent	
  plans	
  to	
  construct	
  a	
  military	
  base	
  in	
  Djibouti.	
  
	
  	
  
	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  
20
	
  Rachel	
  Waller,	
  2-­‐138th	
  FSC	
  Shares	
  Best	
  ECP	
  Practices	
  With	
  Djiboutian	
  Army,	
  Edited	
  by	
  Djibouti	
  Loyada.	
  June	
  7,	
  
2013,	
  http://www.africom.mil/newsroom/article/10861/2-­‐138th-­‐fsc-­‐shares-­‐best-­‐ecp-­‐practices-­‐with-­‐djiboutian-­‐
army,	
  accessed	
  March	
  2016.	
  
21
	
  Djibouti,	
  Embassy	
  of	
  the	
  United	
  States-­‐,	
  Djibouti,	
  State	
  of	
  Kentucky	
  Forges	
  Lasting	
  Ties	
  Through	
  Partnership	
  
Program,	
  June	
  2,	
  2015,	
  http://djibouti.usembassy.gov/press-­‐releases/untitled5.html,	
  accessed	
  March	
  2016.	
  
22
	
  Daron	
  Salzer,	
  National	
  Guard	
  State	
  Partnership	
  Program:	
  East	
  Africa,	
  October	
  23,	
  2015,	
  
http://www.africom.mil/newsroom/article/26681/national-­‐guard-­‐state-­‐partnership-­‐program-­‐east-­‐africa,	
  
accessed	
  March	
  2016.	
  
23
	
  Joseph	
  Giordono,	
  U.S.	
  Donation	
  of	
  Patrol	
  Boats	
  Beefs	
  up	
  Djibouti's	
  Navy,	
  June	
  16,	
  2006,	
  
http://www.stripes.com/news/u-­‐s-­‐donation-­‐of-­‐patrol-­‐boats-­‐beefs-­‐up-­‐djibouti-­‐s-­‐navy-­‐1.50402,	
  accessed	
  March	
  
2016;	
  Commander,	
  Navy	
  Installations	
  Command	
  (CNIC),	
  Mission	
  and	
  Vision,	
  
http://www.cnic.navy.mil/regions/cnreurafswa/installations/camp_lemonnier_djibouti/about/mission_and_visio
n.html,	
  accessed	
  March	
  2016.	
  
ECONOMIC	
  
  	
  	
   	
   	
  
	
  
	
   13	
  
● “Djibouti’s	
  economy	
  is	
  dependent	
  on	
  foreign	
  financing,	
  foreign	
  direct	
  investments,	
  rents	
  from	
  
foreign	
  countries’	
  military	
  bases,	
  and	
  port	
  services,”	
  according	
  to	
  the	
  World	
  Bank.24
	
  Trademark	
  
East	
  Africa	
  also	
  states	
  that	
  “Ethiopia	
  currently	
  uses	
  Djibouti	
  port[s]	
  for	
  over	
  90-­‐95	
  percent	
  of	
  
its	
  [$4	
  billion]	
  imports	
  and	
  [$3	
  billion]	
  exports	
  [annually].”25	
  
DPWorld,	
  an	
  Emirati	
  shipping	
  
company,	
  states	
  that	
  it	
  charges	
  between	
  $272	
  to	
  $544	
  per	
  container	
  (depending	
  on	
  size)	
  at	
  the	
  
Doraleh	
  Port	
  in	
  Djibouti.	
  The	
  average	
  number	
  of	
  containers	
  on	
  a	
  ship	
  numbers	
  at	
  20,000,	
  
resulting	
  in	
  average	
  revenue	
  between	
  $5.4	
  million	
  and	
  $10.8	
  million	
  per	
  ship.26
	
  
	
  
● Workeneh	
  Gebeyehu,	
  the	
  Ethiopian	
  Minister	
  for	
  Transport	
  stated,	
  “5-­‐10	
  percent	
  of	
  the	
  
country’s	
  imports	
  are	
  planned	
  to	
  come	
  through	
  the	
  port	
  of	
  Berbera	
  (Somaliland),	
  and	
  we	
  will	
  
be	
  looking	
  for	
  proper	
  ports	
  for	
  different	
  areas	
  of	
  the	
  country.	
  But	
  the	
  Port	
  of	
  Djibouti	
  
continues	
  to	
  be	
  the	
  major	
  one.”27
	
  This	
  demonstrates	
  that	
  Djibouti	
  benefits	
  from	
  Ethiopia’s	
  
reliance	
  on	
  the	
  coastal	
  nation’s	
  ports	
  for	
  shipping.	
  	
  
	
  
● Djibouti	
  experienced	
  a	
  steady	
  increase	
  in	
  container	
  port	
  traffic	
  since	
  2007	
  as	
  economic	
  
relations	
  between	
  China	
  and	
  Ethiopia	
  rose.	
  The	
  bilateral	
  trade	
  between	
  Ethiopia	
  and	
  China	
  has	
  
managed	
  to	
  show	
  12	
  percent	
  positive	
  growth,	
  which	
  accounts	
  for	
  about	
  half	
  a	
  billion	
  USD.28	
  
Djibouti’s	
  economic	
  growth	
  (5	
  percent	
  in	
  2013,	
  5.6	
  percent	
  in	
  2014)	
  is	
  expected	
  to	
  reach	
  6.2	
  
percent	
  in	
  2016,	
  according	
  to	
  African	
  Economic	
  Outlook.29
	
  
	
  
The	
  Government	
  of	
  Djibouti	
  will	
  continue	
  to	
  use	
  funding	
  from	
  foreign	
  military	
  bases	
  to	
  subsidize	
  
infrastructure	
  projects,	
  such	
  as	
  those	
  affiliated	
  with	
  Vision	
  2035.	
  Vision	
  2035	
  is	
  a	
  domestic	
  strategy	
  
that	
  aims	
  to	
  improve	
  Djibouti’s	
  infrastructure.	
  Djibouti	
  seeks	
  to	
  take	
  advantage	
  of	
  foreign	
  investment	
  
	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  
24
	
  World	
  Bank,	
  Overview	
  [Djibouti],	
  September	
  16,	
  2015,	
  
http://www.worldbank.org/en/country/djibouti/overview,	
  accessed	
  March	
  2016.	
  
25
	
  Trade	
  Mark	
  East	
  Africa,	
  Ethiopia	
  Look	
  to	
  Ports	
  in	
  Kenya…	
  to	
  Increase	
  Imports	
  and	
  Exports,	
  June	
  18,	
  2015,	
  
https://www.trademarkea.com/news/ethiopia-­‐looks-­‐to-­‐ports-­‐in-­‐kenya-­‐somaliland-­‐and-­‐sudan-­‐to-­‐increase-­‐
imports-­‐and-­‐exports/,	
  accessed	
  February	
  2016;	
  John	
  Sambo,	
  Ethiopia	
  to	
  Widen	
  Choices	
  Over	
  Ports,	
  June	
  28,	
  2015	
  
,	
  accessed	
  February	
  2016.	
  
26
	
  DPWorldwide,	
  Doraleh	
  Tariff	
  Book	
  2015.	
  
27
	
  Sambo,	
  Ethiopia	
  to	
  Widen	
  Choices	
  Over	
  Ports.	
  
28
	
  Yared	
  Gebremeden,	
  Ethiopia:	
  Ethio-­‐China	
  Trade	
  Volume	
  Steadily	
  Growing,	
  Yet	
  Untapped	
  –	
  Ambassador,	
  March	
  
17,	
  2016,	
  http://allafrica.com/stories/201603170796.html,	
  accessed	
  March	
  2016.	
  
29
	
  Guy	
  Blaise	
  Nkamleu,	
  Djibouti.	
  African	
  Economic	
  Outlook,	
  May	
  28,	
  2015,	
  
http://www.africaneconomicoutlook.org/en/country-­‐notes/east-­‐africa/djibouti/,	
  accessed	
  March	
  2016.	
  
	
  
  	
  	
   	
   	
  
	
  
	
   14	
  
from	
  the	
  United	
  States	
  and	
  China	
  to	
  develop	
  infrastructure	
  that	
  will	
  transform	
  the	
  country	
  into	
  a	
  
regional	
  platform	
  for	
  commercial,	
  logistical,	
  and	
  financial	
  services.30
	
  	
  
	
  
● President	
  Guelleh	
  justified	
  the	
  presence	
  of	
  the	
  Chinese	
  military	
  base	
  in	
  Djibouti	
  by	
  stating	
  that	
  
“[foreign	
  governments]	
  have	
  the	
  right	
  to	
  defend	
  their	
  interests	
  [through	
  building	
  military	
  
bases],	
  just	
  like	
  everybody	
  else	
  does."	
  This	
  demonstrates	
  that	
  Guelleh	
  allows	
  investment	
  from	
  
any	
  country	
  regardless	
  of	
  Djibouti’s	
  political	
  relationship	
  with	
  said	
  country.31
	
  
	
  
● Djibouti	
  uses	
  Chinese	
  funding	
  for	
  Vision	
  2035.	
  This	
  plan	
  focuses	
  on	
  “the	
  development	
  of	
  roads,	
  
ports,	
  airports	
  and	
  telecommunications	
  infrastructure	
  to	
  make	
  Djibouti	
  the	
  hub	
  of	
  regional	
  
and	
  international	
  traffic.”32	
  
The	
  program	
  includes	
  the	
  addition	
  of	
  six	
  ports	
  to	
  those	
  already	
  
existing,	
  which	
  will	
  further	
  increase	
  Djibouti’s	
  capacity	
  as	
  a	
  regional	
  shipping	
  hub.33
	
  
	
  
● According	
  to	
  Tomi	
  Oladipo,	
  BBC	
  Africa	
  Security	
  Correspondent,	
  the	
  income	
  from	
  all	
  foreign	
  
military	
  bases,	
  including	
  the	
  United	
  States,	
  France,	
  Japan,	
  Germany,	
  China-­‐-­‐and	
  soon	
  Saudi	
  
Arabia-­‐-­‐provides	
  Djibouti	
  with	
  steady	
  sources	
  of	
  funding	
  to	
  complete	
  infrastructure	
  projects.34	
  
	
  
	
  
	
  
	
  
President	
  Guelleh’s	
  fourth	
  presidential	
  victory	
  ensures	
  that	
  
Djibouti	
  will	
  continue	
  to	
  accept	
  investment	
  from	
  China	
  and	
  
the	
  United	
  States.	
  Guelleh	
  prioritizes	
  investment	
  for	
  
infrastructure	
  development	
  from	
  both	
  China	
  and	
  the	
  US,	
  
allowing	
  Djibouti	
  to	
  maintain	
  economic	
  growth.	
  Guelleh’s	
  
even-­‐handed	
  approach	
  to	
  investment	
  will	
  likely	
  continue.	
  	
  
● President	
  Guelleh	
  has	
  a	
  strong	
  desire	
  to	
  continue	
  investment	
  in	
  infrastructure	
  projects,	
  stating	
  
"Infrastructure	
  always	
  pays	
  off,	
  doesn't	
  it?"	
  in	
  response	
  to	
  a	
  question	
  on	
  the	
  country’s	
  debts.35
	
  	
  
	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  
30
	
  Embassy	
  of	
  the	
  Republic	
  of	
  Djibouti	
  –Ankara,	
  Djibouti	
  Vision	
  2035,	
  2014,	
  http://djibembassytr.org/business-­‐
and-­‐investment/djibouti-­‐vision-­‐2035,	
  accessed	
  March	
  2016.	
  
31
	
  Edmund	
  Blair,	
  China	
  to	
  Start	
  Work	
  Soon	
  on	
  Naval	
  Base	
  in	
  Djibouti	
  –	
  Guelleh,	
  February	
  2,	
  2016,	
  
http://uk.reuters.com/article/uk-­‐djibouti-­‐china-­‐idUKKCN0VB1Z6,	
  accessed	
  March	
  2016.	
  
32
	
  Embassy	
  of	
  the	
  Republic	
  of	
  Djibouti	
  –Ankara,	
  Djibouti	
  Vision	
  2035,	
  2014,	
  http://djibembassytr.org/business-­‐
and-­‐investment/djibouti-­‐vision-­‐2035,	
  accessed	
  March	
  2016.	
  
33
Ibid.	
  
34
	
  Tomi	
  Oladipo,	
  Twitter	
  Post,	
  March	
  7,	
  2016,	
  8:18pm,	
  
https://twitter.com/JQuinn1266/status/707204510729551872.	
  
35
	
  Blair,	
  China	
  to	
  Start	
  Work	
  Soon	
  on	
  Naval	
  Base	
  in	
  Djibouti	
  –	
  Guelleh.	
  
POLITICAL	
  
“[Foreign	
  governments]	
  have	
  
the	
  right	
  to	
  defend	
  their	
  
interests	
  [through	
  building	
  
military	
  bases],	
  just	
  like	
  
everybody	
  else	
  does.”	
  	
  
-­‐President	
  Ismail	
  Guelleh	
  of	
  Djibouti	
  	
  
  	
  	
   	
   	
  
	
  
	
   15	
  
	
  
● The	
  ministers	
  in	
  President	
  Guelleh’s	
  cabinet	
  predicted	
  the	
  country	
  will	
  become	
  “the	
  next	
  
Dubai,	
  a	
  magnet	
  for	
  capital	
  and	
  free	
  trade”	
  in	
  the	
  next	
  20	
  years	
  if	
  it	
  continues	
  its	
  commitment	
  
to	
  accepting	
  investment.36
	
  
	
  
Key	
  Projections	
  
The	
  Djiboutian	
  government	
  will	
  continue	
  to	
  allow	
  more	
  military	
  base	
  construction	
  on	
  its	
  territory	
  
regardless	
  of	
  the	
  base’s	
  national	
  ties.	
  While	
  the	
  US	
  military	
  may	
  view	
  other	
  base	
  constructions	
  as	
  a	
  
threat	
  to	
  its	
  interests	
  and	
  operations,	
  the	
  Djiboutian	
  government	
  views	
  the	
  presence	
  of	
  foreign	
  
military	
  bases	
  positively	
  because	
  they	
  generate	
  revenue.	
  Djibouti	
  will	
  continue	
  to	
  engage	
  both	
  China	
  
and	
  the	
  US	
  for	
  financial	
  benefit.	
  	
  
	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  
36
	
  Monte	
  Reel,	
  Djibouti	
  Is	
  Hot:	
  How	
  a	
  forgotten	
  sandlot	
  of	
  a	
  country	
  became	
  a	
  hub	
  of	
  international	
  power	
  games,	
  
March	
  23,	
  2016,	
  http://www.bloomberg.com/features/2016-­‐djibouti/,	
  accessed	
  March	
  2016.	
  
  	
  	
   	
   	
  
	
  
	
   16	
  
ETHIOPIA	
  
Primary	
  assessments	
  
	
  
Ethiopia	
  prefers	
  China’s	
  contributions	
  in	
  the	
  
security	
  and	
  economic	
  sectors	
  over	
  those	
  of	
  
the	
  United	
  States.	
  However,	
  Ethiopian	
  
leadership	
  approaches	
  foreign	
  partnerships	
  
and	
  investment	
  pragmatically,	
  placing	
  Chinese	
  
and	
  US	
  influence	
  in	
  complementary	
  rather	
  
than	
  competitive	
  spheres.	
  	
  Lower	
  conditional	
  
standards	
  on	
  Chinese	
  investment	
  allows	
  
Ethiopia	
  to	
  dictate	
  its	
  own	
  economic	
  policies,	
  
creating	
  an	
  environment	
  where	
  the	
  Ethiopian	
  
government	
  increasingly	
  uses	
  Chinese	
  political	
  
ties	
  and	
  monetary	
  support	
  to	
  complement	
  
existing	
  gaps	
  in	
  US	
  and	
  other	
  foreign	
  
contributions.	
  
	
  
	
  
	
  
	
  
Ethiopian	
  leadership	
  will	
  increase	
  Sino-­‐Ethiopian	
  security	
  collaboration	
  due	
  to	
  the	
  reduced	
  US	
  
military	
  presence	
  in	
  the	
  country.	
  High-­‐level	
  military	
  personal	
  relationships,	
  ongoing	
  military	
  training	
  
exchanges,	
  and	
  continuing	
  arms	
  imports	
  influence	
  Chinese	
  security	
  involvement	
  in	
  Ethiopia.	
  Ethiopian	
  
officer	
  training	
  and	
  the	
  courting	
  of	
  the	
  senior	
  military	
  leader,	
  General	
  Samora,	
  provide	
  professional	
  
development	
  to	
  Ethiopian	
  armed	
  forces	
  and	
  builds	
  confidence	
  in	
  Chinese	
  commitment	
  to	
  the	
  country.	
  	
  
Ethiopia	
  also	
  displays	
  a	
  recent	
  trend	
  of	
  acquiring	
  the	
  bulk	
  of	
  its	
  military	
  ground	
  equipment	
  (excluding	
  
tanks)	
  from	
  China.	
  Reinforced	
  by	
  the	
  presence	
  of	
  Chinese	
  military	
  equipment	
  across	
  the	
  continent,	
  this	
  
trend	
  should	
  continue.	
  These	
  current	
  Sino-­‐Ethiopian	
  security	
  engagements	
  will	
  likely	
  increase	
  due	
  to	
  
the	
  reduction	
  of	
  US	
  military	
  presence,	
  specifically	
  Unmanned	
  Aerial	
  Vehicle	
  operations.	
  Strained	
  US-­‐
Ethiopian	
  relations	
  drive	
  this	
  reduction	
  in	
  US	
  military	
  presence.	
  
SECURITY	
  
	
  
  	
  	
   	
   	
  
	
  
	
   17	
  
● Ethiopia	
  purchased	
  more	
  than	
  100	
  APCs,	
  artillery,	
  and	
  SAM	
  systems	
  from	
  China	
  between	
  
2005-­‐2015.	
  During	
  this	
  time	
  period,	
  Ethiopia	
  purchased	
  one	
  C-­‐130	
  transport	
  aircraft	
  from	
  the	
  
US,	
  according	
  to	
  SIPRI	
  arms	
  import	
  data	
  (not	
  including	
  small	
  arms	
  transfers).37
	
  Ethiopian	
  
leaders	
  view	
  Chinese	
  weapons	
  systems	
  as	
  adequate	
  in	
  quality	
  and	
  less	
  expensive	
  than	
  
western	
  options.38
	
  	
  
	
  
● “Every	
  year	
  [China]	
  trains	
  an	
  undisclosed	
  number	
  (perhaps	
  ten)	
  Ethiopian	
  officers,”	
  Ethiopian	
  
Armed	
  Forces	
  Chief	
  of	
  Staff	
  General	
  Samora	
  Yenus	
  stated	
  on	
  a	
  2010	
  visit	
  to	
  China.	
  He	
  met	
  
with	
  former	
  Vice	
  Chairman	
  of	
  the	
  Central	
  Military	
  Commission,	
  Xu	
  Caihou,	
  and	
  Chief	
  of	
  the	
  
General	
  Staff	
  of	
  the	
  People’s	
  Liberation	
  Army	
  of	
  China,	
  Chen	
  Bingde.	
  Samora	
  stated,	
  “The	
  
exchanges	
  and	
  cooperation	
  previously	
  conducted	
  by	
  the	
  two	
  countries	
  was	
  of	
  great	
  benefit	
  
for	
  the	
  Ethiopian	
  side.”	
  Samora	
  and	
  Chen	
  vowed	
  to	
  build	
  closer	
  military	
  ties	
  in	
  the	
  future.39	
  
	
  
	
  
● The	
  US	
  drone	
  base	
  in	
  Ethiopia	
  closed	
  in	
  January	
  2016	
  because	
  it	
  was	
  “not	
  required	
  at	
  this	
  
time,”	
  according	
  to	
  Pentagon	
  spokeswoman	
  Lt.	
  Col.	
  Michelle	
  Baldanza.	
  However,	
  the	
  closure	
  
of	
  the	
  US	
  drone	
  base	
  was	
  likely	
  due	
  to	
  the	
  insistence	
  of	
  Ethiopian	
  leadership	
  as	
  a	
  result	
  of	
  
declining	
  US-­‐Ethiopian	
  relations,	
  according	
  to	
  multiple	
  sources.40	
  
	
  
	
  
	
  
	
  
	
  
Ethiopian	
  leaders	
  believe	
  that	
  Chinese	
  investment	
  in	
  infrastructure,	
  manufacturing,	
  and	
  industrial	
  
sectors	
  will	
  maintain	
  economic	
  stability.	
  Ethiopian	
  leaders	
  favor	
  long-­‐term	
  Chinese	
  economic	
  
development	
  strategies	
  that	
  secure	
  footholds	
  for	
  Chinese	
  industry.	
  Ethiopia	
  illustrates	
  the	
  capacity	
  and	
  
desire	
  to	
  mobilize	
  a	
  low-­‐cost	
  labor	
  force	
  to	
  attract	
  Chinese	
  investment.	
  China	
  demonstrated	
  that	
  it	
  is	
  a	
  
reliable	
  economic	
  partner	
  due	
  to	
  historically	
  high	
  levels	
  of	
  FDI,	
  infrastructure	
  investment,	
  and	
  industry	
  
projects.	
  Sino-­‐Ethiopian	
  trade	
  relations	
  will	
  therefore	
  continue	
  despite	
  a	
  projected	
  Chinese	
  economic	
  
slowdown.	
  	
  
	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  
37
	
  (SIPRI	
  Arms	
  Transfers	
  Database.	
  "Stockholm	
  International	
  Peace	
  Research	
  Institute”	
  n.d.)	
  
38
	
  David	
  Shinn,	
  Interview	
  with	
  the	
  research	
  team,	
  March	
  25,	
  2016.	
  	
  
39
	
  Jean-­‐Pierre	
  Cabestan,	
  "China	
  and	
  Ethiopia:	
  Authoritarian	
  affinities	
  and	
  economic	
  cooperation,"	
  China	
  
Perspectives	
  4	
  (2012):	
  53;	
  He	
  Wenping,	
  “A	
  new	
  Era	
  of	
  China-­‐Africa	
  Cooperation,”	
  China-­‐Africa	
  Cooperation	
  Net,	
  
http://www.zfhz.org/plus/view.php?aid=3271.	
  
40
	
  John	
  Hudson	
  and	
  Siobhan	
  O.	
  Grady,	
  "As	
  New	
  Threats	
  Emerge,	
  U.S.	
  Closes	
  Drone	
  Base	
  in	
  Ethiopia,"	
  Foreign	
  
Policy,	
  January	
  4,	
  2016;	
  Shinn,	
  Interview	
  with	
  the	
  research	
  team;	
  Hudson	
  and	
  Grady,	
  "As	
  New	
  Threats	
  Emerge,	
  
U.S.	
  Closes	
  Drone	
  Base	
  in	
  Ethiopia."	
  
ECONOMIC	
  
  	
  	
   	
   	
  
	
  
	
   18	
  
● Chinese	
  FDI	
  in	
  Ethiopia	
  quadrupled	
  from	
  2006-­‐2012	
  from	
  $24	
  million	
  to	
  $122	
  million,	
  with	
  
China	
  being	
  the	
  number	
  one	
  foreign	
  investor	
  in	
  the	
  country.	
  41
	
  Chinese	
  FDI	
  increased	
  at	
  the	
  
same	
  time	
  Ethiopia’s	
  GDP	
  was	
  on	
  the	
  rise	
  and	
  the	
  World	
  Bank	
  reduced	
  grants	
  for	
  projects.42
	
  
	
  
	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  Graph	
  2:	
  Ethiopia’s	
  External	
  Economic	
  Picture	
  
	
  
Source:	
  World	
  Bank	
  UNCTADFDI/TNC	
  Database	
  and	
  IMF	
  Country	
  Report	
  
	
  
● Regarding	
  the	
  Ethiopian	
  preference	
  for	
  Chinese	
  loans,	
  former	
  Deputy	
  Prime	
  Minster	
  
Hailemariam	
  Desalegan	
  stated	
  in	
  2010	
  that	
  “[China]	
  largely	
  follows	
  a	
  ‘no-­‐strings	
  attached’	
  
approach	
  in	
  its	
  dealings	
  with	
  Africa.	
  We	
  like	
  the	
  Chinese	
  way	
  of	
  doing	
  things,	
  because	
  they	
  
don’t	
  say	
  ‘do	
  this,	
  don’t	
  do	
  that’—there	
  are	
  no	
  preconditions.”43	
  
	
  
	
  
● Condition-­‐based	
  loans	
  from	
  the	
  US	
  discourage	
  Ethiopia	
  from	
  seeking	
  those	
  loans	
  because	
  it	
  
would	
  force	
  the	
  Ethiopian	
  government	
  to	
  institute	
  political	
  reforms,	
  thereby	
  limiting	
  its	
  ability	
  
to	
  govern	
  according	
  to	
  its	
  own	
  principles.	
  	
  
	
  
	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  
41
	
  UNCTADFDI/TNC	
  database	
  
42
	
  Ibid;	
  IMF	
  Country	
  Report	
  No.	
  14/303.	
  October,	
  2014.	
  
43
	
  Elsje	
  Fourie,	
  New	
  Maps	
  for	
  Africa?	
  Contextualising	
  the	
  ‘Chinese	
  Model’	
  within	
  Ethiopian	
  and	
  Kenyan	
  Paradigms	
  
of	
  Development,	
  School	
  of	
  International	
  Studies	
  University	
  of	
  Trento,	
  Italy	
  (2012):	
  157;	
  David	
  H	
  Shinn,	
  "Ethiopia	
  
and	
  China:	
  When	
  Two	
  Former	
  Empires	
  Connected,”	
  International	
  Policy	
  Digest,	
  June	
  11,	
  2014.	
  
1	
  
10	
  
100	
  
1000	
  
United	
  States	
   China	
   Total	
  FDI	
  inflow	
  
Million  USD	
  
  	
  	
   	
   	
  
	
  
	
   19	
  
● Chinese	
  state-­‐owned	
  enterprises	
  subsidize	
  and	
  construct	
  the	
  bulk	
  of	
  renewable	
  energy	
  
initiatives,	
  hydropower,	
  and	
  Ethiopia’s	
  urban	
  rail	
  transportation.44	
  	
  
This	
  improves	
  Ethiopia’s	
  
energy	
  efficiency	
  and	
  infrastructure	
  at	
  little-­‐to-­‐no	
  cost	
  to	
  the	
  Ethiopian	
  government.	
  
	
  
● Ethiopia’s	
  “inexpensive,	
  yet	
  relatively	
  skilled	
  labor	
  force”	
  and	
  efforts	
  to	
  bring	
  in	
  Chinese	
  
investment	
  enable	
  Ethiopia	
  to	
  attract	
  substantial	
  investment	
  in	
  labor-­‐intensive	
  industries,	
  
according	
  to	
  the	
  World	
  Bank.45
	
  Ethiopia	
  supplies	
  labor	
  at	
  one-­‐quarter	
  that	
  of	
  China.	
  Ethiopian	
  
foreign	
  minister,	
  Tedros	
  Adhanom	
  Ghebreyesus,	
  stated,	
  “I	
  expect	
  even	
  more	
  foreign	
  direct	
  
investment	
  flow	
  from	
  China.	
  There	
  is	
  strong	
  interest	
  to	
  migrate	
  manufacturing	
  to	
  Ethiopia.”46
	
  
	
  
	
  
	
  
	
  
	
  
Ethiopian	
  leaders	
  favor	
  Chinese	
  diplomatic	
  partnerships	
  
because	
  of	
  continued	
  Sino-­‐Ethiopian	
  bilateral	
  agreements	
  
and	
  strong	
  personal	
  ties	
  among	
  elites.	
  Continual	
  Sino-­‐
Ethiopian	
  diplomatic	
  visits,	
  professional	
  development	
  of	
  
Ethiopian	
  elites	
  in	
  China,	
  and	
  personal	
  relationships	
  
illustrate	
  a	
  durable	
  diplomatic	
  alliance.	
  Public	
  Chinese	
  visits	
  
occurred	
  more	
  frequently	
  than	
  US	
  diplomatic	
  interactions,	
  
accompanied	
  by	
  bilateral	
  economic	
  agreements.	
  Ethiopian	
  
Ministry	
  of	
  Foreign	
  Affairs’	
  (MFA)	
  press	
  releases	
  and	
  rhetoric	
  
demonstrate	
  a	
  positive	
  view	
  of	
  Sino-­‐Ethiopian	
  relations	
  while	
  
remaining	
  ambivalent	
  towards	
  US-­‐Ethiopia	
  ties.	
  	
  
● “[T]wo	
  factors	
  that	
  contribute	
  largely	
  to	
  the	
  consolidation	
  of	
  the	
  bonds	
  between	
  Ethiopia	
  and	
  
China	
  are	
  the	
  frequent	
  exchange	
  of	
  visits	
  by	
  high-­‐level	
  officials	
  and	
  legislators;	
  and	
  secondly,	
  
the	
  successful	
  signing	
  of	
  agreements	
  on	
  a	
  number	
  of	
  significant	
  bilateral	
  issues,”	
  according	
  to	
  
the	
  Ethiopian	
  Ministry	
  of	
  Foreign	
  Affairs.47
	
  	
  
	
  
	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  
44
	
  Ethiopia	
  Energy	
  Situation.	
  Energypedia.info;	
  Ethiopia:	
  Sub-­‐Saharan	
  Africa	
  gets	
  its	
  first	
  metro,	
  The	
  Economist,	
  
September	
  22,	
  2015.	
  
45
Miria	
  Pigato	
  and	
  Wenxia	
  Tang,	
  China	
  and	
  Africa:	
  Expanding	
  Economic	
  Ties	
  in	
  an	
  Evolving	
  Global	
  Context,	
  World	
  
Bank,	
  March,	
  2015	
  
46
	
  Adrienne	
  Klasa,	
  “Ethiopia	
  Industry:	
  Still	
  Banking	
  on	
  China,”	
  Financial	
  Times,	
  January	
  7,	
  2016.	
  
47
	
  “Federal	
  Democratic	
  Republic	
  of	
  Ethiopia	
  Ministry	
  of	
  Foreign	
  Affairs	
  –	
  PRC,”	
  
http://www.mfa.gov.et/web/guest/asia-­‐countries.	
  	
  
POLITICAL	
  
“Ethiopia	
  and	
  the	
  US	
  have	
  
largely	
  maintained	
  more	
  or	
  less	
  
effective	
  cooperation	
  in	
  matters	
  
of	
  security	
  though	
  the	
  
relationship	
  hasn't	
  been	
  as	
  
close	
  as	
  some	
  critics	
  have	
  tried	
  
to	
  suggest.	
  Ethiopia	
  has	
  never	
  
been	
  a	
  US	
  ‘poodle’.”	
  	
  
	
  
-­‐Ethiopia,	
  Ministry	
  of	
  Foreign	
  Affairs	
  
  	
  	
   	
   	
  
	
  
	
   20	
  
● Ethiopian	
  President	
  Mulato	
  Teshome	
  attended	
  Peking	
  University	
  and	
  maintains	
  personal	
  ties	
  
with	
  Chinese	
  Premier	
  Li	
  Keqiang,	
  indicating	
  a	
  strong	
  political	
  and	
  cultural	
  understanding	
  of	
  
China.	
  Current	
  educational	
  programs	
  for	
  Ethiopian	
  leaders	
  in	
  China	
  exhibit	
  an	
  upward	
  trend.48
	
  
“The	
  Chinese	
  leadership	
  has	
  increasingly	
  followed	
  a	
  strategy	
  of	
  bringing	
  African	
  elites	
  to	
  China	
  
for	
  study	
  visits…	
  Chinese	
  embassy	
  in	
  Addis	
  Ababa	
  estimates	
  that	
  the	
  number	
  of	
  Ethiopian	
  
ministers	
  who	
  visit	
  China	
  annually	
  has	
  doubled	
  over	
  the	
  past	
  decade,”	
  according	
  to	
  Elsje	
  
Fourie,	
  Assistant	
  Professor	
  of	
  Globalization	
  and	
  Development	
  Studies	
  at	
  Maastricht	
  University.	
  
Approximately	
  60	
  percent	
  of	
  the	
  91	
  governmental	
  elites	
  interviewed	
  in	
  the	
  article	
  cited	
  visited	
  
China.49
	
  	
  
	
  
● Two	
  meetings	
  occurred	
  between	
  Ethiopian	
  and	
  Chinese	
  presidential	
  leaders	
  in	
  the	
  past	
  three	
  
years,	
  as	
  well	
  as	
  one	
  US	
  presidential	
  meeting.	
  Ethiopian	
  Prime	
  Minister	
  Meles	
  Zenawi	
  met	
  with	
  
Chinese	
  President	
  Hu	
  Jintao	
  in	
  2012.50	
  
Cabinet	
  level	
  visits	
  between	
  Ethiopian	
  and	
  Chinese	
  
leaders	
  are	
  conducted	
  twice	
  as	
  often	
  as	
  those	
  of	
  Ethiopian	
  and	
  US	
  visits,	
  with	
  the	
  Sino-­‐
Ethiopian	
  agendas	
  focused	
  on	
  improving	
  bilateral	
  relations.51	
  
By	
  comparison,	
  US	
  Department	
  
of	
  State	
  officials	
  attended	
  addresses	
  at	
  the	
  African	
  Union	
  headquartered	
  in	
  Addis	
  Ababa.52	
  
	
  
Ethiopian	
  leaders	
  view	
  US	
  strategy	
  as	
  short-­‐term	
  and	
  reactive,	
  whereas	
  China	
  is	
  valued	
  for	
  its	
  long-­‐
term,	
  development-­‐focused	
  assistance.	
  The	
  US	
  government	
  remains	
  the	
  largest	
  donor	
  to	
  Ethiopia	
  by	
  
providing	
  food	
  and	
  other	
  assistance	
  during	
  humanitarian	
  crises.	
  However,	
  Ethiopian	
  leadership	
  
believes	
  the	
  US	
  does	
  not	
  assist	
  with	
  long-­‐term	
  development	
  efforts.	
  In	
  contrast,	
  Ethiopian	
  leaders	
  see	
  
Chinese	
  humanitarian	
  efforts	
  as	
  more	
  beneficial	
  in	
  building	
  long-­‐term	
  capacity,	
  even	
  though	
  overall	
  
Chinese	
  monetary	
  contributions	
  are	
  lower	
  than	
  that	
  of	
  the	
  US.	
  Ethiopian	
  elites’	
  perspectives	
  on	
  US	
  
assistance	
  are	
  affected	
  by	
  a	
  perceived	
  lack	
  of	
  commitment	
  to	
  Ethiopian	
  economic	
  issues.	
  	
  
● Ethiopia	
  received	
  $532	
  million	
  in	
  total	
  US	
  aid	
  in	
  response	
  to	
  the	
  2015	
  drought,	
  including	
  60	
  
percent	
  in	
  nutrition.53
	
  Comparatively,	
  in	
  2015,	
  China	
  constructed	
  a	
  $13	
  million	
  hospital	
  near	
  
	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  
48
	
  China’s	
  Old	
  Friend:	
  Mulatu	
  Teshome,	
  President	
  of	
  Ethiopia,	
  China	
  Scholarship	
  Council,	
  December	
  24,	
  2014,	
  	
  
49
	
  Fourie,	
  New	
  Maps	
  for	
  Africa?	
  Contextualising	
  the	
  ‘Chinese	
  Model’	
  within	
  Ethiopian	
  and	
  Kenyan	
  Paradigms	
  of	
  
Development,	
  154.	
  	
  
50
	
  “U.S.	
  Senior	
  Officials	
  Visits	
  Addis	
  Ababa,	
  Ethiopia,”	
  Embassy	
  of	
  the	
  United	
  States,	
  
http://ethiopia.usembassy.gov/.	
  
51
	
  Ethiopian	
  Prime	
  Minster	
  Meles	
  Zenawi	
  met	
  with	
  Chinese	
  President	
  Hu	
  Jintao,	
  Xinhuanet,	
  August	
  12,	
  2011;	
  
China-­‐Ethiopia	
  relations:	
  an	
  excellent	
  model	
  for	
  South-­‐South	
  cooperation,	
  Ethiopian	
  Ministry	
  of	
  Foreign	
  Affairs,	
  
December	
  1,	
  2014;	
  Ethiopia:	
  Chinese	
  Vice-­‐Premier	
  Concludes	
  Her	
  Visit	
  to	
  Ethiopia,	
  Allafrica.com,	
  November	
  26,	
  
2011.	
  
52
	
  “U.S.	
  Senior	
  Officials	
  Visits	
  Addis	
  Ababa,	
  Ethiopia,”	
  Embassy	
  of	
  the	
  United	
  States,	
  
http://ethiopia.usembassy.gov/;	
  “Secretary	
  Clinton	
  to	
  Travel	
  to	
  U.A.E.,	
  Zambia,	
  Tanzania,	
  and	
  Ethiopia,”	
  
http://www.state.gov/r/pa/prs/ps/2011/05/164673.htm.	
  
53
	
  Food	
  Assistance	
  Fact	
  Sheet	
  –	
  Ethiopia,	
  USAID,	
  Food	
  Assistance	
  Fact	
  Sheet,	
  February	
  3,	
  2016.	
  
  	
  	
   	
   	
  
	
  
	
   21	
  
Addis	
  Ababa	
  and	
  sent	
  a	
  military	
  medical	
  team	
  to	
  provide	
  support	
  to	
  the	
  Ethiopian	
  National	
  
Defense	
  Forces.54
	
  	
  
	
  
● The	
  Ethiopian	
  Ministry	
  of	
  Foreign	
  Affairs’	
  official	
  policy	
  statement	
  towards	
  the	
  US	
  
acknowledges	
  Ethiopia’s	
  appreciation	
  of	
  humanitarian	
  assistance,	
  but	
  states	
  “the	
  US	
  has	
  
remained	
  aloof…	
  in	
  structural	
  projects	
  in	
  development	
  in	
  the	
  last	
  decades.”	
  The	
  Ethiopian	
  
MFA	
  further	
  stresses	
  the	
  integrality	
  of	
  long-­‐term	
  development	
  projects	
  and	
  infrastructure	
  to	
  
Ethiopia’s	
  future.55
	
  	
  
	
  
● The	
  Ethiopian	
  Ministry	
  of	
  Foreign	
  Affairs	
  official	
  policy	
  statement	
  for	
  the	
  PRC	
  commends	
  
China’s	
  aid	
  and	
  assistance	
  and	
  states	
  that	
  Chinese	
  doctors	
  serving	
  in	
  Ethiopian	
  hospitals	
  are	
  
“assisting	
  Ethiopia	
  achieve	
  the	
  Millennium	
  Development	
  Goals.”56
	
  
	
  
Key	
  Projections	
  
The	
  Chinese	
  economic	
  slowdown	
  will	
  not	
  markedly	
  affect	
  Ethiopia’s	
  economy,	
  diplomatic	
  relations,	
  or	
  
security	
  agreements	
  with	
  regards	
  to	
  the	
  complementary	
  nature	
  of	
  US	
  and	
  Chinese	
  involvement	
  in	
  
Ethiopia.	
  China	
  is	
  committed	
  to	
  Ethiopia	
  because	
  of	
  long-­‐term	
  infrastructure	
  programs	
  and	
  low-­‐cost	
  
labor.	
  Ethiopia	
  will	
  also	
  continue	
  to	
  rely	
  on	
  China	
  for	
  development	
  of	
  infrastructure	
  and	
  industry,	
  due	
  
in	
  part	
  to	
  Chinese	
  non-­‐conditional	
  monetary	
  support.	
  In	
  the	
  event	
  of	
  reduced	
  Chinese	
  investment,	
  
Ethiopian	
  leaders	
  will	
  continue	
  their	
  pragmatic	
  approach	
  to	
  foreign	
  relations	
  in	
  order	
  to	
  ensure	
  
economic	
  stability.	
  
	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  
54
	
  Shinn,	
  "Ethiopia	
  and	
  China:	
  When	
  Two	
  Former	
  Empires	
  Connected.”	
  	
  
55
	
  “Federal	
  Democratic	
  Republic	
  of	
  Ethiopia	
  Ministry	
  of	
  Foreign	
  Affairs	
  –	
  United	
  States	
  of	
  America,”	
  	
  
http://www.mfa.gov.et/web/guest/united-­‐state-­‐of-­‐america.	
  	
  
56
	
  “Federal	
  Democratic	
  Republic	
  of	
  Ethiopia	
  Ministry	
  of	
  Foreign	
  Affairs	
  -­‐	
  PRC”	
  
http://www.mfa.gov.et/web/guest/asia-­‐countries.	
  	
  
  	
  	
   	
   	
  
	
  
	
   22	
  
KENYA	
  
Primary	
  assessments	
  
	
  
Kenya	
  maintains	
  strong	
  economic	
  ties	
  with	
  
China.	
  Kenyan	
  elites	
  accept	
  non-­‐conditional	
  
Chinese	
  funding	
  to	
  subsidize	
  significant	
  
infrastructure	
  projects	
  to	
  boost	
  Kenya’s	
  
economic	
  power	
  and	
  regional	
  influence.	
  
However,	
  Kenya	
  engages	
  pragmatically	
  with	
  
both	
  China	
  and	
  the	
  US	
  to	
  achieve	
  goals	
  
outlined	
  in	
  Vision	
  2030,	
  a	
  domestic	
  strategy	
  
that	
  aims	
  to	
  transform	
  Kenya	
  into	
  a	
  middle-­‐
income	
  country	
  by	
  2030	
  via	
  infrastructure	
  
and	
  development	
  projects.57
	
  Kenya	
  also	
  uses	
  
both	
  US	
  and	
  Chinese	
  assistance	
  to	
  fund	
  
different	
  aspects	
  of	
  its	
  security	
  apparatus.	
  	
  
	
  
	
  
	
  
	
  
	
  
	
  
Kenyan	
  leaders	
  will	
  rely	
  primarily	
  on	
  China	
  as	
  an	
  arms	
  supplier,	
  whereas	
  leaders	
  will	
  increase	
  
coordination	
  with	
  the	
  US	
  to	
  bolster	
  its	
  counterterrorism	
  operations.	
  Kenya	
  accepted	
  substantial	
  
military	
  exports	
  from	
  China	
  in	
  2015,	
  including	
  arms,	
  armored	
  personnel	
  carriers	
  (APCs),	
  and	
  tanks	
  to	
  
bolster	
  internal	
  security	
  operations	
  and	
  combat	
  arms	
  smuggling.	
  While	
  the	
  Kenyan	
  government’s	
  
security	
  partnership	
  with	
  China	
  is	
  likely	
  to	
  increase,	
  Kenyan	
  leaders	
  will	
  continue	
  to	
  receive	
  substantial	
  
counterterrorism	
  assistance	
  from	
  the	
  United	
  States	
  in	
  the	
  form	
  of	
  aircraft	
  and	
  training	
  and	
  equipping	
  of	
  
Kenyan	
  Defense	
  Forces	
  (KDF).	
  Chinese	
  forces	
  cooperate	
  with	
  the	
  KDF	
  to	
  conduct	
  peacekeeping	
  
operations;	
  however,	
  they	
  do	
  not	
  coordinate	
  with	
  China	
  on	
  countering	
  terror.	
  Kenyan	
  leaders	
  will	
  
therefore	
  continue	
  to	
  rely	
  on	
  the	
  United	
  States	
  to	
  carry	
  out	
  counterterrorism	
  operations,	
  specifically	
  
against	
  al-­‐Shabaab.	
  	
  
	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  
57
	
  Government	
  of	
  Kenya,	
  “Kenya	
  Vision	
  2030,”	
  accessed	
  on	
  March	
  6,	
  2016,	
  http://www.vision2030.go.ke/.	
  	
  
SECURITY	
  
	
  
  	
  	
   	
   	
  
	
  
	
   23	
  
	
  
● Kenya’s	
  police	
  force	
  purchased	
  30	
  Norinco	
  VN	
  armored	
  vehicles	
  from	
  China	
  in	
  February	
  2016	
  
for	
  peacekeeping,	
  anti-­‐terror,	
  and	
  police	
  missions	
  conducted	
  by	
  Kenya’s	
  National	
  Police	
  Force,	
  
according	
  to	
  Defence	
  Web.	
  President	
  Uhuru	
  Kenyatta	
  stated	
  during	
  the	
  commission	
  ceremony	
  
on	
  February	
  1:	
  “Kenya’s	
  police	
  force	
  will	
  for	
  the	
  first	
  time	
  in	
  history	
  acquire	
  armored	
  personnel	
  
carriers	
  [APCS]	
  to	
  increase	
  their	
  mobility	
  and	
  protective	
  gear	
  when	
  deployed	
  in	
  volatile	
  areas.	
  
You	
  don’t	
  have	
  to	
  depend	
  on	
  the	
  military	
  or	
  other	
  security	
  agents	
  for	
  you	
  to	
  perform	
  your	
  
duties.”58
	
  
	
  
● Kenya	
  purchased	
  $77	
  million	
  in	
  arms	
  from	
  China	
  in	
  2015,	
  including	
  tanks,	
  Harbin	
  z-­‐9	
  light	
  
attack	
  helicopters,	
  and	
  spare	
  parts,	
  according	
  to	
  Business	
  Daily	
  Africa.59
	
  Kenyan	
  leaders	
  
purchase	
  military	
  materiel	
  from	
  China	
  rather	
  than	
  the	
  United	
  States	
  because	
  they	
  are	
  less	
  
expensive:	
  Chinese	
  APCs	
  cost	
  approximately	
  $700,000	
  compared	
  to	
  US-­‐produced	
  APCs,	
  which	
  
cost	
  approximately	
  $1.2	
  million,	
  according	
  to	
  the	
  Stockholm	
  International	
  Peace	
  Research	
  
Institute	
  (SIPRI).60
	
  Comparatively,	
  Kenya	
  has	
  decreased	
  arms	
  trade	
  with	
  the	
  US.	
  The	
  US	
  only	
  
exported	
  $1	
  million	
  in	
  arms	
  to	
  Kenya	
  from	
  2010-­‐2014,	
  according	
  to	
  SIPRI.61
	
  Kenyan	
  leaders	
  
therefore	
  use	
  China	
  as	
  a	
  primary	
  arms	
  source.	
  
	
  
● While	
  China	
  provides	
  more	
  arms	
  to	
  Kenya,	
  the	
  United	
  States	
  provides	
  more	
  overall	
  security	
  
assistance.	
  The	
  United	
  States	
  provided	
  $100	
  million	
  in	
  counterterrorism	
  assistance	
  to	
  Kenya	
  in	
  
2015—a	
  163	
  percent	
  increase	
  from	
  FY	
  2014—due	
  to	
  the	
  rising	
  level	
  of	
  terrorist	
  violence	
  in	
  the	
  
country,	
  according	
  to	
  Security	
  Assistance	
  Monitor.62
	
  $95	
  million	
  in	
  US	
  aid	
  aims	
  to	
  enhance	
  the	
  
KDF’s	
  participation	
  in	
  AMISOM’s	
  operations	
  against	
  al-­‐Shabaab,	
  according	
  to	
  Security	
  
Assistance	
  Monitor.63
	
  	
  They	
  enhance	
  efforts	
  to	
  create	
  a	
  “maneuver	
  and	
  border	
  force,	
  counter-­‐
	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  
58
“Kenya’s	
  Police	
  Receive	
  Norinco	
  VN4	
  Armoured	
  Vehicles,”	
  DefenceWeb,	
  February	
  10,	
  2016,	
  
http://www.defenceweb.co.za/index.php?option=com_content&view=article&id=42285%3Akenyas-­‐police-­‐
receive-­‐norinco-­‐vn4-­‐armoured-­‐vehicles&catid=50%3ALand&Itemid=105;	
  Neville	
  Otuki,	
  “Kenya	
  Boosts	
  China	
  Ties	
  
with	
  Sh	
  7.9bn	
  Arms	
  Purchase	
  Deal,”	
  Business	
  Daily,	
  February	
  15,	
  2016,	
  
http://www.businessdailyafrica.com/Kenya-­‐boosts-­‐China-­‐ties-­‐with-­‐Sh7-­‐9bn-­‐arms-­‐purchase-­‐deal/-­‐
/539546/3076738/-­‐/pisutkz/-­‐/index.html.	
  
59
	
  “China-­‐	
  Africa	
  News:	
  Kenya’s	
  Arms,	
  Nigeria’s	
  Collapsed	
  Security	
  Deal,	
  Zimbabwe’s	
  Elephants,”	
  China-­‐Africa	
  
Reporting	
  Project,	
  February	
  22,	
  2106,	
  http://china-­‐africa-­‐reporting.co.za/2016/02/china-­‐africa-­‐news-­‐kenya-­‐
arms-­‐nigerias-­‐collapsed-­‐security-­‐deal-­‐zimbabwes-­‐elephants/#sthash.uo7AejjZ.dpuf.	
  	
  
60
	
  Otuki	
  “Kenya	
  Purchases	
  sh2.6bn	
  Weapons	
  from	
  East	
  Europe.”	
  
61
	
  Ibid.	
  	
  
62
	
  “U.S.	
  Counterterrorism	
  Aid	
  to	
  Kenya,”	
  Security	
  Assistance	
  Monitor,	
  July	
  21,	
  2015,	
  
http://www.securityassistance.org/fact_sheet/us-­‐counterterrorism-­‐aid-­‐kenya.	
  	
  
63
	
  Ibid.	
  	
  
  	
  	
   	
   	
  
	
  
	
   24	
  
IEF,	
  intelligence,	
  and	
  logistics”	
  as	
  well	
  as	
  aircraft	
  to	
  enhance	
  troop	
  mobility	
  to	
  help	
  soldiers	
  
target	
  al-­‐Shabaab	
  operatives.64
	
  	
  
	
  
Kenya’s	
  increased	
  military	
  trade	
  with	
  China	
  bolsters	
  Kenya’s	
  overall	
  security,	
  thereby	
  
complementing	
  US	
  counterterrorism	
  aims.	
  Kenyan	
  leaders’	
  increased	
  military	
  trade	
  with	
  China	
  
enhances	
  internal	
  security,	
  as	
  Chinese	
  military	
  hardware	
  strengthens	
  Kenya’s	
  internal	
  policing	
  and	
  
peacekeeping	
  operations.	
  China	
  and	
  the	
  US	
  therefore	
  operate	
  in	
  complementary	
  spheres.	
  	
  
	
  
● Kenya	
  will	
  increase	
  military	
  imports	
  from	
  China	
  to	
  gain	
  regional	
  military	
  superiority	
  and	
  aid	
  the	
  
KDF	
  and	
  AMISOM’s	
  fight	
  against	
  al-­‐Shabaab,	
  according	
  to	
  Samuel	
  Perlo-­‐Freeman,	
  SIPRI	
  
military	
  expenditure	
  program	
  director.65
	
  	
  	
  
	
  
● The	
  KDF	
  provides	
  construction	
  assistance,	
  medical	
  care,	
  and	
  enhanced	
  security	
  to	
  Chinese	
  
peacekeepers	
  aiding	
  the	
  UN	
  Peacekeeping	
  Mission	
  in	
  South	
  Sudan,	
  according	
  to	
  African	
  
Defense.66
	
  Kenya	
  continues	
  its	
  strong	
  military-­‐to-­‐military	
  relationship	
  with	
  Chinese	
  
peacekeeping	
  forces	
  to	
  degrade	
  al-­‐Shabaab	
  and	
  enhance	
  stability	
  in	
  South	
  Sudan.	
  	
  
	
  
● “China	
  and	
  Kenya	
  have	
  a	
  long-­‐standing	
  friendship.	
  I	
  hope	
  peacekeepers	
  of	
  the	
  two	
  countries	
  
will	
  carry	
  on	
  the	
  friendship	
  and	
  work	
  more	
  closely	
  to	
  make	
  greater	
  contributions	
  to	
  peace	
  in	
  
South	
  Sudan,”	
  KDF	
  Lt.	
  Gen.	
  Leonard	
  Muriuki	
  Ngondi	
  said	
  during	
  a	
  trip	
  to	
  Chinese	
  peacekeeping	
  
forces	
  in	
  November	
  2015.67
	
  While	
  China	
  will	
  likely	
  increase	
  peacekeeping	
  forces	
  in	
  the	
  
region—mostly	
  to	
  protect	
  the	
  flow	
  of	
  oil	
  from	
  South	
  Sudan—China	
  bolsters	
  KDF	
  operations	
  via	
  
arms	
  and	
  APC	
  exports,	
  not	
  aid	
  and	
  training.	
  	
  
	
  
	
  
	
  
	
  
Kenyan	
  leadership	
  seeks	
  to	
  judiciously	
  foster	
  relations	
  with	
  both	
  the	
  US	
  and	
  China	
  through	
  foreign	
  
aid,	
  FDI,	
  and	
  infrastructure	
  loans	
  in	
  support	
  of	
  Vision	
  2030.	
  Vision	
  2030’s	
  highest	
  priority	
  project,	
  the	
  
LAPSSET	
  corridor,	
  will	
  require	
  financial	
  support	
  from	
  multiple	
  international	
  partners.	
  Kenya’s	
  economic	
  
	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  
64
	
  Ibid.	
  	
  
65
	
  “China-­‐Funded	
  Railway	
  in	
  Kenya	
  Accelerates	
  Military	
  Ties,”	
  Foreign	
  Military	
  Studies	
  Office,	
  November	
  28,	
  2013,	
  
http://fmso.leavenworth.army.mil/OEWatch/201401/Africa_07.html	
  
66
	
  “Kenyan	
  Army	
  Commander	
  Visits	
  Chinese	
  Peacekeepers	
  in	
  South	
  Sudan,”	
  African	
  Defense,	
  November	
  20,	
  2015,	
  
http://www.african-­‐defense.com/defense-­‐news/kenyan-­‐army-­‐commander-­‐visits-­‐chinese-­‐peacekeepers-­‐in-­‐
south-­‐sudan/.	
  	
  
67
	
  Ibid.	
  	
  
ECONOMIC	
  
  	
  	
   	
   	
  
	
  
	
   25	
  
relationship	
  with	
  China	
  and	
  the	
  US	
  is	
  a	
  rare	
  instance	
  in	
  which	
  both	
  the	
  US	
  and	
  China	
  work	
  in	
  similar	
  
spheres	
  to	
  develop	
  Kenya’s	
  infrastructure.	
  
	
  
● The	
  $26	
  billion	
  LAPSSET	
  corridor	
  is	
  Vision	
  2030’s	
  
highest	
  priority	
  infrastructure	
  project	
  and	
  
enjoys	
  broad	
  political	
  support	
  among	
  Kenyan	
  
elites.68	
  
The	
  LAPSSET	
  corridor	
  will	
  require	
  
financial	
  support	
  from	
  multiple	
  international	
  
partners.	
  President	
  Kenyatta	
  affirmed	
  the	
  
pragmatic	
  nature	
  of	
  Vision	
  2030	
  during	
  
President	
  Obama’s	
  2015	
  visit	
  to	
  Nairobi,	
  stating	
  
that	
  Kenya	
  could	
  “not	
  afford	
  the	
  luxury	
  of	
  
aligning	
  itself	
  with	
  either	
  the	
  East	
  or	
  West.”69
	
  	
  
	
  
● Currently,	
  the	
  China	
  Road	
  and	
  Bridge	
  
Corporation	
  is	
  poised	
  to	
  build	
  the	
  first	
  three	
  	
  
berths	
  of	
  the	
  Lamu	
  port	
  at	
  a	
  cost	
  of	
  
approximately	
  $500	
  million.70
	
  	
  US	
  companies	
  
are	
  involved	
  in	
  talks	
  to	
  construct	
  oil	
  pipelines	
  	
  
from	
  the	
  Kenyan	
  interior	
  to	
  the	
  Lamu	
  port,	
  as	
  	
  
well	
  as	
  six	
  new	
  berths	
  at	
  the	
  Lamu	
  port.71
	
  	
  	
  
	
  
● According	
  to	
  a	
  2015	
  memorandum	
  of	
  understanding	
  between	
  the	
  Kenyan	
  and	
  US	
  
governments,	
  Kenyan	
  leadership	
  views	
  Vision	
  2030	
  as	
  a	
  strategic	
  priority:72	
  
“In	
  particular,	
  
	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  
68
	
  David	
  M	
  Doya,	
  “Kenya,	
  US	
  Companies	
  in	
  Talks	
  on	
  Multi	
  Billion	
  Dollar	
  Port	
  Deal,”	
  Bloomberg	
  News,	
  July,	
  26,	
  
2015,	
  accessed	
  March	
  2016,	
  http://www.bloomberg.com/news/articles/2015-­‐07-­‐26/kenya-­‐u-­‐s-­‐companies-­‐in-­‐
talks-­‐on-­‐multibillion-­‐dollar-­‐port-­‐deal;	
  Adrian	
  J	
  Browne,	
  “LAPSSET:	
  The	
  History	
  and	
  Politics	
  of	
  an	
  Eastern	
  Africa	
  
Megaproject,”	
  The	
  Rift	
  Valley	
  Institute,	
  2015.	
  
69
	
  Otiato	
  Guguyu,	
  “Kenya	
  Risks	
  Souring	
  Ties	
  with	
  Partners	
  Over	
  Projects,”	
  Sunday	
  Nation,	
  August	
  30,	
  2015,	
  
http://www.ipsos.co.ke/NEWBASE_EXPORTS/Prosperity/150830_Sunday%20Nation_34_a0495.pdf.	
  	
  
70
	
  Apurya	
  Sanghi	
  and	
  Dylan	
  Johnson,	
  “Deal	
  or	
  No	
  Deal:	
  Strictly	
  Business	
  for	
  China	
  in	
  Kenya?”	
  World	
  	
  BankGroup	
  
Working	
  Paper,	
  March	
  2016,	
  http://www-­‐
wds.worldbank.org/external/default/WDSContentServer/WDSP/IB/2016/03/23/090224b08422cf5b/2_0/Render
ed/PDF/Deal0or0no0dea0for0China0in0Kenya00.pdf.	
  
71
	
  Doya,	
  “Kenya,	
  US	
  Companies	
  in	
  Talks	
  on	
  Multi	
  Billion	
  Dollar	
  Port	
  Deal.”	
  	
  
72
	
  “Memorandum	
  of	
  understanding	
  between	
  the	
  Government	
  of	
  the	
  United	
  States	
  of	
  America	
  and	
  the	
  
Government	
  of	
  Kenya-­‐Concerning	
  the	
  Development	
  and	
  Implementation	
  of	
  Strategic	
  Priority	
  Infrastructure	
  
Projects	
  in	
  Kenya,”	
  US	
  Government	
  Trade	
  Database,	
  2015,	
  http://trade.gov/dbia/signed-­‐usg-­‐gok-­‐infrastructure-­‐
mou-­‐usg-­‐07242015.pdf.	
  	
  
Source:	
  The	
  Africa	
  Report	
  
Map	
  1:	
  LAPSETT	
  Corridor	
  
  	
  	
   	
   	
  
	
  
	
   26	
  
[Kenya]	
  seeks	
  to	
  promote	
  US	
  commercial	
  participation	
  and	
  investment	
  in	
  Kenya’s	
  
infrastructure	
  sector,	
  including	
  strategic	
  infrastructure	
  priority	
  projects	
  (re:	
  LAPSSET).”	
  
	
  
The	
  Kenyan	
  government	
  will	
  maintain	
  close	
  ties	
  with	
  China	
  despite	
  the	
  current	
  Chinese	
  economic	
  
downturn.	
  	
  Kenyan	
  elites	
  seek	
  to	
  emulate	
  China’s	
  domestic	
  infrastructure	
  boom	
  and	
  use	
  China’s	
  
expertise	
  in	
  completing	
  low-­‐cost	
  and	
  efficient	
  large-­‐scale	
  projects.	
  Large-­‐scale	
  infrastructure	
  
development	
  remains	
  the	
  single	
  biggest	
  priority	
  of	
  Vision	
  2030	
  and	
  the	
  backbone	
  of	
  Kenya’s	
  Second	
  
Medium	
  Term	
  Plan	
  (2013-­‐2017).	
  	
  
	
  
● As	
  of	
  2015,	
  there	
  are	
  approximately	
  80	
  ongoing	
  Chinese	
  development	
  and	
  infrastructure	
  
projects	
  in	
  Kenya	
  worth	
  about	
  $3.5	
  billion.73
	
  China’s	
  low	
  cost	
  infrastructure	
  providers	
  will	
  seek	
  
to	
  market	
  their	
  services	
  in	
  Africa	
  due	
  to	
  the	
  slowdown	
  of	
  the	
  Chinese	
  economy.	
  Therefore,	
  
Chinese	
  infrastructure	
  projects	
  in	
  Kenya	
  will	
  likely	
  continue,	
  according	
  to	
  the	
  World	
  Bank.74
	
  
	
  
● The	
  Chinese	
  slowdown	
  and	
  rebalancing	
  has	
  the	
  potential	
  to	
  actually	
  strengthen	
  Kenya’s	
  
economy	
  through	
  an	
  increase	
  in	
  exports,	
  according	
  to	
  a	
  March	
  2016	
  World	
  Bank	
  assessment	
  
of	
  Kenya’s	
  economic	
  future	
  with	
  China.	
  The	
  report	
  states	
  that	
  “exports	
  to	
  China,	
  especially	
  of	
  
services,	
  may	
  increase	
  once	
  China	
  transitions	
  to	
  a	
  consumption	
  driven	
  economy	
  closer	
  to	
  
2030.”75
	
  
	
  
● The	
  Chinese	
  “grand	
  strategy”	
  and	
  the	
  Kenyan	
  domestic	
  agenda	
  are	
  linked.	
  According	
  to	
  
Shannon	
  Tiezzi,	
  managing	
  editor	
  of	
  The	
  Diplomat	
  and	
  expert	
  on	
  China/Africa	
  relations,	
  
infrastructure	
  projects	
  such	
  as	
  LAPSSET	
  and	
  SGR	
  are	
  key	
  components	
  of	
  China’s	
  One	
  Belt,	
  One	
  
Road	
  (OBOR)	
  initiative	
  in	
  addition	
  to	
  Kenya’s	
  Vision	
  2030.76
	
  
	
  
Evidence	
  suggests	
  that	
  Kenyan	
  elites	
  view	
  Western	
  aid	
  and	
  traditional	
  avenues	
  of	
  financial	
  loans	
  as	
  
ineffective.	
  Kenya’s	
  governing	
  elites	
  seek	
  out	
  Chinese	
  aid	
  because	
  they	
  view	
  western	
  aid	
  as	
  having	
  too	
  
many	
  stipulations.	
  China	
  applies	
  its	
  non-­‐interference	
  policy	
  to	
  loan-­‐seeking	
  states.	
  Kenya	
  benefits	
  from	
  
this	
  because	
  it	
  does	
  not	
  have	
  to	
  alter	
  its	
  governing	
  policies	
  to	
  accept	
  loans	
  for	
  development.	
  	
  	
  
	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  
73
	
  “President	
  Kenyatta:	
  Sustained	
  Strategic	
  Ties	
  with	
  China	
  Will	
  Boost	
  Development	
  in	
  Africa,”	
  Government	
  of	
  
Kenya,	
  accessed	
  March	
  5,	
  2016,	
  http://www.president.go.ke/2015/12/05/president-­‐kenyatta-­‐sustained-­‐
strategic-­‐ties-­‐with-­‐china-­‐will-­‐boost-­‐development-­‐in-­‐africa/.	
  	
  
74
	
  Apurva	
  and	
  Johnson,	
  “Deal	
  or	
  No	
  Deal:	
  Strictly	
  Business	
  for	
  China	
  in	
  Kenya?”	
  
75
	
  Ibid.	
  
76
	
  Shannon	
  Tiezzi,	
  “Africa’s	
  role	
  in	
  China’s	
  One	
  Belt,	
  One	
  Road	
  global	
  trade	
  strategy,”	
  The	
  China	
  in	
  Africa	
  Podcast	
  
(2015),	
  The	
  China	
  Africa	
  Project,	
  March	
  8,	
  2016.	
  
http://www.chinaafricaproject.com/podcast-­‐china-­‐obor-­‐belt-­‐road-­‐shannon-­‐tiezzi-­‐africa-­‐trade/	
  	
  
  	
  	
   	
   	
  
	
  
	
   27	
  
● “In	
  my	
  view,	
  the	
  prescriptions	
  by	
  the	
  World	
  Bank	
  do	
  not	
  help	
  developing	
  countries	
  to	
  grow.	
  It's	
  
like	
  they	
  look	
  at	
  you	
  as	
  if	
  you	
  are	
  a	
  small	
  baby	
  –	
  ‘do	
  this,	
  do	
  that’.	
  Sometimes	
  they	
  are	
  very	
  
wrong.	
  And	
  that's	
  why	
  I	
  prefer	
  private	
  capital	
  to	
  borrowing	
  from	
  the	
  World	
  Bank,”	
  according	
  to	
  
Samuel	
  Poghisio,	
  the	
  former	
  Minister	
  of	
  Information.77
	
  
	
  
	
  
	
  
	
  
Kenyan	
  leaders	
  even-­‐handedly	
  engage	
  with	
  the	
  US	
  and	
  China	
  in	
  political	
  and	
  economic	
  sectors	
  
despite	
  recent	
  anti-­‐West	
  campaigns.	
  Former	
  President	
  Mwai	
  Kibaki’s	
  rhetoric	
  was	
  frequently	
  anti-­‐
West	
  in	
  recent	
  years,	
  and	
  elites	
  looked	
  to	
  China	
  for	
  economic	
  assistance	
  instead	
  of	
  the	
  US.	
  However,	
  
President	
  Uhuru	
  Kenyatta	
  is	
  beginning	
  to	
  rebuild	
  diplomatic	
  ties	
  with	
  the	
  US	
  in	
  order	
  to	
  realize	
  Kenya’s	
  
economic	
  goals.	
  	
  
	
  
● President	
  Mwai	
  Kibaki’s	
  “Look	
  East”	
  policy	
  
encouraged	
  stronger	
  relationships	
  with	
  Asia,	
  the	
  
Middle	
  East,	
  BRIC	
  countries,	
  and	
  Eastern	
  Europe	
  
due	
  to	
  their	
  adherence	
  to	
  non-­‐interference	
  
policies,	
  according	
  to	
  The	
  East	
  African.78
	
  	
  
	
  
● President	
  Kenyatta	
  used	
  his	
  indictment	
  by	
  the	
  International	
  Criminal	
  Court	
  (ICC)	
  to	
  win	
  the	
  
2013	
  elections	
  by	
  propagating	
  anti-­‐West	
  rhetoric.	
  He	
  led	
  an	
  anti-­‐US	
  campaign	
  to	
  	
  appeal	
  to	
  
anti-­‐colonialist	
  and	
  populist	
  elements	
  in	
  Kenya.	
  He	
  portrayed	
  the	
  US	
  and	
  Europe’s	
  policy	
  of	
  
limited	
  “essential	
  business”	
  contact	
  as	
  the	
  meddling	
  of	
  western	
  powers	
  in	
  Kenyan	
  elections,	
  
according	
  to	
  The	
  New	
  York	
  Times.79
	
  	
  
	
  
● The	
  al-­‐Shabaab	
  attack	
  at	
  Garissa	
  University	
  in	
  April	
  2015	
  and	
  President	
  Obama’s	
  visit	
  to	
  Kenya	
  
in	
  July	
  2015	
  signaled	
  an	
  expanding	
  relationship	
  between	
  the	
  US	
  and	
  Kenya	
  in	
  
	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  
77
	
  Fourie,	
  “New	
  Maps	
  for	
  Africa?	
  Contextualizaing	
  the	
  ‘Chinese	
  Model’	
  within	
  Ethiopian	
  and	
  Kenyan	
  Paradigms	
  of	
  
Development.	
  
78
	
  “Kenya	
  reaps	
  handsome	
  rewards	
  from	
  its	
  robust	
  ‘Look	
  East’	
  policy,”	
  The	
  East	
  Africa,	
  accessed	
  March	
  10,	
  2016,	
  
http://www.theeastafrican.co.ke/news/-­‐/2558/914708/-­‐/view/printVersion/-­‐/pq3m5q/-­‐/index.html.	
  
79
	
  Michela	
  Wrong,	
  “Indictee	
  for	
  President!”	
  The	
  New	
  York	
  Times,	
  March	
  11,	
  2013,	
  accessed	
  March	
  10,	
  2016,	
  
http://latitude.blogs.nytimes.com/2013/03/11/being-­‐prosecuted-­‐by-­‐the-­‐i-­‐c-­‐c-­‐helped-­‐uhuru-­‐kenyattas-­‐chances-­‐
in-­‐kenyas-­‐election/?_r=0.	
  
POLITICAL	
  
"Kenya	
  cannot	
  afford	
  the	
  
luxury	
  of	
  aligning	
  itself	
  with	
  
either	
  East	
  or	
  West."	
  
-­‐President	
  Uhuru	
  Kenyatta,	
  2015	
  
African Leaders Views of US and China
African Leaders Views of US and China
African Leaders Views of US and China
African Leaders Views of US and China
African Leaders Views of US and China
African Leaders Views of US and China
African Leaders Views of US and China
African Leaders Views of US and China
African Leaders Views of US and China
African Leaders Views of US and China
African Leaders Views of US and China
African Leaders Views of US and China
African Leaders Views of US and China
African Leaders Views of US and China
African Leaders Views of US and China
African Leaders Views of US and China
African Leaders Views of US and China
African Leaders Views of US and China
African Leaders Views of US and China
African Leaders Views of US and China
African Leaders Views of US and China
African Leaders Views of US and China

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African Leaders Views of US and China

  • 1.   How  African  Leaders  View  US  and   PRC  Engagements  on  the  Continent   Kathleen  Brindley,  Jason  Bryant,  Christopher  Carolin,  Mindy  Duong,     Zach  Fedor,  Tyler  Garner,  Jessica  Herring,  Yasmine  Kulesza,  Will  McHenry,   Joseph  Quinn,  Jared  Sarkis,  John  Storey,  Kyle  Verhoeve   American  University,  Spring  2016  
  • 2.               1   TABLE  OF  CONTENTS   EXECUTIVE  SUMMARY   ______________________________________________________________  3   INTRODUCTION  ____________________________________________________________________  4   METHODOLOGY  ____________________________________________________________________  4   CAMEROON            Primary  Assessments   _____________________________________________________________  5            Security  ________________________________________________________________________  5            Economic  _______________________________________________________________________  7            Political   ________________________________________________________________________  8            Key  Projections  __________________________________________________________________  9   DJIBOUTI            Primary  Assessments   ____________________________________________________________  10            Security  _______________________________________________________________________  10            Economic  ______________________________________________________________________  12            Political   _______________________________________________________________________  14            Key  Projections  _________________________________________________________________  15   ETHIOPIA            Primary  Assessments   ____________________________________________________________  16            Security  _______________________________________________________________________  16            Economic  ______________________________________________________________________  17            Political   _______________________________________________________________________  19            Key  Projections  _________________________________________________________________  21   KENYA            Primary  Assessments   ____________________________________________________________  22            Security  _______________________________________________________________________  22            Economic  ______________________________________________________________________  24            Political   _______________________________________________________________________  27            Key  Projections  _________________________________________________________________  30   SOUTH  AFRICA            Primary  Assessments   ____________________________________________________________  31            Security  _______________________________________________________________________  31            Economic  ______________________________________________________________________  33            Political   _______________________________________________________________________  35            Key  Projections  _________________________________________________________________  38      
  • 3.               2   MOST  LIKELY  OUTCOME  ____________________________________________________________  39   LOW  PROBABILITY/HIGH  IMPACT  _____________________________________________________  39   CONCLUSION  _____________________________________________________________________  41     BIBLIOGRAPHY   ___________________________________________________________________  42        
  • 4.               3   EXECUTIVE  SUMMARY     China  and  the  United  States  are  not  in  direct   competition  with  each  other  in  the  investment,   trade,  foreign  aid,  or  military  spheres  in   Cameroon,  Djibouti,  Ethiopia,  Kenya,  and  South   Africa.  Rather,  these  African  states  are  benefiting   from  the  two  powers  in  separate  economic   development  and  security  spheres.  Leaders  in  these   states  currently  use  their  relationship  with  China  for   infrastructure  development,  economic  growth,  and  arms  imports  while   looking  to  the  US  for  short-­‐term  development  projects  and   counterterrorism  assistance.  Current  trends  indicate  this  relationship  will   not  change  in  the  next  five  to  10  years.       ● Politically,  African  state  leaders  are  opportunistic  regarding   diplomatic  relationships  as  long  as  they  are  able  to  maintain  their     hold  on  power.       ● Economically,  these  African  states  are  closely  tied  to  China  because  of  China’s  minimal   conditions  for  aid  and  extensive  investments  in  African  state  infrastructure  projects.  This   relationship  will  continue  despite  the  slowdown  in  China’s  economic  growth.  By  comparison,   the  US  provides  emergency  aid  but  does  not  engage  in  long-­‐term  infrastructure  development   projects.       ● Current  trends  indicate  that  China  will  likely  maintain  or  increase  its  military  weapons  sales   and  training  to  African  militaries.  The  US  military  complements  this  security  effort  by  playing  a   supporting  role  to  African  state  security,  especially  to  support  counterterrorism  operations   against  Boko  Haram  and  al-­‐Shabaab.  In  contrast,  China  has  a  small  military  presence  on  the   continent  outside  of  peacekeeping.    
  • 5.               4   INTRODUCTION   This  paper  will  focus  on  African  leaders’  perspectives  regarding  US  and  Chinese  influence,  and  how   leaders  use  the  US  and  China  in  the  functional  domains  of  security,  economics,  and  politics  to  benefit   their  respective  states.  This  is  an  alternative  approach  to  focusing  on  Chinese  motives,  perspectives,   and  actions  on  the  African  continent  and  how  they  impact  US  foreign  policy  toward  China.       Our  analysis  focuses  on  the  following  countries:  Cameroon,  Djibouti,  Ethiopia,  Kenya,  and  South  Africa.   Contrary  to  the  discourse  surrounding  US  and  Chinese  influence  in  Africa,  US  and  Chinese  weapons   sales,  military  cooperation,  investment,  trade,  and  foreign  aid  activities  exist  in  predominantly   complementary,  rather  than  directly  competitive,  spheres.  This  is  important  to  African  leaders  because   they  use  investment,  aid,  and  military  assistance  from  both  powers  to  modernize  and  develop  their   respective  states.         METHODOLOGY   We  focused  our  research  on  Cameroon,  Djibouti,  Ethiopia,  Kenya  and  South  Africa  because  these   countries  have  observable  interactions  with  the  US  and  China  in  the  military,  economic,  and  political   sectors.  Arms  transfers,  military-­‐to-­‐military  cooperation,  significant  infrastructure  investment,  and   diplomatic  visits  are  observable  interactions.  We  then  developed  two  hypotheses:  1)  African  leaders   are  pitting  the  US  and  China  against  each  other  to  compete  for  influence  on  the  continent,  or  2)   African  state  leaders  are  using  the  US  and  China  to  fill  gaps  in  different  sectors;  therefore,  the  US  and   China  operate  in  a  complementary  fashion.     Our  research  included  open  source  and  academic  research  as  well  as  interviews  with  experts.  We   sought  direct  quotes  from  African  state  elites  regarding  their  relationship  with  the  US  and  China  in  the   three  functional  sectors.       Since  the  information  acquired  did  not  support  our  first  hypothesis,  we  chose  to  focus  on  our  second   hypothesis.  Our  research  suggests  that  the  five  selected  African  states  are  using  their  relationship  with   the  US  and  China  to  make  gains  in  the  security  and  economic  sectors.    
  • 6.               5   CAMEROON   Primary  assessments     Cameroonian  elites  place  a  strong  emphasis   on  security  due  to  the  rise  of  Boko  Haram,   causing  elites  to  turn  to  China  for  weapons   transfers  to  augment  counterterrorism   capabilities  and  modernize  its  military  at  a   lower  cost.     Due  to  the  small  US  economic  presence,   Cameroon  will  continue  to  rely  upon  Chinese   economic  assistance  to  develop  long-­‐term   infrastructure  projects.           Source:  CIA  World  Factbook       President  Paul  Biya  will  look  to  China  for  additional  military  assistance  to  supply  weapons  with   greater  operational  value  to  Cameroon’s  army  and  its  counterterrorism  campaign.  This  will  allow  the   Cameroonian  Army  to  transition  from  US  military-­‐supplied  weaponry  to  low-­‐cost  Chinese  alternatives   in  order  to  modernize,  fill  capability  gaps,  and  take  on  a  larger  regional  role  in  counterterrorism   operations.   ● According  to  the  Stockholm  International  Peace  Research  Institute,  Chinese  arms  exports  to   Cameroon  increased  from  $25  million  to  $75  million  between  2012  and  2015,  while  US   transfers  declined  from  $10  million  to  $2  million.1  Additionally,  Cameroon  purchased  a  total  of                                                                                                                                           1  “Arms  exports  to  Cameroon,  2000-­‐2015,”  Stockholm  International  Peace  Research  Institute,  Arms  Transfers   Database.  Accessed  22  March  2016.     SECURITY    
  • 7.               6   29  major  conventional  weapons  systems  compared  to  four  from  the  US  between  2000  and   2015.2                            Graph  1:  China  Military  Equipment  Imports,  United  States  and  China                              Source:  SIPRI  Arms  Transfers  Database   ● The  Cameroonian  Air  Force’s  aging  aircraft  has  hampered  its  combat  capability,  according  to   Jane’s  Sentinel  Security  Assessment.3 Although  Cameroon  has  previously  purchased  US  aircraft   to  modernize  its  aircraft,  Cameroon  is  purchasing  more  Chinese  aircraft  to  fit  the  military’s   operational  needs.  In  2012,  the  Cameroonian  Air  Force  accepted  an  MA60  twin  turboprop   aircraft  from  China  funded  primarily  by  Chinese  grant  aid.4  This  purchase  supplements  the  US   CN235,  which  was  considered  the  lowest  cost  solution  until  the  MA60.    Like  the  CN235,  the   MA60  has  short  takeoff  and  landing  (STOL)  capability,  does  not  require  a  high  standard  of   runway  conditions  to  operate,  and  has  additional  carry  capacity.         ● Cameroon  purchased  the  Chinese  Type  054A  and  Type  053H  guided  missile  frigates  in  2014  to   modernize  its  navy  and  better  conduct  anti-­‐piracy  and  counterterrorism  missions  in  the  Gulf  of   Guinea.5                                                                                                                                           2  Ibid.   3  “Military  (Cameroon)-­‐Sentinel  Security  Assessment,”  IHS  Jane’s,  November  2012,   http://www.janes.com/extracts/extract/cafrsu/cames060.html     4  “Cameroon  receives  MA60,”  Defence  Web,  November  30,  2012,   http://www.defenceweb.co.za/index.php?option=com_content&view=article&id=28718%3Acameroon-­‐receives-­‐ ma60&catid=35%3AAerospace&Itemid=107.     5  “Poly  Technologies  of  China  Building  76mm  Gun-­‐Armed  Large  Patrol  Craft  for  Cameroon  Navy,”  The  Cameroon   Journal,  May  3,  2014,  http://www.journalducameroun.com/article.php?aid=17181.     China, 74 US, 00 10 20 30 40 50 60 70 80 2010 2013 2014 Million USD
  • 8.               7       President  Biya  will  continue  to  exploit  Chinese  infrastructure  development  projects  to  make   Cameroon  the  economic  hub  of  the  Gulf  of  Guinea.  Cameroon’s  geographic  location  allows  it  to   capitalize  financially  on  the  shipping  industry’s  need  for  ports  capable  of  accommodating  large   container  ships  and  a  larger  volume  of  shipping  traffic.  Additionally,  Cameroon’s  demand  for  electricity   is  met  through  Chinese-­‐constructed  hydroelectric  dams,  allowing  businesses  to  operate  with  fewer   power  outages.     ● China  provided  85  percent  of  the  $1     billion  in  funding  for  the  Kribi  deep-­‐water   port,  with  an  expected  capacity  of  100  million   tons  in  shipping  per  year.  This  will  be  a  major   source  of  revenue  generation  once  fully   operational.6     ● China  appropriated  $716  million  for  the   construction  of  the  Memve’ele  hydroelectric     dam.  Cameroon  is  now  able  to  power  its       businesses  and  industries,  further  increasing     Cameroon’s  economic  output.7       ● In  April  2014,  the  Biya  government  introduced  legislation  calling  for  “the  ratification  of  the   convention  on  promotion  and  reciprocal  protection  of  investments  between  China  and   Cameroon.”8  The  proposed  legislation  demonstrates  the  importance  of  Chinese  investment   and  infrastructure  projects  to  help  Cameroon  become  a  newly  industrialized  country  by  the   year  2035.9   The  Cameroonian  government  has  not  introduced  similar  legislation  to  foster  and   protect  its  economic  relationship  with  the  US.                                                                                                                                           6  “What’s  it  like  to  have  China  build  you  a  port?  Ask  Cameroon,”  Port  News,  February  28,  2015,   http://en.portnews.ru/digest/15330/.     7  Richard  Kwang  Kometa,  “Cameroon:  Memve’ele  Hydroelectric  Dam  -­‐  Life  Changing  Project,”  allAFrica,  June  18,   2012,  http://allafrica.com/stories/201206191140.html.     8  “Cameroon  introduces  Chinese  investment  bill,”  Star  Africa,  April  2  2014,   http://en.starafrica.com/news/cameroon-­‐introduces-­‐chinese-­‐investment-­‐bill.html.     9  Cameroon  Ministry  of  Economy,  Planning  and  Regional  Development,  “Cameroon  Vision  2035,”  Cameroon   Embassy,    June  2009,   http://www.cameroonembassyusa.org/docs/webdocs/Cameroon_VISION_2035_English_Version.pdf.     ECONOMIC   Image  1:  Kribi  Deep-­‐Water  Port   Source:  Arabian  Supply  Chain  
  • 9.               8       The  politically  repressive  tactics  of  President  Biya’s  US-­‐supported  Rapid  Intervention  Battalion  (BIR)   counterterrorism  team  is  likely  to  undermine  political  stability  as  well  as  foster  distrust  towards  the   US.  President  Biya  is  less  likely  to  maintain  political  legitimacy  and  weaken  Boko  Haram  if  he  relies   solely  on  the  BIR.  He  will  therefore  need  to  rely  on  the  general  Cameroonian  Army  to  conduct   counterterrorism  operations.     ● The  BIR  killed  an  estimated  100  citizens  when  suppressing  protests  over  the  high  cost  of  living   in  the  northern  cities  of  Douala  and  Yaoundé  in  February  2008.10  Furthermore,  according  to   Amnesty  International,  “Since  2014,  Cameroon  security  forces  have  arrested  and  detained   more  than  1,000  people  suspected  of  supporting  Boko  Haram,”  and  most  of  these  arrests  were   made  in  “mass  screening  operations  or  cordon-­‐and-­‐search  raids  where  security  forces  round   up  dozens,  sometimes  hundreds  of  men  and  boys.”  The  report  further  details  looting  and   rampant  abuses  by  the  BIR  through  the  process  of  mass  detention.11     ● BIR’s  heavy-­‐handed  response  to  Boko  Haram  is  beginning  to  marginalize  populations  in  the   Northern  region,  particularly  among  unemployed  youth  who  tend  to  be  more  loyal  to  their   respective  tribe  than  to  the  nation.  According  to  Malte  Liewerschiedt,  a  senior  Africa  analyst  at   US-­‐based  risk  consultancy  firm  Verisk  Maplecroft,  “Boko  Haram  operates  rear  bases  in  remote   border  areas,  which  are  supported  by  networks  on  ethnic  kinship  in  Cameroon’s  Far  North   Region.”12  Ethnic  and  regional  loyalties  continue  to  play  a  role  in  the  radicalization  of  young   people.     ● US  Ambassador  to  Cameroon  Michael  S.  Hoza  highlighted  US  security  assistance  to  the  BIR:   “We  [the  US]  are  partnering  closely  with  the  BIR,  who  are  fighting  courageously,  and  we  are   doing  everything  we  can  to  assure  that  they  stay  alive  to  continue  the  fight  and  that  they  have   all  the  training  and  equipment  they  need  to  be  fully  successful.”13  Extensive  US  assistance  to   the  BIR  undermines  US  credibility  as  an  outside  partner  trying  to  help  northern  Cameroonians.                                                                                                                                               10  “Rapid  intervention  military  unit  strays  from  its  mission,”  IRIN,  August  28,  2008.   http://www.irinnews.org/report/80065/cameroon-­‐rapid-­‐intervention-­‐military-­‐unit-­‐strays-­‐its-­‐mission.     11 “Cameroon:  Hundreds  slaughtered  by  Boko  Haram  and  abused  by  security  forces,”  Amnesty  International,   September  15,  2015,  https://www.amnesty.org/en/latest/news/2015/09/cameroon-­‐hundreds-­‐slaughtered-­‐by-­‐ boko-­‐haram-­‐and-­‐abused-­‐by-­‐security-­‐forces/.   12  Bax  Pauline,  “Boko  Haram  focuses  on  Cameroon’s  soft  targets,”  Business  Day,  February  5,  2016,   http://www.bdlive.co.za/africa/africannews/2016/02/05/boko-­‐haram-­‐focuses-­‐on-­‐cameroons-­‐soft-­‐targets.   13  “Charge  d’Affaires  Matthew  D.  Smith’s  Remarks  to  the  Media,”  U.S.  Embassy  Yaoundé,  September    2,  2015,   http://yaounde.usembassy.gov/spdcm_090315.html.     POLITICAL  
  • 10.               9   Key  Projections   Cameroon’s  economic  growth  is  expected  to  remain  strong  with  a  continued  average  GDP  growth  rate   above  five  percent  for  the  next  five  years.  Additionally,  the  economic  downturn  in  China  will  not  likely   alter  trends  in  long-­‐term  investment  projects  in  Cameroon.  Security,  rather  than  economic   considerations,  will  likely  be  the  driving  force  in  President  Biya’s  decision-­‐making  calculus.  The  current   security  environment  is  not  likely  to  change  as  Boko  Haram  strengthens  its  position  among  the   marginalized  population  in  Northern  Cameroon.  Biya’s  ability  to  strengthen  civil-­‐military  relations  by   relying  less  on  the  BIR  will  be  vital  to  maintain  his  popular  legitimacy.    To  do  so,  he  will  start  to  depend   more  on  Chinese  arms  transfers  to  bolster  and  modernize  the  Cameroonian  general  army.    
  • 11.               10   DJIBOUTI   Primary  assessments     Djibouti  will  have  a  significant  Chinese   military  presence  because  China  is  placing   its  first  ever  overseas  base  in  Djiboutian   territory.  Djiboutian  leaders  are   opportunistic  and  permit  foreign  bases  on   their  territory  primarily  for  their  own   economic  gain  rather  than  enhanced   security.  Leaders  also  gain  revenue  from   China’s  use  of  Djibouti’s  deep-­‐water  ports.   However,  the  Djiboutian  Armed  Forces   (FAD)  receives  adequate  military  assistance   from  the  US  instead  of  China  because  China   does  not  yet  support  Djibouti  in  a  military     capacity.           Djiboutian  leadership  will  allow  the  buildup  of  Chinese  and  other  foreign  military  bases  for  financial   gain  rather  than  added  regional  security.  The  future  Chinese  base  located  in  Djibouti  is  the  first   foreign  military  posting  in  the  history  of  the  People’s  Liberation  Army  (PLA).  The  base  will  generate   revenue  and  spur  job  creation.  Djibouti  does  not  exclusively  favor  the  US  or  China  regarding  military   base  construction  or  assistance  because  the  Djiboutian  government  views  foreign  military  bases  as   revenue  generators.  In  addition  to  debt  reduction,  it  boosts  Djibouti’s  credentials  as  a  regional  military   and  shipping  hub.14                                                                                                                                             14  Michel  Arseneault,  'Historic'  Chinese  military  base  to  open  in  Horn  of  Africa,  November  5,  2015,   http://en.rfi.fr/africa/20150511-­‐historic-­‐chinese-­‐military-­‐base-­‐open-­‐horn-­‐africa,  accessed  March  2016.   SECURITY    
  • 12.               11   ● African  expert  Jennifer  Brass  of  Indiana  University  states  that  the  Chinese  base  will  bring  in   $100  million  per  year  in  revenue  and  potentially  create  hundreds  of  jobs  for  Djiboutian   locals.15     ● According  to  President  Ismail  Omar  Guellah,  the  largest  concern  for  Djibouti  is  its  financial   standing,  as  their  public  debt  is  80  percent  of  GDP  with  an  unemployment  rate  of  48.4   percent.16  In  relation  to  China,  Guellah  states,  “They  are  the  biggest  investors  in  our  country.   They  are  the  ones  who  were  sensitive  to  what  we  feel  and  seek,  and  our  interests  are   complementary."17     ● From  the  US  perspective,  the  future  Chinese  base  is  cause  for  concern,  as  it  could  house  up  to   10,000  PLA  soldiers,  posing  the  potential  threat  of  Chinese  surveillance  of  US  military   activities.18    From  the  Djiboutian  perspective,  the  new  Chinese  base  is  an  opportunity  to   generate  $100  million  per  year  in  rent.     ● Djibouti-­‐based  AFRICOM  Camp  Lemonnier  is  the  only  permanent  US  base  on  the  continent  of   Africa   as  well  as  being  the  only  installation  dedicated  to  counterterrorism.19     The  Djiboutian   government  accepts  Camp  Lemonnier’s  presence  because  of  the  $63  million  yearly  revenue   supplied  by  the  US  Government.  From  the  Djiboutian  perspective,  Camp  Lemonnier  is  valuable   for  its    financial  potential  rather  than  the  security  it  provides.         The  Djiboutian  Armed  Forces  (FAD)  will  not  increase  military  cooperation  with  the  People’s   Liberation  Army  because  they  receive  adequate  military  assistance  from  the  US  in  the  form  of   training  and  military  equipment.  The  FAD  liaises  with  US   and  French  military  personnel,  but  does  not   participate  to  the  same  extent  with  the  PLA.  The  FAD  relies  primarily  on  US  military  assistance  due  to   the  US’  experience  and  capabilities  in  countering  terrorism  and  violent  extremism.                                                                                                                                             15  Morgan  Winsor,  With  China’s  Naval  Base,  Djibouti  Could  Become  Africa’s  Singapore,  February  4,  2016,   http://www.ibtimes.com/chinas-­‐naval-­‐base-­‐djibouti-­‐could-­‐become-­‐africas-­‐singapore-­‐2292581,  accessed  March   2016.   16  International  Monetary  Fund.  IMF  Executive  Board  Concludes  2015  Article  IV  Consultation  with  Djibouti.  Press   Release  No.  15/587,  December  28,  2015,  https://www.imf.org/external/np/sec/pr/2015/pr15587.htm.     17  Edmund  Blair,  China  to  start  work  soon  on  naval  base  in  Djibouti:  Guelleh,  February  3,  2016,   http://news.yahoo.com/china-­‐start-­‐soon-­‐naval-­‐djibouti-­‐guelleh-­‐074246196-­‐-­‐business.html,  accessed  March   2016.   18  Winsor,  With  China’s  Naval  Base,  Djibouti  Could  Become  Africa’s  Singapore.   19  Craig  Whitlock,  The  Washington  Post,  October  25,  2012,  https://www.washingtonpost.com/world/national-­‐ security/remote-­‐us-­‐base-­‐at-­‐core-­‐of-­‐secret-­‐operations/2012/10/25/a26a9392-­‐197a-­‐11e2-­‐bd10-­‐ 5ff056538b7c_story.html,  accessed  March  2016;  Steve  Contorno,  Hillary  Clinton  says  in  memoir  that  there's  very   little  U.S.  military  presence  in  Africa,  June  12,  2014,  http://www.politifact.com/truth-­‐o-­‐ meter/statements/2014/jun/12/hillary-­‐clinton.  
  • 13.               12   ● The  US  National  Guard  and  AFRICOM  work  closely  with  the  Djiboutian  military  on  countering   violent  extremism  and  terrorism.  They  also  share  best  practices  on  Entry  Control  Points  (ECPs)   such  as  personnel  search  procedures,  border  patrol  security,  and  first  aid.20     Additionally,  the   US  State  Partnership  Program  facilitates  military-­‐to-­‐military  engagement  between  the   Kentucky  National  Guard   and  the  Djiboutian  military.21  Such  cooperation  helps  maintain  open   lines  of  tactical  communication  between  states,  facilitate  civilian  engagements,  and  boosts   trust  between  both  forces,  according  to  Sgt.  Darron  Salzer  of  US  AFRICOM.22       ● The  Department  of  Defense  (DoD)  supports  Djibouti’s  military  and  civilian  authority  because   Djibouti  lacks  the  manpower  and  military  capabilities  needed  to  combat  terrorist  threats.  DoD   contributes  to  regional  missions  and  projects  power  from  Camp  Lemonnier  through   counterterrorism,   peace  operations,  and  counter  piracy,  and  has  nearly  doubled  the  Djiboutian   navy  by  equipping  it  with  extended-­‐range  patrol  vessels.23   There  is  no  indication  whether   Djibouti  will  prefer  US  or  Chinese  military  training  in  the  future.           Djibouti’s  leaders  will  rely  on  Ethiopia  and  China’s  use  of  the  country’s  deep-­‐water  ports  to  continue   strong  economic  growth.  Djibouti’s  status  as  a  regional  shipping  hub  is  especially  important  to   landlocked  Ethiopia,  which  has  extensive  trade  ties  with  China.  Ethiopia’s  reliance  on  Djibouti’s  ports  is   likely  to  increase  with  Sino-­‐Ethiopian  trade  growth,  resulting  in  increased  revenue  for  Djibouti.  China   desires  to  protect  shipping  routes  through  its  recent  plans  to  construct  a  military  base  in  Djibouti.                                                                                                                                               20  Rachel  Waller,  2-­‐138th  FSC  Shares  Best  ECP  Practices  With  Djiboutian  Army,  Edited  by  Djibouti  Loyada.  June  7,   2013,  http://www.africom.mil/newsroom/article/10861/2-­‐138th-­‐fsc-­‐shares-­‐best-­‐ecp-­‐practices-­‐with-­‐djiboutian-­‐ army,  accessed  March  2016.   21  Djibouti,  Embassy  of  the  United  States-­‐,  Djibouti,  State  of  Kentucky  Forges  Lasting  Ties  Through  Partnership   Program,  June  2,  2015,  http://djibouti.usembassy.gov/press-­‐releases/untitled5.html,  accessed  March  2016.   22  Daron  Salzer,  National  Guard  State  Partnership  Program:  East  Africa,  October  23,  2015,   http://www.africom.mil/newsroom/article/26681/national-­‐guard-­‐state-­‐partnership-­‐program-­‐east-­‐africa,   accessed  March  2016.   23  Joseph  Giordono,  U.S.  Donation  of  Patrol  Boats  Beefs  up  Djibouti's  Navy,  June  16,  2006,   http://www.stripes.com/news/u-­‐s-­‐donation-­‐of-­‐patrol-­‐boats-­‐beefs-­‐up-­‐djibouti-­‐s-­‐navy-­‐1.50402,  accessed  March   2016;  Commander,  Navy  Installations  Command  (CNIC),  Mission  and  Vision,   http://www.cnic.navy.mil/regions/cnreurafswa/installations/camp_lemonnier_djibouti/about/mission_and_visio n.html,  accessed  March  2016.   ECONOMIC  
  • 14.               13   ● “Djibouti’s  economy  is  dependent  on  foreign  financing,  foreign  direct  investments,  rents  from   foreign  countries’  military  bases,  and  port  services,”  according  to  the  World  Bank.24  Trademark   East  Africa  also  states  that  “Ethiopia  currently  uses  Djibouti  port[s]  for  over  90-­‐95  percent  of   its  [$4  billion]  imports  and  [$3  billion]  exports  [annually].”25   DPWorld,  an  Emirati  shipping   company,  states  that  it  charges  between  $272  to  $544  per  container  (depending  on  size)  at  the   Doraleh  Port  in  Djibouti.  The  average  number  of  containers  on  a  ship  numbers  at  20,000,   resulting  in  average  revenue  between  $5.4  million  and  $10.8  million  per  ship.26     ● Workeneh  Gebeyehu,  the  Ethiopian  Minister  for  Transport  stated,  “5-­‐10  percent  of  the   country’s  imports  are  planned  to  come  through  the  port  of  Berbera  (Somaliland),  and  we  will   be  looking  for  proper  ports  for  different  areas  of  the  country.  But  the  Port  of  Djibouti   continues  to  be  the  major  one.”27  This  demonstrates  that  Djibouti  benefits  from  Ethiopia’s   reliance  on  the  coastal  nation’s  ports  for  shipping.       ● Djibouti  experienced  a  steady  increase  in  container  port  traffic  since  2007  as  economic   relations  between  China  and  Ethiopia  rose.  The  bilateral  trade  between  Ethiopia  and  China  has   managed  to  show  12  percent  positive  growth,  which  accounts  for  about  half  a  billion  USD.28   Djibouti’s  economic  growth  (5  percent  in  2013,  5.6  percent  in  2014)  is  expected  to  reach  6.2   percent  in  2016,  according  to  African  Economic  Outlook.29     The  Government  of  Djibouti  will  continue  to  use  funding  from  foreign  military  bases  to  subsidize   infrastructure  projects,  such  as  those  affiliated  with  Vision  2035.  Vision  2035  is  a  domestic  strategy   that  aims  to  improve  Djibouti’s  infrastructure.  Djibouti  seeks  to  take  advantage  of  foreign  investment                                                                                                                                           24  World  Bank,  Overview  [Djibouti],  September  16,  2015,   http://www.worldbank.org/en/country/djibouti/overview,  accessed  March  2016.   25  Trade  Mark  East  Africa,  Ethiopia  Look  to  Ports  in  Kenya…  to  Increase  Imports  and  Exports,  June  18,  2015,   https://www.trademarkea.com/news/ethiopia-­‐looks-­‐to-­‐ports-­‐in-­‐kenya-­‐somaliland-­‐and-­‐sudan-­‐to-­‐increase-­‐ imports-­‐and-­‐exports/,  accessed  February  2016;  John  Sambo,  Ethiopia  to  Widen  Choices  Over  Ports,  June  28,  2015   ,  accessed  February  2016.   26  DPWorldwide,  Doraleh  Tariff  Book  2015.   27  Sambo,  Ethiopia  to  Widen  Choices  Over  Ports.   28  Yared  Gebremeden,  Ethiopia:  Ethio-­‐China  Trade  Volume  Steadily  Growing,  Yet  Untapped  –  Ambassador,  March   17,  2016,  http://allafrica.com/stories/201603170796.html,  accessed  March  2016.   29  Guy  Blaise  Nkamleu,  Djibouti.  African  Economic  Outlook,  May  28,  2015,   http://www.africaneconomicoutlook.org/en/country-­‐notes/east-­‐africa/djibouti/,  accessed  March  2016.    
  • 15.               14   from  the  United  States  and  China  to  develop  infrastructure  that  will  transform  the  country  into  a   regional  platform  for  commercial,  logistical,  and  financial  services.30       ● President  Guelleh  justified  the  presence  of  the  Chinese  military  base  in  Djibouti  by  stating  that   “[foreign  governments]  have  the  right  to  defend  their  interests  [through  building  military   bases],  just  like  everybody  else  does."  This  demonstrates  that  Guelleh  allows  investment  from   any  country  regardless  of  Djibouti’s  political  relationship  with  said  country.31     ● Djibouti  uses  Chinese  funding  for  Vision  2035.  This  plan  focuses  on  “the  development  of  roads,   ports,  airports  and  telecommunications  infrastructure  to  make  Djibouti  the  hub  of  regional   and  international  traffic.”32   The  program  includes  the  addition  of  six  ports  to  those  already   existing,  which  will  further  increase  Djibouti’s  capacity  as  a  regional  shipping  hub.33     ● According  to  Tomi  Oladipo,  BBC  Africa  Security  Correspondent,  the  income  from  all  foreign   military  bases,  including  the  United  States,  France,  Japan,  Germany,  China-­‐-­‐and  soon  Saudi   Arabia-­‐-­‐provides  Djibouti  with  steady  sources  of  funding  to  complete  infrastructure  projects.34           President  Guelleh’s  fourth  presidential  victory  ensures  that   Djibouti  will  continue  to  accept  investment  from  China  and   the  United  States.  Guelleh  prioritizes  investment  for   infrastructure  development  from  both  China  and  the  US,   allowing  Djibouti  to  maintain  economic  growth.  Guelleh’s   even-­‐handed  approach  to  investment  will  likely  continue.     ● President  Guelleh  has  a  strong  desire  to  continue  investment  in  infrastructure  projects,  stating   "Infrastructure  always  pays  off,  doesn't  it?"  in  response  to  a  question  on  the  country’s  debts.35                                                                                                                                             30  Embassy  of  the  Republic  of  Djibouti  –Ankara,  Djibouti  Vision  2035,  2014,  http://djibembassytr.org/business-­‐ and-­‐investment/djibouti-­‐vision-­‐2035,  accessed  March  2016.   31  Edmund  Blair,  China  to  Start  Work  Soon  on  Naval  Base  in  Djibouti  –  Guelleh,  February  2,  2016,   http://uk.reuters.com/article/uk-­‐djibouti-­‐china-­‐idUKKCN0VB1Z6,  accessed  March  2016.   32  Embassy  of  the  Republic  of  Djibouti  –Ankara,  Djibouti  Vision  2035,  2014,  http://djibembassytr.org/business-­‐ and-­‐investment/djibouti-­‐vision-­‐2035,  accessed  March  2016.   33 Ibid.   34  Tomi  Oladipo,  Twitter  Post,  March  7,  2016,  8:18pm,   https://twitter.com/JQuinn1266/status/707204510729551872.   35  Blair,  China  to  Start  Work  Soon  on  Naval  Base  in  Djibouti  –  Guelleh.   POLITICAL   “[Foreign  governments]  have   the  right  to  defend  their   interests  [through  building   military  bases],  just  like   everybody  else  does.”     -­‐President  Ismail  Guelleh  of  Djibouti    
  • 16.               15     ● The  ministers  in  President  Guelleh’s  cabinet  predicted  the  country  will  become  “the  next   Dubai,  a  magnet  for  capital  and  free  trade”  in  the  next  20  years  if  it  continues  its  commitment   to  accepting  investment.36     Key  Projections   The  Djiboutian  government  will  continue  to  allow  more  military  base  construction  on  its  territory   regardless  of  the  base’s  national  ties.  While  the  US  military  may  view  other  base  constructions  as  a   threat  to  its  interests  and  operations,  the  Djiboutian  government  views  the  presence  of  foreign   military  bases  positively  because  they  generate  revenue.  Djibouti  will  continue  to  engage  both  China   and  the  US  for  financial  benefit.                                                                                                                                             36  Monte  Reel,  Djibouti  Is  Hot:  How  a  forgotten  sandlot  of  a  country  became  a  hub  of  international  power  games,   March  23,  2016,  http://www.bloomberg.com/features/2016-­‐djibouti/,  accessed  March  2016.  
  • 17.               16   ETHIOPIA   Primary  assessments     Ethiopia  prefers  China’s  contributions  in  the   security  and  economic  sectors  over  those  of   the  United  States.  However,  Ethiopian   leadership  approaches  foreign  partnerships   and  investment  pragmatically,  placing  Chinese   and  US  influence  in  complementary  rather   than  competitive  spheres.    Lower  conditional   standards  on  Chinese  investment  allows   Ethiopia  to  dictate  its  own  economic  policies,   creating  an  environment  where  the  Ethiopian   government  increasingly  uses  Chinese  political   ties  and  monetary  support  to  complement   existing  gaps  in  US  and  other  foreign   contributions.           Ethiopian  leadership  will  increase  Sino-­‐Ethiopian  security  collaboration  due  to  the  reduced  US   military  presence  in  the  country.  High-­‐level  military  personal  relationships,  ongoing  military  training   exchanges,  and  continuing  arms  imports  influence  Chinese  security  involvement  in  Ethiopia.  Ethiopian   officer  training  and  the  courting  of  the  senior  military  leader,  General  Samora,  provide  professional   development  to  Ethiopian  armed  forces  and  builds  confidence  in  Chinese  commitment  to  the  country.     Ethiopia  also  displays  a  recent  trend  of  acquiring  the  bulk  of  its  military  ground  equipment  (excluding   tanks)  from  China.  Reinforced  by  the  presence  of  Chinese  military  equipment  across  the  continent,  this   trend  should  continue.  These  current  Sino-­‐Ethiopian  security  engagements  will  likely  increase  due  to   the  reduction  of  US  military  presence,  specifically  Unmanned  Aerial  Vehicle  operations.  Strained  US-­‐ Ethiopian  relations  drive  this  reduction  in  US  military  presence.   SECURITY    
  • 18.               17   ● Ethiopia  purchased  more  than  100  APCs,  artillery,  and  SAM  systems  from  China  between   2005-­‐2015.  During  this  time  period,  Ethiopia  purchased  one  C-­‐130  transport  aircraft  from  the   US,  according  to  SIPRI  arms  import  data  (not  including  small  arms  transfers).37  Ethiopian   leaders  view  Chinese  weapons  systems  as  adequate  in  quality  and  less  expensive  than   western  options.38       ● “Every  year  [China]  trains  an  undisclosed  number  (perhaps  ten)  Ethiopian  officers,”  Ethiopian   Armed  Forces  Chief  of  Staff  General  Samora  Yenus  stated  on  a  2010  visit  to  China.  He  met   with  former  Vice  Chairman  of  the  Central  Military  Commission,  Xu  Caihou,  and  Chief  of  the   General  Staff  of  the  People’s  Liberation  Army  of  China,  Chen  Bingde.  Samora  stated,  “The   exchanges  and  cooperation  previously  conducted  by  the  two  countries  was  of  great  benefit   for  the  Ethiopian  side.”  Samora  and  Chen  vowed  to  build  closer  military  ties  in  the  future.39       ● The  US  drone  base  in  Ethiopia  closed  in  January  2016  because  it  was  “not  required  at  this   time,”  according  to  Pentagon  spokeswoman  Lt.  Col.  Michelle  Baldanza.  However,  the  closure   of  the  US  drone  base  was  likely  due  to  the  insistence  of  Ethiopian  leadership  as  a  result  of   declining  US-­‐Ethiopian  relations,  according  to  multiple  sources.40             Ethiopian  leaders  believe  that  Chinese  investment  in  infrastructure,  manufacturing,  and  industrial   sectors  will  maintain  economic  stability.  Ethiopian  leaders  favor  long-­‐term  Chinese  economic   development  strategies  that  secure  footholds  for  Chinese  industry.  Ethiopia  illustrates  the  capacity  and   desire  to  mobilize  a  low-­‐cost  labor  force  to  attract  Chinese  investment.  China  demonstrated  that  it  is  a   reliable  economic  partner  due  to  historically  high  levels  of  FDI,  infrastructure  investment,  and  industry   projects.  Sino-­‐Ethiopian  trade  relations  will  therefore  continue  despite  a  projected  Chinese  economic   slowdown.                                                                                                                                             37  (SIPRI  Arms  Transfers  Database.  "Stockholm  International  Peace  Research  Institute”  n.d.)   38  David  Shinn,  Interview  with  the  research  team,  March  25,  2016.     39  Jean-­‐Pierre  Cabestan,  "China  and  Ethiopia:  Authoritarian  affinities  and  economic  cooperation,"  China   Perspectives  4  (2012):  53;  He  Wenping,  “A  new  Era  of  China-­‐Africa  Cooperation,”  China-­‐Africa  Cooperation  Net,   http://www.zfhz.org/plus/view.php?aid=3271.   40  John  Hudson  and  Siobhan  O.  Grady,  "As  New  Threats  Emerge,  U.S.  Closes  Drone  Base  in  Ethiopia,"  Foreign   Policy,  January  4,  2016;  Shinn,  Interview  with  the  research  team;  Hudson  and  Grady,  "As  New  Threats  Emerge,   U.S.  Closes  Drone  Base  in  Ethiopia."   ECONOMIC  
  • 19.               18   ● Chinese  FDI  in  Ethiopia  quadrupled  from  2006-­‐2012  from  $24  million  to  $122  million,  with   China  being  the  number  one  foreign  investor  in  the  country.  41  Chinese  FDI  increased  at  the   same  time  Ethiopia’s  GDP  was  on  the  rise  and  the  World  Bank  reduced  grants  for  projects.42                                  Graph  2:  Ethiopia’s  External  Economic  Picture     Source:  World  Bank  UNCTADFDI/TNC  Database  and  IMF  Country  Report     ● Regarding  the  Ethiopian  preference  for  Chinese  loans,  former  Deputy  Prime  Minster   Hailemariam  Desalegan  stated  in  2010  that  “[China]  largely  follows  a  ‘no-­‐strings  attached’   approach  in  its  dealings  with  Africa.  We  like  the  Chinese  way  of  doing  things,  because  they   don’t  say  ‘do  this,  don’t  do  that’—there  are  no  preconditions.”43       ● Condition-­‐based  loans  from  the  US  discourage  Ethiopia  from  seeking  those  loans  because  it   would  force  the  Ethiopian  government  to  institute  political  reforms,  thereby  limiting  its  ability   to  govern  according  to  its  own  principles.                                                                                                                                               41  UNCTADFDI/TNC  database   42  Ibid;  IMF  Country  Report  No.  14/303.  October,  2014.   43  Elsje  Fourie,  New  Maps  for  Africa?  Contextualising  the  ‘Chinese  Model’  within  Ethiopian  and  Kenyan  Paradigms   of  Development,  School  of  International  Studies  University  of  Trento,  Italy  (2012):  157;  David  H  Shinn,  "Ethiopia   and  China:  When  Two  Former  Empires  Connected,”  International  Policy  Digest,  June  11,  2014.   1   10   100   1000   United  States   China   Total  FDI  inflow   Million  USD  
  • 20.               19   ● Chinese  state-­‐owned  enterprises  subsidize  and  construct  the  bulk  of  renewable  energy   initiatives,  hydropower,  and  Ethiopia’s  urban  rail  transportation.44     This  improves  Ethiopia’s   energy  efficiency  and  infrastructure  at  little-­‐to-­‐no  cost  to  the  Ethiopian  government.     ● Ethiopia’s  “inexpensive,  yet  relatively  skilled  labor  force”  and  efforts  to  bring  in  Chinese   investment  enable  Ethiopia  to  attract  substantial  investment  in  labor-­‐intensive  industries,   according  to  the  World  Bank.45  Ethiopia  supplies  labor  at  one-­‐quarter  that  of  China.  Ethiopian   foreign  minister,  Tedros  Adhanom  Ghebreyesus,  stated,  “I  expect  even  more  foreign  direct   investment  flow  from  China.  There  is  strong  interest  to  migrate  manufacturing  to  Ethiopia.”46             Ethiopian  leaders  favor  Chinese  diplomatic  partnerships   because  of  continued  Sino-­‐Ethiopian  bilateral  agreements   and  strong  personal  ties  among  elites.  Continual  Sino-­‐ Ethiopian  diplomatic  visits,  professional  development  of   Ethiopian  elites  in  China,  and  personal  relationships   illustrate  a  durable  diplomatic  alliance.  Public  Chinese  visits   occurred  more  frequently  than  US  diplomatic  interactions,   accompanied  by  bilateral  economic  agreements.  Ethiopian   Ministry  of  Foreign  Affairs’  (MFA)  press  releases  and  rhetoric   demonstrate  a  positive  view  of  Sino-­‐Ethiopian  relations  while   remaining  ambivalent  towards  US-­‐Ethiopia  ties.     ● “[T]wo  factors  that  contribute  largely  to  the  consolidation  of  the  bonds  between  Ethiopia  and   China  are  the  frequent  exchange  of  visits  by  high-­‐level  officials  and  legislators;  and  secondly,   the  successful  signing  of  agreements  on  a  number  of  significant  bilateral  issues,”  according  to   the  Ethiopian  Ministry  of  Foreign  Affairs.47                                                                                                                                               44  Ethiopia  Energy  Situation.  Energypedia.info;  Ethiopia:  Sub-­‐Saharan  Africa  gets  its  first  metro,  The  Economist,   September  22,  2015.   45 Miria  Pigato  and  Wenxia  Tang,  China  and  Africa:  Expanding  Economic  Ties  in  an  Evolving  Global  Context,  World   Bank,  March,  2015   46  Adrienne  Klasa,  “Ethiopia  Industry:  Still  Banking  on  China,”  Financial  Times,  January  7,  2016.   47  “Federal  Democratic  Republic  of  Ethiopia  Ministry  of  Foreign  Affairs  –  PRC,”   http://www.mfa.gov.et/web/guest/asia-­‐countries.     POLITICAL   “Ethiopia  and  the  US  have   largely  maintained  more  or  less   effective  cooperation  in  matters   of  security  though  the   relationship  hasn't  been  as   close  as  some  critics  have  tried   to  suggest.  Ethiopia  has  never   been  a  US  ‘poodle’.”       -­‐Ethiopia,  Ministry  of  Foreign  Affairs  
  • 21.               20   ● Ethiopian  President  Mulato  Teshome  attended  Peking  University  and  maintains  personal  ties   with  Chinese  Premier  Li  Keqiang,  indicating  a  strong  political  and  cultural  understanding  of   China.  Current  educational  programs  for  Ethiopian  leaders  in  China  exhibit  an  upward  trend.48   “The  Chinese  leadership  has  increasingly  followed  a  strategy  of  bringing  African  elites  to  China   for  study  visits…  Chinese  embassy  in  Addis  Ababa  estimates  that  the  number  of  Ethiopian   ministers  who  visit  China  annually  has  doubled  over  the  past  decade,”  according  to  Elsje   Fourie,  Assistant  Professor  of  Globalization  and  Development  Studies  at  Maastricht  University.   Approximately  60  percent  of  the  91  governmental  elites  interviewed  in  the  article  cited  visited   China.49       ● Two  meetings  occurred  between  Ethiopian  and  Chinese  presidential  leaders  in  the  past  three   years,  as  well  as  one  US  presidential  meeting.  Ethiopian  Prime  Minister  Meles  Zenawi  met  with   Chinese  President  Hu  Jintao  in  2012.50   Cabinet  level  visits  between  Ethiopian  and  Chinese   leaders  are  conducted  twice  as  often  as  those  of  Ethiopian  and  US  visits,  with  the  Sino-­‐ Ethiopian  agendas  focused  on  improving  bilateral  relations.51   By  comparison,  US  Department   of  State  officials  attended  addresses  at  the  African  Union  headquartered  in  Addis  Ababa.52     Ethiopian  leaders  view  US  strategy  as  short-­‐term  and  reactive,  whereas  China  is  valued  for  its  long-­‐ term,  development-­‐focused  assistance.  The  US  government  remains  the  largest  donor  to  Ethiopia  by   providing  food  and  other  assistance  during  humanitarian  crises.  However,  Ethiopian  leadership   believes  the  US  does  not  assist  with  long-­‐term  development  efforts.  In  contrast,  Ethiopian  leaders  see   Chinese  humanitarian  efforts  as  more  beneficial  in  building  long-­‐term  capacity,  even  though  overall   Chinese  monetary  contributions  are  lower  than  that  of  the  US.  Ethiopian  elites’  perspectives  on  US   assistance  are  affected  by  a  perceived  lack  of  commitment  to  Ethiopian  economic  issues.     ● Ethiopia  received  $532  million  in  total  US  aid  in  response  to  the  2015  drought,  including  60   percent  in  nutrition.53  Comparatively,  in  2015,  China  constructed  a  $13  million  hospital  near                                                                                                                                           48  China’s  Old  Friend:  Mulatu  Teshome,  President  of  Ethiopia,  China  Scholarship  Council,  December  24,  2014,     49  Fourie,  New  Maps  for  Africa?  Contextualising  the  ‘Chinese  Model’  within  Ethiopian  and  Kenyan  Paradigms  of   Development,  154.     50  “U.S.  Senior  Officials  Visits  Addis  Ababa,  Ethiopia,”  Embassy  of  the  United  States,   http://ethiopia.usembassy.gov/.   51  Ethiopian  Prime  Minster  Meles  Zenawi  met  with  Chinese  President  Hu  Jintao,  Xinhuanet,  August  12,  2011;   China-­‐Ethiopia  relations:  an  excellent  model  for  South-­‐South  cooperation,  Ethiopian  Ministry  of  Foreign  Affairs,   December  1,  2014;  Ethiopia:  Chinese  Vice-­‐Premier  Concludes  Her  Visit  to  Ethiopia,  Allafrica.com,  November  26,   2011.   52  “U.S.  Senior  Officials  Visits  Addis  Ababa,  Ethiopia,”  Embassy  of  the  United  States,   http://ethiopia.usembassy.gov/;  “Secretary  Clinton  to  Travel  to  U.A.E.,  Zambia,  Tanzania,  and  Ethiopia,”   http://www.state.gov/r/pa/prs/ps/2011/05/164673.htm.   53  Food  Assistance  Fact  Sheet  –  Ethiopia,  USAID,  Food  Assistance  Fact  Sheet,  February  3,  2016.  
  • 22.               21   Addis  Ababa  and  sent  a  military  medical  team  to  provide  support  to  the  Ethiopian  National   Defense  Forces.54       ● The  Ethiopian  Ministry  of  Foreign  Affairs’  official  policy  statement  towards  the  US   acknowledges  Ethiopia’s  appreciation  of  humanitarian  assistance,  but  states  “the  US  has   remained  aloof…  in  structural  projects  in  development  in  the  last  decades.”  The  Ethiopian   MFA  further  stresses  the  integrality  of  long-­‐term  development  projects  and  infrastructure  to   Ethiopia’s  future.55       ● The  Ethiopian  Ministry  of  Foreign  Affairs  official  policy  statement  for  the  PRC  commends   China’s  aid  and  assistance  and  states  that  Chinese  doctors  serving  in  Ethiopian  hospitals  are   “assisting  Ethiopia  achieve  the  Millennium  Development  Goals.”56     Key  Projections   The  Chinese  economic  slowdown  will  not  markedly  affect  Ethiopia’s  economy,  diplomatic  relations,  or   security  agreements  with  regards  to  the  complementary  nature  of  US  and  Chinese  involvement  in   Ethiopia.  China  is  committed  to  Ethiopia  because  of  long-­‐term  infrastructure  programs  and  low-­‐cost   labor.  Ethiopia  will  also  continue  to  rely  on  China  for  development  of  infrastructure  and  industry,  due   in  part  to  Chinese  non-­‐conditional  monetary  support.  In  the  event  of  reduced  Chinese  investment,   Ethiopian  leaders  will  continue  their  pragmatic  approach  to  foreign  relations  in  order  to  ensure   economic  stability.                                                                                                                                           54  Shinn,  "Ethiopia  and  China:  When  Two  Former  Empires  Connected.”     55  “Federal  Democratic  Republic  of  Ethiopia  Ministry  of  Foreign  Affairs  –  United  States  of  America,”     http://www.mfa.gov.et/web/guest/united-­‐state-­‐of-­‐america.     56  “Federal  Democratic  Republic  of  Ethiopia  Ministry  of  Foreign  Affairs  -­‐  PRC”   http://www.mfa.gov.et/web/guest/asia-­‐countries.    
  • 23.               22   KENYA   Primary  assessments     Kenya  maintains  strong  economic  ties  with   China.  Kenyan  elites  accept  non-­‐conditional   Chinese  funding  to  subsidize  significant   infrastructure  projects  to  boost  Kenya’s   economic  power  and  regional  influence.   However,  Kenya  engages  pragmatically  with   both  China  and  the  US  to  achieve  goals   outlined  in  Vision  2030,  a  domestic  strategy   that  aims  to  transform  Kenya  into  a  middle-­‐ income  country  by  2030  via  infrastructure   and  development  projects.57  Kenya  also  uses   both  US  and  Chinese  assistance  to  fund   different  aspects  of  its  security  apparatus.                 Kenyan  leaders  will  rely  primarily  on  China  as  an  arms  supplier,  whereas  leaders  will  increase   coordination  with  the  US  to  bolster  its  counterterrorism  operations.  Kenya  accepted  substantial   military  exports  from  China  in  2015,  including  arms,  armored  personnel  carriers  (APCs),  and  tanks  to   bolster  internal  security  operations  and  combat  arms  smuggling.  While  the  Kenyan  government’s   security  partnership  with  China  is  likely  to  increase,  Kenyan  leaders  will  continue  to  receive  substantial   counterterrorism  assistance  from  the  United  States  in  the  form  of  aircraft  and  training  and  equipping  of   Kenyan  Defense  Forces  (KDF).  Chinese  forces  cooperate  with  the  KDF  to  conduct  peacekeeping   operations;  however,  they  do  not  coordinate  with  China  on  countering  terror.  Kenyan  leaders  will   therefore  continue  to  rely  on  the  United  States  to  carry  out  counterterrorism  operations,  specifically   against  al-­‐Shabaab.                                                                                                                                             57  Government  of  Kenya,  “Kenya  Vision  2030,”  accessed  on  March  6,  2016,  http://www.vision2030.go.ke/.     SECURITY    
  • 24.               23     ● Kenya’s  police  force  purchased  30  Norinco  VN  armored  vehicles  from  China  in  February  2016   for  peacekeeping,  anti-­‐terror,  and  police  missions  conducted  by  Kenya’s  National  Police  Force,   according  to  Defence  Web.  President  Uhuru  Kenyatta  stated  during  the  commission  ceremony   on  February  1:  “Kenya’s  police  force  will  for  the  first  time  in  history  acquire  armored  personnel   carriers  [APCS]  to  increase  their  mobility  and  protective  gear  when  deployed  in  volatile  areas.   You  don’t  have  to  depend  on  the  military  or  other  security  agents  for  you  to  perform  your   duties.”58     ● Kenya  purchased  $77  million  in  arms  from  China  in  2015,  including  tanks,  Harbin  z-­‐9  light   attack  helicopters,  and  spare  parts,  according  to  Business  Daily  Africa.59  Kenyan  leaders   purchase  military  materiel  from  China  rather  than  the  United  States  because  they  are  less   expensive:  Chinese  APCs  cost  approximately  $700,000  compared  to  US-­‐produced  APCs,  which   cost  approximately  $1.2  million,  according  to  the  Stockholm  International  Peace  Research   Institute  (SIPRI).60  Comparatively,  Kenya  has  decreased  arms  trade  with  the  US.  The  US  only   exported  $1  million  in  arms  to  Kenya  from  2010-­‐2014,  according  to  SIPRI.61  Kenyan  leaders   therefore  use  China  as  a  primary  arms  source.     ● While  China  provides  more  arms  to  Kenya,  the  United  States  provides  more  overall  security   assistance.  The  United  States  provided  $100  million  in  counterterrorism  assistance  to  Kenya  in   2015—a  163  percent  increase  from  FY  2014—due  to  the  rising  level  of  terrorist  violence  in  the   country,  according  to  Security  Assistance  Monitor.62  $95  million  in  US  aid  aims  to  enhance  the   KDF’s  participation  in  AMISOM’s  operations  against  al-­‐Shabaab,  according  to  Security   Assistance  Monitor.63    They  enhance  efforts  to  create  a  “maneuver  and  border  force,  counter-­‐                                                                                                                                         58 “Kenya’s  Police  Receive  Norinco  VN4  Armoured  Vehicles,”  DefenceWeb,  February  10,  2016,   http://www.defenceweb.co.za/index.php?option=com_content&view=article&id=42285%3Akenyas-­‐police-­‐ receive-­‐norinco-­‐vn4-­‐armoured-­‐vehicles&catid=50%3ALand&Itemid=105;  Neville  Otuki,  “Kenya  Boosts  China  Ties   with  Sh  7.9bn  Arms  Purchase  Deal,”  Business  Daily,  February  15,  2016,   http://www.businessdailyafrica.com/Kenya-­‐boosts-­‐China-­‐ties-­‐with-­‐Sh7-­‐9bn-­‐arms-­‐purchase-­‐deal/-­‐ /539546/3076738/-­‐/pisutkz/-­‐/index.html.   59  “China-­‐  Africa  News:  Kenya’s  Arms,  Nigeria’s  Collapsed  Security  Deal,  Zimbabwe’s  Elephants,”  China-­‐Africa   Reporting  Project,  February  22,  2106,  http://china-­‐africa-­‐reporting.co.za/2016/02/china-­‐africa-­‐news-­‐kenya-­‐ arms-­‐nigerias-­‐collapsed-­‐security-­‐deal-­‐zimbabwes-­‐elephants/#sthash.uo7AejjZ.dpuf.     60  Otuki  “Kenya  Purchases  sh2.6bn  Weapons  from  East  Europe.”   61  Ibid.     62  “U.S.  Counterterrorism  Aid  to  Kenya,”  Security  Assistance  Monitor,  July  21,  2015,   http://www.securityassistance.org/fact_sheet/us-­‐counterterrorism-­‐aid-­‐kenya.     63  Ibid.    
  • 25.               24   IEF,  intelligence,  and  logistics”  as  well  as  aircraft  to  enhance  troop  mobility  to  help  soldiers   target  al-­‐Shabaab  operatives.64       Kenya’s  increased  military  trade  with  China  bolsters  Kenya’s  overall  security,  thereby   complementing  US  counterterrorism  aims.  Kenyan  leaders’  increased  military  trade  with  China   enhances  internal  security,  as  Chinese  military  hardware  strengthens  Kenya’s  internal  policing  and   peacekeeping  operations.  China  and  the  US  therefore  operate  in  complementary  spheres.       ● Kenya  will  increase  military  imports  from  China  to  gain  regional  military  superiority  and  aid  the   KDF  and  AMISOM’s  fight  against  al-­‐Shabaab,  according  to  Samuel  Perlo-­‐Freeman,  SIPRI   military  expenditure  program  director.65         ● The  KDF  provides  construction  assistance,  medical  care,  and  enhanced  security  to  Chinese   peacekeepers  aiding  the  UN  Peacekeeping  Mission  in  South  Sudan,  according  to  African   Defense.66  Kenya  continues  its  strong  military-­‐to-­‐military  relationship  with  Chinese   peacekeeping  forces  to  degrade  al-­‐Shabaab  and  enhance  stability  in  South  Sudan.       ● “China  and  Kenya  have  a  long-­‐standing  friendship.  I  hope  peacekeepers  of  the  two  countries   will  carry  on  the  friendship  and  work  more  closely  to  make  greater  contributions  to  peace  in   South  Sudan,”  KDF  Lt.  Gen.  Leonard  Muriuki  Ngondi  said  during  a  trip  to  Chinese  peacekeeping   forces  in  November  2015.67  While  China  will  likely  increase  peacekeeping  forces  in  the   region—mostly  to  protect  the  flow  of  oil  from  South  Sudan—China  bolsters  KDF  operations  via   arms  and  APC  exports,  not  aid  and  training.             Kenyan  leadership  seeks  to  judiciously  foster  relations  with  both  the  US  and  China  through  foreign   aid,  FDI,  and  infrastructure  loans  in  support  of  Vision  2030.  Vision  2030’s  highest  priority  project,  the   LAPSSET  corridor,  will  require  financial  support  from  multiple  international  partners.  Kenya’s  economic                                                                                                                                           64  Ibid.     65  “China-­‐Funded  Railway  in  Kenya  Accelerates  Military  Ties,”  Foreign  Military  Studies  Office,  November  28,  2013,   http://fmso.leavenworth.army.mil/OEWatch/201401/Africa_07.html   66  “Kenyan  Army  Commander  Visits  Chinese  Peacekeepers  in  South  Sudan,”  African  Defense,  November  20,  2015,   http://www.african-­‐defense.com/defense-­‐news/kenyan-­‐army-­‐commander-­‐visits-­‐chinese-­‐peacekeepers-­‐in-­‐ south-­‐sudan/.     67  Ibid.     ECONOMIC  
  • 26.               25   relationship  with  China  and  the  US  is  a  rare  instance  in  which  both  the  US  and  China  work  in  similar   spheres  to  develop  Kenya’s  infrastructure.     ● The  $26  billion  LAPSSET  corridor  is  Vision  2030’s   highest  priority  infrastructure  project  and   enjoys  broad  political  support  among  Kenyan   elites.68   The  LAPSSET  corridor  will  require   financial  support  from  multiple  international   partners.  President  Kenyatta  affirmed  the   pragmatic  nature  of  Vision  2030  during   President  Obama’s  2015  visit  to  Nairobi,  stating   that  Kenya  could  “not  afford  the  luxury  of   aligning  itself  with  either  the  East  or  West.”69       ● Currently,  the  China  Road  and  Bridge   Corporation  is  poised  to  build  the  first  three     berths  of  the  Lamu  port  at  a  cost  of   approximately  $500  million.70    US  companies   are  involved  in  talks  to  construct  oil  pipelines     from  the  Kenyan  interior  to  the  Lamu  port,  as     well  as  six  new  berths  at  the  Lamu  port.71         ● According  to  a  2015  memorandum  of  understanding  between  the  Kenyan  and  US   governments,  Kenyan  leadership  views  Vision  2030  as  a  strategic  priority:72   “In  particular,                                                                                                                                           68  David  M  Doya,  “Kenya,  US  Companies  in  Talks  on  Multi  Billion  Dollar  Port  Deal,”  Bloomberg  News,  July,  26,   2015,  accessed  March  2016,  http://www.bloomberg.com/news/articles/2015-­‐07-­‐26/kenya-­‐u-­‐s-­‐companies-­‐in-­‐ talks-­‐on-­‐multibillion-­‐dollar-­‐port-­‐deal;  Adrian  J  Browne,  “LAPSSET:  The  History  and  Politics  of  an  Eastern  Africa   Megaproject,”  The  Rift  Valley  Institute,  2015.   69  Otiato  Guguyu,  “Kenya  Risks  Souring  Ties  with  Partners  Over  Projects,”  Sunday  Nation,  August  30,  2015,   http://www.ipsos.co.ke/NEWBASE_EXPORTS/Prosperity/150830_Sunday%20Nation_34_a0495.pdf.     70  Apurya  Sanghi  and  Dylan  Johnson,  “Deal  or  No  Deal:  Strictly  Business  for  China  in  Kenya?”  World    BankGroup   Working  Paper,  March  2016,  http://www-­‐ wds.worldbank.org/external/default/WDSContentServer/WDSP/IB/2016/03/23/090224b08422cf5b/2_0/Render ed/PDF/Deal0or0no0dea0for0China0in0Kenya00.pdf.   71  Doya,  “Kenya,  US  Companies  in  Talks  on  Multi  Billion  Dollar  Port  Deal.”     72  “Memorandum  of  understanding  between  the  Government  of  the  United  States  of  America  and  the   Government  of  Kenya-­‐Concerning  the  Development  and  Implementation  of  Strategic  Priority  Infrastructure   Projects  in  Kenya,”  US  Government  Trade  Database,  2015,  http://trade.gov/dbia/signed-­‐usg-­‐gok-­‐infrastructure-­‐ mou-­‐usg-­‐07242015.pdf.     Source:  The  Africa  Report   Map  1:  LAPSETT  Corridor  
  • 27.               26   [Kenya]  seeks  to  promote  US  commercial  participation  and  investment  in  Kenya’s   infrastructure  sector,  including  strategic  infrastructure  priority  projects  (re:  LAPSSET).”     The  Kenyan  government  will  maintain  close  ties  with  China  despite  the  current  Chinese  economic   downturn.    Kenyan  elites  seek  to  emulate  China’s  domestic  infrastructure  boom  and  use  China’s   expertise  in  completing  low-­‐cost  and  efficient  large-­‐scale  projects.  Large-­‐scale  infrastructure   development  remains  the  single  biggest  priority  of  Vision  2030  and  the  backbone  of  Kenya’s  Second   Medium  Term  Plan  (2013-­‐2017).       ● As  of  2015,  there  are  approximately  80  ongoing  Chinese  development  and  infrastructure   projects  in  Kenya  worth  about  $3.5  billion.73  China’s  low  cost  infrastructure  providers  will  seek   to  market  their  services  in  Africa  due  to  the  slowdown  of  the  Chinese  economy.  Therefore,   Chinese  infrastructure  projects  in  Kenya  will  likely  continue,  according  to  the  World  Bank.74     ● The  Chinese  slowdown  and  rebalancing  has  the  potential  to  actually  strengthen  Kenya’s   economy  through  an  increase  in  exports,  according  to  a  March  2016  World  Bank  assessment   of  Kenya’s  economic  future  with  China.  The  report  states  that  “exports  to  China,  especially  of   services,  may  increase  once  China  transitions  to  a  consumption  driven  economy  closer  to   2030.”75     ● The  Chinese  “grand  strategy”  and  the  Kenyan  domestic  agenda  are  linked.  According  to   Shannon  Tiezzi,  managing  editor  of  The  Diplomat  and  expert  on  China/Africa  relations,   infrastructure  projects  such  as  LAPSSET  and  SGR  are  key  components  of  China’s  One  Belt,  One   Road  (OBOR)  initiative  in  addition  to  Kenya’s  Vision  2030.76     Evidence  suggests  that  Kenyan  elites  view  Western  aid  and  traditional  avenues  of  financial  loans  as   ineffective.  Kenya’s  governing  elites  seek  out  Chinese  aid  because  they  view  western  aid  as  having  too   many  stipulations.  China  applies  its  non-­‐interference  policy  to  loan-­‐seeking  states.  Kenya  benefits  from   this  because  it  does  not  have  to  alter  its  governing  policies  to  accept  loans  for  development.                                                                                                                                               73  “President  Kenyatta:  Sustained  Strategic  Ties  with  China  Will  Boost  Development  in  Africa,”  Government  of   Kenya,  accessed  March  5,  2016,  http://www.president.go.ke/2015/12/05/president-­‐kenyatta-­‐sustained-­‐ strategic-­‐ties-­‐with-­‐china-­‐will-­‐boost-­‐development-­‐in-­‐africa/.     74  Apurva  and  Johnson,  “Deal  or  No  Deal:  Strictly  Business  for  China  in  Kenya?”   75  Ibid.   76  Shannon  Tiezzi,  “Africa’s  role  in  China’s  One  Belt,  One  Road  global  trade  strategy,”  The  China  in  Africa  Podcast   (2015),  The  China  Africa  Project,  March  8,  2016.   http://www.chinaafricaproject.com/podcast-­‐china-­‐obor-­‐belt-­‐road-­‐shannon-­‐tiezzi-­‐africa-­‐trade/    
  • 28.               27   ● “In  my  view,  the  prescriptions  by  the  World  Bank  do  not  help  developing  countries  to  grow.  It's   like  they  look  at  you  as  if  you  are  a  small  baby  –  ‘do  this,  do  that’.  Sometimes  they  are  very   wrong.  And  that's  why  I  prefer  private  capital  to  borrowing  from  the  World  Bank,”  according  to   Samuel  Poghisio,  the  former  Minister  of  Information.77           Kenyan  leaders  even-­‐handedly  engage  with  the  US  and  China  in  political  and  economic  sectors   despite  recent  anti-­‐West  campaigns.  Former  President  Mwai  Kibaki’s  rhetoric  was  frequently  anti-­‐ West  in  recent  years,  and  elites  looked  to  China  for  economic  assistance  instead  of  the  US.  However,   President  Uhuru  Kenyatta  is  beginning  to  rebuild  diplomatic  ties  with  the  US  in  order  to  realize  Kenya’s   economic  goals.       ● President  Mwai  Kibaki’s  “Look  East”  policy   encouraged  stronger  relationships  with  Asia,  the   Middle  East,  BRIC  countries,  and  Eastern  Europe   due  to  their  adherence  to  non-­‐interference   policies,  according  to  The  East  African.78       ● President  Kenyatta  used  his  indictment  by  the  International  Criminal  Court  (ICC)  to  win  the   2013  elections  by  propagating  anti-­‐West  rhetoric.  He  led  an  anti-­‐US  campaign  to    appeal  to   anti-­‐colonialist  and  populist  elements  in  Kenya.  He  portrayed  the  US  and  Europe’s  policy  of   limited  “essential  business”  contact  as  the  meddling  of  western  powers  in  Kenyan  elections,   according  to  The  New  York  Times.79       ● The  al-­‐Shabaab  attack  at  Garissa  University  in  April  2015  and  President  Obama’s  visit  to  Kenya   in  July  2015  signaled  an  expanding  relationship  between  the  US  and  Kenya  in                                                                                                                                           77  Fourie,  “New  Maps  for  Africa?  Contextualizaing  the  ‘Chinese  Model’  within  Ethiopian  and  Kenyan  Paradigms  of   Development.   78  “Kenya  reaps  handsome  rewards  from  its  robust  ‘Look  East’  policy,”  The  East  Africa,  accessed  March  10,  2016,   http://www.theeastafrican.co.ke/news/-­‐/2558/914708/-­‐/view/printVersion/-­‐/pq3m5q/-­‐/index.html.   79  Michela  Wrong,  “Indictee  for  President!”  The  New  York  Times,  March  11,  2013,  accessed  March  10,  2016,   http://latitude.blogs.nytimes.com/2013/03/11/being-­‐prosecuted-­‐by-­‐the-­‐i-­‐c-­‐c-­‐helped-­‐uhuru-­‐kenyattas-­‐chances-­‐ in-­‐kenyas-­‐election/?_r=0.   POLITICAL   "Kenya  cannot  afford  the   luxury  of  aligning  itself  with   either  East  or  West."   -­‐President  Uhuru  Kenyatta,  2015